HomeMy WebLinkAboutRes 2020-06-747 Public Improvement District (PID) PolicyRESOLUTION NO. � Co�C '� �'%- 7 `���
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ANNA, TEXAS
ADOPTING A PUBLIC IMPROVEMENT DISTRICT POLICY
WHEREAS, the City Council of the City of Anna offers various incentives to encourage
developments within the corporate limits of the City and in the extraterritorial jurisdiction;
and
WHEREAS, public improvement districts are an economic and community
enhancement tool that finances the costs of qualified public improvements which would
not be otherwise be provided; and
WHEREAS, Chapter 372 of the Texas Local Government Code allows for the creation
of public improvement districts; and
WHEREAS, the City Council wishes to develop guidelines and requirements for
consideration in the establishment of a PID; and
WHEREAS, the City of Anna Public Improvement District (PID) policy is provided herein
as "Exhibit A":
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
ANNA, TEXAS, THAT:
Section 1. The City Council hereby adopts the Public Improvement District policy, which
is attached hereto and incorporated herein as Exhibit "A"
Section 2. This resolution shall take effect immediately.
PASSED AND APPROVED by the City Council of the City of Anna, Texas on this 23ra
day of June 2020.
ATTEST:
Carrie L. Land, City
CITY OF ANNA, TEXAS
ecretary
APPROVED
RESOLUTION NO.
Pike
Page 1 of 1
Exhibit A
Public Improvement District Policy
A Public Improvement District ("PID") in accordance with Texas Local Government Code Chapter 372 ("Act"),
provides the City of Anna ("City") an economic development and community enhancement tool that finances the
costs of qualified public improvements that confer a special benefit for a definable part of the City and/or its
extraterritorial jurisdiction. Proceeds from assessments and/or PID bonds can be used to finance capital costs of
public improvements or enhancements of public improvements which would not otherwise be constructed or
provided. PIDs allow the costs of public improvements to be borne by those who receive special benefits from the
improvements or services. Proceeds of PID bonds may only be used to pay for public improvements that will
ultimately be owned and controlled by the City or another political subdivision. Proceeds from assessments may
also be used for special supplemental services for improvement and promotion of the PID, including maintenance
of PID projects.
A PID is comprised of a defined area of properties whose owners have petitioned the City to form a PID. The City
Council creates a PID by adoption of a resolution after a public hearing. Notice of the public hearing must be
published and mailed to all property owners in the proposed PID, as required by the Act. In the petition, the property
owners request the City to levy assessments on property within the PID in order to fund enhanced services and/or
improvements within the PID. The PID must demonstrate that it confers a special benefit to the property within the
PID and promotes the interests of the City.
The purpose of this policy is to outline the policies and procedures the City will use to consider whether creation of
a PID, the levy of PID assessments, issuance of PID bonds, information disclosure to property owners, and
determination of annual plans, budgets, and assessments are in the best interests of the City. This policy outlines
the items needed to be addressed by the property owners seeking the creation of a PID ("Petitioner") before the City
Council can support the authorization of the PID. Any requests for adjustments, exceptions, or waivers to this policy
must be reviewed and approved by the City Council of the City of Anna.
General
1. A PID may be created and utilized to construct qualified public improvements and/or reimburse a
developer's actual and documented costs of standard infrastructure with a strong preference for
promoting enhanced infrastructure and improvements to serve the development.
2. Proceeds of PID bonds cannot be used to reimburse costs incurred prior to the twentieth (201") day after
such resolution is published.
3. PIDs must be self-sufficient and fund any costs incurred by the City associated with the formation of
the PID, bond issuance costs, PID administration, the construction of PID improvements and other PID
related costs.
4. Priority will be given to PID developments which:
a. Generate economic and superior development benefits to the City beyond what normal
development would generate
b. PIDs created with the support of 100% of the landowners within a PID
c. Provide for improvements in the public right of way (e.g., entryways. landscaping, fountains,
specialty lighting, art, decorative and landscaped streets and sidewalks, bike lanes, multi -use
trails, signage)
Page 1
Exhibit A
Us Meet community needs (e.g., enhanced drainage improvements, parks and off- street public
parking facilities, pedestrian connectivity, wastewater and/or water on or off-site
improvements) including without limitation development's pro -rata share of the of regional
public facilities and services
e. Increase or enhance City's multimodal transportation and roadway plans
f Exceed development requirements of the City; in particular, enhanced architectural standards,
enhanced landscaping, enhanced amenities, and provide for superior design of lots or buildings
g. Protect and preserve natural amenities and environmental assets such as lakes, trees, creeks,
ponds, floodplains, slopes, hills, and wildlife habitats
h. Protect and preserve existing historical buildings, features or places and preserve the
community amenities or features that would otherwise be a special benefit to the community
i. Does not overlap the boundaries of another PID
5. A PID's budget shall include sufficient funds to pay for all costs including but not limited to all
administrative and/or operational costs associated with the administration, management, audit,
disclosure and reporting of the PID.
6. Any requested adjustments and or deviations from the terms and conditions of the City's PID Policy
shall be clearly requested and explained in, or submitted prior to or with, the PID petition for that PID.
Any adjustments or deviations to be granted shall be at the sole discretion of the City Council.
T The developer shall be responsible to prepay all assessments on property owned by the City of Anna,
Anna ISD, and/or Collin County that are located in the boundaries of the PID
8. Developers may be required to pay the assessments for land located in a PID owned by a religious
institution.
9. The City reserves the right and shall select and retain the services of any professionals and/or
consultants in association with the creation and administering of the PID including but not limited to
financial advisor, bond counsel, underwriter, trustee, PID administrator, and appraiser.
10. The City Council will not take any action to commence` the creation of a PID or other related
development district prior to the approval of a final development agreement governing the development
in question.
Petition Requirements
Petitions requesting creation of a PID must satisfy all statutory requirements under Chapter 372 of the Texas Local
Government Code.
The City may require:
1. Evidence that signatures of property owners were gathered not more than six months preceding the
submittal of the petition
2. Evidence that the petitioner's signatures meet the state law requirements, or the petition will be
accompanied by a reasonable fee to cover the City's costs of signature verification
In addition, the City may require that the petition set forth the following:
1. The maximum term of a PID assessment
2. Minimum appraised value to lien ratio
3. Maximum maturity of PID bonds
4. Maximum equivalent tax rate
Development Agreement
The City Council will not take any action to commence the creation of a PID or other related development district
prior to the approval of a final development agreement governing the development in question.
The following shall be provided to the City prior to the preparation of a development agreement:
Page 2
Exhibit A
1. The basic terms and conditions for creation of the PID, including the provision of special conferred
benefit
2. Indication of the estimated costs of proposed improvements, maximum assessment, maximum bond
issuance, and maximum tax equivalent rate (in dollars, $)
3. A section that clearly identifies the benefit of the PID to the affected property owners and to the City as
a whole
4. The petitioner's qualifications and previous experience with real estate development, financing of the
development, prior PIDs, etc.
5. A legal description of the boundaries of the proposed PID, a,map of the proposed PID boundaries that
is suitable for publication for the legal notices, and a "commonly known" description of the area to be
included in the PID
6. Description of all City -owned land within the PID as well as its, proposed share of project costs
7. A current tax roll of owners in the PID
8. Any plan for phasing of both real estate development supported by the PID and construction of public
improvements in the PID including a breakdown between major improvements serving large areas of or
the entire PID vs. phase -specific improvements
9. A sunset clause, and a pre -executed petition to dissolve the PID by the landowner in case the project has
not obtained a grading permit within three (3) years
10. Agreement by all property owners that upon approval of a PID located in whole or in part outside the
City's corporate limits, the boundaries of the PID will be immediately annexed into the City of Anna, or
under terms of a development agreement.
Fees and Professional Services Reimbursement Agreement
If the City determines it is in its best interest to establish a PID, a Professional Services Agreement will be entered
into with the developer. The Professional Services Agreement will require the developer to initially deposit funds
in the amount of $50,000 to pay for city staff time and third -party consultants including, but not limited to, Legal
and Bond Counsel, Financial Advisor, PID Consultant/Administrator, Trustee, Underwriter, Appraiser, and Market
Study Analysts. An additional $25,000 deposit will be required to be deposited by the developer when the deposit
balance reaches $10,000. Certain unused balances will be returned to the developer. The developer will be eligible
to be reimbursed these costs through bond proceeds or PID Assessments as applicable. The amounts required to be
paid in this paragraph are in addition to administrative costs associated with the PID, cost of bond issuance, and the
PID fee referenced below.
In addition to the am
City at bond closing.
a PID fee of $3,400 per single family home is required to be paid to the
Development Standards
The City will consider petitions for PID projects that support real estate developments which confer benefits to the
City to a degree that is superior to benefits typically generated by projects that do not involve PID financing.
1. The project must include improvements that enhance or implement the City's master plan, including the
City's thoroughfare plan and water and wastewater plans and advance the City's trail and park plans.
2. In addition to other public improvements, any improvements that are offsite or are part of the City's master
plans must obtain approval from the City Engineer prior to being included in the PID.
3. Preference will be given to high quality projects that exceed the City's subdivision requirements for overall
design, building standards and amenities with enhanced landscaping and appealing architecture throughout.
4. Preference will be given to mixed use projects that include a mix of residential, retail and commercial uses.
5. Preference will be given to projects where an average home price is expected to substantially exceed other
surrounding new home community pricing. If actual home pricing is lower than anticipated or certain other
Page 3
Exhibit A
conditions occur, developers or property owners may be required to make a mandatory assessment
prepayment (buydown) to account for lower taxable assessed values.
City Consultants
The City will independently select Bond Counsel, Financial Advisor, PID Administrator, Trustee, Market Study
Analyst, Underwriter and Appraiser. The City's PID Administrator will draft the Service and Assessment Plan
("SAP") and prepare all annual updates.
Collection of Assessments
Prior to the levy of assessments, the City will enter into an agreement with Collin County to include the annual PID
assessment payments on the Collin County Tax Bill,
Maximum Assessment
The annual PID installment shall not exceed an amount
upon buildout that will place the development within a
City's SAP and upon filing of a final plat will ensure the
SAP, is not exceeded, and which may result in a mandal
PID Bond Issuance Requirements
In addition to other conditions set forth
limitations shall apply to PID debt issues
1. The maximum term of a PID ass
bond terra
2. Minimum appraised
3. No annual assessmel
competitive to the or
4. Maximum of 2 years
5. All PID bonds must i
6. All imp.
7.
the City'Inspector,
is prior to dedicati�
required to demon
and/or equity capital, or
probable cost, which rep
assumed to be complete(
the net proceeds of the
bank/equity commitme
Financial Advisor.
ratio of 3':1
ince assessment:
end Lot Type(s) j
d interest for eac
sire no later than
pith PID bonds n
third -party qual
s the expected total tax equivalent rate (TRE)
TRE. A true -up calculation is included in the
he"maximum assessment per Lot Type, as defined in the
y prepayment from the developer.
►t agreement, the following performance standards and
City:
30 years and the assessment term must equal the
for future phases will remain
in the SAP
na rssue
ears after being issued by the City
be reviewed by the City Engineer or designee, and
designee, and built to the City's standards for public
'ate committed capital in the form of cash deposit, proof of bank financing
credit to the City with an amount confirmed by an engineer's opinion of
ie difference between budgeted cost to complete the public improvements
ng private costs to reach final lot values as established in the appraisal and
nds. The form of committed capital (cash deposit, letter of credit or
e determined by the City on a case-by-case basis on advice from its
The aggregate principal amount of bonds required to be issued shall not exceed an amount sufficient to
fund:
(i) the actual costs of the qualifi
ed public improvements,
(ii) required reserves and capitalized interest during the period of construction and not more
than 12 months after the completion of construction and in no event for a period greater
than 2 years from the date of the initial delivery of the bonds, and
(iii) any costs of issuance. Provided, however that to the extent the law(s) which limit the period
of capitalized interest to 12 months after completion of construction change, the foregoing
limitation may be adjusted to reflect the law(s) in effect at the time of future bond issuances.
9. No bond issuance may occur after the expiration of five years after a PID is created if during said five-year
period no assessments have been levied for such PID or no development has occurred within the PID;
provided, however, this provision shall not apply if the City Council makes written findings that the passage
Exhibit A
of time without active development should not result in reevaluation of marketability, compatibility with
surrounding land uses, and/or other relevant factors.
Finance Limitations
1. A developer or landowner may request the issuance of PID bonds in advance of construction of an
individual phase of a development subject to compliance with these standards. All such PID bond issues
will be subject to approval of the City Council.
2. No General Obligation Bonds or Certificates of Obligation bonds will be utilized by the City to directly
or indirectly pay, or guarantee payment of, PID bonds.
3. If in any calendar year the City issues bonds that would constitute a bank qualified debt issuance but
for the issuance of the PID bonds, then the developer shall pay to the City a fee to compensate the City
for the interest savings the City would have achieved had the debt issued by the City been bank qualified
provided that all other developers or owners benefitting from the City issuing debt are similarly
burdened with an obligation to compensate the City.
4. All PID bond issues, if any, will be subject to approval by the City Council.
5. If the City Council authorizes the issuance of PID bonds, the City' shall issue all such PID bonds in
accordance with the protocols and procedures adhered to by the City's Director of Finance for issuing
long-term debt instruments including tax notes and bonds.
6. Special assessments on any given portion of the ,property may be adjusted in connection with
subsequent bond issues as long'; as an agreed-upon maximum annual assessment rate is not exceeded,
and the special assessments are determined in accordance with the SAP and the PID Act. Special
assessments on any portion of the property will bear a direct proportionate relationship to the special
benefit of the public improvements to that improvement area. In no case will the maximum assessment
be increased for any parcel unless the property owner of the parcel consents to the increased assessment.
7. The City shall not be obligated to provide any funds for any improvement except from the proceeds of
the PID bonds and PID assessments.
8. The City's cost of reviewing a developer payment request from PID bond proceeds, including City staff
time and third -party consultant costs, shall be netted out of the amount paid to the developer.
9. Each PID bond indenture will clearly state that all debt service payments for the PID bonds shall be
payable solely from and secured by the pledged assessments levied against properties within the PID
or funds held under a bond indenture for such purposes, and that the City will have no obligation to
make debt service payments for the PID bonds from any other sources..
10. A PID will be responsible for payment of all the City's reasonable and customary costs and expenses
including the cost of any appraisal.
IL Improvements funded with PID proceeds will be exempt from any public bidding or other purchasing
and procurement policies per Texas Local Government Code Section 252.022(a)(9) which states that a
project is exempt from such requirements if "paving drainage, street widening, and other public
improvements, or related matters, if at least one-third of the cost is to be paid by or through special
assessments levied on property that will benefit from the improvements."
12. Any new money PID bonds issued will include a Reserve Fund in an amount equal to the lesser of.
(i) the maximum annual debt service on the bonds,
(ii) 10 percent of the principal amount of the PID bonds, or
(iii) 125 percent of the average annual debt service and that such Reserve Fund will be funded
from bond proceeds at the time bonds are issued.
13. Pursuant to the PID Act, the interest rate for assessments may exceed the interest rate of the bonds by
no more than one half of one percent (0.50%). The City may allocate up to 0.50% of the interest rate
component to fund a delinquency reserve, prepayment reserve, or for any other purpose authorized by
the PID Act.
14. All developers and significant landowners will provide any required continuing disclosure obligations
associated with the issuance of PID bonds as required under the respective bond indenture or any other
Page 5
in Jen WITI,
_
regulatory agreement or regulatory agency. Failure to abide by continuing disclosure requirements may
limit access to proceeds and/or future bond issues.
15. Developer is required to demonstrate committed capital (e.g., cash deposit, proof of bank financing, or -
letter of credit) to the City on or prior to the sale date of the PID bonds in an amount confirmed by an
engineer's estimate of probable cost, which represents the difference between the budgeted cost to
complete the public improvements assumed to be complete in the appraisal and the net proceeds of the
PID bonds.
16. During a material event of default by the developer- under the terms of any agreement between the
developer and the City relating to the PID or the property within the PID, the City shall, after providing
notice and opportunity to cure, have the right to recapture reimbursements and/or terminate its
obligations to the developer.
17. All construction of improvements is subject to City review and approval and if applicable, provisions
shall be made for dedication to City or to another appropriate entity.
18. Improvements to be funded by the PID are limited to those defined as Authorized Improvements under
Texas Local Government Code Section 372.003(b)'`
19. Any trails, parks, streets or other public amenities that are located within a gated community or
otherwise inaccessible location to the general public may not be funded or reimbursed by the PID.
20. All public parks and trails must be dedicated to the City.
21. All roads must be within dedicated rights -of -ways that are conveyed to either the City or to the County
government, as appropriate.
22. In any calendar year in which PID bonds are issued, a developer must pay the City its actual additional
costs, if any, the City incurs in the issuance of its own public securities or obligations on its own taxing
power of municipal revenues if the City Obligations are deemed not to qualify for the designation of
qualified tax-exempt obligations as defined in section 265(b)(3) of the Internal Revenue Code as
amended, as a result of the issuance of PID bonds by the City in any given year.
Disclosure to Homeowners
To provide disclosure,to homeowners, the City will require the petitioner to comply with the following:
1. Execute a Landowner's Agreement or similar agreement to be recorded in the official public records of
2. Signage at major entryways and exits,
3. Signage and information flyers. in any sales centers within the PID that include:
a. Frequently Asked Questions
b. Total Assessment
c. Average Annual Installment
d. Equivalent Tax Rate
4. Homebuyer disclosure documents, as approved by the City Council, in accordance with Section 5.014 of
the Texas Property Code < to be signed both at contract signing and at closing with such agreements
maintained on file by each homebuilder and available for inspection by the City
5. Developer contracts with homebuilders must require the homebuilder to disclose the PID on any MLS
listing.
Project Criteria
In agreeing to create a PID for which debt will be issued to fund the costs of constructing eligible public
improvements, the City will require the following:
1. The property
owner must demonstrate to the City that it has the expertise to complete the new
development that the PID will support.
2. The property owner must provide the City with its sources of funding the Public Improvements not being
funded by the PID.
Page 6
Exhibit A
3. The proposed development must be consistent with the entitlements on the property. All required zoning,
easements for off-site infrastructure, other required land use approvals or other required permits must be
in place for the development prior to the issuance of any PID bonds.
4. The property owner must provide evidence to the City that the utility service provider has sufficient
capacity to provide all necessary utility services.
5. All reasonable estimated costs must be identified before a decision is reached on a request to issue bonds
for a PID. Costs to be identified include costs related to creating the PID; costs for construction and/or the
acquisition of improvements, the maintenance and operation of improvements (if any) and PID
administrative costs. A developer is solely responsible for cost overruns that exceed available PID bond
proceeds.
6. If the City elects to hire a qualified third party PID administrator to administer the PID, the costs for such
administration shall be paid for with PID funds. The PID administrator will be required to prepare the
SAP, review and comment on all information provided by the developer, at the direction of the City
attend any public hearing regarding the levy of assessments, as well as provide the Annual SAP update
and present to Council for approval.
7. The PID Financing Agreement (or other applicable PID documentation) shall contain a section which
clearly identifies the benefit of the PID to the affected property owners and to the City as a whole (i.e.,
public purpose) and evidence of insurance policies with coverages and amounts acceptable to the City..
8. The SAP shall describe, if applicable, all City -owned land within the PID as well as its proposed share of
project costs.
1 I . Specified assurances that the construction of improvements in the public right-of-way will be dedicated to
and maintained by the City after PID assessments have expired. For the life of the PID, public
infrastructure will be maintained by the PID to the extent permitted under the Act, unless otherwise stated
in the PID Financing Agreement (or other applicable PID documentation).
The PID may not finance improvements or services within a gated community or that are not accessible to the
general public.
PID Administration
The City may contract with a qualified third -party company to manage and administer the PID, subject to
appropriate oversight by City staff and in compliance with the Act, as amended.
Developer Reimbursement
The developer will submit expenses for reimbursements, subject to the SAP and the approved Disbursement
Certification Form attached to the Construction Funding Agreement or other Financing or Reimbursement
Agreement and submit to the City or, PID Administrator as directed.
Miscellaneous
1. This PID policy does not bind the City Council to approve, authorize or create a PID or take any related
action. PID creation, PID bond issuance and all related matters are legislative acts solely with the
discretion of the City Council.
Z. Any requests for adjustments, exceptions, or waivers to this policy must be reviewed and approved by the
City Council of the City of Anna.
3. No public official or employee shall be personally responsible for any liability arising under or growing
out of any approved PID. Any obligation or liability of the developer whatsoever that may arise at any
time under the approved PID or any obligation or liability which may be incurred by the developer
pursuant to any other instrument, transaction or undertaking as a result of the PID shall be satisfied out of
the assets of the developer only and the City shall have no liability.
Page 7