HomeMy WebLinkAboutOrd 1073-2023-09 Authorizing Issuance of Special Assessment Revenue Bonds, Series 2023 (The Woods at Lindsey Place PID #1) RECORDEDCERTIFICATE FOR ORDINANCE
THE STATE OF TEXAS
COLLIN COUNTY
CITY OF ANNA
We, the undersigned officers of the City of Anna, Texas (the "City"), hereby certify as follows:
1. The City Council (the "Council") of the City convened in a regular meeting on
September 12, 2023, at the regular designated meeting place, and the roll was called of the duly
constituted officers and members of the Council, to wit:
Nate Pike, Mayor Stan Carver II, Council Member
Lee Miller, Mayor Pro Tem. Pete Cain, Council Member
Randy Atchley, Deputy Mayor Pro-Tem Elden Baker, Council Member
Kevin Toten, Council Member
Ryan Henderson, Interim City Manager
Carrie Land, City Secretary
and all of said persons were present, except IV o n e ,
thus constituting a quorum. Whereupon, among other business the following was transacted at
said meeting: a written Ordinance entitled
AN ORDINANCE AUTHORIZING THE ISSUANCE OF THE "CITY OF
ANNA, TEXAS, SPECIAL ASSESSMENT REVENUE BONDS, SERIES
2023 (THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT
DISTRICT IMPROVEMENT AREA #1 PROJECT)" IN A PRINCIPAL
AMOUNT NOT TO EXCEED $7,419,000 PAYABLE FROM SPECIAL
ASSESSMENTS TO FUND PUBLIC IMPROVEMENTS IN
IMPROVEMENT AREA #1 OF THE WOODS AT LINDSEY PLACE
PUBLIC IMPROVEMENT DISTRICT; APPROVING AND
AUTHORIZING AN INDENTURE OF TRUST, A BOND PURCHASE
AGREEMENT, A LIMITED OFFERING MEMORANDUM, A
CONTINUING DISCLOSURE AGREEMENT AND OTHER
AGREEMENTS AND DOCUMENTS IN CONNECTION THEREWITH;
MAI[NG FINDINGS WITH RESPECT TO THE ISSUANCE OF SUCH
BONDS; AND PROVIDING AN EFFECTIVE DATE
was duly introduced for the consideration of the Council. It was then duly moved and seconded
that said Ordinance be passed; and, after due discussion, said motion, carrying with it the passage
of said Ordinance, prevailed and carried, with all members of the Council shown present above
voting "Aye," except as noted below:
NAYS: 12� ABSTENTIONS: i�
2. A true, full, and correct copy of the aforesaid Ordinance passed at the meeting
described in the above and foregoing paragraph is attached to and follows this Certificate; said
Ordinance has been duly recorded in the Council's minutes of said meeting; the above and
foregoing paragraph is a true, full, and correct excerpt from the Council's minutes of said
meeting pertaining to the passage of said Ordinance; the persons named in the above and
foregoing paragraph are the duly chosen, qualified, and acting officers and members of the
Council as indicated therein; that each of the officers and members of the Council was duly and
sufficiently notified officially and personally, in advance, of the time, place, and purpose of the
aforesaid meeting, and that said Ordinance would be introduced and considered for passage at
said meeting, and each of said officers and members consented, in advance, to the holding of
said meeting for such purpose; and that said meeting was open to the public, and public notice of
the time, place, and purpose of said meeting was given all as required by the Texas Government
Code, Chapter 551.
3. The Council has approved and hereby approves the Ordinance; and the Mayor (or
Mayor Pro-Tem) and City Secretary hereby declare that their signing of this Certificate shall
constitute the signing of the attached and following copy of said Ordinance for all purposes.
SIGNED AND SEALED ON SEPTEMBER 12, 2023
(City Seal)
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CITY OF ANNA
ORDINANCE NO. l p *3 -2023 - Oq
AN ORDINANCE AUTHORIZING THE ISSUANCE OF THE "CITY OF ANNA,
TEXAS, SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023 (THE WOODS AT
LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT IMPROVEMENT AREA #1
PROJECT)" IN A PRINCIPAL AMOUNT NOT TO EXCEED $7,419,000 PAYABLE
FROM SPECIAL ASSESSMENTS LEVIED UPON IMPROVEMENT AREA #1 OF THE
WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT TO FUND
PUBLIC IMPROVEMENTS IN SAID DISTRICT; APPROVING AND AUTHORIZING
AN INDENTURE OF TRUST, A BOND PURCHASE AGREEMENT, A LIMITED
OFFERING MEMORANDUM, A CONTINUING DISCLOSURE AGREEMENT AND
OTHER AGREEMENTS AND DOCUMENTS IN CONNECTION THEREWITH;
MAKING FINDINGS WITH RESPECT TO THE ISSUANCE OF SUCH BONDS; AND
PROVIDING AN EFFECTIVE DATE
WHEREAS, the City of Anna, Texas (the "City"), pursuant to and in accordance with the
terms, provisions and requirements of the Public Improvement District Assessment Act,
Subchapter A of Chapter 372, Texas Local Government Code, has previously established the
"The Woods at Lindsey Place Public Improvement District" (the "District"); and
WHEREAS, pursuant to the PID Act, the City Council of the City (the "Council")
published notice of the assessment hearing in a newspaper of general circulation in the City and
the extraterritorial jurisdiction of the City, and opened a public hearing on March 14, 20239
regarding the levy of special assessments within the District, and the City Council convened the
hearing on March 14, 2023; and
WHEREAS, after all comments and evidence, both written and oral, were received by the
City Council, the public hearing was closed on March 14, 2023 and, on such date, the Council
adopted an ordinance levying such special assessments (the "Assessment Ordinance"); and
WHEREAS, in the Assessment Ordinance, the Council approved and accepted the
Service and Assessment Plan (as defined in the Assessment Ordinance) relating to the District
and levied the Assessments (as defined in the Indenture (defined below)) against the
Improvement Area #1 Assessed Property (as defined in the Service and Assessment Plan); and
WHEREAS, the Council has found and determined that it is in the best interests of the
City to issue its bonds to be designated "City of Anna, Texas, Special Assessment Revenue
Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District,. Improvement
Area #1 Project)" (the 'Bonds"), such Bonds to be payable from and secured by the Pledged
Revenues (as defined in the Indenture); and
WHEREAS, the City is authorized by the PID Act to issue the Bonds for the purpose of
(i) paying the Actual Costs (as defined in the Indenture), (ii) funding a reserve fund for payment
of principal and interest on the Bonds, (iii) paying a portion of the costs incidental to the
organization of the District and (iv) paying the costs of issuance of the Bonds; and
WHEREAS, the Council has found and determined to approve (i) the issuance of the
Bonds to finance the Improvement Area #1 Projects, (ii) the form, terms and provisions of the
Indenture securing the Bonds authorized hereby, (iii) the form, terms and provisions of a Bond
Purchase Agreement (defined below) between the City and the Underwriter (defined below),
(iv) a Limited Offering Memorandum (defined below), (v) a Continuing Disclosure Agreement
(defined below), and (vi) a Service and Assessment Plan (defined below); and
WHEREAS, the meeting at which this Ordinance is considered is open to the public as
required by law, and the public notice of the time, place and purpose of said meeting was given
as required by Chapter 551, Texas Government Code, as amended;
NOW, THEREFORE BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
ANNA, TEXAS, THAT:
Section 1. Findings. The findings and determinations set forth in the preamble
hereof are hereby incorporated by reference for all purposes as if set forth in full herein.
Section 2. Aooroval of Issuance of Bonds and Indenture of Trust.
(a) The issuance of the Bonds in the principal amount of $7,419,000 for the
purpose of (i) paying the Actual Costs, (ii) funding a reserve fund for payment of
principal and interest on the Bonds, (iii) paying a portion of the costs incidental to the
organization of the District, and (iv) paying the costs of issuance of the Bonds, is hereby
authorized and approved.
(b) The Bonds shall be issued and secured under that certain Indenture of
Trust (the "Indenture"), dated as of September 15, 2023, between the City and Regions
Bank, an Alabama state banking corporation with offices in Houston, Texas, as trustee
(the "Trustee"), with such changes as may be necessary or desirable to carry out the intent
of this Ordinance and as approved by the Mayor of the City, such approval to be
evidenced by the execution and delivery of the Indenture, which Indenture is hereby
approved in substantially final form attached hereto as Exhibit A and incorporated herein
as a part hereof for all purposes. The Mayor or Mayor Pro-Tem of the City is hereby
authorized and directed to execute the Indenture and the City Secretary is hereby
authorized and directed to attest such signature of the Mayor or Mayor Pro-Tem.
(c) The Bonds shall be dated, shall mature on the date or dates and in the
principal amount or amounts, shall bear interest, shall be registered as to both principal
and interest, shall be subject to redemption and shall have such other terms and
provisions as set forth in the Indenture. The Bonds shall be in substantially the form set
forth in the Indenture, with such insertions, omissions and modifications as may be
required to conform the form of Bond to the actual terms of the Bonds. The Bonds shall
be payable from and secured by the Pledged Revenues (as defined in the Indenture) and
other assets of the Trust Estate (as defined in the Indenture) pledged to the Bonds, and
shall never be payable from ad valorem taxes or any other funds or revenues of the City.
Section 3. Sale of Bonds; Approval of Bond Purchase Agreement. The Bonds shall
be sold to FMSbonds, Inc. (the "Underwriter") at the price and on the terms and provisions set
forth in that certain Bond Purchase Agreement (the "Purchase Agreement"), dated the date
hereof, between the City and the Underwriter, attached hereto as Exhibit B and incorporated
herein as a part hereof for all purposes, which terms of sale are declared to be in the best interest
of the City. The form, terms and provisions of the Purchase Agreement are hereby authorized
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and approved and the Mayor or Mayor Pro-Tem of the City is hereby authorized and directed to
execute and deliver the Purchase Agreement. The Mayor's or Mayor Pro-Tem's signature on the
Purchase Agreement may be attested by the City Secretary. The Initial Bond shall be registered
in the name of the Underwriter.
Section 4. Limited Offering Memorandum. The form and substance of the
Preliminary Limited Offering Memorandum and any addenda, supplement or amendment thereto
and the final Limited Offering Memorandum for the Bonds and any addenda, supplement or
amendment thereto (the "Limited Offering Memorandum") are hereby approved and adopted in
all respects. The Limited Offering Memorandum, with such appropriate variations as shall be
approved by the Mayor and Mayor Pro-Tem of the City and the Underwriter, may be used by the
Underwriter in the offering and sale of the Bonds. The City Secretary is hereby authorized and
directed to include and maintain a copy of the Preliminary Limited Offering Memorandum (as
defined in the Purchase Agreement) and the Limited Offering Memorandum and any addenda,
supplement or amendment thereto thus approved among the permanent records of this meeting.
The use and distribution of the Preliminary Limited Offering Memorandum in the offering of the
Bonds is hereby ratified, approved and confirmed. The City deems the Preliminary Limited
Offering Memorandum final, within the meaning of Rule 15c2-12 issued by the United States
Securities and Exchange Commission under the Securities Exchange Act of 1934 (the "Rule"), as
of its date, except for the omission of information specified in Section (b)(1) of the Rule, as
permitted by Section (b)(1) of the Rule. Notwithstanding the approval and delivery of such
Preliminary Limited Offering Memorandum and Limited Offering Memorandum by the Council,
the Council is not responsible for and proclaims no specific knowledge of the information
contained in the Preliminary Limited Offering Memorandum and the Limited Offering
Memorandum pertaining to the Improvement Area #1 Projects, the Developer or its financial
ability, any builders, any landowners or the appraisal of the property in the District.
Section 5. Continuing Disclosure Agreement. The City of Anna, Texas, Special
Assessment Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public, Improvement
District Improvement Area #1 Project) Continuing Disclosure Agreement of the Issuer (the
"Continuing Disclosure Agreement") between the City, P3Works, LLC and Regions Bank is
hereby authorized and approved in substantially final form attached hereto as Exhibit C and
incorporated herein as a part hereof for all purposes, and the Mayor or Mayor Pro-Tem of the
City is hereby authorized and directed to execute and deliver such Continuing Disclosure
Agreement with such changes as may be required to carry out the purpose of this Ordinance and
approved by the Mayor or Mayor Pro-Tem, such approval to be evidenced by the execution
thereof.
Section 6. Service and Assessment Plan. That certain "The Woods at Lindsey Place
Public Improvement District 2023 Amended & Restated Service and Assessment Plan", dated
September 12, 2023 is hereby authorized and approved in substantially the form attached hereto
as Exhibit D which is incorporated herein as a part hereof for all purposes and the City Manager,
Mayor, Mayor Pro Tem, and City Secretary of the City are each hereby authorized and directed
to deliver such Service and Assessment Plan with such changes as may be required to carry out
the purposes of this Ordinance. The Service and Assessment Plan, including the method of
assessment set forth therein, is approved and adopted as the service and assessment plan for
Improvement Area #1 of the District and the updated Improvement Area #1 Assessment Roll
attached as Appendix F-1 thereto, which restates the Improvement Area #1 Assessments that
have been levied against the Improvement Area #1 Assessed Property by the Assessment
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Ordinance to incorporate information from the final pricing of the Bonds is hereby approved.
The City Secretary is hereby directed to file the Service and Assessment Plan in the real property
records of Collin County not later than the seventh (7th) day after the date the City Council
adopts this Ordinance approving the Service and Assessment Plan. The City Secretary is further
directed to similarly file each Annual Service Plan Update (as defined in the Service and
Assessment Plan) approved by the City Council not later than the seventh (7th) day after the date
that the City Council approves each Annual Service Plan Update.
Section 7. Additional Actions. The Mayor, Mayor Pro Tem, Deputy Mayor Pro-
Tem, the City Manager, the Finance Director and the City Secretary are hereby authorized and
directed to take any and all actions on behalf of the City necessary or desirable to carry out the
intent and purposes of this Ordinance and to issue the Bonds in accordance with the terms of this
Ordinance. The Mayor, Mayor Pro Tem, Deputy Mayor Pro-Tem, the City Manager, the
Finance Director and the City Secretary are hereby authorized and directed to execute and
deliver any and all certificates, agreements, notices, instruction letters, requisitions and other
documents which may be necessary or advisable in connection with the sale, issuance and
delivery of the Bonds and the carrying out of the purposes and intent of this Ordinance.
Section 8. Severability. If any Section, paragraph, clause or provision of this
Ordinance shall for any reason be held to be invalid or unenforceable, the invalidity or
unenforceability of such Section, paragraph, clause or provision shall not affect any of the
remaining provisions of this Ordinance.
Section 9. Effective Date. This Ordinance is passed on one reading as authorized by
Texas Government Code, Section 1201.028, and shall be effective immediately upon its passage
and adoption.
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EXIMIT A
INDENTURE OF TRUST
A -I
INDENTURE OF TRUST
By and Between
CITY OF ANNA, TEXAS
REGIONS BANK,
as Trustee
DATED AS OF SEPTEMBER 15, 2023
SECURING
$794199000
CITY OF ANNA, TEXAS
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT
DISTRICT
IMPROVEMENT AREA #1 PROJECT)
TABLE OF CONTENTS
Page
ARTICLE I — DEFINITIONS, FINDINGS AND INTERPRETATION ....................................... 4
SectionI.I. Definitions........................................................................................................... 4
Section1.2. Findings............................................................................................................. 12
Section 1.3. Table of Contents, Titles and Headings............................................................ 12
Section 1.4. Interpretation...................................................................................................... 12
ARTICLE II — THE BONDS........................................................................................................ 13
Section 2.1. Security for the Bonds...................................................................................... 13
Section 2.2. Limited Obligations.......................................................................................... 13
Section 2.3. Authorization for Indenture.............................................................................. 13
Section 2.4. Contract with Owners and Trustee................................................................... 13
ARTICLE III — AUTHORIZATION; GENERAL TERMS AND PROVISIONS REGARDING
THEBONDS................................................................................................................................14
Section3.1.
Authorization....................................................................................................
14
Section 3.2.
Date, Denomination, Maturities, Numbers and Interest ...................................
14
Section 3.3.
Conditions Precedent to Delivery of Bonds ......................................................
15
Section 3.4.
Medium, Method and Place of Payment...........................................................
15
Section 3.5.
Execution and Registration of Bonds...............................................................
16
Section3.7.
Ownership.........................................................................................................
17
Section 3.8.
Registration, Transfer and Exchange................................................................
18
Section3.9.
Cancellation......................................................................................................
19
Section 3.10.
Temporary Bonds..............................................................................................
19
Section 3.11.
Replacement Bonds..........................................................................................
19
Section 3.12.
Book -Entry -Only System..................................................................................
20
Section 3.13.
Successor Securities Depository: Transfer Outside Book -Entry -Only System.21
Section 3.14.
Payments to Cede & Co....................................................................................
21
ARTICLE IV — REDEMPTION OF BONDS BEFORE MATURITY ....................................... 22
Section 4.1. Limitation on Redemption................................................................................ 22
Section 4.2. Mandatory Sinking Fund Redemption.............................................................. 22
Section 4.3. Optional Redemption........................................................................................ 23
Section 4.5. Partial Redemption............................................................................................ 24
Section 4.6. Notice of Redemption to Owners.................................................................... 24
Section 4.7. Payment upon Redemption............................................................................... 25
Section 4.8. Effect of Redemption........................................................................................ 25
ARTICLE V — FORM OF THE BONDS.................................................................................... 25
Section5.1. Form Generally................................................................................................. 25
Section 5.2. Form of the Bonds............................................................................................ 26
Section 5.3. Cusip Registration............................................................
Section5.4. Legal Opinion.................................................................................................... 35
ARTICLE VI — FUNDS AND ACCOUNTS............................................................................... 35
Section 6.1.
Establishment of Funds and Accounts..............................................................
35
Section 6.2.
Initial Deposits to Funds and Accounts............................................................
36
Section 6.3.
Pledged Revenue Fund.....................................................................................
37
Section6.4.
Bond Fund.........................................................................................................
38
Section6.5.
Project Fund......................................................................................................
38
Section 6.6.
Redemption Fund..............................................................................................
40
Section6.7.
Reserve Fund....................................................................................................
40
Section 6.8.
Rebate Fund: Rebatable Arbitrage....................................................................
42
Section 6.9.
Administrative Fund.........................................................................................
42
Section 6.10.
Investment of Funds..........................................................................................
43
ARTICLEVII — COVENANTS................................................................................................... 44
Section 7.1. Confirmation of Assessments........................................................................... 44
Section 7.2. Collection and Enforcement of Assessments.................................................... 45
Section 7.3. Against Encumbrances...................................................................................... 45
Section 7.4. Records, Accounts, Accounting Reports.......................................................... 45
Section 7.5. Covenants Regarding Tax Exemption of Interest on Bonds ............................. 46
ARTICLE VIII — LIABILITY OF CITY...................................................................................... 48
Section 8.1. Liability of City................................................................................................. 48
ARTICLE IX — THE TRUSTEE.................................................................................................. 50
Section 9.1.
Acceptance of Trust; Trustee as Registrar and Paying Agent ..........................
50
Section 9.2.
Trustee Entitled to Indemnity .................................. ............
.............................
50
Section 9.3.
Responsibilities of the Trustee..........................................................................
50
Section 9.4.
Property Held in Trust......................................................................................
52
Section 9.5.
Trustee Protected in Relying on Certain Documents ........................................
52
Section 9.6.
Compensation...................................................................................................
53
Section 9.7.
Permitted Acts...................................................................................................
53
Section 9.8.
Resignation of Trustee......................................................................................
54
Section 9.9.
Removal of Trustee...........................................................................................
54
Section 9.10.
Successor Trustee..............................................................................................
54
Section 9.11.
Transfer of Rights and Property to Successor Trustee ......................................
55
Section 9.12.
Merger, Conversion or Consolidation of Trustee .............................................
55
Section 9.13.
Trustee to File Continuation Statements...........................................................
56
Section 9.14.
Accounts, Periodic Reports and Certificates....................................................
56
Section 9.15.
Construction of Indenture.................................................................................
56
Section 9.16.
Offering Documentation...................................................................................
56
ARTICLE X — MODIFICATION OR AMENDMENT OF THIS INDENTURE ....................... 57
Section 10.1.
Amendments Permitted.....................................................................................
57
Section 10.2.
Owners' Meetings.............................................................................................
57
Section 10.3.
Procedure for Amendment with Written Consent of Owners ...........................
58
Section 10.4.
Procedure for Amendment not Requiring Owner Consent ...............................
59
Section 10.5.
Effect of Supplemental Indenture.....................................................................
59
Section 10.6.
Endorsement or Replacement of Bonds Issued after Amendments ..................
59
Section 10.7.
Amendatory Endorsement of Bonds................................................................
59
Section10.8. Waiver of Default............................................................................................. 60
Section 10.9. Execution of Supplemental Indenture............................................................... 60
ARTICLE XI — DEFAULT AND REMEDIES............................................................................ 60
Section 11.1.
Events of Default..............................................................................................
60
Section 11.2.
Immediate Remedies for Default......................................................................
61
Section 11.3.
Restriction on Owner's Action.........................................................................
62
Section 11.4.
Application of Revenues and Other Moneys after Default ...............................
63
Section 11.5.
Effect of Waiver................................................................................................
63
Section 11.6.
Evidence of Ownership of Bonds.....................................................................
64
Section 11.7.
No Acceleration................................................................................................
64
Section 11.8.
Mailing of Notice..............................................................................................
64
Section11.9.
Exclusion of Bonds...........................................................................................
64
ARTICLE XII — GENERAL COVENANTS AND REPRESENTATIONS ............................... 65
Section 12.1. Representations as to Trust Estate.................................................................... 65
Section12.2. General............................................................................................................. 65
ARTICLE XIII — SPECIAL COVENANTS..............................................................!.................. 65
Section 13.1. Further Assurances; Due Performance . ........................................ - ................. 65
Section 13.2. Other Obligations or Other Liens; Refunding Bonds ....................................... 66
Section 13.3. Books of Record............................................................................................... 66
ARTICLE XIV — PAYMENT AND CANCELLATION OF THE BONDS AND
SATISFACTION OF THE INDENTURE................................................................................... 66
Section 14.1. Trust Irrevocable............................................................................................... 66
Section 14.2. Satisfaction of Indenture................................................................................... 66
Section 14.3. Bonds Deemed Paid.......................................................................................... 67
ARTICLE XV - MISCELLANEOUS.......................................................................................... 68
Section 15.1.
Benefits of Indenture Limited to Parties...........................................................
68
Section 15.2.
Successor is Deemed Included in all References to Predecessor .....................
68
Section 15.3.
Execution of Documents and Proof of Ownership by Owners.......! ..................
68
Section 15.4.
No Waiver of Personal Liability.......................................................................
68
Section 15.5.
Notices to and Demands on City and Trustee ...................................................
69
Section 15.6.
Partial Invalidity................................................................................................
69
Section 15.7.
Applicable Laws...............................................................................................
69
Section 15.8.
Payment on Business Day.................................................................................
70
Section 15.9.
Reimbursement Agreement Amendments and Supplements ............................
70
Section 15.10. Counterparts......................................................................................................
70
Section 15.11. Texas Government Code Verifications.............................................................
70
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INDENTURE OF TRUST
THIS INDENTURE, dated as of September 15, 2023, is by and between the CITY OF
ANNA, TEXAS (the "City"), and REGIONS BANK, an Alabama state banking corporation with
offices in Houston, Texas, as trustee (together with its successors, the "Trustee"). Capitalized
terms used in the preambles, recitals and granting clauses and not otherwise defined shall have
the meanings assigned thereto in Article 1.
WHEREAS, on February 15, 2022, a petition (the "Petition") was submitted and filed
with the City Secretary of the City (the "City Secretary") pursuant to the Public Improvement
District Assessment Act, Chapter 372, Texas Local Government Code, as amended (the "Act" or
"PID Act"), requesting the creation of a public improvement district located within the corporate
limits of the City to be known as "The Woods at Lindsey Place Public Improvement District"
(the "District"); and
WHEREAS, the Petition contained the signatures of the owners of taxable real property
representing more than fifty percent of the appraised value of taxable real property liable for
assessment within the District, as determined by the then current ad valorem tax rolls of the
Collin Central Appraisal District, and the signatures of record property owners who own taxable
real property that constitutes more than fifty percent of the area of all taxable property that is
liable for assessment by the District; and
WHEREAS, on January 24, 2023, the City Council of the City (the "City Council")
adopted Resolution No. 2023-01-1362 accepting the Petition and calling a public hearing on the
creation of the District on February 14, 2023; and
WHEREAS, on February 14, 2023, after due notice, the City Council held the public
hearing in the manner required by law on the advisability of the improvement projects and
services described in the Petition as required by Section 372.009 of the PID Act and, on February
14, 2023, the City Council made the findings required by Section 372.009(b) of the PID Act and,
by Resolution No. 2023-02-1378 adopted by the City Council, authorized the District in
accordance with its finding as to the advisability of the improvement projects and services; and
WHEREAS, following the adoption of Resolution No. 2023-02-1378, the City recorded
said Resolution No .2023-02-1378in the real property records of Collin County, Texas; and
WHEREAS, no written protests of the District from any owners of record of property
within the District were filed with the City Secretary within 20 days after the date of publication
of such notice; and
WHEREAS, the City, pursuant to Section 372.016(b) of the PID Act, published notice of
a public hearing in a newspaper of general circulation in the City where the proposed
improvements are to be undertaken to consider the proposed "Assessment Roll" and the "Service
and Assessment Plan" and the levy of the "Assessments" on property in the District; and
WHEREAS, on February 14, 2023, the City Council called for a public hearing to be held
to consider the proposed Assessment Roll, the Service and Assessment Plan and the levy of the
Assessments on the Assessed Property, and the City (i) published notice of such public hearing
in a newspaper of general circulation in the City and in the extraterritorial jurisdiction of the City
where the proposed improvements are to be undertaken pursuant to Section 372.016(b) of the Act
and (ii) mailed notice of such public hearing to the last known address of the 'owners of the
property liable for the Assessments pursuant to Section 372.016(c) of the Act; and
WHEREAS, the City Council convened the public hearing on March 14, 2023, at which
all persons who appeared, or requested to appear, in person or by their attorney, were given the
opportunity to contend for or contest the Service and Assessment Plan, the Assessment Roll and
the Assessments, and to offer testimony pertinent to any issue presented on the amount of the
Assessments, the allocation of Improvement Area #1 Project Costs, the purposes of the
Assessments, the special benefits of the Assessments and the penalties and interest on annual
installments and on delinquent annual installments of the Assessments; and
WHEREAS, at the March 14, 2023 public hearing referenced above, there were no
written objections or evidence submitted to the City Secretary in opposition to the Service and
Assessment Plan, the allocation of Improvement Area #1 Project Costs, the Assessment Roll or
the levy of the Assessments; and
WHEREAS, the City Council closed the public hearing and, after considering all written
and documentary evidence presented at the public hearing, including all written comments and
statements filed with the City, at the meeting held on March 14, 2023, approved and accepted the
Service and Assessment Plan in conformity with the requirements of the PID Act and adopted
the Assessment Ordinance, which Assessment Ordinance approved the Assessment Roll and
levied the Assessments; and
WHEREAS, the City Council is authorized by the PID Act to issue revenue bonds
payable from the Assessments for the purpose of (i) paying a portion of the Improvement Area
#1 Project Costs, (ii) funding a reserve fund for payment of principal and interest on the Bonds,
(iii) paying a portion of the costs incidental to the organization of the District and (iv) paying the
costs of issuance of the Bonds; and
WHEREAS, the City Council now desires to issue its revenue bonds, in accordance with
the PID Act, such bonds to be entitled "City of Anna, Texas, Special Assessment Revenue
Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District Improvement
Area #1 Project)" (the "Bonds"), such Bonds being payable solely from the Trust Estate and for
the purposes set forth in this preamble; and
WHEREAS, the Trustee has agreed to accept the trusts herein created upon the terms set
forth in this Indenture;
NOW, THEREFORE, the City, in consideration of the foregoing premises and
acceptance by the Trustee of the trusts herein created, of the purchase and acceptance of the
Bonds by the Owners thereof, and of other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, does hereby GRANT, CONVEY, PLEDGE,
TRANSFER, ASSIGN, and DELIVER to the Trustee for the benefit of the Owners, a security
interest in all of the moneys, rights and properties described in the Granting Clauses hereof, as
follows (collectively, the "Trust Estate"):
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FIRST GRANTING CLAUSE
The Pledged Revenues, as herein defined, including all moneys and investments held in
the Pledged Funds, including any contract or any evidence of indebtedness related thereto or
other rights of the City to receive any of such moneys or investments, whether now existing or
hereafter coming into existence, and whether now or hereafter acquired; and
SECOND GRANTING CLAUSE
Any and all other property or money of every name and nature which is, from time to
time hereafter by delivery or by writing of any kind, conveyed, pledged, assigned or transferred,
to the Trustee as additional security hereunder by the City or by anyone on its behalf or with its
written consent, and the Trustee is hereby authorized to receive any and all such property or
money at any and all times and to hold and apply the same subject to the terms thereof; and
THIRD GRANTING CLAUSE
Any and all proceeds of the foregoing property and proceeds from the investment of the
foregoing property;
TO HAVE AND TO HOLD the Trust Estate, whether now owned or hereafter acquired,
unto the Trustee and its successors or assigns;
IN TRUST NEVERTHELESS, upon the terms and trusts herein set forth for the benefit
of all present and future Owners of the Bonds from time to time issued under and secured by this
Indenture, and for enforcement of the payment of the Bonds in accordance with their terms, and
for the performance of and compliance with the obligations, covenants, and conditions of this
Indenture;
PROVIDED, HOWEVER, if the City or its assigns shall well and truly pay, or cause to
be paid, the principal or Redemption Price of and the interest on the Bonds at the times and in the
manner stated in the Bonds, according to the true intent and meaning thereof, then this Indenture
and the rights hereby granted shall cease, terminate and be void; otherwise this Indenture is to be
and remain in full force and effect;
IN ADDITION, the Bonds are special, limited obligations of the City payable solely from
the Trust Estate, as and to the extent provided in this Indenture. The Bonds do not give rise to a
charge against the general credit or taxing powers of the City and are not payable except as
provided in this Indenture. Notwithstanding anything to the contrary herein, the Owners of the
Bonds shall never have the right to demand payment thereof out of any funds of the City other
than the Trust Estate. The City shall have no legal or moral obligation to pay for the Bonds out
of any funds of the City other than the Trust Estate.
THIS INDENTURE FURTHER WITNESSETH, and it is expressly declared, that all
Bonds issued and secured hereunder are to be issued, authenticated, and delivered and the Trust
Estate hereby created, assigned, and pledged is to be dealt with and disposed of under, upon and
subject to the terms, conditions, stipulations, covenants, agreements, trusts, uses, and purposes as
hereinafter expressed, and the City has agreed and covenanted, and does hereby agree and
covenant, with the Trustee and with the respective Owners from time to time of the Bonds as
follows:
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ARTICLE I
DEFINITIONS, FINDINGS AND INTERPRETATION
Section I.I. Definitions.
Unless otherwise expressly provided or unless the context clearly requires otherwise in
this Indenture, the following terms shall have the meanings specified below:
"Account", in the singular, means any of the accounts established pursuant to Section 6.1
of this Indenture, and "Accounts", in the plural, means, collectively, all of the accounts
established pursuant to Section 6.1 of this Indenture.
"Actual Costs" mean with respect to Authorized Improvements, the Developer's
demonstrated, reasonable, allocable, and allowable costs of constructing such Authorized
Improvements, as specified in a payment request in a form that has been reviewed and approved
by the City. Actual Costs may include: (1) the costs incurred by or on behalf of the Developer
(either directly or through affiliates) for the design, planning, financing,
administration/management, acquisition, installation, construction and/or implementation of such
Authorized Improvements; (2) the fees paid for obtaining permits, licenses, or other
governmental approvals for such Authorized Improvements; (3) construction management fees
equal to 4% of costs; (4) the costs incurred by or on behalf of the Developer for external
professional costs, such as engineering, geotechnical, surveying, land planning, architectural
landscapers, appraisals, legal, accounting, and similar professional services; (5) all labor, bonds,
and materials, including equipment and fixtures, by contractors, builders, and materialmen in
connection with the acquisition, construction, or implementation of the Authorized
Improvements; (6) all related permitting and public approval expenses, architectural,
engineering, and consulting fees, taxes, and governmental fees and charges.
"Additional Interest" means the amount collected by the application of the Additional
Interest Rate.
"Additional Interest Rate" means the 0.50% additional interest charged on the
Assessments pursuant to Section 372.018 of the PID Act.
"Administrative Fund' means that Fund established by Section 6.1 of this Indenture and
administered pursuant to Section 6.9 of this Indenture.
"Administrator" means an employee or designee of the City who shall have the
responsibilities provided in the Service and Assessment Plan, this Indenture, or any other
agreement or document approved by the City related to the duties and responsibilities of the
administration of the District.
"Annual Collection Costs" mean the actual or budgeted costs and expenses related to the
creation and operation of the District, the issuance and sale of PID Bonds, and the construction,
operation, and maintenance of the Authorized Improvements, including, but not limited to, costs
and expenses for: (1) the Administrator and City staff; (2) legal counsel, engineers, accountants,
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financial advisors, and other consultants engaged by the City; (3) calculating, collecting, and
maintaining records with respect to Assessments and Annual Installments, including the costs of
foreclosure; (4) preparing and maintaining records with respect to Assessment Roll and Annual
Service Plan Updates; (5) issuing, paying, and redeeming PID Bonds; (6) investing or depositing
Assessments and Annual Installments; (7) complying with the Service and Assessment Plan and
the PID Act with respect to the issuance and sale of PID Bonds, including continuing disclosure
requirements; and (8) the paying agent/registrar and Trustee in connection with PID Bonds,
including their respective legal counsel. Annual Collection Costs collected but not expended in
any year shall be carried forward and applied to reduce Annual Collection Costs for subsequent
years.
"Annual Debt Service" means, for each Bond Year, the sum of (i) the interest due on the
Outstanding Bonds in such Bond Year, assuming that the Outstanding Bonds are retired as
scheduled (including by reason of Sinking Fund Installments), and (ii) the principal amount of
the Outstanding Bonds due in such Bond Year (including any Sinking Fund Installments due in
such Bond Year).
"Annual Installment" means, with respect to each Parcel of Assessed Property, each
annual payment of. (i) the principal of and interest on the Assessments as shown on the
Assessment Roll or in an Annual Service Plan Update, and as shown in Exhibit F-2 to the
Service and Assessment Plan, and calculated as provided in Section VI of the Service and
Assessment Plan, (ii) Annual Collection Costs and (iii) the Additional Interest.
"Annual Service Plan Update" means an update to the Service and Assessment Plan
prepared no less frequently than annually by the Administrator and approved by the City
Council.
"Applicable Laws" means the PID Act, and all other laws or statutes, rules, or regulations,
and any amendments thereto, of the State or of the United States of America, by which the City
and its powers, securities, operations, and procedures are, or may be, governed or from which its
powers may be derived.
"Assessed Property" means the property located in Improvement Area #1 that benefits
from the Improvement Area #1 Projects, and is defined as the "Improvement Area #1 Assessed
Property" in the Service and Assessment Plan.
"Assessment Ordinance" means the ordinance adopted by the City Council on March 14,
2023, as may be amended or supplemented, that levied the Assessments on the Assessed
Property.
"Assessment Revenues" means the revenues received by the City from the collection of
Assessments, including Prepayments, Annual Installments and Foreclosure Proceeds.
"Assessment Roll" means the "Improvement Area #1 Assessment Roll", which document
is attached to the Service and Assessment Plan as Exhibit F-1, as updated, modified or amended
from time to time.
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"Assessments" means an assessment levied against Assessed Property based on the
special benefit conferred on such Assessed Property by the Improvement Area #1 Projects.
"Attorney General" means the Attorney General of the State.
"Authorized Denomination" means $100,000 and any integral multiple of $1,000 in
excess thereof. The City prohibits any Bond to be issued in a denomination of less than
$100,000 and further prohibits the assignment of a CUSIP number to any Bond with a
denomination of less than $100,000, and any attempt to accomplish either of the foregoing shall
be void and of no effect.
"Authorized Improvements" shall have the meaning prescribed thereto in the Service and
Assessment Plan.
"Bond' means any of the Bonds.
"Bond Counsel" means McCall, Parkhurst & Horton L.L.P. or any other attorney or firm
of attorneys designated by the City that are nationally recognized for expertise in rendering
opinions as to the legality and tax-exempt status of securities issued by public entities.
"Bond Fund" means the Fund established pursuant to Section 6.1 and administered
pursuant to Section 6.4 of this Indenture.
"Bond Ordinance" means the ordinance adopted by the City Council on December 13,
2023 authorizing the issuance of the Bonds pursuant to this Indenture.
"Bond Pledged Revenue Account" means the Account in the Pledged Revenue Fund
established pursuant to Section 6.1 of this Indenture.
"Bond Year" means the one-year period beginning on October 1 in each year and ending
on September 30 in the following year.
"Bonds" means the City's bonds authorized to be issued by Section 3.1 of this Indenture
entitled "City of Anna, Texas, Special Assessment Revenue Bonds, Series 2023 (The Woods at
Lindsey Place Public Improvement District Improvement Area #1 Project)" and, in the event the
City issues Refunding Bonds pursuant to Section 13.2 hereof, the term "Bonds"'', shall include
such Refunding Bonds.
"Business Day" means any day other than a Saturday, Sunday or legal holiday in the State
observed as such by the City or the Trustee or any national holiday observed by the; Trustee.
"Certificate for Payment" means, with respect to payment or reimbursement of
Improvement Area #1 Project Costs, a certificate substantially in the form of Exhibit A attached
to the Reimbursement Agreement and executed by a Person approved by the City Representative
that is delivered to the City Representative and the Trustee specifying the amount of work
performed and the Improvement Area #1 Project Costs thereof, and requesting payment for such
Improvement Area #1 Project Costs from money on deposit in the Improvement Area #1 Bond
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Improvement Account of the Project Fund as further described in the Reimbursement Agreement
and Section 6.5 of this Indenture.
"City Certificate" means written instructions by the City, executed by a City
Representative.
"City Representative" means that official or agent of the City authorized by the City
Council to undertake the action referenced herein.
"Code" means the Internal Revenue Code of 1986, as amended, including applicable
regulations, published rulings and court decisions.
"Comptroller" means the Comptroller of Public Accounts of the State.
"Costs of Issuance Account" means the Account in the Project Fund established pursuant
to Section 6.1 of this Indenture.
"Defeasance Securities" means Investment Securities then authorized by applicable law
for the investment of funds to defease public securities.
"Delinquency and Prepayment Reserve Account" means the reserve account administered
by the City and segregated from other funds of the City and established by Section 6.1 of this
Indenture.
"Delinquency and Prepayment Reserve Requirement" means an amount equal to 5.5% of
the principal amount of the Outstanding Bonds to be funded from the Additional Interest
deposited to the Pledged Revenue Fund and transferred to the Delinquency and Prepayment
Reserve Account.
"Delinquent Collection Costs" mean costs related to the foreclosure on Assessed Property
and the costs of collection of delinquent Assessments, delinquent Annual Installments, or any
other delinquent amounts due under the Service and Assessment Plan, including penalties and
reasonable attorney's fees actually paid, but excluding amounts representing interest and penalty
interest.
"Delivery Date" means October 10, 2023, which is the date of delivery of the Bonds to
the initial purchaser or purchasers thereof against payment therefor.
"Designated Payment/Transfer Office" means (i) with respect to the initial Paying
Agent/Registrar named in this Indenture, the transfer/payment office designated by the Paying
Agent/Registrar, which shall initially be located in Houston, Texas, and (ii) with respect to any
successor Paying Agent/Registrar, the office of such successor designated and located as may be
agreed upon by the City and such successor.
"Developer" means D.R. Horton — Texas, Ltd., a Texas limited partnership, and any
successor thereto.
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"DTC" means The Depository Trust Company of New York, New York, or any successor
securities depository.
"DTC Participant" means brokers and dealers, banks, trust companies, clearing
corporations, and certain other organizations on whose behalf DTC was created to hold securities
to facilitate the clearance and settlement of securities transactions among DTC Participants.
"Foreclosure Proceeds" means the proceeds, including interest and penalty interest,
received by the City from the enforcement of the Assessments against any Assessed Property,
whether by foreclosure of lien or otherwise, but excluding and net of all Delinquent Collection
Costs.
"Fund", in the singular, means any of the funds established pursuant to Section 6.1 of this
Indenture, and "Funds", in the plural, means, collectively, all of the funds established pursuant to
Section 6.1 of this Indenture. i
"Improvement Area #1" means that portion of the District generally described in
Section II of the Service and Assessment Plan and generally shown in Exhibit A-3 ito the Service
and Assessment Plan and as specifically described in Exhibit I-2 to the Service and Assessment
Plan.
"Improvement Area #1 Project Costs" means the Actual Costs, as defined'in the Service
and Assessment Plan (excluding Annual Collection Costs), of the Improvement Area #1 Projects.
"Improvement Area #1 Projects" shall have the meaning assigned thereto in the Service
and Assessment Plan.
"Indenture" means this Indenture of Trust as originally executed or as it may be from
time to time supplemented or amended by one or more indentures supplemental hereto and
entered into pursuant to the applicable provisions hereof.
"Independent Financial Consultant" means any consultant or firm of such consultants
appointed by the City who, or each of whom: (i) is judged by the City, as the case may be, to
have experience in matters relating to the issuance and/or administration of the Bonds; (ii) is in
fact independent and not under the domination of the City; (iii) does not have any substantial
interest, direct or indirect, with or in the City, or any owner of real property in the District, or any
real property in the District; and (iv) is not connected with the City as an officer or employee of
the City, but who may be regularly retained to make reports to the City.
"Initial Bonds" means the Initial Bonds authorized by Section 5.2 of this Indenture.
"Interest Payment Date" means the date or dates upon which interest on! the Bonds is
scheduled to be paid until their respective dates of maturity or prior redemption, such dates being
on March 15 and September 15 of each year, commencing March 15, 2024.
"Investment Securities" means those authorized investments described in the Public
Funds Investment Act, Chapter 2256, Government Code, as amended, which investments are, at
the time made, included in and authorized by the City's official investment policy as approved
8
by the City Council from time to time. Such Investment Securities may include money market
funds that are rated in either of the two highest categories by a rating agency, including funds for
which the Trustee and/or its affiliates provide investment advisory or other management
services; provided that such money market funds are authorized investments described in the
Public Funds Investment Act, Chapter 2256, Government Code, as amended.
"Maximum Annual Debt Service" means the largest Annual Debt Service for any Bond
Year after the calculation is made through the final maturity date of any Outstanding Bonds.
"Other Obligations" means any bonds, temporary notes, time warrants, or an obligation
under an installment sale contract or reimbursement agreement secured in whole or in part by an
assessment, other than the Assessments securing the Bonds, levied against property within
Improvement Area # 1 in accordance with the PID Act.
"Outstanding" means, as of any particular date when used with reference to Bonds, all
Bonds authenticated and delivered under this Indenture except (i) any Bond that has been
canceled by the Trustee (or has been delivered to the Trustee for cancellation) at or before such
date, (ii) any Bond for which the payment of the principal or Redemption Price of and interest on
such Bond shall have been made as provided in Article IV, (iii) any Bond in lieu of or in
substitution for which a new Bond shall have been authenticated and delivered pursuant to
Section 3.10 of this Indenture and (iv) any Bond alleged to have been mutilated, destroyed, lost
or stolen which have been paid as provided in this Indenture.
"Owner" means the Person who is the registered owner of a Bond or Bonds, as shown in
the Register, which shall be Cede & Co., as nominee for DTC, so long as the Bonds are in book -
entry only form and held by DTC as securities depository in accordance with Section 3.11 of this
Indenture.
"Parcel" or "Parcels" means a parcel or parcels within the District identified by either a
tax map identification number assigned by the Collin Central Appraisal District for real property
tax purposes or by lot and block number in a final subdivision plat recorded in the real property
records of Collin County.
"Paying Agent/Registrar" means initially the Trustee, or any successor thereto as
provided in this Indenture.
"Person" or "Persons" means any individual, corporation, partnership, limited liability
company, joint venture, association, joint-stock company, trust, unincorporated organization or
government or any agency or political subdivision thereof.
"Pledged Funds" means, collectively, the Pledged Revenue Fund, the Bond Fund, the
Project Fund, the Reserve Fund and the Redemption Fund.
"Pledged Revenue Fund" means that fund established pursuant to Section 6.1 of this
Indenture and administered pursuant to Section 6.3 of this Indenture.
"Pledged Revenues" means, collectively, the (i) Assessment Revenues (excluding the
portion of the Assessments and Annual Installments collected for the payment of Annual
9
Collection Costs and Delinquent Collection Costs, as set forth in the Service and Assessment
Plan), (ii) the moneys held in any of the Pledged Funds and (iii) any additional revenues that the
City may pledge to the payment of the Bonds.
"Prepayment" means the payment of all or a portion of an Assessment before the due date
thereof. Amounts received at the time of a Prepayment which represent a payment of principal,
interest or penalties on a delinquent installment of an Assessment are not to be considered a
Prepayment, but rather are to be treated as the payment of the regularly scheduled Assessment. .
"Principal and Interest Account" means the Account in the Bond Fund established
pursuant to Section 6.1 of this Indenture.
"Project Fund" means that fund established pursuant to Section 6.1 and administered
pursuant to Section 6.5.
"Purchaser" means the initial purchaser of the Bonds.
"Rebatable Arbitrage" means rebatable arbitrage as defined in Section 1.148-3 of the
Treasury Regulations.
"Rebate Fund" means that fund established pursuant to Section 6.1 of this iIndenture and
administered pursuant to Section 6.8 of this Indenture.
"Record Date" means the close of business on the last Business Day of the month next
preceding an Interest Payment Date.
"Redemption Fund' means that fund established pursuant to Section 6.1 of this Indenture
and administered pursuant to Section 6.6 of this Indenture.
"Redemption Price" means, when used with respect to any Bond or portion thereof, the
principal amount of such Bond or such portion thereof plus the applicable premium, if any, plus
accrued and unpaid interest on such Bond to the date fixed for redemption payable upon
redemption thereof pursuant to this Indenture.
"Refunding Bonds" means bonds issued to refund all or any portion of the Outstanding
Bonds and secured by a parity lien with the Outstanding Bonds on the Pledged i Revenues, as
more specifically described in the Supplemental Indenture authorizing such Refunding Bonds.
"Register" means the register specified in Article III of this Indenture.
"Reimbursement Agreement" means the Improvement Area #1 Funding and
Reimbursement Agreement, The Woods at Lindsey Place Public Improvement District, by and
between the City and the Developer, dated as of March 14, 2023, as may be amended and/or
supplemented from time to time, which provides, in part, for the construction and maintenance of
the Improvement Area #1 Projects, the issuance of the Bonds, the payment or reimbursement of
costs of Improvement Area #1 Projects not paid from the Project Fund, and other matters related
thereto.
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"Reserve Account" means the Account in the Reserve Fund established pursuant to
Section 6.1 of this Indenture.
"Reserve Fund" means that fund established pursuant to Section 6.1 of this Indenture and
administered pursuant to Section 6.7 of this Indenture.
"Reserve Fund Obligations" means cash or Investment Securities.
"Reserve Account Requirement" means the least of. (i) Maximum Annual Debt Service
on the Bonds as of the date of issuance, (ii) 125% of average Annual Debt Service on the Bonds
as of the date of issuance, and (iii) 10% of the proceeds of the Bonds; provided, however, that
such amount shall be reduced by the amount of any transfers made pursuant to Section 6.7(c);
and provided further that as a result of (1) an optional redemption pursuant to Section 4.3 or (2)
an extraordinary optional redemption pursuant to Section 4.4, the Reserve Account Requirement
shall be reduced by a percentage equal to the pro rata principal amount of Bonds redeemed by
such redemption divided by the total principal amount of the Outstanding Bonds prior to such
redemption. As of the Delivery Date, the Reserve Account Requirement is $ , which
is an amount equal to the Reserve Account Requirement defined above.
"Service and Assessment Plan" means the document, including the Assessment Roll,
which is attached as Exhibit A of the Assessment Ordinance, as may be updated, amended and
supplemented from time to time.
"Sinking Fund Installment" means the amount of money to redeem or pay at maturity the
principal of a Stated Maturity of Bonds payable from such installments at the times and in the
amounts provided in Section 4.2 of this Indenture.
"Special Record Date" has the meaning set forth in in the form of Bond included in
Section 5.2 hereof.
"State" means the State of Texas.
"Stated Maturity" means the date the Bonds, or any portion of the Bonds, as applicable,
are scheduled to mature without regard to any redemption or Prepayment.
"Supplemental Indenture" means an indenture which has been duly executed by the
Trustee and a City Representative pursuant to an ordinance adopted by the City Council and
which indenture amends or supplements this Indenture, but only if and to the extent that such
indenture is specifically authorized hereunder.
"Treasury Regulations" shall have the meaning assigned to such term in Section 7.5(c).
"Trust Estate" means the Trust Estate described in the granting clauses of this Indenture,
and the Trust Estate shall only include Pledged Revenues related to the Assessments levied on
the Assessed Property within Improvement Area #1, unless the City pledges additional revenues
to the payment of the Bonds, which additional pledge may only be created in a Supplemental
Indenture.
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"Trustee" means Regions Bank, Houston, Texas, an Alabama state banking corporation
with offices in Houston, Texas and authorized to do business in the State, in its capacity as
trustee hereunder, and its successors, and any other corporation or association that may at any
time be substituted in its place, as provided in Article IX, such entity to serve as Trustee and
Paying Agent/Registrar for the Bonds.
"Value of Investment Securities" means the amortized value of any Investment Securities,
provided, however, that all United States of America, United States Treasury Obligations — State
and Local Government Series shall be valued at par and those obligations which are redeemable
at the option of the holder shall be valued at the price at which such obligations are then
redeemable. The computations shall include accrued interest on the investment securities paid as
a part of the purchase price thereof and not collected. For the purposes of this definition
"amortized value," when used with respect to a security purchased at par means the purchase
price of such security and when used with respect to a security purchased at a premium above or
discount below par, means as of any subsequent date of valuation, the value obtained by dividing
the total premium or discount by the number of interest payment dates remaining to maturity on
any such security after such purchase and by multiplying the amount as calculated by the number
of interest payment dates having passed since the date of purchase and (i) in the case of a
security purchased at a premium, by deducting the product thus obtained from the purchase
price, and (ii) in the case of a security purchased at a discount, by adding the product thus
obtained to the purchase price.
Section 1.2. Findings.
The declarations, determinations and findings declared, made and found in the preamble
to this Indenture are hereby adopted, restated and made a part of the operative provisions hereof.
Section 1.3. Table of Contents, Titles and Headings.
The table of contents, titles, and headings of the Articles and Sections of this Indenture
have been inserted for convenience of reference only and are not to be considered a part hereof
and shall not in any way modify or restrict any of the terms or provisions hereof and shall never
be considered or given any effect in construing this Indenture or any provision hereof or in
ascertaining intent, if any question of intent should arise.
Section 1.4. Interpretation.
(a) Unless the context requires otherwise, words of the masculine gender shall be
construed to include correlative words of the feminine and neuter genders and vice versa, and
words of the singular number shall be construed to include correlative words '� of the plural
number and vice versa.
(b) Words importing persons include any individual, corporation, limited liability
company, partnership, joint venture, association, joint stock company, trust, unincorporated
organization or government or agency or political subdivision thereof.
(c) Any reference to a particular Article or Section shall be to such Article or Section
of this Indenture unless the context shall require otherwise.
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(d) This Indenture and all the terms and provisions hereof shall be liberally construed
to effectuate the purposes set forth herein to sustain the validity of this Indenture.
ARTICLE II
THE BONDS
Section 2.1. Security for the Bonds.
(a) The Bonds, as to principal, interest and redemption premium, if any, are and shall
be equally and ratably secured by and payable from a first lien on and pledge of the Trust Estate.
(b) The lien on and pledge of the Trust Estate shall be valid and binding and fully
perfected from and after the Delivery Date, without physical delivery or transfer of control of the
Trust Estate, the filing of this Indenture or any other act; all as provided in Chapter 1208 of the
Texas Government Code, as amended, which applies to the issuance of the Bonds and the pledge
of the Trust Estate granted by the City under this Indenture, and such pledge is therefore valid,
effective and perfected. If State law is amended at any time while the Bonds are Outstanding
such that the pledge of the Trust Estate granted by the City under this Indenture is to be subject
to the filing requirements of Chapter 9, Business and Commerce Code, then in order to preserve
to the registered owners of the Bonds the perfection of the security interest in said pledge, the
City agrees to take such measures as it determines are reasonable and necessary under State law
to comply with the applicable provisions of Chapter 9, Business and Commerce Code and enable
a filing to perfect the security interest in said pledge to occur.
Section 2.2. Limited Obligations.
The Bonds are special and limited obligations of the City, payable solely from and
secured solely by the Trust Estate, including the Pledged Revenues; and the Bonds shall never be
payable out of funds raised or to be raised by taxation or from any other revenues, properties or
income of the City.
Section 2.3. Authorization for Indenture.
The terms and provisions of this Indenture and the execution and delivery hereof by the
City to the Trustee have been duly authorized by official action of the City Council. The City
has ascertained and it is hereby determined and declared that the execution and delivery of this
Indenture is necessary to carry out and effectuate the purposes set forth in the preambles of this
Indenture and that each and every covenant or agreement herein contained and made is
necessary, useful and/or convenient in order to better secure the Bonds and is a contract or
agreement necessary, useful and/or convenient to carry out and effectuate the purposes herein
described.
Section 2.4. Contract with Owners and Trustee.
(a) The purposes of this Indenture are to establish a lien and the security for, and to
prescribe the minimum standards for the authorization, issuance, execution and delivery of, the
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Bonds and to prescribe the rights of the Owners, and the rights and duties of the City and the
Trustee.
(b) In consideration of the purchase and acceptance of any or all of the Bonds by
those who shall purchase and hold the same from time to time, the provisions of this Indenture
shall be a part of the contract of the City with the Owners, and shall be deemed to be and shall
constitute a contract among the City, the Owners, and the Trustee.
ARTICLE III
AUTHORIZATION; GENERAL TERMS AND PROVISIONS REGARDING THE
BONDS
Section 3.1. Authorization.
The Bonds are hereby authorized to be issued and delivered in accordance with the
Constitution and laws of the State, including particularly the PID Act. The Bonds shall be issued
in the aggregate principal amount of $7,419,000 for the purpose of (i) paying a portion of the
Improvement Area #1 Project Costs, (ii) funding a reserve fund for payment of principal and
interest on the Bonds, (iii) paying a portion of the costs incidental to the organization of the
District and (iv) paying the costs of issuance of the Bonds.
Section 3.2. Date, Denomination, Maturities, Numbers and Interest.
(a) The Bonds shall be dated the Delivery Date and shall be issued in Authorized
Denominations. The Bonds shall be in fully registered form, without coupons„ and shall be
numbered separately from R-1 upward, except the Initial Bond, which shall be numbered T-1.
(b) Interest shall accrue and be paid on each Bond from the later of the Delivery Date
or the most recent Interest Payment Date to which interest has been paid or provided for, at the
rate per annum set forth below until the principal thereof has been paid on the maturity date
specified below, or on a date of earlier redemption, or otherwise provided for. Such interest shall
be payable semiannually on March 15 and September 15 of each year, commencing March 15,
2024, computed on the basis of a 360-day year of twelve 30-day months.
(c) The Bonds shall mature on September 15 in the years and in the principal
amounts and shall bear interest at the rates set forth below:
Principal
Interest
Year
Amount
Rate
2030
$ 875,000
4.875%
2043
$2,662,000
5.625%
2053
$3,882,000
5.875%
(d) The Bonds shall be subject to mandatory sinking fund redemption, optional
redemption, and extraordinary optional redemption prior to maturity as provided in Article IV,
and shall otherwise have the terms, tenor, denominations, details, and specifications as set forth
in the form of Bond set forth in Section 5.2.
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Section 3.3. Conditions Precedent to Delivery of Bonds.
The Bonds shall be executed by the City and delivered to the Trustee, whereupon the
Trustee shall authenticate the Bonds and, upon payment of the purchase price of the Bonds, shall
deliver the Bonds upon the order of the City, but only upon delivery to the Trustee of:
thereto;
(a) a certified copy of the Assessment Ordinance;
(b) a certified copy of the Bond Ordinance;
(c) a copy of the executed Reimbursement Agreement with all executed amendments
(d) a copy of this Indenture executed by the Trustee and the City;
(e) an executed City Certificate directing the authentication and delivery of the
Bonds, describing the Bonds to be authenticated and delivered, designating the purchasers to
whom the Bonds are to be delivered, stating the purchase price of the Bonds and stating that all
items required by this Section are therewith delivered to the Trustee;
(f) an executed Signature and No -Litigation Certificate;
(g) an executed opinion of Bond Counsel; and
(h) the approving opinion of the Attorney General of the State and the State
Comptroller's registration certificate.
Section 3.4. Medium, Method and Place of Payment.
(a) Principal of and interest on the Bonds shall be paid in lawful money of the United
States of America, as provided in this Section.
(b) Interest on the Bonds shall be payable to the Owners thereof as shown in the
Register at the close of business on the relevant Record Date or Special Record Date, as
applicable.
(c) Interest on the Bonds shall be paid by check, dated as of the Interest Payment
Date, and sent, first class United States mail, postage prepaid, by the Paying Agent/Registrar to
each Owner at the address of each as such appears in the Register or by such other customary
banking arrangement acceptable to the Paying Agent/Registrar and the Owner; provided,
however, the Owner shall bear all risk and expense of such other banking arrangement.
(d) The principal of each Bond shall be paid to the Owner of such Bond on the due
date thereof, whether at the maturity date or the date of prior redemption thereof, upon
presentation and surrender of such Bond at the Designated Payment/Transfer Office of the
Paying Agent/Registrar.
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(e) If the date for the payment of the principal of or interest on the Bonds shall be a
Saturday, Sunday, legal holiday, or day on which banking institutions in the city where the
Designated Payment/Transfer Office of the Paying Agent/Registrar is located are required or
authorized by law or executive order to close, the date for such payment shall be the next
succeeding day that is not a Saturday, Sunday, legal holiday, or day on which banking
institutions are required or authorized to close, and payment on such date shall for all purposes
be deemed to have been made on the due date thereof as specified in Section 3.2 of this
Indenture.
(f) Unclaimed payments of amounts due hereunder shall be segregated in a special
account and held in trust, uninvested by the Paying Agent/Registrar, for the account of the
Owner of the Bonds to which such unclaimed payments pertain. Subject to, any escheat,
abandoned property, or similar law of the State, any such payments remaining unclaimed by the
Owners entitled thereto for three (3) years after the applicable payment or redemption date shall
be applied to the next payment or payments on the Bonds thereafter coming due and, to the
extent any such money remains after the retirement of all Outstanding Bonds, shall) be paid to the
City to be used for any lawful purpose. Thereafter, none of the City, the Paying Agent/Registrar,
or any other Person shall be liable or responsible to any holders of such Bonds for any further
payment of such unclaimed moneys or on account of any such Bonds, subject to any applicable
escheat law or similar law of the State.
Section 3.5. Execution and Registration of Bonds.
(a) The Bonds shall be executed on behalf of the City by the Mayor (or in the
Mayor's absence, the Mayor Pro-Tem) and City Secretary, by their manual or facsimile
signatures, and the official seal of the City shall be impressed or placed in facsimile thereon such
facsimile signatures on the Bonds shall have the same effect as if each of the Bonds had been
signed manually and in person by each of said officers, and such facsimile seal 'on the Bonds
shall have the same effect as if the official seal of the City had been manually impressed upon
each of the Bonds.
(b) In the event that any officer of the City whose manual or facsimile signature
appears on the Bonds ceases to be such officer before the authentication of such Bonds or before
the delivery thereof, such manual or facsimile signature nevertheless shall be valid land sufficient
for all purposes as if such officer had remained in such office.
(c) Except as provided below, no Bond shall be valid or obligatory for any purpose or
be entitled to any security or benefit of this Indenture unless and until there appears thereon the
Certificate of Trustee substantially in the form provided herein, duly authenticated by manual
execution by an officer or duly authorized signatory of the Trustee. It shall not be required that
the same officer or authorized signatory of the Trustee sign the Certificate of Trustee on all of
the Bonds. In lieu of the executed Certificate of Trustee described above, the Initial Bond
delivered on the Delivery Date shall have attached thereto the Comptroller's Registration
Certificate substantially in the form provided herein, manually executed by the Comptroller, or
by his duly authorized agent, which certificate shall be evidence that the Initial Bond has been
duly approved by the Attorney General, is a valid and binding obligation of the City, and has
been registered by the Comptroller.
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(d) On the Delivery Date, one Initial Bond representing the entire principal amount of
all Bonds, payable in stated installments to the Purchaser, or its designee, executed with the
manual or facsimile signatures of the Mayor (or in the Mayor's Absence, the Mayor Pro-Tem)
and the City Secretary, approved by the Attorney General, and registered and manually signed by
the Comptroller, will be delivered to the Purchaser or its designee. Upon payment for the Initial
Bond, the Trustee shall cancel the Initial Bond and deliver to DTC on behalf of the Purchaser
one registered definitive Bond for each year of maturity of the Bonds, in the aggregate principal
amount of all Bonds for such maturity, registered in the name of Cede & Co., as nominee of
DTC.
Section 3.6 Refunding Bonds.
(a) Except in accordance with the provisions of this Indenture, including Section
13.2, the City shall not issue additional bonds, notes or other obligations payable from any
portion of the Trust Estate, other than Refunding Bonds. The City reserves the right to issue
Refunding Bonds, the proceeds of which would be utilized to refund all or any portion of the
Outstanding Bonds or Outstanding Refunding Bonds and to pay all costs incident to the
Refunding Bonds, as authorized by the laws of the State of Texas. Except as limited by the
terms of this Indenture, including Section 13.2, the City reserves the right to incur debt payable
from sources other than the Trust Estate, including revenue derived from contracts with other
entities, including private corporations, municipalities and political subdivisions issued
particularly for the purchase, construction, improvement, extension, replacement, enlargement or
repair of the facilities needed in performing any such contract.
(b) The principal of all Refunding Bonds must be scheduled to be paid, be subject to
mandatory sinking fund redemption or mature on September 15 of the years in which such
principal is scheduled to be paid. All Refunding Bonds must bear interest at a fixed rate and any
interest payment dates for Refunding Bonds must be March 15 and September 15. The date, rate
or rates of interest on, interest payment dates, maturity dates, redemption and all other terms and
provisions of Refunding Bonds shall be set forth in a Supplemental Indenture.
(c) Upon their authorization by the City, the Refunding Bonds of a series issued
under this Section 3.6 and in accordance with Article IV hereof shall be issued and shall be
delivered to the purchasers or owners thereof, but before, or concurrently with, the delivery of
said Refunding Bonds to such purchasers or owners there shall have been filed with the Trustee
the items required by Section 3.3 above.
Section 3.7. Ownership.
(a) The City, the Trustee, the Paying Agent/Registrar and any other Person may treat
the Person in whose name any Bond is registered as the absolute owner of such Bond for the
purpose of making and receiving payment as provided herein (except interest shall be paid to the
Person in whose name such Bond is registered on the Record Date or Special Record Date, as
applicable) and for all other purposes, whether or not such Bond is overdue, and none of the
City, the Trustee or the Paying Agent/Registrar shall be bound by any notice or knowledge to the
contrary.
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(b) All payments made to the Owner of any Bond shall be valid and effectual and
shall discharge the liability of the City, the Trustee and the Paying Agent/Registrar upon such
Bond to the extent of the sums paid.
Section 3.8. Registration, Transfer and Exchange.
(a) So long as any Bond remains Outstanding, the City shall cause the Paying
Agent/Registrar to keep at the Designated Payment/Transfer Office a Register in which, subject
to such reasonable regulations as it may prescribe, the Paying Agent/Registrar shall provide for
the registration and transfer of Bonds in accordance with this Indenture. The Paying
Agent/Registrar represents and warrants that it will maintain a copy of the Register, and shall
cause the Register to be current with all registration and transfer information as from time to time
may be applicable.
(b) A Bond shall be transferable only upon the presentation and surrender thereof at
the Designated Payment/Transfer Office of the Paying Agent/Registrar with such endorsement or
other evidence of transfer as is acceptable to the Paying Agent/Registrar. No transfer of any
Bond shall be effective until entered in the Register.
(c) The Bonds shall be exchangeable upon the presentation and surrender thereof at
the Designated Payment/Transfer Office of the Paying Agent/Registrar for a Bond or Bonds of
the same maturity and interest rate and in any Authorized Denomination and in an aggregate
principal amount equal to the unpaid principal amount of the Bond presented for exchange. The
Trustee is hereby authorized to authenticate and deliver Bonds exchanged for other Bonds in
accordance with this Section.
(d) The Trustee is hereby authorized to authenticate and deliver Bonds transferred or
exchanged in accordance with this Section. A new Bond or Bonds will be delivered by the
Paying Agent/Registrar, in lieu of the Bond being transferred or exchanged, at the Designated
Payment/Transfer Office, or sent by United States mail, first class, postage prepaid, to the Owner
or his designee. Each transferred Bond delivered by the Paying Agent/Registrar in accordance
with this Section shall constitute an original contractual obligation of the City and shall be
entitled to the benefits and security of this Indenture to the same extent as the Bond or Bonds in
lieu of which such transferred Bond is delivered.
(e) Each exchange Bond delivered in accordance with this Section shall constitute an
original contractual obligation of the City and shall be entitled to the benefits and security of this
Indenture to the same extent as the Bond or Bonds in lieu of which such exchange Bond is
delivered.
(f) No service charge shall be made to the Owner for the initial registration,
subsequent transfer, or exchange for a different denomination of any of the Bonds. The Paying
Agent/Registrar, however, may require the Owner to pay a sum sufficient to cover any tax or
other governmental charge that is authorized to be imposed in connection with the registration,
transfer, or exchange of a Bond.
(g) Neither the City nor the Paying Agent/Registrar shall be required to issue,
transfer, or exchange any Bond or portion thereof called for redemption prior to maturity within
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forty-five (45) days prior to the date fixed for redemption; provided, however, such limitation
shall not be applicable to an exchange by the Owner of the uncalled principal balance of a Bond.
Section 3.9. Cancellation.
All Bonds paid or redeemed before scheduled maturity in accordance with this Indenture,
and all Bonds in lieu of which exchange Bonds or replacement Bonds are authenticated and
delivered in accordance with this Indenture, shall be cancelled, and proper records shall be made
regarding such payment, redemption, exchange, or replacement. Whenever in this Indenture
provision is made for the cancellation by the Trustee of any Bonds, the Trustee shall dispose of
cancelled Bonds in accordance with its record retention policies.
Section 3.10. Temporary Bonds.
(a) Following the delivery and registration of the Initial Bond and pending the
preparation of definitive Bonds, the proper officers of the City may execute and, upon the City's
request, the Trustee shall authenticate and deliver, one or more temporary Bonds that are printed,
lithographed, typewritten, mimeographed or otherwise produced, in any denomination,
substantially of the tenor of the definitive Bonds in lieu of which they are delivered, without
coupons, and with such appropriate insertions, omissions, substitutions and other variations as
the officers of the City executing such temporary Bonds may determine, as evidenced by their
signing of such temporary Bonds.
(b) Until exchanged for Bonds in definitive form, such Bonds in temporary form shall
be entitled to the benefit and security of this Indenture.
(c) The City, without unreasonable delay, shall prepare, execute and deliver to the
Trustee the Bonds in definitive form; thereupon, upon the presentation and surrender of the Bond
or Bonds in temporary form to the Paying Agent/Registrar, the Paying Agent/Registrar shall
cancel the Bonds in temporary form and the Trustee shall authenticate and deliver in exchange
therefor a Bond or Bonds of the same maturity and series, in definitive form, in the Authorized
Denomination, and in the same aggregate principal amount, as the Bond or Bonds in temporary
form surrendered. Such exchange shall be made without the making of any charge therefor to
any Owner.
Section 3.11. Replacement Bonds.
(a) Upon the presentation and surrender to the Paying Agent/Registrar of a mutilated
Bond, the City shall issue and the Trustee shall authenticate and deliver in exchange therefor a
replacement Bond of like tenor and principal amount, bearing a number not contemporaneously
outstanding. The City or the Paying Agent/Registrar may require the Owner of such Bond to pay
a sum sufficient to cover any tax or other governmental charge that is authorized to be imposed
in connection therewith and any other expenses connected therewith.
(b) In the event that any Bond is lost, apparently destroyed or wrongfully taken, the
City shall issue and the Trustee, pursuant to the applicable laws of the State and in the absence of
notice or knowledge that such Bond has been acquired by a bona fide purchaser, shall
authenticate and deliver a replacement Bond of like tenor and principal amount bearing a number
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not contemporaneously outstanding, provided that the Owner first complies with the following
requirements:
(i) furnishes to the Paying Agent/Registrar satisfactory evidence of his or her
ownership of and the circumstances of the loss, destruction or theft of such Bond;
(ii) furnishes such security or indemnity as may be required by the Paying
Agent/Registrar and the Trustee to save them and the City harmless;
(iii) pays all expenses and charges in connection therewith, including, but not
limited to, printing costs, legal fees, fees of the Trustee and the Paying Agent/Registrar
and any tax or other governmental charge that is authorized to be imposed; and
(iv) satisfies any other reasonable requirements imposed by the City and the
Trustee.
(c) After the delivery of such replacement Bond, if a bona fide purchaser of the
original Bond in lieu of which such replacement Bond was issued presents for payment such
original Bond, the City and the Paying Agent/Registrar shall be entitled to recover such
replacement Bond from the Person to whom it was delivered or any Person taking therefrom,
except a bona fide purchaser, and shall be entitled to recover upon the security' or indemnity
provided therefor to the extent of any loss, damage, cost, or expense incurred by the City, the
Paying Agent/Registrar or the Trustee in connection therewith.
(d) In the event that any such mutilated, lost, apparently destroyed or wrongfully
taken Bond has become or is about to become due and payable, the Paying Agent/Registrar, in its
discretion, instead of issuing a replacement Bond, may pay such Bond if it has become due and
payable or may pay such Bond when it becomes due and payable.
(e) Each replacement Bond delivered in accordance with this Section shall constitute
an original additional contractual obligation of the City and shall be entitled to the benefits and
security of this Indenture to the same extent as the Bond or Bonds in lieu of which such
replacement Bond is delivered.
Section 3.12. Book -Entry -Only System.
(a) The Bonds shall initially be issued in book -entry -only form and shall be deposited
with DTC, which is hereby appointed to act as the securities depository therefor, in accordance
with the blanket issuer letter of representations from the City to DTC. On the Delivery Date, the
definitive Bonds shall be issued in the form of a single typewritten certificate for each maturity
thereof registered in the name of Cede & Co., as nominee for DTC.
(b) With respect to Bonds registered in the name of Cede & Co., as nominee of DTC,
the City and the Paying Agent/Registrar shall have no responsibility or obligation to any DTC
Participant or to any Person on behalf of whom such a DTC Participant holds an interest in the
Bonds. Without limiting the immediately preceding sentence, the City and the Paying
Agent/Registrar shall have no responsibility or obligation with respect to (i) the accuracy of the
records of DTC, Cede & Co. or any DTC Participant with respect to any ownership interest in
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the Bonds, (ii) the delivery to any DTC Participant or any other Person, other than an Owner, as
shown on the Register, of any notice with respect to the Bonds, including any notice of
redemption, or (iii) the payment to any DTC Participant or any other Person, other than an
Owner, as shown in the Register of any amount with respect to principal of, premium, if any, or
interest on the Bonds. Notwithstanding any other provision of this Indenture to the contrary, the
City and the Paying Agent/Registrar shall be entitled to treat and consider the Person in whose
name each Bond is registered in the Register as the absolute owner of such Bond for the purpose
of payment of principal of, premium, if any, and interest on Bonds, for the purpose of giving
notices of redemption and other matters with respect to such Bond, for the purpose of registering
transfer with respect to such Bond, and for all other purposes whatsoever. The Paying
Agent/Registrar shall pay all principal of, premium, if any, and interest on the Bonds only to or
upon the order of the respective Owners as shown in the Register, as provided in this Indenture,
and all such payments shall be valid and effective to fully satisfy and discharge the City's
obligations with respect to payment of principal of, premium, if any, and interest on the Bonds to
the extent of the sum or sums so paid. No Person other than an Owner, as shown in the Register,
shall receive a Bond certificate evidencing the obligation of the City to make payments of
amounts due pursuant to this Indenture. Upon delivery by DTC to the Paying Agent/Registrar of
written notice to the effect that DTC has determined to substitute a new nominee in place of
Cede & Co., and subject to the provisions in this Indenture with respect to interest checks or
drafts being mailed to the registered owner at the close of business on the Record Date or Special
Record Date, as applicable, the word "Cede & Co." in this Indenture shall refer to such new
nominee of DTC.
Section 3.13. Successor Securities Depository: Transfer Outside Book -Entry -Only
System.
In the event that the City determines that DTC is incapable of discharging its
responsibilities described herein and in the blanket issuer letter of representations from the City
to DTC, the City shall (i) appoint a successor securities depository, qualified to act as such under
Section 17(a) of the Securities and Exchange Act of 1934, as amended, notify DTC and DTC
Participants of the appointment of such successor securities depository and transfer one or more
separate Bonds to such successor securities depository; or (ii) notify DTC and DTC Participants
of the availability through DTC of certificated Bonds and cause the Paying Agent/Registrar to
transfer one or more separate registered Bonds to DTC Participants having Bonds credited to
their DTC accounts. In such event, the Bonds shall no longer be restricted to being registered in
the Register in the name of Cede & Co., as nominee of DTC, but may be registered in the name
of the successor securities depository, or its nominee, or in whatever name or names Owners
transferring or exchanging Bonds shall designate, in accordance with the provisions of this
Indenture.
Section 3.14. Payments to Cede & Co.
Notwithstanding any other provision of this Indenture to the contrary, so long as any
Bonds are registered in the name of Cede & Co., as nominee of DTC, all payments with respect
to principal of, premium, if any, and interest on such Bonds, and all notices with respect to such
Bonds shall be made and given, respectively, in the manner provided in the blanket letter of
representations from the City to DTC.
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ARTICLE IV
REDEMPTION OF BONDS BEFORE MATURITY
Section 4.1. Limitation on Redemption.
The Bonds shall be subject to redemption before their scheduled maturity only as
provided in this Article IV.
Section 4.2. Mandatory Sinking Fund Redemption.
(a) The Bonds maturing on September 15 in each of the years 2030, 2043 and 2053
(collectively, the "Term Bonds"), are subject to mandatory sinking fund redemption prior to their
respective maturities and will be redeemed by the City in part at the Redemption Price from
moneys available for such purpose in the Principal and Interest Account of the Bond Fund
pursuant to Article VI, on the dates and in the respective Sinking Fund Installments as set forth
in the following schedule:
Term Bonds maturing September 15, 2030
Redemption Date
Sinking Fund Installment Amount
September 15, 2024
$133,000
September 15, 2025
$110,000
September 15, 2026
$115,000
September 15, 2027
$121,000
September 15, 2028
$126,000
September 15, 2029
$132,000
September 15, 2030*
$138,000
Term Bonds maturing September 15, 2043
Redemption Date
Sinking Fund Installment Amount
September 15, 2031
$145,000
September 15, 2032
$153,000
September 15, 2033
$161,000
September 15, 2034
$170,000
September 15, 2035
$180,000
September 15, 2036
$190,000
September 15, 2037
$200,000
September 15, 2038
$212,000
September 15, 2039
$223,000
September 15, 2040
$236,000
September 15, 2041
$249,000
September 15, 2042
$264,000
September 15, 2043*
$279,000
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Term Bonds maturing September 15, 2053
Redemption Date
September 15, 2044
September 15, 2045
September 15, 2046
September 15, 2047
September 15, 2048
September 15, 2049
September 15, 2050
September 15, 2051
September 15, 2052
September 15, 2053 *
* Stated Maturity.
Sinking Fund Installment Amount
$294,000
$312,000
$331,000
$350,000
$372,000
$394,000
$418,000
$443,000
$470,000
$498,000
(b) At least thirty (30) days prior to each mandatory sinking fund redemption date,
and subject to any prior reduction authorized by this Indenture, the Trustee shall select by lot, or
by any other customary method that results in a random selection, a principal amount of Bonds
of such maturity equal to the Sinking Fund Installment amount of such Bonds to be redeemed,
shall call such Bonds for redemption on such scheduled mandatory sinking fund redemption
date, and shall give notice of such mandatory sinking fund redemption, as provided in Section
4.6.
(c) The principal amount of Bonds required to be redeemed on any mandatory
sinking fund redemption date pursuant to subparagraph (a) of this Section 4.2 shall be reduced, at
the option of the City, by the principal amount of any Bonds of such maturity which, at least 30
days prior to the mandatory sinking fund redemption date shall have been acquired by the City at
a price not exceeding the principal amount of such Bonds plus accrued unpaid interest to the date
of purchase thereof, and delivered to the Trustee for cancellation.
(d) The Sinking Fund Installments of Term Bonds required to be redeemed on any
mandatory sinking fund redemption date pursuant to subparagraph (a) of this Section 4.2 shall be
reduced in integral multiples of $1,000 by any portion of such Bonds, which, at least 30 days
prior to the mandatory sinking fund redemption date, shall have been redeemed pursuant to the
optional redemption or extraordinary optional redemption provisions in Sections 4.3 and 4.4,
respectively, hereof, and not previously credited to a mandatory sinking fund redemption.
Section 4.3. Optional Redemption.
The City reserves the right and option to redeem Bonds before their scheduled maturity
date, in whole or in part, on any date on or after September 15, 2031, such redemption date or
dates to be fixed by the City, at the Redemption Price.
Section 4.4. Extraordinary Optional Redemption.
The City reserves the right and option to redeem Bonds before their respective scheduled
maturity dates, in whole or in part, on any date, at the Redemption Price, from amounts on
deposit in the Redemption Fund as a result of Prepayments (including related transfers to the
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Redemption Fund as provided in Section 6.7(c)) or any other transfers to the Redemption Fund
under the terms of this Indenture.
Section 4.5. Partial Redemption.
(a) If less than all of the Bonds are to be redeemed pursuant to either Sections 4.2, 4.3
or 4.4. Bonds may be redeemed in minimum principal amounts of $1,000 or any integral thereof.
Each Bond shall be treated as representing the number of Bonds that is obtained by dividing the
principal amount of such Bond by $1,000. No redemption shall result in a Bond in a
denomination of less than an Authorized Denomination; provided, however, if the amount of
Outstanding Bonds is less than an Authorized Denomination after giving effect to such partial
redemption, a Bond in the principal amount equal to the unredeemed portion, but not less than
$1,000, may be issued.
(b) If less than all of the Bonds are called for optional redemption pursuant to Section
4.3 hereof, the Trustee shall rely on directions provided in a City Certificate in selecting the
Bonds to be redeemed.
(c) If less than all of the Bonds are called for extraordinary optional redemption
pursuant to Section 4.4 hereof, the Bonds or portion of a Bond to be redeemed shall be allocated
on a pro rata basis (as nearly as practicable) among all Outstanding Bonds.
(d) Upon surrender of any Bond for redemption in part, the Trustee in accordance
with Section 3.7 of this Indenture, shall authenticate and deliver an exchange Bond or Bonds in
an aggregate principal amount equal to the unredeemed portion of the Bond so surrendered, such
exchange being without charge.
Section 4.6. Notice of Redemption to Owners.
(a) Upon written direction from the City to the Trustee of the exercise of any
redemption provision provided hereunder, the Trustee shall give notice of any redemption of
Bonds by sending notice by first class United States mail, postage prepaid, not less than 30 days
before the date fixed for redemption, to the Owner of each Bond or portion thereof to be
redeemed, at the address shown in the Register.
(b) The notice shall state the redemption date, the Redemption Price, the place at
which the Bonds are to be surrendered for payment, and, if less than all the Bonds Outstanding
are to be redeemed, and subject to Section 4.5, an identification of the Bonds or portions thereof
to be redeemed, any conditions to such redemption and that on the redemption date, if all
conditions, if any, to such redemption have been satisfied, such Bond shall become due and
payable.
(c) Any notice given as provided in this Section shall be conclusively presumed to
have been duly given, whether or not the Owner receives such notice.
(d) With respect to any optional redemption of the Bonds, unless the Trustee has
received funds sufficient to pay the Redemption Price of the Bonds to be redeemed before giving
of a notice of redemption, the notice may state the City may condition redemption on the receipt
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of such funds by the Trustee on or before the date fixed for the redemption, or on the satisfaction
of any other prerequisites set forth in the notice of redemption. If a conditional notice of
redemption is given and such prerequisites to the redemption and sufficient funds are not
received, the notice shall be of no force and effect, the City shall not redeem the Bonds and the
Trustee shall give notice, in the manner in which the notice of redemption was given, that the
Bonds have not been redeemed.
(e) The City has the right to rescind any optional redemption or extraordinary
optional redemption described in Section 4.3 or 4.4 by written notice to the Trustee on or prior to
the date fixed for redemption. Any notice of redemption shall be cancelled and annulled if for
any reason funds are not available on the date fixed for redemption for the payment in full of the
Bonds then called for redemption, and such cancellation shall not constitute an Event of Default
under this Indenture. Upon written direction from the City, the Trustee shall mail notice of
rescission of redemption in the same manner notice of redemption was originally provided.
Section 4.7. Payment Upon Redemption.
(a) The Trustee shall make provision for the payment of the Bonds to be redeemed on
such date by setting aside and holding in trust an amount from the Redemption Fund or
otherwise received by the Trustee from the City and shall use such funds solely for the purpose
of paying the Redemption Price on the Bonds being redeemed.
(b) Upon presentation and surrender of any Bond called for redemption at the
designated corporate trust office of the Trustee on or after the date fixed for redemption, the
Trustee shall pay the Redemption Price on such Bond to the date of redemption from the moneys
set aside for such purpose.
Section 4.8. Effect of Redemption.
Notice of redemption having been given as provided in Section 4.6 of this Indenture, the
Bonds or portions thereof called for redemption shall become due and payable on the date fixed
for redemption provided that funds for the payment of the Redemption Price of such Bonds to
the date fixed for redemption are on deposit with the Trustee; thereafter, such Bonds or portions
thereof shall cease to bear interest from and after the date fixed for redemption, whether or not
such Bonds are presented and surrendered for payment on such date.
ARTICLE V
FORM OF THE BONDS
Section 5.1. Form Generally.
(a) The Bonds, including the Registration Certificate of the Comptroller, the
Certificate of the Trustee, and the Assignment to appear on each of the Bonds, (i) shall be
substantially in the form set forth in this Article with such appropriate insertions, omissions,
substitutions, and other variations as are permitted or required by this Indenture, and (ii) may
have such letters, numbers, or other marks of identification (including identifying numbers and
letters of the Committee on Uniform Securities Identification Procedures of the American
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Bankers Association) and such legends and endorsements (including any reproduction of an
opinion of counsel) thereon as, consistently herewith, may be determined by the City or by the
officers executing such Bonds, as evidenced by their execution thereof.
(b) Any portion of the text of any Bonds may be set forth on the reverse side thereof,
with an appropriate reference thereto on the face of the Bonds.
(c) The definitive Bonds shall be typewritten, printed, lithographed, or engraved, and
may be produced by any combination of these methods or produced in any other similar manner,
all as determined by the officers executing such Bonds, as evidenced by their execution thereof.
(d) The Initial Bond submitted to the Attorney General may be typewritten and
photocopied or otherwise reproduced.
Section 5.2. Form of the Bonds.
(a) Form of Bond.
NEITHER THE FAITH AND CREDIT NOR THE TAXING
POWER OF THE STATE OF TEXAS, THE CITY, OR ANY
OTHER POLITICAL CORPORATION, SUBDIVISION OR
AGENCY THEREOF, IS PLEDGED TO THE PAYMENT
OF THE PRINCIPAL OF OR INTEREST ON THIS BOND.
REGISTERED United States of America
NO. State of Texas
CITY OF ANNA, TEXAS
SPECIAL ASSESSMENT REVENUE BOND, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC
IMPROVEMENT DISTRICT
IMPROVEMENT AREA # 1 PROJECT)
INTEREST RATE MATURITY DATE DELIVERY DATE
% September 15, 20_ October 10, 2023
REGISTERED
$
CUSIP NUMBER
The City of Anna, Texas (the "City"), for value received, hereby promises to pay, solely
from the Trust Estate, to
or registered assigns, on the Maturity Date, as specified above, the sum of
DOLLARS
unless this Bond shall have been sooner called for redemption and the payment of the principal
hereof shall have been paid or provision for such payment shall have been made, and to pay
interest on the unpaid principal amount hereof from the later of the Delivery Date, as specified
above, or the most recent Interest Payment Date to which interest has been paid or provided for
until such principal amount shall have been paid or provided for, at the per annum rate of interest
specified above, computed on the basis of a 360-day year of twelve 30-day months, such interest
to be paid semiannually on March 15 and September 15 of each year, commencing March 15,
2024.
Capitalized terms appearing herein that are defined terms in the Indenture (defined
below) have the meanings assigned to them in the Indenture. Reference is made to the Indenture
for such definitions and for all other purposes.
The principal of this Bond shall be payable without exchange or collection charges in
lawful money of the United States of America upon presentation and surrender of this Bond at
the corporate trust office in Houston, Texas (the "Designated Payment/Transfer Office"), of
Regions Bank, as trustee and paying agent/registrar (the "Trustee"), or, with respect to a
successor trustee and paying agent/registrar, at the Designated Payment/Transfer Office of such
successor. Interest on this Bond is payable by check dated as of the Interest Payment Date,
mailed by the Trustee to the registered owner at the address shown on the registration books kept
by the Trustee or by such other customary banking arrangements acceptable to the Trustee,
requested by, and at the risk and expense of, the Person to whom interest is to be paid. For the
purpose of the payment of interest on this Bond, the registered owner shall be the Person in
whose name this Bond is registered at the close of business on the "Record Date," which shall be
the close of business on the fifteenth calendar day of the month next preceding such Interest
Payment Date; provided, however, that in the event of nonpayment of interest on a scheduled
Interest Payment Date, and for 30 days thereafter, a new record date for such interest payment (a
"Special Record Date") will be established by the Trustee, if and when funds for the payment of
such interest have been received from the City. Notice of the Special Record Date and of the
scheduled payment date of the past due interest (which shall be 15 days after the Special Record
Date) shall be sent at least five Business Days prior to the Special Record Date by United States
mail, first class postage prepaid, to the address of each Owner of a Bond appearing on the books
of the Trustee at the close of business on the last Business Day preceding the date of mailing
such notice.
If a date for the payment of the principal of or interest on the Bonds is a Saturday,
Sunday, legal holiday, or a day on which banking institutions in the city in which the Designated
Payment/Transfer Office is located are authorized by law or executive order to close, then the
date for such payment shall be the next succeeding Business Day, and payment on such date
shall have the same force and effect as if made on the original date payment was due.
This Bond is one of a duly authorized issue of assessment revenue bonds of the City
having the designation specified in its title (herein referred to as the 'Bonds"), dated as of the
Delivery Date and issued in the aggregate principal amount of $7,419,000 and issued, with the
limitations described herein, pursuant to an Indenture of Trust, dated as of September 15, 2023
(the "Indenture"), by and between the City and the Trustee, to which Indenture reference is
hereby made for a description of the amounts thereby pledged and assigned, the nature and
extent of the lien and security, the respective rights thereunder to the holders of the Bonds, the
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Trustee, and the City, and the terms upon which the Bonds are, and are to be, authenticated and
delivered and by this reference to the terms of which each holder of this Bond hereby consents.
All Bonds issued under the Indenture are equally and ratably secured by the amounts thereby
pledged and assigned. The Bonds are being issued for the purpose of (i) paying a portion of the
Improvement Area #1 Project Costs, (ii) funding a reserve fund for payment of principal and
interest on the Bonds, (iii) paying a portion of the costs incidental to the organization of the
District and (iv) paying the costs of issuance of the Bonds.
The Bonds are special, limited obligations of the City payable solely from the Trust
Estate. Reference is hereby made to the Indenture, copies of which are on file with and available
upon request from the Trustee, for the provisions, among others, with respect to the nature and
extent of the duties and obligations of the City, the Trustee and the Owners. The Owner of this
Bond, by the acceptance hereof, is deemed to have agreed and consented to the terms, conditions
and provisions of the Indenture.
IN THE INDENTURE, THE CITY HAS RESERVED THE RIGHT to issue Refunding
Bonds payable from and secured by a lien on and pledge of the sources described above on a
parity with this Bond.
Notwithstanding any provision hereof, the Indenture may be released and the obligation
of the City to make money available to pay this Bond may be defeased by the deposit of money
and/or certain direct or indirect Defeasance Securities sufficient for such purpose as described in
the Indenture.
The Bonds are issuable as fully registered bonds only in denominations of $100,000 and
any multiple of $1,000 in excess thereof ("Authorized Denominations"). Except to the extent
permitted by the Indenture, the City prohibits the breaking up or allocation of CUSIP numbers to
any Bond or Bonds in denominations of less than $100,000, and any attempt to do so will be
void and of no effect.
The Bonds maturing on September 15 in the years 2030, 2043 and 2053 (collectively,
"Term Bonds"), are subject to mandatory sinking fund redemption prior to their respective
maturities and will be redeemed by the City in part at the Redemption Price from moneys
available for such purpose in the Principal and Interest Account of the Bond Fund pursuant to
Article VI of the Indenture, on the dates and in the respective sinking fund installments as set
forth in the following schedule:
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Term Bonds maturing September 15, 2030
Redemption Date
Sinking Fund Installment Amount
September 15, 2024
$133,000
September 15, 2025
$110,000 .
September 15, 2026
$115,000
September 15, 2027
$1212000
September 15, 2028
$126,000
September 15, 2029
$132,000
September 15, 2030*
$138,000
Term Bonds maturing September 15, 2043
Redemption Date
Sinking Fund Installment Amount
September 15, 2031
$1451,000
September 15, 2032
$153,000
September 15, 2033
$161,000
September 15, 2034
$170,000
September 15, 2035
$180,000
September 15, 2036
$190,000
September 15, 2037
$200,000
September 15, 2038
$212,000
September 15, 2039
$223,000
September 15, 2040
$236,000
September 15, 2041
$24%000
September 15, 2042
$264,000
September 15, 2043*
$279,000
Term Bonds maturing September 15, 2053
Redemption Date
September 15, 2044
September 15, 2045
September 15, 2046
September 15, 2047
September 15, 2048
September 15, 2049
September 15, 2050
September 15, 2051
September 15, 2052
September 15, 2053 *
* Stated Maturity.
Sinkine Fund Installment Amount
$294,000
$312,000
$331,000
$350,000
$372,000
$394,000
$418,000
$443,000
$470,000
$498,000
At least thirty (30) days prior to each mandatory sinking fund redemption date, and
subject to any prior reduction authorized by the Indenture, the Trustee shall select for redemption
by lot, or by any other customary method that results in a random selection, a principal amount
of Bonds of such maturity equal to the Sinking Fund Installments of such Bonds to be redeemed,
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shall call such Bonds for redemption on such scheduled mandatory sinking fund redemption
date, and shall give notice of such redemption, as provided in Section 4.6 of the Indenture.
The principal amount of Bonds required to be redeemed on any mandatory sinking fund
redemption date shall be reduced, at the option of the City, by the principal amount of any Bonds
of such maturity which, at least 30 days prior to the sinking fund redemption date shall have been
acquired by the City at a price not exceeding the principal amount of such Bonds plus accrued
and unpaid interest to the date of purchase thereof, and delivered to the Trustee for (cancellation.
The Sinking Fund Installments of Term Bonds required to be redeemed on any
mandatory sinking fund redemption shall be reduced in integral multiples of $1,000 by any
portion of such Bonds, which, at least 30 days prior to the mandatory sinking fund redemption
date, shall have been redeemed pursuant to the optional redemption or extraordinary optional
redemption provisions in the Indenture and not previously credited to a mandatory sinking fund
redemption.
The City reserves the right and option to redeem Bonds before their scheduled maturity
date, in whole or in part, on any date on or after September 15, 2031, such redemption date or
dates to be fixed by the City, at the Redemption Price.
The Bonds are subject to extraordinary optional redemption prior to maturity in whole or
in part, on any date, at the Redemption Price from amounts on deposit in the Redemption Fund
as a result of Prepayments or any other transfers to the Redemption Fund under the terms of the
Indenture.
If less than all of the Bonds are to be redeemed, Bonds may be redeemed in minimum
principal amounts of $1,000 or any integral thereof. Each Bond shall be treated as representing
the number of Bonds that is obtained by dividing the principal amount of such Bond by $1,000.
No redemption shall result in a Bond in a denomination of less than an Authorized
Denomination; provided, however, if the amount of Outstanding Bonds is less than an
Authorized Denomination after giving effect to such partial redemption, a Bond in the principal
amount equal to the unredeemed portion, but not less than $1,000, may be issued.
If less than all of the Bonds are called for optional redemption, the Trustee shall rely on
directions provided in a City Certificate in selecting the Bonds to be redeemed.
If less than all of the Bonds are called for extraordinary optional redemption, the Bonds
to be redeemed shall be allocated on a pro rata basis (as nearly as practicable) among all
Outstanding Bonds.
Upon written direction from the City to the Trustee of the exercise of any redemption
provision provided under the Indenture, the Trustee shall give notice of any redemption of Bonds
by sending notice by first class United States mail, postage prepaid, not less than 30 days before
the date fixed for redemption, to the Owner of each Bond (or portion thereof) to be redeemed, at
the address shown on the Register. The notice shall state the redemption date, the Redemption
Price, the place at which the Bonds are to be surrendered for payment, and, if less than all the
Bonds Outstanding are to be redeemed, an identification of the Bonds or portions thereof to be
redeemed, any conditions to such redemption and that on the redemption date, if all conditions, if
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any, to such redemption have been satisfied, such Bond shall become due and payable. Any
notice so given shall be conclusively presumed to have been duly given, whether or not the
Owner receives such notice.
With respect to any optional redemption of the Bonds, unless the Trustee has received
funds sufficient to pay the Redemption Price of the Bonds to be redeemed before giving of a
notice of redemption, the notice may state the City may condition redemption on the receipt of
such funds by the Trustee on or before the date fixed for the redemption, or on the satisfaction of
any other prerequisites set forth in the notice of redemption. If a conditional notice of
redemption is given and such prerequisites to the redemption and sufficient funds are not
received, the notice shall be of no force and effect, the City shall not redeem the Bonds and the
Trustee shall give notice, in the manner in which the notice of redemption was given, that the
Bonds have not been redeemed.
The City has the right to rescind any optional redemption or extraordinary optional
redemption described in the Indenture by written notice to the Trustee on or prior to the date
fixed for redemption. Any notice of redemption shall be cancelled and annulled if for any reason
funds are not available on the date fixed for redemption for the payment in full of the Bonds then
called for redemption, and such cancellation shall not constitute an Event of Default under the
Indenture. Upon written direction from the City, the Trustee shall mail notice of rescission of
redemption in the same manner notice of redemption was originally provided.
The Indenture permits, with certain exceptions as therein provided, the amendment
thereof and the modification of the rights and obligations of the City and the rights of the holders
of the Bonds under the Indenture at any time Outstanding affected by such modification. The
Indenture also contains provisions permitting the holders of specified percentages in aggregate
principal amount of the Bonds at the time Outstanding, on behalf of the holders of all the Bonds,
to waive compliance by the City with certain past defaults under the Bond Ordinance or the
Indenture and their consequences. Any such consent or waiver by the holder of this Bond or any
predecessor Bond evidencing the same debt shall be conclusive and binding upon such holder
and upon all future holders thereof and of any Bond issued upon the transfer thereof or in
exchange therefor or in lieu thereof, whether or not notation of such consent or waiver is made
upon this Bond.
As provided in the Indenture, this Bond is transferable upon surrender of this Bond for
transfer at the Designated Payment/Transfer Office, with such endorsement or other evidence of
transfer as is acceptable to the Trustee, and upon delivery to the Trustee of such certifications
and/or opinion of counsel as may be required under the Indenture for the transfer of this Bond.
Upon satisfaction of such requirements, one or more new fully registered Bonds of the same
Stated Maturity, of Authorized Denominations, bearing the same rate of interest, and for the
same aggregate principal amount will be issued to the designated transferee or transferees.
Neither the City nor the Trustee shall be required to issue, transfer or exchange any Bond
called for redemption where such redemption is scheduled to occur within 45 calendar days of
the transfer or exchange date; provided, however, such limitation shall not be applicable to an
exchange by the registered owner of the uncalled principal balance of a Bond.
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The City, the Trustee, and any other Person may treat the Person in whose name this
Bond is registered as the owner hereof for the purpose of receiving payment as herein provided
(except interest shall be paid to the Person in whose name this Bond is registered on the Record
Date or Special Record Date, as applicable) and for all other purposes, whether or not this Bond
be overdue, and neither the City nor the Trustee shall be affected by notice to the contrary.
NEITHER THE FULL FAITH AND CREDIT NOR THE GENERAL TAXING POWER
OF THE CITY, COLLIN COUNTY, TEXAS, OR THE STATE OF TEXAS, OR ANY
POLITICAL SUBDIVISION THEREOF, IS PLEDGED TO THE PAYMENT OF THE
BONDS.
IT IS HEREBY CERTIFIED AND RECITED that the issuance of this Bond and the
series of which it is a part is duly authorized by law; that all acts, conditions and things required
to be done precedent to and in the issuance of the Bonds have been properly done and performed
and have happened in regular and due time, form and manner, as required by law; and that the
total indebtedness of the City, including the Bonds, does not exceed any Constitutional or
statutory limitation.
IN WITNESS WHEREOF, the City Council of the City has caused this Bond to be
executed under the official seal of the City.
City Secretary
[CITY SEAL]
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Mayor
(b) Form of Comptroller's Registration Certificate.
The following Registration Certificate of Comptroller of Public Accounts shall appear on
the Initial Bond:
REGISTRATION CERTIFICATE OF
COMPTROLLER OF PUBLIC ACCOUNTS
OFFICE OF THE COMPTROLLER §
OF PUBLIC ACCOUNTS § REGISTER NO.
THE STATE OF TEXAS §
I HEREBY CERTIFY THAT there is on file and of record in my office a certificate to
the effect that the Attorney General of the State of Texas has approved this Bond, and that this
Bond has been registered this day by me.
WITNESS MY SIGNATURE AND SEAL OF OFFICE this
Comptroller of Public Accounts
of the State of Texas
[SEAL]
(c) Form of Certificate of Trustee.
CERTIFICATE OF TRUSTEE
It is hereby certified that this is one of the Bonds of the series of Bonds referred to in the
within mentioned Indenture.
DATED:
REGIONS BANK,
as Trustee
0
Authorized Signatory
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(d) Form of Assignment.
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto (print
or typewrite name and address, including zip code, of Transferee.)
(Social Security or other identifying number: ) the within
Bond and all rights hereunder, and hereby irrevocably constitutes and appoints
attorney, to register the transfer of the
within Bond on the books kept for registration thereof, with full power of substitution in the
premises.
Dated:
Signature Guaranteed by:
Authorized Signatory
NOTICE: The signature on this Assignment
must correspond with the name of the
registered owner as it appears on the face of
the within Bond in every particular and must
be guaranteed in a manner acceptable to the
Trustee.
(e) The Initial Bond shall be in the form set forth in paragraphs (a) through (d) of this
section, except for the following alterations:
(i) immediately under the name of the Bond the heading "INTEREST RATE" and
"MATURITY DATE" shall both be completed with the expression "As Shown Below," and the
reference to the "CUSIP NUMBER" shall be deleted;
(ii) in the first paragraph of the Bond, the words "on the Maturity Date, as specified
above, the sum of DOLLARS" shall be deleted and the
following will be inserted: "on September 15 in each of the years, in the principal installments
and bearing interest at the per annum rates set forth in the following schedule:
Year Principal Amount
Interest Rate"
(Information to be inserted from Section 3.2(c)); and
(iii) the Initial Bond shall be numbered T-1.
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Section 5.3. CUSIP Registration.
The City may secure identification numbers through CUSIP Global Services, managed by
S&P Global Markets Intelligence on behalf of the American Bankers Association, New York,
New York, and may authorize the printing of such numbers on the face of the Bonds. It is
expressly provided, however, that the presence or absence of CUSIP numbers on the Bonds shall
be of no significance or effect as regards the legality thereof and none of the City, the attorneys
approving said Bonds as to legality or the Trustee are to be held responsible for CUSIP numbers
incorrectly printed on the Bonds. Except as authorized under Section 4.5 hereof, the City
prohibits any Bond to be issued in a denomination of less than $100,000 and further prohibits the
assignment of a CUSIP number to any Bond with a denomination of less than $100,000, and any
attempt to accomplish either of the foregoing shall be void and of no effect. The Trustee may
include in any redemption notice a statement to the effect that the CUSIP numbers on the Bonds
have been assigned by an independent service and are included in such notice solely for the
convenience of the Bondholders and that neither the City nor the Trustee shall be liable for any
inaccuracies in such numbers.
Section 5.4. Legal Opinion.
The approving legal opinion of Bond Counsel may be printed on or attached to each
Bond over the certification of the City Secretary of the City, which may be executed in facsimile.
ARTICLE VI
FUNDS AND ACCOUNTS
Section 6.1. Establishment of Funds and Accounts.
(a) Creation of Funds. The following Funds are hereby created and established
under this Indenture:
(i) Pledged Revenue Fund;
(ii) Bond Fund;
(iii) Project Fund;
(iv) Reserve Fund;
(v) Redemption Fund;
(vi) Rebate Fund; and
(vii) Administrative Fund.
35
(b) Creation of Accounts.
(i) The following Account is hereby created and established under the Bond
Fund:
(A) Principal and Interest Account.
(ii) The following Accounts are hereby created and established under the
Reserve Fund:
Project Fund:
(A) Reserve Account; and
(B) Delinquency and Prepayment Reserve Account.
(iii) The following Accounts are hereby created and established under the
(A) Improvement Area # 1 Bond Improvement Account; and
(B) Costs of Issuance Account.
(iv) The following Account is hereby created and established under the
Pledged Revenue Fund:
(A) Bond Pledged Revenue Account.
(c) Each Fund and each Account created within such Fund shall be maintained by the
Trustee separate and apart from all other funds and accounts of the City. The Pledged Funds
shall constitute trust funds which shall be held in trust by the Trustee as part of the Trust Estate
solely for the benefit of the Owners of the Bonds. Amounts on deposit in the Funds and
Accounts shall be used solely for the purposes set forth herein.
(d) Interest earnings and profit on each respective Fund and Account established by
this Indenture shall be applied or withdrawn for the purposes of such Fund or Account as
specified below.
Section 6.2. Initial Deposits to Funds and Accounts.
(a) The proceeds from the sale of the Bonds shall be paid to the Trustee and
deposited or transferred by the Trustee as follows:
(i) to the Reserve Account of the Reserve Fund: $527,257.50, which 'is equal
to the initial Reserve Account Requirement;
(ii) to the Costs of Issuance Account of the Project Fund: $427,739.86;
(iii) to the Improvement Area #1 Bond Improvement Account of the Project
Fund: $6,150,000.00; and
36
(iv) to the Administrative Fund: $40,000.00.
Section 6.3. Pledged Revenue Fund.
(a) Periodically upon receipt thereof, the City shall transfer or cause to be transferred,
pursuant to a City Certificate provided to the Trustee for deposit to the Pledged Revenue Fund
the Assessments and Annual Installments, other than the portion of the Assessments and Annual
Installments allocated to the payment of Annual Collection Costs and Delinquent Collection
Costs, which shall be deposited to the Administrative Fund in accordance with Section 6.9
hereof. Following such deposit to the Pledged Revenue Fund, the City shall transfer or cause to
be transferred pursuant to a City Certificate provided to the Trustee the following amounts from
the Pledged Revenue Fund to the following Accounts: (i) first, to the Bond Pledged Revenue
Account of the Pledged Revenue Fund, an amount sufficient to pay debt service on the Bonds
next coming due, and (ii) second, if necessary, to the Reserve Account of the Reserve Fund, an
amount to cause the amount in the Reserve Account to equal the Reserve Account Requirement.
Notwithstanding the foregoing, the Additional Interest shall only be utilized for the purposes set
forth in Section 6.7 hereof and, immediately following the initial deposit to the Pledged Revenue
Fund, prior to any other transfers or deposits being made under this Section 6.3(a), if the
Delinquency and Prepayment Reserve Account of the Reserve Fund does not contain the
Delinquency and Prepayment Reserve Requirement and Additional Interest is collected, then all
such Additional Interest will be transferred into the Delinquency and Prepayment Reserve
Account until the Delinquency and Prepayment Reserve Requirement is met. In addition, in the
event the City owes Rebatable Arbitrage to the United States Government pursuant to Section
6.8 hereof, the City shall provide a City Certificate to the Trustee to transfer to the Rebate Fund,
prior to any other transfer under this Section 6.3(a), the full amount of Rebatable Arbitrage owed
by the City, as further described in Section 6.10(f) hereof. If any funds remain on deposit in the
Pledged Revenue Fund after the foregoing deposits are made, the City shall have the option, in
its sole and absolute discretion, to use such excess funds for any one or more of the following
purposes: (i) pay other costs of the Improvement Area #1 Projects, (ii) pay other costs permitted
by the PID Act, or (iii) deposit such excess into the Redemption Fund to redeem Bonds as
provided in Article IV. Along with each transfer to the Trustee, the City shall provide a
certificate as to the funds, accounts and payments into which the amounts are to be deposited or
paid.
(b) From time to time as needed to pay the obligations relating to the Bonds, but no
later than five (5) Business Days before each Interest Payment Date, the Trustee shall withdraw
from the Pledged Revenue Fund and transfer to the Principal and Interest Account of the Bond
Fund, an amount, taking into account any amounts then on deposit in such Principal and Interest
Account, such that the amount on deposit in the Principal and Interest Account equals the
principal (including any Sinking Fund Installments) and interest due on the Bonds on the next
Interest Payment Date.
(c) If, after the foregoing transfers and any transfer from the Reserve Fund as
provided in Section 6.7, there are insufficient funds to make the payments provided in paragraph
(b) above, the Trustee shall apply the available funds in the Principal and Interest Account first
to the payment of interest, then to the payment of principal (including any Sinking Fund
Installments) on the Bonds.
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(d) The Trustee shall transfer Prepayments to the Redemption Fund to be used to
redeem Bonds pursuant to Section 4.4 promptly after deposit of such amounts into the Pledged
Revenue Fund.
(e) Promptly after the deposit of Foreclosure Proceeds into the Pledged Revenue
Fund, the Trustee shall transfer such Foreclosure Proceeds first to the Reserve Fund to restore
any transfers from the Accounts within the Reserve Fund made with respect to the particular
Assessed Property to which the Foreclosure Proceeds relate (first, to replenish the Reserve
Account Requirement and second, to replenish the Delinquency and Prepayment Reserve
Requirement), and second, to the Redemption Fund to be used to redeem Bonds pursuant to
Section 4.4.
(f) After satisfaction of the requirement to provide for the payment of the principal
and interest on the Bonds and to fund any deficiency that may exist in the Reserve Fund, the
Trustee shall transfer any Pledged Revenues remaining in the Pledged Revenue Fund for the
purposes set forth in Section 6.3(a) hereof, as directed by the City in a City Certificate.
Section 6.4. Bond Fund.
(a) On each Interest Payment Date, the Trustee shall withdraw from the Principal and
Interest Account and transfer to the Paying Agent/Registrar the principal (including any Sinking
Fund Installments) and interest then due and payable on the Bonds.
(b) If amounts in the Principal and Interest Account are insufficient for the purposes
set forth in paragraph (a) above, the Trustee shall withdraw from the Reserve Fund amounts to
cover the amount of such insufficiency pursuant to Section 6.7(f). Amounts so withdrawn from
the Reserve Fund shall be deposited in the Principal and Interest Account and transferred to the
Paying Agent/Registrar.
(c) If, after the foregoing transfers and any transfer from the Reserve Fund as
provided in Section 6.7, there are insufficient funds to make the payments provided in paragraph
(a) above, the Trustee shall apply the available funds in the Principal and Interest Account first to
the payment of interest, then to the payment of principal (including any Sinking Fund
Installments) on the Bonds.
Section 6.5. Project Fund.
(a) Money on deposit in the Project Fund shall be used for the purposes specified in
Section 3.1.
(b) (1) Disbursements from the Costs of Issuance Account of the Project Fund shall
be made by the Trustee to pay costs of issuance of the Bonds pursuant to one or more City
Certificates.
(2) Disbursements from the Improvement Area #1 Bond Improvement Account of the
Project Fund to pay Improvement Area #1 Project Costs shall be made by the Trustee upon
receipt by the Trustee of a properly executed and completed Certificate for Payment. The funds
from the Improvement Area #1 Bond Improvement Account of the Project Fund shall be
38
disbursed in accordance with a Certificate for Payment for Improvement Area #1 Project Costs
as described in the Reimbursement Agreement. Each such Certificate for Payment shall include
a list of the payees and the payments to be made to such payees as well as a statement that all
payments shall be made by check or wire transfer in accordance with the payment instructions
set forth in such Certificate for Payment or in the invoices submitted therewith and the Trustee
may rely on such payment instructions with no duty to investigate or inquire as to the
authenticity of or authorization for the invoice or the payment instructions contained therein.
(c) Except as provided in Section 6.5(d), (f) and (h), money on deposit in the
Improvement Area #1 Bond Improvement Account of the Project Fund shall be used solely to
pay Improvement Area #1 Project Costs.
(d) If the City Representative determines in his or her sole discretion that certain
amounts then on deposit in the Improvement Area #1 Bond Improvement Account are not
expected to be expended for purposes of the Project Fund due to the abandonment, or
constructive abandonment, of one or more of the Improvement Area #1 Projects such that, in the
opinion of the City Representative, it is unlikely that the amounts in the Improvement Area #1
Bond Improvement Account will ever be expended for the purposes of the Project Fund, the City
Representative shall file a City Certificate with the Trustee which identifies the amounts then on
deposit in the Improvement Area #1 Bond Improvement Account that are not expected to be
used for purposes of the Project Fund. If such City Certificate is so filed, the identified amounts
on deposit in the Improvement Area #1 Bond Improvement Account shall be transferred to the
Bond Fund or to the Redemption Fund to be used to redeem Bonds pursuant to Section 4.4 as
directed by the City Representative in a City Certificate filed with the Trustee. Upon such
transfer, the Improvement Area #1 Bond Improvement Account of the Project Fund shall be
closed.
(e) In making any determination pursuant to this Section, the City Representative
may conclusively rely upon a certificate of an Independent Financial Consultant.
(f) Upon the filing of a City Certificate stating that all Improvement Area #1 Projects
have been completed and that all Improvement Area #1 Project Costs have been paid, or that any
Improvement Area #1 Projects are not required to be paid from the Project Fund pursuant to a
Certificate for Payment, the Trustee shall transfer the amount, if any, remaining within the
Improvement Area #1 Bond Improvement Account of the Project Fund to the Bond Fund or to
the Redemption Fund to be used to redeem Bonds pursuant to Section 4.4 as directed by the City
Representative in a City Certificate filed with the Trustee. Upon such transfer, the Improvement
Area #1 Bond Improvement Account of the Project Fund shall be closed.
(g) Upon a determination by the City Representative that all costs of issuance of the
Bonds have been paid, any amounts remaining in the Costs of Issuance Account shall be
transferred to the Improvement Area #1 Bond Improvement Account of the Project Fund and
used to pay Improvement Area #1 Project Costs or to the Principal and Interest Account and used
to pay interest on the Bonds, as directed in a City Certificate filed with the Trustee, and the Costs
of Issuance Account shall be closed.
(h) In the event the Developer has not completed the Improvement Area #1 Projects
by October 10, 2028, then the City shall provide written direction to the Trustee to transfer all
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funds on deposit in the Improvement Area #1 Bond Improvement Account to the Redemption
Fund to redeem Bonds pursuant to Section 4.4 hereof. Upon such transfers, the Improvement
Area #1 Bond Improvement Account of the Project Fund shall be closed.
(i) In providing any disbursement under this Section, the Trustee may conclusively
rely as to the completeness and accuracy of all statements in such Certificate for Payment if such
certificate is signed by a City Representative, and the Trustee shall not be required to make any
independent investigation in connection therewith. The execution of any Certificate for Payment
by a City Representative shall constitute, unto the Trustee, an irrevocable determination that all
conditions precedent to the payments requested have been completed.
Section 6.6. Redemption Fund.
The Trustee, pursuant to a City Certificate, shall cause to be deposited to the Redemption
Fund from the Pledged Revenue Fund an amount sufficient to redeem Bonds as provided in
Sections 4.3 and 4.4 on the dates specified for redemption as provided in Sections 4.3 and 4.4.
Amounts on deposit in the Redemption Fund shall be used and withdrawn by the Trustee to
redeem Bonds as provided in Article IV.
Section 6.7. Reserve Fund.
(a) The City agrees with the Owners of the Bonds to accumulate and, when
accumulated, maintain in the Reserve Account, an amount equal to not less than the Reserve
Account Requirement. All amounts deposited in the Reserve Account shall' be used and
withdrawn by the Trustee for the purpose of making transfers to the Principal and Interest
Account of the Bond Fund as provided in this Indenture. The Trustee will transfer from the
Bond Pledged Revenue Account of the Pledged Revenue Fund to the Delinquency and
Prepayment Reserve Account on March 15 of each year, commencing March 15, 2024, an
amount the City confirms to the Trustee is equal to the Additional Interest until the Delinquency
and Prepayment Reserve Requirement has been accumulated in the Delinquency and Prepayment
Reserve Account; provided, however, that at any time the amount on deposit in the Delinquency
and Prepayment Reserve Account is less than Delinquency and Prepayment Reserve
Requirement, the Trustee shall resume depositing the Additional Interest into the Delinquency
and Prepayment Reserve Account until the Delinquency and Prepayment Reserve Requirement
has accumulated in the Delinquency and Prepayment Reserve Account. In transferring the
amounts pursuant to this Section, the Trustee may conclusively rely on a City Certificate (which
shall be based on the Annual Installments as shown on the Assessment Roll in the Service and
Assessment Plan) unless and until it receives a City Certificate directing that a different amount
be used. Whenever a transfer is made from the Reserve Account to the Bond Fund due to a
deficiency in the Bond Fund, the Trustee shall provide written notice thereof to the City,
specifying the amount withdrawn and the source of said funds. The Additional Interest shall
continue to be collected and deposited pursuant to this Section 6.7 until the Bonds are no longer
Outstanding.
(b) Whenever a transfer is made from the Reserve Fund to the Bond Fund due to a
deficiency in the Bond Fund, the Trustee shall provide written notice thereof to the City,
specifying the amount withdrawn and the source of said funds.
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(c) In the event of an extraordinary optional redemption of Bonds from the proceeds
of a Prepayment pursuant to Section 4.4, the Trustee, pursuant to a City Certificate, shall transfer
from the Reserve Account of the Reserve Fund to the Redemption Fund the amount specified in
such directions, which shall be an amount equal to the principal amount of Bonds to be redeemed
multiplied by the lesser of: (i) the amount required to be in the Reserve Account of the Reserve
Fund divided by the principal amount of Outstanding Bonds prior to the redemption, and (ii) the
amount actually in the Reserve Account of the Reserve Fund divided by the principal amount of
Outstanding Bonds prior to the redemption. If after such transfer, and after applying investment
earnings on the Prepayment toward payment of accrued interest, there are insufficient funds to
pay the principal amount plus accrued and unpaid interest on such Bonds to the date fixed for
redemption of the Bonds to be redeemed as a result of such Prepayment, the Trustee shall
transfer an amount equal to the shortfall, or any additional amounts necessary to permit the
Bonds to be redeemed in minimum principal amounts of $1,000, from the Delinquency and
Prepayment Reserve Account to the Redemption Fund to be applied to the redemption of the
Bonds.
(d) Whenever, on any Interest Payment Date, or on any other date at the written
request of a City Representative, the value of cash and Value of Investment Securities on deposit
in the Reserve Account exceeds the Reserve Account Requirement, the Trustee shall provide
written notice to the City Representative of the amount of the excess. Such excess shall be
transferred to the Principal and Interest Account to be used for the payment of interest on the
Bonds on the next Interest Payment Date in accordance with Section 6.4, unless within thirty
days of such notice to the City Representative, the Trustee receives a City Certificate instructing
the Trustee to apply such excess: (i) to pay amounts due under Section 6.8 hereof, (ii) to the
Administrative Fund in an amount not more than the Annual Collection Costs for the Bonds, (iii)
to the Improvement Area #1 Bond Improvement Account of the Project Fund to pay
Improvement Area #1 Project Costs if such application and the expenditure of funds is expected
to occur within three years of the date hereof, or (iv) to the Redemption Fund to be applied to the
redemption of Bonds.
(e) Whenever, on any Interest Payment Date, or on any other date at the written
request of a City Representative, the amounts on deposit in the Delinquency and Prepayment
Reserve Account exceed the Delinquency and Prepayment Reserve Requirement, the Trustee
shall provide written notice to the City of the amount of the excess, and such excess shall be
transferred, at the direction of the City pursuant to a City Certificate, to the Administrative Fund
for the payment of Annual Collection Costs or to the Redemption Fund to be used to redeem
Bonds pursuant to Section 4.4. In the event that the Trustee does not receive a City Certificate
directing the transfer of such excess to the Administrative Fund within 45 days of providing
notice to the City of such excess, the Trustee shall transfer such excess to the Redemption Fund
to redeem Bonds pursuant to Section 4.4 hereof and provide the City with written notification of
the transfer. The Trustee shall incur no liability for the accuracy or validity of the transfer so
long as the Trustee made such transfer in full compliance with this Section.
(f) Whenever, on any Interest Payment Date, the amount on deposit in the Bond
Fund is insufficient to pay the debt service on the Bonds due on such date, the Trustee shall
transfer first from the Delinquency and Prepayment Reserve Account of the Reserve Fund and
second from the Reserve Account of the Reserve Fund to the Bond Fund the amounts necessary
to cure such deficiency.
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(g) At the final maturity of the Bonds, the amount on deposit in the Reserve Account
and the Delinquency and Prepayment Reserve Account shall be transferred to the Principal and
Interest Account and applied to the payment of the principal of the Bonds.
(h) If, after a Reserve Account withdrawal, the amount on deposit in the Reserve
Account is less than the Reserve Account Requirement, the Trustee shall transfer from the
Pledged Revenue Fund to the Reserve Account the amount of such deficiency, but only to the
extent that such amount is not required for the timely payment of principal, interest, or Sinking
Fund Installments.
(i) If the amount held in the Reserve Fund together with the amount held in the
Pledged Revenue Fund, the Bond Fund and Redemption Fund is sufficient to pay the principal
amount and of all Outstanding Bonds on the next date the Bonds may be optionally redeemed by
the City at a redemption price of par, together with the unpaid interest accrued on such Bonds as
of such date, the moneys shall be transferred to the Redemption Fund and thereafter used to
redeem all Bonds on such date.
Section 6.8. Rebate Fund: Rebatable Arbitrage.
(a) The Rebate Fund is to be held by the Trustee in accordance with the terms and
provisions of this Indenture. Amounts on deposit in the Rebate Fund shall be used solely for the
purpose of paying amounts due the United States Government in accordance with the Code. The
Rebate Fund shall not be part of the Trust Estate and shall not be security for the Bonds.
(b) In order to assure that Rebatable Arbitrage is paid to the United States rather than
to a third party, investments of funds on deposit in the Rebate Fund shall be made I in accordance
with the Code and the City's federal tax certificate for the Bonds, as further set forth in written
directions from the City to the Trustee. The Trustee may conclusively rely on such written
instructions as set forth in this Section and shall not be responsible for any loss or liability
resulting from the investment of funds under this Section, but only so long as the Trustee follows
such written instructions in all respects.
(c) The Trustee conclusively shall be deemed to have complied with the provisions of
this Section and shall not be liable or responsible if it follows the written instructions of the City
and shall not be required to take any action under this Section in the absence of instructions from
the City.
(d) If, on the date of each annual calculation, the amount on deposit in the Rebate
Fund exceeds the amount of the Rebatable Arbitrage, the City may direct the Trustee, pursuant to
a City Certificate, to transfer the amount in excess of the Rebatable Arbitrage to the Bond Fund.
Section 6.9. Administrative Fund.
(a) Periodically upon receipt thereof, the City shall deposit or cause to be deposited to
the Administrative Fund the portion of the Assessments and Annual Installments allocated to the
payment of Annual Collection Costs and Delinquent Collection Costs, as set forth in the Service
and Assessment Plan.
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(b) Moneys in the Administrative Fund shall be held by the Trustee separate and
apart from the other Funds created and administered hereunder and used as directed by a City
Certificate solely for the purposes set forth in the Service and Assessment Plan, including
payment of Annual Collection Costs and Delinquent Collection Costs. The Administrative Fund
shall not be part of the Trust Estate and shall not be security for the Bonds.
Section 6.10. Investment of Funds.
(a) Money in any Fund or Account, other than the Reserve Fund, shall be invested by
the Trustee in Investment Securities as directed by the City pursuant to a City Certificate filed
with the Trustee; provided that all such deposits and investments shall be made in such manner
that the money required to be expended from any Fund or Account will be available at the proper
time or times. Money in the Reserve Fund shall be invested in such Investment Securities as
directed by the City pursuant to a City Certificate filed with the Trustee, provided that the final
maturity of any individual Investment Security shall not exceed 270 days and the average
weighted maturity of any investment pool or no-load money market mutual fund shall not exceed
90 days. Each such City Certificate shall be a certification, upon which the Trustee may
conclusively rely without investigation or inquiry, that the investment directed therein constitutes
an Investment Security and that such investments meet the maturity and average weighted
maturity requirements set forth in the preceding sentence. Such investments shall be valued each
year in terms of the Value of Investment Securities as of September 30. For purposes of
maximizing investment returns, to the extent permitted by law, money in the Funds and
Accounts may be invested in common investments of the kind described above, or in a common
pool of such investment which shall be kept and held at an official depository bank, which shall
not be deemed to be or constitute a commingling of such money or funds provided that
safekeeping receipts or certificates of participation clearly evidencing the investment or
investment pool in which such money is invested and the share thereof purchased with such
money or owned by such Fund or Account are held by or on behalf of each such Fund or
Account. If necessary, such investments shall be promptly sold to prevent any default under this
Indenture. To ensure that cash on hand is invested, if the City does not give the Trustee written
or timely instructions with respect to investments of funds, the Trustee is hereby directed to
invest and re -invest cash balances in Morgan Stanley, Fidelity or Federated family of funds, but
only so long as such funds are authorized investments and permitted under the Public Funds
Investment Act, Texas Government Code, Chapter 2256, as amended, or any successor law, and
only so long as such investments constitute Investment Securities and the money required to be
expended from any Fund will be available at the proper time or times.
(b) Obligations purchased as an investment of moneys in any Fund or Account shall
be deemed to be part of such Fund or Account, subject, however, to the requirements of this
Indenture for transfer of interest earnings and profits resulting from investment of amounts in
Funds and Accounts. Whenever in this Indenture any moneys are required to be transferred by
the City to the Trustee, such transfer may be accomplished by transferring a like amount of
Investment Securities as directed by the City in writing.
(c) The Trustee and its affiliates may act as sponsor, advisor, depository, principal or
agent in the acquisition or disposition of any investment. The Trustee shall not incur any liability
for losses arising from any investments made pursuant to this Section. The Trustee shall not be
required to determine the suitability or legality of any investments or whether investments
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comply with Section 6.10(a) above. The parties acknowledge that the Trustee is not providing
investment supervision, recommendations, or advice.
(d) Investments in any and all Funds and Accounts may be commingled in a separate
fund or funds for purposes of making, holding and disposing of investments, notwithstanding
provisions herein for transfer to or holding in or to the credit of particular Funds or Accounts of
amounts received or held by the Trustee hereunder, provided that the Trustee shall at all times
account for such investments strictly in accordance with the Funds and Accounts to which they
are credited and otherwise as provided in this Indenture.
(e) The Trustee will furnish to the City, upon the City's written request, periodic cash
transaction statements which include detail for all investment transactions effected by the Trustee
or brokers selected by the City. Upon the City's election, such statements will be delivered via
the Trustee's online service and upon electing such service, paper statements will be provided
only upon request. The City waives the right to receive brokerage confirmations of security
transactions effected by the Trustee as they occur, to the extent permitted by law. The City
further understands that trade confirmations for securities transactions effected by the Trustee
will be available upon request and at no additional cost and other trade confirmations may be
obtained from the applicable broker.
(f) In the event it is found, after an annual calculation has been done pursuant to
Section 6.8 hereof, that the City owes Rebatable Arbitrage to the United States Government, the
City shall direct the Trustee, pursuant to a City Certificate, to transfer to the Rebate Fund the
investment earnings on funds on deposit in the Pledged Funds in an amount equal to the
Rebatable Arbitrage owed by the City. The City Certificate shall specify the amount to the
transferred and the Pledged Fund or Pledged Funds from which the investment earnings shall be
transferred.
Section 6.11. Security of Funds.
All Funds heretofore created or reaffirmed, to the extent not invested as herein permitted,
shall be secured in the manner and to the fullest extent required by law for the security of public
funds, and such Funds shall be used only for the purposes and in the manner permitted or
required by this Indenture.
ARTICLE VII
COVENANTS
Section 7.1. Confirmation of Assessments.
The City hereby confirms, covenants, and agrees that, in the Assessment Ordinance, it
has levied the Assessments against the Assessed Property from which the Assessment Revenues
will be collected and received.
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Section 7.2. Collection and Enforcement of Assessments.
(a) For so long as any Bonds are Outstanding, the City covenants, agrees and
warrants that it will take and pursue all reasonable actions permissible under Applicable Laws to
cause the Assessments to be collected and the liens thereof enforced continuously, in the manner
and to the maximum extent permitted by Applicable Laws, and to cause no reduction, abatement
or exemption in the Assessments.
(b) To the extent permitted by law, notice of the Annual Installments shall be sent by,
or on behalf of, the City to the affected property owners on the same statement or such other
mechanism that is used by the City, so that such Annual Installments are collected
simultaneously with ad valorem taxes and shall be subject to the same penalties, procedures, and
foreclosure sale in case of delinquencies as are provided for ad valorem taxes of the City.
(c) The City will determine or cause to be determined, no later than February 15 of
each year, whether or not any Annual Installment is delinquent and, if such delinquencies exist,
the City will order and cause to be commenced as soon as practicable any and all appropriate and
legally permissible actions to obtain such Annual Installment, and any delinquent charges and
interest thereon, including diligently prosecuting an action in district court to foreclose the
currently delinquent Annual Installment. Notwithstanding the foregoing, the City shall not be
required under any circumstances to purchase or make payment for the purchase of the
delinquent Assessments or the corresponding particular Assessed Property.
(d) The City shall not be required under any circumstances to expend any funds for
Delinquent Collection Costs or Annual Collection Costs in connection with its covenants and
agreements under this Section or otherwise other than funds on deposit in the Administrative
Fund.
Section 7.3. Against Encumbrances.
(a) Other than Refunding Bonds issued to refund all or a portion of the Bonds, the
City shall not create and, to the extent Pledged Revenues are received, shall not suffer to remain,
any lien, encumbrance or charge upon the Trust Estate or upon any other property pledged under
this Indenture, except the pledge created for the security of the Bonds, and other than a lien or
pledge subordinate to the lien and pledge of such property related to the Bonds.
(b) So long as Bonds are Outstanding hereunder, the City shall not issue any bonds,
notes or other evidences of indebtedness, other than the Bonds and any Refunding Bonds issued
to refund all or a portion of the Bonds, secured by any pledge of or other lien or charge on the
Trust Estate or other property pledged under this Indenture, other than a lien or pledge
subordinate to the lien and pledge of such property related to the Bonds.
Section 7.4. Records, Accounts, Accounting Reports.
The City hereby covenants and agrees that so long as any Bonds are Outstanding, it will
keep and maintain a proper and complete system of records and accounts pertaining to the
Assessments. The Trustee and holder or holders of any Bonds or any duly authorized agent or
agents of such holders shall have the right at all reasonable times to inspect all such records,
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accounts, and data relating thereto, upon written request to the City by the Trustee or duly
authorized representative, as applicable. The City shall provide the Trustee or duly authorized
representative, as applicable, an opportunity to inspect such books and records relating to the
Bonds during the City's regular business hours and on a mutually agreeable date not later than
twenty days after the City receives such request.
Section 7.5. Covenants Regarding Tax Exemption of Interest on Bonds.
(a) The City covenants to take any action necessary to assure, or refrain from any
action that would adversely affect, the treatment of the Bonds as an obligation described in
section 103 of the Code, the interest on which is not includable in the "gross income" of the
holder for purposes of federal income taxation. In furtherance thereof, the City covenants as
follows:
(1) to take any action to assure that no more than 10 percent of the proceeds
of the Bonds (less amounts deposited to a reserve fund, if any) are used for any "private
business use," as defined in section 141(b)(6) of the Code or, if more than 10 percent of
the proceeds or the projects financed therewith are so used, such amounts, whether or not
received by the City, with respect to such private business use, do not, under the terms of
this Article or any underlying arrangement, directly or indirectly, secure or provide for
the payment of more than 10 percent of the debt service on the Bonds, in contravention of
section 141(b)(2) of the Code;
(2) to take any action to assure that in the event that the "private business use"
described in subsection (1) hereof exceeds 5 percent of the proceeds of the Bonds or the
projects financed therewith (less amounts deposited into a reserve fund, if any) then the
amount in excess of 5 percent is used for a "private business use" that is "related" and not
"disproportionate," within the meaning of section 141(b)(3) of the Code, to the
governmental use;
(3) to take any action to assure that no amount that is greater than the lesser of
$5,000,000, or 5 percent of the proceeds of the Bonds (less amounts deposited into a
reserve fund, if any) is directly or indirectly used to finance loans to persons, other than
state or local governmental units, in contravention of section 141(c) of the Code;
(4) to refrain from taking any action that would otherwise result in the Bonds
being treated as a "private activity bond" within the meaning of section 141(b) of the
Code;
(5) to refrain from taking any action that would result in the Bonds being
"federally guaranteed" within the meaning of section 149(b) of the Code;
(6) to refrain from using any portion of the proceeds of the Bonds, directly or
indirectly, to acquire or to replace funds that were used, directly or indirectly, to acquire
investment property (as defined in section 148(b)(2) of the Code) that produces a
materially higher yield over the term of the Bonds, other than investment property
acquired with —
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(A) proceeds of the Bonds invested for a reasonable temporary period
of 3 years or less or, in the case of refunding bonds, for a period of 30 days or less
until such proceeds are needed for the purpose for which the Bonds or refunding
bonds are issued,
(B) amounts invested in a bona fide debt service fund, within the
meaning of section 1.148-1(b) of the Treasury Regulations, and
(C) amounts deposited in any reasonably required reserve or
replacement fund to the extent such amounts do not exceed 10 percent of the
proceeds of the Bonds;
(7) to otherwise restrict the use of the proceeds of the Bonds or amounts
treated as proceeds of the Bonds, as may be necessary, so that the Bonds do not otherwise
contravene the requirements of section 148 of the Code (relating to arbitrage);
(8) to refrain from using the proceeds of the Bonds or proceeds of any prior
bonds to pay debt service on another issue more than 90 days after the date of issue of the
Bonds in contravention of the requirements of section 149(d) of the Code (relating to
advance refundings); and
(9) to pay to the United States of America at least once during each five-year
period (beginning on the Delivery Date) an amount that is at least equal to 90 percent of
the "Excess Earnings," within the meaning of section 148(f) of the Code and to pay to the
United States of America, not later than 60 days after the Bonds have been paid in full,
100 percent of the amount then required to be paid as a result of Excess Earnings under
section 148(f) of the Code.
(b) In order to facilitate compliance with the above covenant (a)(9), the Rebate Fund
is established by the City pursuant to Section 6.1 for the sole benefit of the United States of
America, and such Rebate Fund shall not be subject to the claim of any other person, including
without limitation the registered Owner. The Rebate Fund is established for the additional
purpose of compliance with section 148 of the Code.
(c) The City understands that the term "proceeds" includes "disposition proceeds" as
defined in the Treasury Regulations and, in the case of refunding bonds, transferred proceeds (if
any) and proceeds of the refunded bonds expended prior to the date of issuance of the Bonds. It
is the understanding of the City that the covenants contained herein are intended to assure
compliance with the Code and any regulations or rulings promulgated by the U.S. Department of
the Treasury pursuant thereto (the "Treasury Regulations"). In the event that regulations or
rulings are hereafter promulgated that modify or expand provisions of the Code, as applicable to
the Bonds, the City will not be required to comply with any covenant contained herein to the
extent that such failure to comply, in the opinion of nationally recognized bond counsel, will not
adversely affect the exemption from federal income taxation of interest on the Bonds under
section 103 of the Code. In the event that regulations or rulings are hereafter promulgated that
impose additional requirements applicable to the Bonds, the City agrees to comply with the
additional requirements to the extent necessary, in the opinion of nationally recognized bond
counsel, to preserve the exemption from federal income taxation of interest on the Bonds under
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section 103 of the Code. In furtherance of such intention, the City hereby authorizes and directs
the City Manager and Director of Finance to execute any documents, certificates or reports
required by the Code and to make such elections, on behalf of the City, that may be permitted by
the Code as are consistent with the purpose for the issuance of the Bonds.
(d) The City covenants to account for the expenditure of sale proceeds and
investment earnings to be used for Improvement Area #1 Projects on its books and records in
accordance with the requirements of the Code. The City recognizes that in order for the
proceeds to be considered used for the reimbursement of costs, the proceeds must be allocated to
expenditures within 18 months of the later of the date that (1) the expenditure is made, or (2) the
Improvement Area #1 Projects are completed; but in no event later than three years after the date
on which the original expenditure is paid. The foregoing notwithstanding, the City recognizes
that in order for proceeds to be expended under the Code, the sale proceedsor investment
earnings must be expended no more than 60 days after the earlier of (1) the fifth anniversary of
the Delivery Date, or (2) the date the Bonds are retired. The City agrees to obtain the advice of
nationally -recognized bond counsel if such expenditure fails to comply with the foregoing to
assure that such expenditure will not adversely affect the tax-exempt status of the Bonds. For
purposes hereof, the City shall not be obligated to comply with this covenant if it obtains an
opinion that such failure to comply will not adversely affect the excludability for federal income
tax purposes from gross income of the interest.
(e) The City covenants that the projects funded with the proceeds of the Bonds will
not be sold or otherwise disposed in a transaction resulting in the receipt by the City of cash or
other compensation, unless the City obtains an opinion of nationally -recognized bond counsel
that such sale or other disposition will not adversely affect the tax-exempt status. of the Bonds.
For purposes of the foregoing, the portion of the property comprising personal property and
disposed in the ordinary course shall not be treated as a transaction resulting in the receipt of
cash or other compensation. For purposes hereof, the City shall not be obligated to comply with
this covenant if it obtains a legal opinion that such failure to comply will not adversely affect the
excludability for federal income tax proposes from gross income of the interest.
ARTICLE VIII
LIABILITY OF CITY
Section 8.1. Liability of City.
(a) Neither the full faith and credit nor the general taxing power of the City is
pledged to the payment of the Bonds, and, except for the Trust Estate, no City taxes, fee or
revenues from any source are pledged to the payment of, or available to pay any portion of, the
Bonds or any other obligations relating to the District. The City shall never be liable for any
obligations relating to the Bonds or other obligations relating to the District, other than as
specifically provided for in this Indenture.
(b) The City shall not incur any responsibility in respect of the Bonds or this
Indenture other than in connection with the duties or obligations explicitly herein or in the Bonds
assigned to or imposed upon it. The City shall not be liable in connection with the performance
of its duties hereunder, except for its own willful default or act of bad faith. The City shall not be
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bound to ascertain or inquire as to the performance or observance of any of the terms, conditions
covenants or agreements of the Trustee herein or of any of the documents executed by the
Trustee in connection with the Bonds, or as to the existence of a default or event of default
thereunder.
(c) In the absence of bad faith, the City may conclusively rely, as to the truth of the
statements and the correctness of the opinions expressed therein, upon certificates or opinions
furnished to the City and conforming to the requirements of this Indenture. The City shall not be
liable for any error of judgment made in good faith unless it shall be proved that it was negligent
in ascertaining the pertinent facts.
(d) No provision of this Indenture, the Bonds, the Assessment Ordinance, or any
agreement, document, instrument, or certificate executed, delivered or approved in connection
with the issuance, sale, delivery, or administration of the Bonds (collectively, the "Bond
Documents"), shall require the City to expend or risk its own general funds or other funds or
otherwise incur any financial liability (other than with respect to the Trust Estate and the Annual
Collection Costs) in the performance of any of its obligations hereunder, or in the exercise of any
of its rights or powers, if in the judgment of the City there are reasonable grounds for believing
that the repayment of such funds or liability is not reasonably assured to it.
(e) Neither the Owners nor any other Person shall have any claim against the City or
any of its officers, officials, agents, or employees for damages suffered as a result of the City's
failure to perform in any respect any covenant, undertaking, or obligation under any Bond
Documents or as a result of the incorrectness of any representation in, or omission from, any of
the Bond Documents, except to the extent that any such claim relates to an obligation,
undertaking, representation, or covenant of the City, in accordance with the Bond Documents
and the PID Act. Any such claim shall be payable only from the Trust Estate or the amounts
collected to pay Annual Collection Costs on deposit in the Administrative Fund. Nothing
contained in any of the Bond Documents shall be construed to preclude any action or proceeding
in any court or before any governmental body, agency, or instrumentality against the City or any
of its officers, officials, agents, or employees to enforce the provisions of any of the Bond
Documents or to enforce all rights of the Owners of the Bonds by mandamus or other proceeding
at law or in equity.
(f) The City may rely on and shall be protected in acting or refraining from acting
upon any notice, resolution, request, consent, order, certificate, report, warrant, bond, or other
paper or document believed by it to be genuine and to have been signed or presented by the
proper party or proper parties. The City may consult with counsel with regard to legal questions,
and the opinion of such counsel shall be full and complete authorization and protection in respect
of any action taken or suffered by it hereunder in good faith and in accordance therewith.
Whenever in the administration of its duties under this Indenture the City shall deem it necessary
or desirable that a matter be proved or established prior to taking or suffering any action
hereunder, such matter (unless other evidence in respect thereof be herein specifically
prescribed) may, in the absence of willful misconduct on the part of the City, be deemed to be
conclusively proved and established by a certificate of the Trustee, an Independent Financial
Consultant, an independent inspector or City Manager or other person designated by the City
Council to so act on behalf of the City, and such certificate shall be full warrant to the City for
any action taken or suffered under the provisions of this Indenture upon the faith thereof, but in
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its discretion the City may, in lieu thereof, accept other evidence of such matter or may require
such additional evidence as to it may deem reasonable.
(g) In order to perform its duties and obligations hereunder, the City may employ
such persons or entities as it deems necessary or advisable. The City shall not be liable for any of
the acts or omissions of such persons or entities employed by it in good faith hereunder, and shall
be entitled to rely, and shall be fully protected in doing so, upon the opinions, calculations,
determinations, and directions of such persons or entities.
ARTICLE IX
THE TRUSTEE
Section 9.1. Acceptance of Trust; Trustee as Registrar and Paying Agent.
(a) The Trustee accepts and agrees to execute the respective trusts imposed upon it by
this Indenture, but only upon the express terms and conditions and subject to the provisions of
this Indenture to all of which the parties hereto and the respective Owners of the Bonds agree.
No implied covenants or obligations shall be read into this Indenture against the Trustee.
(b) The Trustee is hereby designated and agrees to act as Paying Agent/Registrar for
and with respect to the Bonds.
Section 9.2. Trustee Entitled to Indemnity.
The Trustee shall be under no obligation to institute any suit, or to undertake any
proceeding under this Indenture, or to enter any appearance or in any way defend in any suit in
which it may be made defendant, or to take any steps in the execution of the trusts hereby created
or in the enforcement of any rights and powers hereunder, until it shall be indemnified, to the
extent permitted by law, to its satisfaction against any and all costs and expenses, outlays, and
counsel fees and other reasonable disbursements, and against all liability except as a
consequence of its own negligence or willful misconduct; provided, however, that in no event
shall the Trustee request or require indemnification as a condition to making any deposits,
payments or transfers (provided such payment or transfer is prior to an Event of Default) when
required hereunder, or to deliver any notice when required hereunder. To the extent permitted by
law and during the occurrence of an Event of Default, the Trustee shall be entitled to
indemnification as a condition to making any deposits, payments or transfers when required
hereunder, or to delivering any notice when required hereunder. Nevertheless, the Trustee may
begin suit, or appear in and defend suit, or exercise any such rights and powers as Trustee, and in
such case the Trustee may make transfers from the Pledged Revenue Fund and Administrative
Fund, and to the extent money in the Administrative Fund is insufficient, from the Pledged
Revenue Fund, to pay all fees, costs and expenses, outlays, and counsel fees and other reasonable
disbursements properly incurred in connection therewith and shall, to the extent permitted by
law, be entitled to a preference therefor over any Bonds Outstanding hereunder.
Section 9.3. Responsibilities of the Trustee.
(a) The recitals contained in this Indenture and in the Bonds shall be taken as the
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statements of the City and the Trustee assumes no responsibility for and undertakes no duty to
verify the correctness of the same. The Trustee makes no representations as to the validity or
sufficiency of this Indenture or the Bonds or with respect to the security afforded by this
Indenture, and the Trustee shall incur no liability with respect thereto. Except as otherwise
expressly provided in this Indenture, the Trustee shall have no responsibility or duty with respect
to: (i) the issuance of Bonds for value; (ii) the application of the proceeds thereof, except to the
extent that such proceeds are received by it in its capacity as Trustee; (iii) the application of any
moneys paid to the City or others in accordance with this Indenture, except as to the application
of any moneys paid to it in its capacity as Trustee; (iv) any calculation of arbitrage or rebate
under the Code; (v) any loss suffered in connection with any investment of funds in accordance
with this Indenture; or (vi) to undertake any other action unless specifically authorized pursuant
to a written direction by the City or pursuant to this Indenture.
(b) The duties and obligations of the Trustee shall be determined by the express
provisions of this Indenture, and the Trustee shall not be liable except for the performance of
such duties and obligations as are specifically set forth in this Indenture. The Trustee will, prior
to any Event of Default and after curing of any Event of Default, perform such duties and only
such duties as are specifically set forth herein. The Trustee will, during the existence of an Event
of Default, exercise such rights and powers vested in it by this Indenture and use the same degree
of care and skill in its exercise as a prudent person would exercise or use under the
circumstances in the conduct of his/her own affairs.
(c) The Trustee shall not be liable for any action taken or omitted by it in the
performance of its duties under this Indenture, except for its own negligence or willful
misconduct. In no event shall the Trustee be liable for incidental, indirect, special or
consequential damages in connection with or arising from this Indenture for the existence,
furnishing or use of the Improvement Area #1 Projects. The Trustee shall not be liable with
respect to any action taken or omitted to be taken by it in good faith in accordance with the
direction of the Owners of not less than a majority in principal amount of the Bonds then
Outstanding relating to the time, method and place of conducting any proceeding for any remedy
available to the Trustee, or exercising any trust or power conferred upon the Trustee, under this
Indenture.
(d) The Trustee shall not be liable for any error of judgment made in good faith by
any one of its officers, unless it shall be established that the Trustee was negligent in ascertaining
the pertinent facts.
(e) The Trustee's immunities and protections from liability and its right to
indemnification in connection with the performance of its duties under this Indenture shall
extend to the Trustee's officers, directors, agents, attorneys and employees. Such immunities
and protections and rights to indemnification, together with the Trustee's right to compensation,
shall survive the Trustee's resignation or removal, the discharge of this Indenture.
(f) The Trustee may execute any of the trusts or powers hereunder or perform any
duties hereunder either directly or through agents, attorneys, or receivers, and shall not be
responsible for any misconduct or negligence on the part of any agent, attorney, or receiver
appointed or chosen by it with due care, and the Trustee shall be entitled to rely and act upon the
opinion or advice of counsel, who may be counsel to the City, concerning all matters of trust
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hereof and the duties hereunder, and may in all cases pay such reasonable compensation to all
such agents, attorneys, and receivers as may reasonably be employed in connection with the
trusts hereof. The Trustee shall not be responsible for any loss or damage resulting from any
action or nonaction by it taken or omitted to be taken in good faith in reliance upon such opinion
or advice of counsel.
(g) The Trustee shall not be responsible for any recital herein (except with respect to
the authentication certificate of the Trustee endorsed on the Bonds) or for the recording, filing, or
refiling of this Indenture in connection therewith, or for the validity of the execution by the City
of this Indenture or of any Supplemental Indentures or instruments of further assurance, or for
the sufficiency or security of the Bonds. The Trustee shall not be responsible or liable for any
loss suffered in connection with any investment of funds made by it in accordance with this
Indenture.
(h) The Trustee makes no representations as to the value or condition of the Trust
Estate or any part thereof, or as to the validity or sufficiency of this Indenture or of the Bonds.
The Trustee shall not be accountable for the use or application of any Bonds or the proceeds
thereof or of any money paid to or upon the order of the City under any provision of this
Indenture.
Section 9.4. Property Held in Trust.
All moneys and securities held by the Trustee at any time pursuant to the terms of this
Indenture shall be held by the Trustee in trust for the purposes and under the terms and
conditions of this Indenture.
Section 9.5. Trustee Protected in Relying on Certain Documents.
(a) The Trustee may conclusively rely upon any order, notice, request, consent,
waiver, certificate, statement, affidavit, requisition, bond, or other document provided to the
Trustee in accordance with the terms of this Indenture that it shall in good faith reasonably
believe to be genuine and to have been adopted or signed by the proper board or Person or to
have been prepared and furnished pursuant to any of the provisions of this Indenture, or upon the
written opinion of any counsel, architect, engineer, insurance consultant,' management
consultant, or accountant that the Trustee shall in good faith reasonably believe to be qualified in
relation to the subject matter or is selected by the City in accordance with this Indenture, and the
Trustee shall be under no duty to make any investigation or inquiry into, and shall not be deemed
to have knowledge of, any statements contained or matters referred to in any such instrument.
The Trustee may consult with counsel selected by the Trustee with due care that is nationally
recognized in the field of municipal bond law, who may or may not be Bond Counsel, and any
advice from such counsel with respect to compliance with the provisions of this Indenture shall
be full and complete authorization and protection in respect of any action taken, suffered or
omitted to be taken by it hereunder, reasonably and in good faith, in accordance with such
advice.
(b) Whenever the Trustee shall deem it necessary or desirable that a matter be proved
or established prior to taking or suffering any action under this Indenture, such matter may be
deemed to be conclusively proved and established by a City Certificate, unless other evidence in
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respect thereof be hereby specifically prescribed. Such City Certificate shall be full warrant for
any action taken or suffered in good faith under the provisions hereof, but the Trustee may in lieu
thereof accept other evidence of such fact or matter or may require such further or additional
evidence as it may deem reasonable. Except as otherwise expressly provided herein, any request,
order, notice, or other direction required or permitted to be furnished pursuant to any provision
hereof by the City to the Trustee shall be sufficiently executed if executed in the name of the
City by the City Representative. The Trustee shall be entitled to conclusively rely upon the
foregoing as sufficient evidence of the facts set forth herein. The execution of any City
Certificate shall constitute, unto the Trustee, an irrevocable determination that all conditions
precedent thereto have occurred.
(c) The Trustee shall not be under any obligation to see to the recording or filing of
this Indenture, or otherwise to the giving to any Person of notice of the provisions hereof except
as expressly required in Section 9.13.
Section 9.6. Compensation.
Unless otherwise provided by contract with the Trustee, the Trustee, at the written
direction of the City, shall transfer from the Administrative Fund, the previously determined and
agreed upon, reasonable compensation for all services rendered by it hereunder, including its
services as Paying Agent/Registrar and extraordinary services rendered, together with all its
reasonable expenses, charges, and other disbursements and those of its counsel, agents and
employees, incurred in and about the administration and execution of the trusts hereby created
and the exercise of its powers and the performance of its duties hereunder, all pursuant to a City
Certificate and subject to any limit on the amount of such compensation or recovery of expenses
or other charges as shall be prescribed by such City Certificate, and the Trustee shall have a lien
therefor on any and all funds at any time held by it hereunder prior to any Bonds Outstanding.
None of the provisions contained in this Indenture shall require the Trustee to expend or risk its
own funds or otherwise incur financial liability in the performance of any of its duties or in the
exercise of any of its rights or powers, if the Trustee has reasonable grounds for believing that
the repayment of such funds or liability is not reasonably assured to it. If the City shall fail to
make any payment required by this Section, the Trustee shall make such payment from lawfully
available funds in the Administrative Fund, and to the extent moneys in the Administrative Fund
are insufficient then from any moneys in its possession under the provision of this Indenture and
shall be entitled to a preference therefor over any Bonds Outstanding hereunder. The right of the
Trustee to fees, expenses, and indemnification, to the extent permitted by Iaw, shall survive the
release, discharge, and satisfaction of the Indenture.
Section 9.7. Permitted Acts.
The Trustee and its directors, officers, employees, or agents may become the owner of or
may in good faith buy, sell, own, hold and deal in Bonds and may join in any action that any
Owner of Bonds may be entitled to take as fully and with the same rights as if it were not the
Trustee. The Trustee may act as depository, and permit any of its officers or directors to act as a
member of, or in any other capacity with respect to, the City or any committee formed to protect
the rights of holders of Bonds or to effect or aid in any reorganization growing out of the
enforcement of the Bonds or this Indenture, whether or not such committee shall represent the
holders of a majority of the Bonds. The permissive right of the Trustee to do things enumerated
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in this Indenture shall not be construed as a duty, and the Trustee shall not be liable for any
permissive actions taken except as a consequence of its own negligence or misconduct.
Section 9.8. Resignation of Trustee.
The Trustee may at any time resign and be discharged of its duties and obligations
hereunder by giving not fewer than 60 days' written notice, specifying the date when such
resignation shall take effect, to the City and each Owner of any Outstanding Bond. Such
resignation shall take effect upon the appointment of a successor as provided in Section 9.10 and
the acceptance of such appointment by such successor. Notwithstanding the foregoing, if, after
60 days following receipt of the notice, the City has not appointed a successor Trustee, the
Trustee may apply to a court of competent jurisdiction to appoint a successor Trustee, at no
expense to the City, and such resignation shall take effect upon the court's appointment of a
successor Trustee.
Section 9.9. Removal of Trustee.
The Trustee may be removed at any time by (i) the Owners of at least a majority in
aggregate Outstanding principal amount of the Bonds by an instrument or concurrent instruments
in writing signed and acknowledged by such Owners or by their attorneys -in -fact, duly
authorized and delivered to the City, or (ii) so long as the City is not in default under this
Indenture, the City. Copies of each such instrument shall be delivered by the City to the Trustee
and any successor thereof. The Trustee may also be removed at any time for any breach of trust
or for acting or proceeding in violation of, or for failing to act or proceed in accordance with, any
provision of this Indenture with respect to the duties and obligations of the Trustee by any court
of competent jurisdiction upon the application of the City or the Owners of not less than 10% in
aggregate Outstanding principal amount of the Bonds.
Section 9.10. Successor Trustee.
(a) If the Trustee shall resign, be removed, be dissolved, or become incapable of
acting, or shall be adjudged a bankrupt or insolvent, or if a receiver, liquidator, or conservator of
the Trustee or of its property shall be appointed, or if any public officer shall take charge or
control of the Trustee or of its property or affairs, the position of the Trustee hereunder shall
thereupon become vacant.
(b) If the position of Trustee shall become vacant for any of the foregoing reasons or
for any other reason, a successor Trustee may be appointed within one year after any such
vacancy shall have occurred by the Owners of at least 50% of the aggregate Outstanding
principal amount of the Bonds by an instrument or concurrent instruments in writing signed and
acknowledged by such Owners or their attorneys -in -fact, duly authorized and delivered to such
successor Trustee, with notification thereof being given to the predecessor Trustee and the City.
(c) Until such successor Trustee shall have been appointed by the Owners of the
Bonds, the City shall forthwith (and in no event in excess of 30 days after such vacancy occurs)
appoint a Trustee to act hereunder. Copies of any instrument of the City providing for any such
appointment shall be delivered by the City to the Trustee so appointed. The City shall mail notice
of any such appointment to each Owner of any Outstanding Bonds within 30 days after such
appointment. Any appointment of a successor Trustee made by the City immediately and without
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further act shall be superseded and revoked by an appointment subsequently made by the
Owners.
(c) If in a proper case no appointment of a successor Trustee shall be made within 45
days after the giving by any Trustee of any notice of resignation in accordance with Section 9.8
or after the occurrence of any other event requiring or authorizing such appointment, the Trustee
or any Owner of Bonds may apply to any court of competent jurisdiction for the appointment of
such a successor, and the court may thereupon, after such notice, if any, as the court may deem
proper, appoint such successor and the City shall be responsible for the costs of such
appointment process.
(e) Any successor Trustee appointed under the provisions of this Section shall be a
commercial bank or trust company or national banking association (i) having a capital and
surplus and undivided profits aggregating at least $50,000,000, if there be such a commercial
bank or trust company or national banking association willing and able to accept the appointment
on reasonable and customary terms, and (ii) authorized by law to perform all the duties of the
Trustee required by this Indenture.
(f) Each successor Trustee shall mail, in accordance with the provisions of the
Bonds, notice of its appointment as Trustee, any rating agency which, at the time of such
appointment, is providing a rating on the Bonds and each of the Owners of the Bonds.
Section 9.11. Transfer of Rights and Property to Successor Trustee.
Any successor Trustee appointed under the provisions of Section 9.10 shall execute,
acknowledge, and deliver to its predecessor and the City an instrument in writing accepting such
appointment, and thereupon such successor, without any further act, deed, or conveyance, shall
become fully vested with all moneys, estates, properties, rights, immunities, powers, duties,
obligations, and trusts of its predecessor hereunder, with like effect as if originally appointed as
Trustee. However, the Trustee then ceasing to act shall nevertheless, on request of the City or of
such successor, execute, acknowledge, and deliver such instruments of conveyance and further
assurance and do such other things as may reasonably be required for more fully and certainly
vesting and confirming in such successor all the rights, immunities, powers, and trusts of such
Trustee and all the right, title, and interest of such Trustee in and to the Trust Estate, and, upon
the receipt of payment of its outstanding charges, shall pay over, assign, and deliver to such
successor any moneys or other properties subject to the trusts and conditions herein set forth.
Should any deed, conveyance, or instrument in writing from the City be required by such
successor for more fully and certainly vesting in and confirming to it any such moneys, estates,
properties, rights, powers, duties, or obligations, any and all such deeds, conveyances, and
instruments in writing, on request and so far as may be authorized by law, shall be executed,
acknowledged, and delivered by the City.
Section 9.12. Merger, Conversion or Consolidation of Trustee.
Any corporation or association into which the Trustee may be merged or with which it
may be consolidated or any corporation or association resulting from any merger, conversion or
consolidation to which it shall be a party or any corporation or association to which the Trustee
may sell or transfer all or substantially all of its corporate trust business shall be the successor to
such Trustee hereunder, without any further act, deed or conveyance, provided that such
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corporation or association shall be a commercial bank or trust company or national banking
association qualified to be a successor to such Trustee under the provisions of Section 9.10, or a
trust company that is a wholly -owned subsidiary of any of the foregoing.
Section 9.13. Trustee To File Continuation Statements.
Chapter 1208, Texas Government Code, applies to the issuance of the Bonds and the
pledge of the Trust Estate provided herein, and such pledge is, under current law, valid, effective
and perfected. If necessary, the Trustee shall file or cause to be filed, at the City's expense, such
continuation statements as may be delivered to the Trustee and which may be required by the
Texas Uniform Commercial Code, as from time to time in effect (the "UCC"), in order to
continue perfection of the security interest of the Trustee in such items of tangible or intangible
personal property and any fixtures as may have been granted to the Trustee pursuant to this
Indenture in the time, place and manner required by the UCC; provided unless the Trustee is
otherwise notified by the City, the Trustee may conclusively rely upon the initial filing
statements delivered to it in filing any continuation statements hereunder. The Trustee is not
responsible for the initial filing of any financing statements. The City shall timely delivery a
copy of such filed financing statement, if any, to the Trustee.
Section 9.14. Accounts, Periodic Reports and Certificates.
The Trustee shall keep or cause to be kept proper books of record and account (separate
from all other records and accounts) in which complete and correct entries shall be made of its
transactions relating to the Funds and Accounts established by this Indenture and which shall at
all times be subject to inspection by the City, and the Owner or Owners of not less than 10% in
principal amount of the Bonds then Outstanding or their representatives duly authorized in
writing.
Section 9.15. Construction of Indenture.
The Trustee may construe any of the provisions of this Indenture insofar as the same may
appear to be ambiguous or inconsistent with any other provision hereof, and any construction of
any such provisions hereof by the Trustee in good faith shall be binding upon the ;Owners of the
Bonds.
Section 9.16. Offering Documentation.
The Trustee shall have no responsibility with respect to any information, statement, or
recital in any official statement, offering memorandum, or any other disclosure material prepared
or distributed with respect to the Bonds and, except as otherwise provided in the Continuing
Disclosure Agreement of the Issuer, shall have no responsibility for compliance with any State or
federal securities laws in connection with the Bonds.
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ARTICLE X
MODIFICATION OR AMENDMENT OF THIS INDENTURE
Section 10.1. Amendments Permitted.
(a) This Indenture and the rights and obligations of the City and of the Owners of the
Bonds may be modified or amended at any time by a Supplemental Indenture, except as provided
below, pursuant to the affirmative vote at a meeting of Owners of the Bonds, or with the written
consent without a meeting, of the Owners of the Bonds of at least a majority of the aggregate
principal amount of the Bonds then Outstanding and City approval of such modification or
amendment. No such modification or amendment shall (i) extend the maturity of any Bond or
reduce the principal of or interest rate thereon, or otherwise alter or impair the obligation of the
City to pay the principal of, and the interest and any premium on, any Bond, without the express
consent of the Owner of such Bond, (ii) permit the creation by the City of any pledge or lien
upon the Trust Estate, or any portion thereof, superior to or on a parity with the pledge and lien
created for the benefit of the Bonds (except for the issuance of Refunding Bonds or as otherwise
permitted by Applicable Laws or this Indenture), or (iii) reduce the percentage of Owners of the
Bonds required for the amendment hereof. Any such amendment shall not modify any of the
rights or obligations of the Trustee without its written consent.
(b) This Indenture and the rights and obligations of the City and of the Owners may
also be modified or amended at any time by a Supplemental Indenture, without the consent of
any Owners, only to the extent permitted by law, and only for any one or more of the following
purposes:
(i) to add to the covenants and agreements of the City in this Indenture
contained, other covenants and agreements thereafter to be observed, or to limit or
surrender any right or power herein reserved to or conferred upon the City;
(ii) to make modifications not adversely affecting any Outstanding Bonds in
any material respect;
(iii) to make such provisions for the purpose of curing any ambiguity,
or of curing, correcting or supplementing any defective provision contained in this
Indenture, or in regard to questions arising under this Indenture, as the City and the
Trustee may deem necessary or desirable and not inconsistent with this Indenture, and
that shall not adversely affect the rights of the Owners of the Bonds;
(iv) to set forth additional provisions, if deemed necessary or advisable, in
connection with the issuance of Refunding Bonds permitted under the terms of this
Indenture; and
(v) to make such additions, deletions or modifications as may be necessary or
desirable to assure exemption from federal income taxation of interest on the Bonds.
Section 10.2. Owners' Meetings.
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The City may at any time call a meeting of the Owners of the Bonds. In such event the
City is authorized to fix the time and place of said meeting and to provide for the giving of notice
thereof, and to fix and adopt reasonable rules and regulations for the conduct of said meeting;
provided, however, that the same may not conflict with the terms of this Indenture. Without
limiting the generality of the immediately preceding sentence, such rules and regulations may not
reduce the percentage of Owners of Bonds required for the amendment of this Indenture as
provided herein.
Section 10.3. Procedure for Amendment with Written Consent of Owners.
(a) The City and the Trustee may at any time adopt a Supplemental Indenture
amending the provisions of the Bonds or of this Indenture, to the extent that such amendment is
permitted by Section 10.1, to take effect when and as provided in this Section. A copy of such
Supplemental Indenture, together with a request to Owners for their consent thereto, if such
consent is required pursuant to Section 10.1, shall be mailed by first class mail, by the Trustee to
each Owner of Bonds from whom consent is required under this Indenture, but failure to mail
copies of such Supplemental Indenture and request shall not affect the validity of the
Supplemental Indenture when assented to as in this Section provided.
(b) Such Supplemental Indenture shall not become effective unless there shall be
filed with the Trustee the written consents of the Owners as required by this Indenture and a
notice shall have been mailed as hereinafter in this Section provided and the City has delivered to
the Trustee an opinion of Bond Counsel to the effect that such amendment is permitted and will
not adversely affect the exclusion of interest on the Bonds from gross income for purposes of
federal income taxation. Each such consent shall be effective only if accompanied by proof of
ownership of the Bonds for which such consent is given, which proof shall be such as is
permitted by Section 11.6. Any such consent shall be binding upon the Owner of the Bonds
giving such consent and on any subsequent Owner (whether or not such subsequent Owner has
notice thereof), unless such consent is revoked in writing by the Owner giving such consent or a
subsequent Owner by filing such revocation with the Trustee prior to the date when the notice
hereinafter in this Section provided for has been mailed.
(c) After the Owners of the required percentage of Bonds shall have filed their
consents to the Supplemental Indenture, the City shall mail a notice to the Ownersi in the manner
hereinbefore provided in this Section for the mailing of the Supplemental Indenture, stating in
substance that the Supplemental Indenture has been consented to by the Owners of the required
percentage of Bonds and will be effective as provided in this Section (but failure to mail copies
of said notice shall not affect the validity of the Supplemental Indenture or consents thereto).
Proof of the mailing of such notice shall be filed with the Trustee. A record, consisting of the
papers required by this Section 10.3 to be filed with the Trustee, shall be proof of the matters
therein stated until the contrary is proved. The Supplemental Indenture shall become effective
upon the filing with the Trustee of the proof of mailing of such notice, and the Supplemental
Indenture shall be deemed conclusively binding (except as otherwise hereinaboye specifically
provided in this Article) upon the City and the Owners of all Bonds at the expiration of sixty (60)
days after such filing, except in the event of a final decree of a court of competent jurisdiction
setting aside such consent in a legal action or equitable proceeding for such purpose commenced
within such sixty-day period.
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Section 10.4. Procedure for Amendment Not Requiring Owner Consent.
(a) The City and the Trustee may at any time adopt a Supplemental Indenture
amending the provisions of the Bonds or of this Indenture, to the extent that such amendment is
permitted by Section 10.1, to take effect when and as provided in this Section. The City shall
direct the Trustee to provide a copy of such Supplemental Indenture, together with a notice
stating that the Supplemental Indenture does not require Owner consent, mailed by first class
mail to each Owner of Bonds, but failure to mail copies of such Supplemental Indenture shall not
affect the validity of the Supplemental Indenture. The Trustee shall retain the proof of its
mailing of such notice. A record, consisting of the papers required by this Section 10.4, shall be
proof of the matters therein stated until the contrary is proved.
(b) The Supplemental Indenture shall become effective upon the execution and
delivery of such Supplemental Indenture by the Trustee and the City, and the Supplemental
Indenture shall be deemed conclusively binding upon the City, the Trustee and the Owners of all
Bonds as of the date of such execution and delivery.
Section 10.5. Effect of Supplemental Indenture.
From and after the time any Supplemental Indenture becomes effective pursuant to this
Article X, this Indenture shall be deemed to be modified and amended in accordance therewith,
the respective rights, duties, and obligations under this Indenture of the City, the Trustee and all
Owners of Bonds Outstanding shall thereafter be determined, exercised and enforced hereunder
subject in all respects to such modifications and amendments, and all the terms and conditions of
any such Supplemental Indenture shall be deemed to be part of the terms and conditions of this
Indenture for any and all purposes.
Section 10.6. Endorsement or Replacement of Bonds Issued After Amendments.
The City may determine that Bonds issued and delivered after the effective date of any
action taken as provided in this Article X shall bear a notation, by endorsement or otherwise, in
form approved by the City, as to such action. In that case, upon demand of the Owner of any
Bond Outstanding at such effective date and presentation of his Bond for that purpose at the
designated office of the Trustee or at such other office as the City may select and designate for
that purpose, a suitable notation shall be made on such Bond. The City may determine that new
Bonds, so modified as in the opinion of the City is necessary to conform to such Owners' action,
shall be prepared, executed, and delivered. In that case, upon demand of the Owner of any Bonds
then Outstanding, such new Bonds shall be exchanged at the designated office of the Trustee
without cost to any Owner, for Bonds then Outstanding, upon surrender of such Bonds.
Section 10.7. Amendatory Endorsement of Bonds.
The provisions of this Article X shall not prevent any Owner from accepting any
amendment as to the particular Bonds held by such Owner, provided that due notation thereof is
made on such Bonds.
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Section 10.8. Waiver of Default.
With the written consent of the Owners of at least a majority in aggregate principal
amount of the Bonds then Outstanding, the Owners may waive compliance by the City with
certain past defaults under this Indenture and their consequences. Any such consent shall be
conclusive and binding upon the Owners and upon all future Owners.
Section 10.9. Execution of Supplemental Indenture.
(a) In executing, or accepting the additional trusts created by, any i Supplemental
Indenture permitted by this Article or the modification thereby of the trusts created by this
Indenture, the Trustee shall receive, and shall be fully protected in relying upon,. an opinion of
counsel addressed and delivered to the Trustee and the City stating that the execution of such
Supplemental Indenture is permitted by and in compliance with this Indenture. The Trustee may,
but shall not be obligated to, enter into any such Supplemental Indenture which affects the
Trustee's own rights, duties or immunities under this Indenture or otherwise.
(b) No such amendment shall modify any of the rights or obligations of the Trustee
without its written consent. In executing or accepting any Supplemental Indenture, the Trustee
shall be fully protected in relying upon an opinion of qualified counsel addressed', and delivered
to the Trustee stating that (i) the execution of such Supplemental Indenture is permitted by and in
compliance with this Indenture, (ii) the execution and delivery of will not adversely affect the
exclusion from federal gross income of the interest on the Bonds, and (iii) such Supplemental
Indenture will, upon the execution and delivery thereof, to be a valid and binding obligation of
the City.
ARTICLE XI
DEFAULT AND REMEDIES
Section 11.1. Events of Default.
Each of the following occurrences or events shall be and is hereby declared to be an
"Event of Default," to wit:
(i) The failure of the City to deposit the Pledged Revenues to the Pledged
Revenue Fund;
(ii) The failure of the City to enforce the collection of the Assessments
including the prosecution of foreclosure proceedings, in accordance with Section 7.2;
(iii) Default in the performance or observance of any covenant,, agreement or
obligation of the City under this Indenture, other than a default under (iv) below, and the
continuation thereof for a period of ninety (90) days after written notice specifying such default
and requiring same to be remedied shall have been given to the City by the Trustee, which may
give such notice in its discretion and which shall give such notice at the written request of the
Owners of not less than 51 % in aggregate Outstanding principal amount of the Bonds; provided,
however, if the default stated in the notice is capable of cure but cannot reasonably be cured
within the applicable period, the City shall be entitled to a further extension of time reasonably
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necessary to remedy such default so long as corrective action is instituted by the City within the
applicable period and is diligently pursued until such failure is corrected, but in no event for a
period of time of more than one hundred eighty (180) days after such notice; and
(iv) The failure to make payment of the principal of or interest on any of the
Bonds when the same becomes due and payable and such failure is not remedied within thirty
(30) days thereafter.
The Trustee shall not be charged with knowledge of (a) any events or other information,
or (b) any default under this Indenture or any other agreement unless a responsible officer of the
Trustee shall have actual knowledge thereof.
Section 11.2. Immediate Remedies for Default.
(a) Subject to Article VIII, upon the happening and continuance of any of the Events
of Default described in Section 11.1, then and in every such case the Trustee may proceed, and
upon the written request of the Owners of not less than 51 % in aggregate Outstanding principal
amount of the Bonds hereunder shall proceed, to protect and enforce the rights of the Owners
under this Indenture, by action seeking mandamus or by other suit, action, or special proceeding
in equity or at law, in any court of competent jurisdiction, for any relief to the extent permitted
by Applicable Laws, including, but not limited to, the specific performance of any covenant or
agreement contained herein, or injunction; provided, however, that no action for money damages
against the City may be sought or shall be permitted.
(b) PURSUANT TO SECTION 11.7, THE PRINCIPAL OF THE BONDS SHALL
NOT BE SUBJECT TO ACCELERATION UNDER ANY CIRCUMSTANCES.
(c) If the assets of the Trust Estate are sufficient to pay all amounts due with respect
to Outstanding Bonds, in the selection of Trust Estate assets to be used in the payment of Bonds
due under this Article, the City shall determine, in its absolute discretion, and shall instruct the
Trustee by City Certificate, which Trust Estate assets shall be applied to such payment and shall
not be liable to any Owner or other Person by reason of such selection and application. In the
event that the City shall fail to deliver to the Trustee such City Certificate, the Trustee shall
select and liquidate or sell Trust Estate assets as provided in the following paragraph, and shall
not be liable to any Owner, or other Person, or the City by reason of such selection, liquidation
or sale. The Trustee shall have no liability for its selection of Trust Estate assets to liquidate or
sell.
(d) Whenever moneys are to be applied pursuant to this Article XI, irrespective of
and whether other remedies authorized under this Indenture shall have been pursued in whole or
in part, the Trustee may cause any or all of the assets of the Trust Estate, including Investment
Securities, to be sold. The Trustee may so sell the assets of the Trust Estate and all right, title,
interest, claim and demand thereto and the right of redemption thereof, in one or more parts, at
any such place or places, and at such time or times and upon such notice and terms as the Trustee
may deem appropriate, and as may be required by law and apply the proceeds thereof in
accordance with the provisions of this Section. Upon such sale, the Trustee may make and
deliver to the purchaser or purchasers a good and sufficient assignment or conveyance for the
same, which sale shall be a perpetual bar both at law and in equity against the City, and all other
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Persons claiming such properties. No purchaser at any sale shall be bound to see to the
application of the purchase money proceeds thereof or to inquire as to the authorization,
necessity, expediency, or regularity of any such sale. Nevertheless, if so requested by the
Trustee, the City shall ratify and confirm any sale or sales by executing and delivering to the
Trustee or to such purchaser or purchasers all such instruments as may be necessary or, in the
reasonable judgment of the Trustee, proper for the purpose which may be designated in such
request.
Section 11.3. Restriction on Owner's Action.
(a) No Owner shall have any right to institute any action, suit or proceeding at law or
in equity for the enforcement of this Indenture or for the execution of any trust thereof or any
other remedy hereunder, unless (i) a default has occurred and is continuing of which the Trustee
has been notified in writing as provided in Section 11.1, or of which by such Section it is deemed
to have notice, (ii) such default has become an Event of Default and the Owners of not less than
51 % of the aggregate principal amount of the Bonds then Outstanding have made written request
to the Trustee and offered it reasonable opportunity either to proceed to exercise the powers
hereinbefore granted or to institute such action, suit or proceeding in its own name, (iii) the
Owners have furnished to the Trustee written evidence of indemnity as provided in Section 9.2,
(iv) the Trustee has for 60 days after such notice failed or refused to exercise the powers
hereinbefore granted, or to institute such action, suit, or proceeding in its own name, (v) no
written direction inconsistent with such written request has been given to the Trustee during such
60-day period by the Owners of a majority of the aggregate principal amount of the Bonds then
Outstanding, and (vi) notice of such action, suit, or proceeding is given to the Trustee in writing;
however, no one or more Owners of the Bonds shall have any right in any manner whatsoever to
affect, disturb, or prejudice this Indenture by its, his or their action or to enforce any right
hereunder except in the manner provided herein, and that all proceedings at law or in equity shall
be instituted and maintained in the manner provided herein and for the equal benefit of the
Owners of all Bonds then Outstanding. The notification, request and furnishing of indemnity set
forth above shall, at the option of the Trustee as advised by its counsel, be conditions precedent
to the execution of the powers and trusts of this Indenture and to any action or cause of action for
the enforcement of this Indenture or for any other remedy hereunder.
(b) Subject to Article VIII, nothing in this Indenture shall affect or impair the right of
any Owner to enforce, by action at law, payment of any Bond at and after the maturity thereof, or
on the date fixed for redemption or the obligation of the City to pay each Bond issued hereunder
to the respective Owners thereof at the time and place, from the source and in the manner
expressed herein and in the Bonds.
(c) In case the Trustee or any Owners shall have proceeded to enforce any right under
this Indenture and such proceedings shall have been discontinued or abandoned for any reason or
shall have been determined adversely to the Trustee or any Owners, then and in every such case
the City, the Trustee and the Owners shall be restored to their former positions and rights
hereunder, and all rights, remedies and powers of the Trustee shall continue as if no such
proceedings had been taken.
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Section 11.4. Application of Revenues and Other Moneys After Default.
(a) All moneys, securities, funds, Pledged Revenues and other assets of the Trust
Estate and. the income therefrom received by the Trustee pursuant to any right given or action
taken under the provisions of this Article shall, after payment of the cost and expenses of the
proceedings resulting in the collection of such amounts, the expenses (including its counsel fees,
costs, and expenses), liabilities, and advances incurred or made by the Trustee and the fees of the
Trustee in carrying out this Indenture, during the continuance of an Event of Default,
notwithstanding Section 11.2, be applied by the Trustee, on behalf of the City, to the payment of
interest and principal or Redemption Price then due on Bonds, as follows:
FIRST: To the payment to the Owners entitled thereto all installments of interest then due
in the direct order of maturity of such installments, and, if the amount available shall not
be sufficient to pay in full any installment, then to the payment thereof ratably, according
to the amounts due on such installment, to the Owners entitled thereto, without any
discrimination or preference; and
SECOND: To the payment to the Owners entitled thereto of the unpaid principal of
Outstanding Bonds, or Redemption Price of any Bonds which shall have become due,
whether at maturity or by call for redemption, in the direct order of their due dates and, if
the amounts available shall not be sufficient to pay in full all the Bonds due on any date,
then to the payment thereof ratably, according to the amounts of principal due or
Redemption Price and to the Owners entitled thereto, without any discrimination or
preference.
The Trustee shall make payments to the Owners pursuant to this Section 11.4 within
thirty (30) days of receipt of such good and available funds, and the record date shall be the date
the Trustee receives such good and available funds.
(b) In the event funds are not adequate to cure any of the Events of Default described
in Section 11.1, the available funds shall be allocated to the Bonds that are Outstanding in
proportion to the quantity of Bonds that are currently due and in default under the terms of this
Indenture.
(c) The restoration of the City to its prior position after any and all defaults have been
cured, as provided in Section 11.3, shall not extend to or affect any subsequent default under this
Indenture or impair any right consequent thereon.
Section 11.5. Effect of Waiver.
No delay or omission of the Trustee, or any Owner, to exercise any right or power
accruing upon any default shall impair any such right or power or shall be construed to be a
waiver of any such default or an acquiescence therein; and every power and remedy given by this
Indenture to the Trustee or the Owners, respectively, may be exercised from time to time and as
often as may be deemed expedient.
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Section 11.6. Evidence of Ownership of Bonds.
(a) Any request, consent, revocation of consent or other instrument which this
Indenture may require or permit to be signed and executed by the Owners may be in one or more
instruments of similar tenor, and shall be signed or executed by such Owners in' person or by
their attorneys duly appointed in writing. Proof of the execution of any such instrument, or of
any instrument appointing any such attorney, or the holding by any Person of the Bonds shall be
sufficient for any purpose of this Indenture (except as otherwise herein expressly provided) if
made in the following manner:
(i) The fact and date of the execution of such instruments by any Owner of
Bonds or the duly appointed attorney authorized to act on behalf of such Owner may be
provided by a guarantee of the signature thereon by a bank or trust company or by the
certificate of any notary public or other officer authorized to take acknowledgments of
deeds, that the Person signing such request or other instrument acknowledged to him the
execution thereof, or by an affidavit of a witness of such execution, duly sworn to before
such notary public or other officer. Where such execution is by an officer of a corporation
or association or a member of a partnership, on behalf of such corporation, ,association or
partnership, such signature guarantee, certificate, or affidavit shall also constitute
sufficient proof of his authority.
(ii) The ownership of Bonds and the amount, numbers and other identification
and date of holding the same shall be proved by the Register.
(b) Except as otherwise provided in this Indenture with respect to revocation of a
consent, any request or consent by an Owner of any Bond shall bind all future Owners of the
same Bond in respect of anything done or suffered to be done by the City or the Trustee in
accordance therewith.
Section 11.7. No Acceleration.
In the event of the occurrence of an Event of Default under Section 11.1, the right of
acceleration of any Stated Maturity is not granted as a remedy hereunder and the right of
acceleration under this Indenture is expressly denied.
Section 11.8. Mailing of Notice.
Any provision in this Article for the mailing of a notice or other document to Owners
shall be fully complied with if it is mailed, first class postage prepaid, only to each Owner at the
address appearing upon the Register.
Section 11.9. Exclusion of Bonds.
Bonds owned or held by or for the account of the City will not be deemed Outstanding
for the purpose of consent or other action or any calculation of Outstanding Bonds provided for
in this Indenture, and the City shall not be entitled with respect to such Bonds to give any
consent or take any other action provided for in this Indenture.
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ARTICLE XII
GENERAL COVENANTS AND REPRESENTATIONS
Section 12.1. Representations as to Trust Estate.
(a) The City represents and warrants that it is authorized by Applicable Laws to
authorize and issue the Bonds, to execute and deliver this Indenture and to pledge the Trust
Estate in the manner and to the extent provided in this Indenture, and that the Trust Estate is and
will be and remain free and clear of any pledge, lien, charge, or encumbrance thereon or with
respect thereto prior to, or of equal rank with, the pledge and lien created in or authorized by this
Indenture except as expressly provided herein.
(b) The City shall at all times, to the extent permitted by Applicable Laws, defend,
preserve and protect the pledge of the Trust Estate and all the rights of the Owners and the
Trustee, under this Indenture against all claims and demands of all Persons whomsoever.
(c) Subject to Section 7.2(d), the City will take all steps reasonably necessary and
appropriate, and will provide written direction to the Trustee to take all steps reasonably
necessary and appropriate, to collect all delinquencies in the collection of the Assessments and
any other amounts pledged to the payment of the Bonds to the fullest extent permitted by the PID
Act and other Applicable Laws.
Section 12.2. General.
The City shall do and perform or cause to be done and performed all acts and things
required to be done or performed by or on behalf of the City under the provisions of this
Indenture.
ARTICLE XIII
SPECIAL COVENANTS
Section 13.1. Further Assurances; Due Performance.
(a) At any and all times the City will duly execute, acknowledge and deliver, or will
cause to be done, executed and delivered, all and every such further acts, conveyances, transfers,
and assurances in a manner as the Trustee shall reasonably require for better conveying,
transferring, pledging, and confirming unto the Trustee, all and singular, the revenues, Funds,
Accounts and properties constituting the Pledged Revenues, and the Trust Estate hereby
transferred and pledged, or intended so to be transferred and pledged.
(b) The City will duly and punctually keep, observe and perform each and every
term, covenant and condition on its part to be kept, observed and performed, contained in this
Indenture.
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Section 13.2. Other Obligations or Other Liens; Refunding Bonds.
(a) The City reserves the right, subject to the provisions contained in this
Section 13.2, to issue Other Obligations under other indentures, assessment ordinances, or
similar agreements or other obligations which do not constitute or create a lien on the Trust
Estate and are not payable from the Trust Estate, or any portion thereof.
(b) Other than Refunding Bonds issued to refund all or a portion of the Bonds, or
subordinate lien obligations permitted hereunder, the City will not create or voluntarily permit to
be created any debt, lien or charge on the Trust Estate, or any portion thereof, and, will not do or
omit to do or suffer to be done or omit to be done any matter or things whatsoever whereby the
lien of this Indenture or the priority hereof might or could be lost or impaired.
(c) Notwithstanding any contrary provision of this Indenture but subject to
Section 7.3, the City shall not issue additional bonds, notes or other obligations under this
Indenture, secured by any pledge of or other lien or charge on the Trust Estate or other property
pledged under this Indenture, other than Refunding Bonds and subordinate lien obligations
permitted hereunder. The City reserves the right to issue Refunding Bonds, the proceeds of
which would be utilized to refund all or any portion of the Outstanding Bonds or Outstanding
Refunding Bonds and to pay all costs incident to the Refunding Bonds, as authorized by the laws
of the State.
Section 13.3. Books of Record.
(a) The City shall cause to be kept full and proper books of record and accounts, in
which full, true and proper entries will be made of all dealings, business and affairs of the City,
which relate to the Trust Estate and the Bonds.
(b) The Trustee shall have no responsibility with respect to the financial and other
information received by it pursuant to this Section 13.3 except to receive and retain same, subject
to the Trustee's document retention policies, and to distribute the same in accordance with the
provisions of this Indenture.
ARTICLE XIV
PAYMENT AND CANCELLATION OF THE BONDS AND SATISFACTION OF THE
INDENTURE
Section 14.1. Trust Irrevocable.
The trust created by the terms and provisions of this Indenture is irrevocable until the
Bonds secured hereby are fully paid or provision is made for their payment as provided in this
Article.
Section 14.2. Satisfaction of Indenture.
If the City shall pay or cause to be paid, or there shall otherwise be paid to the Owners,
principal of and interest on all of the Bonds, at the times and in the manner stipulated in this
Indenture, and all amounts due and owing with respect to the Bonds have been paid or provided
for, then the pledge of the Trust Estate and all covenants, agreements, and other obligations of
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the City to the Owners of such Bonds, shall thereupon cease, terminate, and become void and be
discharged and satisfied. In such event, the Trustee shall execute and deliver to the City copies of
all such documents as it may have evidencing that principal of and interest on all of the Bonds
has been paid so that the City may determine if this Indenture is satisfied; if so, the Trustee shall
pay over or deliver all moneys held by it in the Funds and Accounts held hereunder to the Person
entitled to receive such amounts, or, if no Person is entitled to receive such amounts, then to the
City.
Section 14.3. Bonds Deemed Paid.
(a) Any Outstanding Bonds shall, prior to the Stated Maturity or redemption date
thereof, be deemed to have been paid and no longer Outstanding within the meaning of this
Indenture (a "Defeased Debt"), and particularly this Article XIV, when payment of the principal
of, premium, if any, on such Defeased Debt, plus interest thereon to the due date thereof
(whether such due date be by reason of maturity, redemption, or otherwise), either (1) shall have
been made in accordance with the terms thereof, or (2) shall have been provided by irrevocably
depositing with the Trustee, in trust, and irrevocably set aside exclusively for such payment,
(A) money sufficient to make such payment or (B) Defeasance Securities that mature as to
principal and interest in such amount and at such times as will insure the availability, without
reinvestment, of sufficient money to make such payment, and all necessary and proper fees,
compensation, and expenses of the Trustee pertaining to the Bonds with respect to which such
deposit is made shall have been paid or the payment thereof provided for to the satisfaction of
the Trustee. Neither Defeasance Securities nor moneys deposited with the Trustee pursuant to
this Section nor principal or interest payments on any such Defeasance Securities shall be
withdrawn or used for any purpose other than, and shall be held in trust for, the payment of the
principal of and interest on the Bonds and shall not be part of the Trust Estate. Any cash received
from such principal of and interest on such Defeasance Securities deposited with the Trustee, if
not then needed for such purpose, shall be reinvested in Defeasance Securities as directed by the
City maturing at times and in amounts sufficient to pay when due the principal of and interest on
the Bonds on and prior to such redemption date or maturity date thereof, as the case may be.
Any payment for Defeasance Securities purchased for the purpose of reinvesting cash as
aforesaid shall be made only against delivery of such Defeasance Securities.
(b) Any determination not to redeem Defeased Debt that is made in conjunction with
the payment arrangements specified in Sections 14.3(a)(1) or 14.3(a)(2) shall not be irrevocable,
provided that: (1) in the proceedings providing for such defeasance, the City expressly reserves
the right to call the Defeased Debt for redemption; (2) the City gives notice of the reservation of
that right to the Owners of the Defeased Debt immediately following the defeasance; (3) the City
directs that notice of the reservation be included in any defeasance or redemption notices that it
authorizes; and (4) at or prior to the time of the redemption, the City satisfies the conditions of
clause (a) of this Section 14.3 with respect to such Defeased Debt as though it was being
defeased at the time of the exercise of the option to redeem the Defeased Debt, after taking the
redemption into account in determining the sufficiency of the provisions made for the payment
of the Defeased Debt.
(c) Until all Defeased Debt shall have become due and payable, the Trustee and the
Paying Agent/Registrar each shall perform the services of Trustee and Paying Agent/Registrar
for such Defeased Debt the same as if they had not been defeased, and the City shall make
proper arrangements to provide and pay for such services as required by this Indenture.
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ARTICLE XV
MISCELLANEOUS
Section 15.1. Benefits of Indenture Limited to Parties.
Nothing in this Indenture, expressed or implied, is intended to give to any Person other
than the City, the Trustee and the Owners, any right, remedy, or claim under or by reason of this
Indenture. Any covenants, stipulations, promises or agreements in this Indenture by and on
behalf of the City shall be for the sole and exclusive benefit of the Owners and the Trustee. This
Indenture and the exhibits hereto set forth the entire agreement and understanding of the parties
related to this transaction and supersedes all prior agreements and understandings, oral or
written.
Section 15.2. Successor is Deemed Included in All References to Predecessor.
Whenever in this Indenture or any Supplemental Indenture either the City or the Trustee
is named or referred to, such reference shall be deemed to include the successors or assigns
thereof, and all the covenants and agreements in this Indenture contained by or on behalf of the
City or the Trustee shall bind and inure to the benefit of the respective successors and assigns
thereof whether so expressed or not.
Section 15.3. Execution of Documents and Proof of Ownership by Owners.
(a) Any request, declaration, or other instrument which this Indenture may require or
permit to be executed by Owners may be in one or more instruments of similar tenor, and shall
be executed by Owners in person or by their attorneys duly appointed in writing.
(b) Except as otherwise expressly provided herein, the fact and date of the execution
by any Owner or his attorney of such request, declaration, or other instrument, or of such writing
appointing such attorney, may be proved by the certificate of any notary public or other officer
authorized to take acknowledgments of deeds to be recorded in the state in which he purports to
act, that the Person signing such request, declaration, or other instrument or writing
acknowledged to him the execution thereof, or by an affidavit of a witness of such execution,
duly sworn to before such notary public or other officer.
(c) Except as otherwise herein expressly provided, the ownership of registered Bonds
and the amount, maturity, number, and date of holding the same shall be proved by the Register.
(d) Any request, declaration or other instrument or writing of the Owner of any Bond
shall bind all future Owners of such Bond in respect of anything done or suffered to be done by
the City or the Trustee in good faith and in accordance therewith.
Section 15.4. No Waiver of Personal Liability.
No member, officer, agent, or employee of the City shall be individually or personally
liable for the payment of the principal of, or interest or any premium on, the Bonds; but nothing
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herein contained shall relieve any such member, officer, agent, or employee from the
performance of any official duty provided by law.
Section 15.5. Notices to and Demands on City and Trustee.
(a) Except as otherwise expressly provided herein, all notices or other instruments
required or permitted under this Indenture shall be in writing and shall be faxed, delivered by
hand, or mailed by first class mail, postage prepaid, and addressed as follows:
If to the City City of Anna, Texas
120 W. 7th St.
Anna, Texas 75409
Attn: Director of Finance
Telephone: (972) 924-3325
If to the Trustee, initially also acting in Regions Bank
the capacity of Paying Agent/Registrar 3773 Richmond Avenue, Suite 1100
Houston, Texas 77046
Attn: Corporate Trust Services
Telephone: (713) 244-8042
(b) Any such notice, demand, or request may also be transmitted to the appropriate
party by telegram or telephone and shall be deemed to be properly given or made at the time of
such transmission if, and only if, such transmission of notice shall be confirmed in writing and
sent as specified above.
(c) Any of such addresses may be changed at any time upon written notice of such
change given to the other party by the party effecting the change. Notices and consents given by
mail in accordance with this Section shall be deemed to have been given five Business Days after
the date of dispatch; notices and consents given by any other means shall be deemed to have
been given when received.
(d) The Trustee shall mail to each Owner of a Bond notice of the redemption or
defeasance of all Bonds Outstanding.
Section 15.6. Partial Invalidity.
If any Section, paragraph, sentence, clause, or phrase of this Indenture shall for any
reason be held illegal or unenforceable, such holding shall not affect the validity of the remaining
portions of this Indenture. The City hereby declares that it would have adopted this Indenture and
each and every other Section, paragraph, sentence, clause, or phrase hereof and authorized the
issue of the Bonds pursuant thereto irrespective of the fact that anyone or more Sections,
paragraphs, sentences, clauses, or phrases of this Indenture may be held illegal, invalid, or
unenforceable.
Section 15.7. Applicable Laws.
We
This Indenture shall be governed by and enforced in accordance with the laws of the
State applicable to contracts made and performed in the State. Venue and exclusive jurisdiction
for any action to enforce or construe this Indenture shall be a state court of competent
jurisdiction in Collin County, Texas or any federal court with diversity jurisdiction.
Section 15.8. Payment on Business Day.
In any case where the date of the maturity of interest or of principal (and premium, if
any) of the Bonds or the date fixed for redemption of any Bonds or the date any action is to be
taken pursuant to this Indenture is other than a Business Day, the payment of interest or principal
(and premium, if any) or the action need not be made on such date but may be made on the next
succeeding day that is a Business Day with the same force and effect as if made on the date
required and no interest shall accrue for the period from and after such date.
Section 15.9. Reimbursement Agreement Amendments and Supplements.
The City and the Developer may amend and supplement the Reimbursement Agreement
from time to time without the consent or approval of the Owners or the Trustee.
Section 15.10. Counterparts.
This Indenture may be executed in counterparts, each of which shall be deemed an
original.
Section 15.11. Texas Government Code Verifications.
(a) The Trustee represents that, neither the Trustee, nor any parent company, wholly -
or majority -owned subsidiaries or affiliates of the same, if any, are companies identified on a list
prepared and maintained by the Texas Comptroller of Public Accounts under Section 2252.153
or Section 2270.0201, Texas Government Code, and posted on the following page of such
officer's internet website:
https:Hcomptrol ler.texas.gov/purchasing/publications/divestment.php
The foregoing representation is made solely to comply with Section 2252.152, Texas
Government Code, and to the extent such Section does not contravene applicable Federal law
and excludes the Trustee and each parent company, wholly- or majority -owned subsidiaries, and
other affiliates of the same, if any, that the United States government has affirmatively declared
to be excluded from its federal sanctions regime relating to Sudan or Iran or any federal
sanctions regime relating to a foreign terrorist organization. The Trustee understands "affiliate"
to mean any entity that controls, is controlled by, or is under common control with the Trustee
and exists to make a profit.
(b) The Trustee hereby verify that the Trustee and any parent company, wholly- or
majority -owned subsidiaries, and other affiliates, if any, do not boycott Israel and; to the extent
this Indenture is a contract for goods or services, will not boycott Israel during the term of this
Contract. The foregoing verification is made solely to comply with Section 2271.002, Texas
Government Code, and to the extent such Section does not contravene applicable State or
Federal law. As used in the foregoing verification, "boycott Israel" means refusing to deal with,
terminating business activities with, or otherwise taking any action that is intended to penalize,
inflict economic harm on, or limit commercial relations specifically with Israel, or with a person
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or entity doing business in Israel or in an Israeli -controlled territory, but does not include an
action made for ordinary business purposes.
(c) The Trustee hereby verifies that it and any parent company, wholly- or majority -
owned subsidiaries, and other affiliates, if any, do not boycott energy companies and, to the
extent this Indenture is a contract for goods or services, will not boycott energy companies
during the term of this Indenture. The foregoing verification is made solely to enable the City to
comply with Section 2274.002, Texas Government Code, as added by Senate Bill 13 in the
Regular Session of the 87th Legislature of Texas, and to the extent such Section does not
contravene applicable Federal law. As used in the foregoing verification, "boycott energy
company" means (without an ordinary business purpose) refusing to deal with, terminating
business activities with, or otherwise taking any action that is intended to penalize, inflict
economic harm on, or limit commercial relations with a company because the company either (i)
engages in the exploration, production, utilization, transportation, sale, or manufacturing of fossil
fuel -based energy and does not commit or pledge to meet environmental standards beyond
applicable federal and state law or (ii) does business with such a company.
(d) The Trustee hereby verifies that it and any parent company, wholly- or majority -
owned subsidiaries, and other affiliates, if any, do not discriminate against a firearm entity or
firearm trade association and, to the extent this Indenture is a contract for goods or services, will
not discriminate against a firearm entity or firearm trade association during the term of this
Indenture. The foregoing verification is made solely to enable the City to comply with Section
2274.002, Texas Government Code, and to the extent such Section does not contravene
applicable Federal law. As used in the foregoing verification, (a) `discriminate against a firearm
entity or firearm trade association' means to refuse to engage in the trade of any goods or
services, or to refrain from continuing or terminate an existing business relationship, with the
firearm entity or firearm trade association based solely on its status as a firearm entity or firearm
trade association, but does not include any such action taken (i) to comply with federal, state, or
local law, policy, or regulations or a directive by a regulatory agency or (ii) for a traditional
business reason that is specific to the firearm entity or firearm trade association and not based
solely on its status as a firearm entity or firearm trade association, (b) `firearm entity' means a
manufacturer, distributor, wholesaler, supplier, or retailer of firearms, firearm accessories (i.e.,
devices specifically designed or adapted to enable an individual to wear, carry, store, or mount a
firearm on the individual or on a conveyance and items used in conjunction with or mounted on a
firearm that are not essential to the basic function of the firearm, including detachable firearm
magazines), or ammunition (i.e., a loaded cartridge case, primer, bullet, or propellant powder
with or without a projectile) or a sport shooting range (as defined by Section 250.001, Texas
Local Government Code), and (c) `firearm trade association' means a person, corporation,
unincorporated association, federation, business league, or business organization that (i) is not
organized or operated for profit (and none of the net earnings of which inures to the benefit of
any private shareholder or individual), (ii) has two or more firearm entities as members, and (iii)
is exempt from federal income taxation under Section 501(a), Internal Revenue Code of 1986, as
an organization described by Section 501(c) of that code.
As used in subsections (a) through (d) above, the Trustee understands "affiliate" to mean
an entity that controls, is controlled by, or is under common control with the Trustee within the
meaning of SEC Rule 133(f), 17 C.F.R. § 230.133(f), and exists to make a profit.
71
(e) The Trustee represents that it has, or will have prior to the date of delivery of the
Bonds, on file with the Texas Attorney General a standing letter addressing the representations
and verifications in subsections (a) through (d) above in a form acceptable to the Texas Attorney
General. In addition, if the Trustee has received notice from the Texas Comptroller of Public
Accounts that the Trustee or its affiliate may appear on the State of Texas' list of financial
companies that boycott energy companies, the Trustee agrees to provide to the City or Bond
Counsel, two business days prior to the delivery date for the Bonds, written verification to the
effect that the applicable standing letter remains in effect and may be relied upon by the City and
the Texas Attorney General. The written verification will also confirm that the Trustee (or its
affiliate which received the letter from the Comptroller) intends to timely respond to the
Comptroller's request. Such written verification may be in the form of an e-mail.
[Remainder of page left blank intentionally]
72
IN WITNESS WHEREOF, the City and the Trustee have caused this Indenture of Trust
to be executed as of the date hereof.
Attest:
Carrie L. Land, City Secretary
City of Anna, Texas
(CITY SEAL)
CITY OF ANNA, TEXAS
LN
Nate Pike, Mayor
City of Anna, Texas
City Signature Page to Indenture of Trust
REGIONS BANK,
as Trustee
m
Authorized Officer
Trustee Signature Page to Indenture of Trust
- flII: _ _ Vol
BOND PURCHASE AGREEMENT
E
$7,4199000
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
BOND PURCHASE AGREEMENT
September 12, 2023
City of Anna, Texas
120 W. 71h Street
Anna, Texas 75409
Ladies and Gentlemen:
The undersigned, FMSbonds, Inc. (the "Underwriter"), offers to enter into this Bond
Purchase Agreement (this "Agreement") with the City of Anna, Texas (the "City"), which will
be binding upon the City and the Underwriter upon the acceptance of this Agreement by the
City. This offer is made subject to its acceptance by the City by execution of this Agreement and
its delivery to the Underwriter on or before 10:00 p.m., Central Time, on the date (hereof and, if
not so accepted, will be subject to withdrawal by the Underwriter upon written notice delivered
to the City at any time prior to the acceptance hereof by the City. All capitalized terms not
otherwise defined herein shall have the meanings given to such terms in the Indenture (as
defined herein) between the City and Regions Bank, as trustee (the "Trustee'), authorizing the
issuance of the Bonds (as defined herein), and in the Limited Offering Memorandum (as defined
herein).
1. Purchase and Sale of Bonds. Upon the terms and conditions and upon the basis of
representations, warranties, and agreements hereinafter set forth, the Underwriter hereby agrees
to purchase from the City, and the City hereby agrees to sell to the Underwriter, all (but not less
than all) of the $7,419,000 aggregate principal amount of the "City of Anna, Texas, Special
Assessment Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement
District Improvement Area #1 Project)" (the "Bonds"), at a purchase price of $7,144,997.36
(representing the aggregate principal amount of the Bonds, less an original issue discount of
$51,432.64, less an Underwriter's discount of $222,570.00) and no accrued interest.
Inasmuch as this purchase and sale represents a negotiated transaction, the City
understands, and hereby confirms, that the Underwriter is not acting as a municipal advisor or
fiduciary of the City (including, without limitation, a "municipal advisor" (as such term is
defined in Section 975(e) of the Dodd Frank Wall Street Reform and Consumer Protection Act)),
but rather is acting solely in its capacity as Underwriter for its own account. The City
acknowledges and agrees that (i) the purchase and sale of the Bonds pursuant to this Agreement
4154-9297-3897.5
is an arm's length commercial transaction between the City and the Underwriter, (ii) in
connection with the discussions, undertakings, and procedures leading up to the consummation
of this transaction, the Underwriter is and has been acting solely as a principal and is not acting
as the agent, municipal advisor, financial advisor, or fiduciary of the City, (iii) the Underwriter
has not assumed an advisory or fiduciary responsibility in favor of the City with respect to the
offering described herein or the discussions, undertakings, and procedures leading thereto
(regardless of whether the Underwriter has provided other services or is currently providing
other services to the City on other matters) and the Underwriter has no obligation to the City
with respect to the offering described herein except the obligations expressly set forth in this
Agreement, (iv) the City has consulted its own legal, financial and other advisors to the extent it
has deemed appropriate, (v) the Underwriter has financial and other interests that differ from
those of the City, and (vi) the Underwriter has provided to the City prior disclosures under Rule
G-17 of the Municipal Securities Rulemaking Board ("MSRB"), which have been received by
the City. The City further acknowledges and agrees that following the issuance and delivery of
the Bonds, the Underwriter has indicated that it may have periodic discussions with the City
regarding the expenditure of Bond proceeds and the construction of the Improvement Area #
Improvements financed with proceeds of the Bonds and, in connection with such discussions, the
Underwriter shall be acting solely as a principal and will not be acting as the agent or fiduciary
of, and will not be assuming an advisory or fiduciary responsibility in favor of, the City.
The Bonds shall be dated the Closing Date (defined below) and shall have the maturities
and redemption features, if any, and bear interest at the rates per annum shown on Schedule I
hereto. Payment for and delivery of the Bonds, and the other actions described herein, shall take
place on October 10, 2023 (or such other date as may be agreed to by the City and the
Underwriter) (the "Closing Date").
2. Authorization Instruments and Law. The Bonds were authorized by an ordinance
enacted by the City Council of the City (the "City Council") on September 12, 2023 (the "Bond
Ordinance") and shall be issued pursuant to the provisions of the Public Improvement District
Assessment Act, Subchapter A of Chapter 372, Texas Local Government Code, as amended (the
"Act"), and an Indenture of Trust dated as of September 15, 2023 (the "Indenture") entered into
by and between the City and the Trustee authorizing the issuance of the Bonds. The Bonds shall
be substantially in the form described in, and shall be secured under the provisions of, the
Indenture.
The Bonds and interest thereon shall be secured by the Trust Estate, consisting primarily
of Assessments levied on the Assessed Property within Improvement Area # 1 of The Woods at
Lindsey Place Public Improvement District (the "District"). The District was established by a
resolution (the "Creation Resolution"), adopted by the City Council on February 14, 2023, in
accordance with the Act. The Assessments were levied in accordance with a Service and
Assessment Plan approved pursuant to an ordinance (the "Assessment Ordinance") adopted
March 14, 2023 (as such Service and Assessment Plan has been amended and updated, including
to reflect the issuance of the Bonds, the "Service and Assessment Plan"). The Assessment
Ordinance, the Creation Resolution, the Indenture, and the Bond Ordinance, are collectively
referred to herein as the "Authorizing Documents." The Bonds shall be further secured by certain
applicable funds and accounts created pursuant to the Indenture.
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4154-9297-3897.5
The Bonds shall be as described in Schedule I attached hereto, the Indenture, and the
Limited Offering Memorandum. The proceeds of the Bonds shall be used to provide funds for
(1) paying a portion of the costs of the Improvement Area 41 Projects, (2) funding a reserve fund
for the payment of principal of and interest on the Bonds, (3) paying a portion of the costs
incidental to the organization of the District, and (4) paying the costs of issuance of the Bonds.
3. Public Offering. The Underwriter agrees to make a bona fide limited public
offering of all of the Bonds in accordance with Section 4 hereof to no more than thirty-five (35)
persons that qualify as "Accredited Investors" (as defined in Rule 501 of Regulation D under the
Securities Act of 1933, as amended and then in effect (the "Securities Act") or "Qualified
Institutional Buyers" (as defined in Rule 144A under the Securities Act). On or before the third
(31d) business day prior to the Closing Date, the Underwriter shall execute and deliver to Bond
Counsel (as defined herein) the Issue Price Certificate (as defined herein), in substantially the
form attached hereto as Appendix B.
4. Establishment of Issue Price. Notwithstanding any provision of this Agreement to
the contrary, the following provisions related to the establishment of the issue price of the Bonds
apply:
(a) Definitions. For purposes of this Section 4, the following definitions
apply:
(i) "Public" means any person (including an individual, trust, estate,
partnership, association, company, or corporation) other than an Underwriter or a
Related Party to an Underwriter.
(ii) "Related Party" means any two or more persons who are subject,
directly or indirectly, to (A) more than 50% common ownership of the voting
power or the total value of their stock, if both entities are corporations (including
direct ownership by one corporation of another), (B) more than 50% common
ownership of their capital interests or profits interests, if both entities are
partnerships (including direct ownership by one partnership of another), or (C)
more than 50% common ownership of the value of the outstanding stock of the
corporation or the capital interests or profits interests of the partnership, as
applicable, if one entity is a corporation and the other entity is a partnership
(including direct ownership of the applicable stock or interests by' one entity of
the other).
(iii) "Sale Date" means the date of execution of this Agreement by all
parties.
(iv) "Underwriter" means (A) any person that agrees pursuant to a
written contract with the City to participate in the initial sale of the Bonds to the
Public and (B) any person that agrees pursuant to a written contract directly or
indirectly with a person described in clause (A) to participate in the initial sale of
the Bonds to the Public (including a member of a selling group or a party to a
3
4154-9297-3897.5
retail distribution agreement participating in the initial sale of the Bonds to the
Public).
(b) Issue Price Certificate. The Underwriter agrees to assist the City in
establishing the issue price of the Bonds and to execute and deliver to the City at Closing
an "issue price" or similar certificate, together with the supporting pricing wires or
equivalent communications, substantially in the form attached hereto as Appendix B,
with such modifications as may be appropriate or necessary, in the reasonable judgment
of the Underwriter, the City and Bond Counsel, to accurately reflect, as applicable, the
initial offering price (the "Initial Offering Price") or prices to the Public of the Bonds.
(d) Substantial Amount Test. Other than those maturities of the Bonds which
are designated by the Underwriter in writing in Appendix B (the "Hold -the -Price
Maturities"), the City will treat the first price at which at least ten percent (a "Substantial
Amount") in principal amount of each maturity of the Bonds is sold to the Public as of the
Sale Date (the "Substantial Amount Test") as the issue price of that maturity (or each
separate CUSIP number within that maturity). At or promptly after the execution of this
Agreement, the Underwriter will report to the City the price or prices at which the
Underwriters have offered and sold to the Public each maturity of the Bonds. If at that
time the Substantial Amount Test has not been satisfied as to any maturity of the Bonds,
the Underwriter agrees to promptly report to the City the prices at which the Bonds have
been sold by the Underwriter to the Public. That reporting obligation will continue,
whether or not the Closing Date has occurred, until the Substantial Amount Test has been
satisfied as to the Bonds of that maturity or until all Bonds of that maturity have been
sold to the Public.
(e) Hold -The -Price Restriction. The Underwriter agrees that it will neither
offer nor sell any of the Hold -the -Price Maturities to any person at a price that is higher
than the applicable Initial Offering Price for such maturity during the period starting on
the Sale Date and ending on the earlier of (i) the close of the fifth business day after the
Sale Date, or (ii) the date on which the Underwriter has sold a Substantial Amount of
such a Maturity to the Public at a price that is no higher than the Initial Offering Price of
such Maturity (the "Hold -the -Price Restriction").
The Underwriter shall promptly advise the City when the Underwriter has sold a
Substantial Amount of each such Hold -The -Price Maturity to the Public at a price that is
no higher than the applicable Initial Offering Price of such Hold -The -Price Maturity, if
that occurs prior to the close of the fifth business day after the Sale Date.
The City acknowledges that, in making the representation set forth in this
subparagraph, the Underwriter will rely on (A) in the event a selling group has been
created in connection with the initial sale of the Bonds to the public, the agreement of
each dealer who is a member of the selling group to comply with the Hold -The -Price -
Restriction, if applicable, as set forth in a selling group agreement and the related pricing
wires, and (B) in the event that a retail distribution agreement was employed in
connection with the initial sale of the Bonds to the public, the agreement of each broker-
4
4154-9297-3897.5
dealer that is a party to such agreement to comply with the Hold -The -Price -Restriction, if
applicable, as set forth in the third -party distribution agreement and the related pricing
wires. The City further acknowledges that the Underwriter shall not be liable for the
failure of any dealer who is a member of a selling group, or of any broker -dealer that is a
party to a retail distribution agreement, to comply with its corresponding agreement
regarding the Hold -The -Price -Restriction as applicable to the Bonds.
(f) Selling Group and Retail Distribution Agreements. The Underwriter
confirms that any selling group agreement and each retail distribution agreement to which
the Underwriter is a party relating to the initial sale of the Bonds to the Public, together
with related pricing wires, contains or will contain language obligating each dealer who is
a member of any selling group and each broker -dealer that is a party to any such retail
distribution agreement, as applicable, to (A) report the prices at which it sells to the
Public the unsold Bonds of each maturity allocated to it until it is notified by the
Underwriter that either the Substantial Amount Test has been satisfied as to the Bonds of
that maturity or all Bonds if that maturity have been sold to the Public, (B) comply with
the Hold -the -Price Restriction, if applicable, in each case if and for so long ias directed by
the Underwriter and as set forth in the relating pricing wires, and (C) acknowledge that,
unless otherwise advised by the Underwriter, the Underwriter will assume! that based on
such agreement each order submitted by the dealer or broker -dealer is ' a sale to the
Public; and
(g) Sale to Related Party not a Sale to the Public. The Underwriter
acknowledges that sales of any Bonds to any person that is a Related, Party to the
Underwriter do not constitute sales to the Public for purposes of this Section.
5. Limited Offering Memorandum.
a. Delivery of Limited Offering Memorandum. The City previously has
delivered, or caused to be delivered, to the Underwriter the Preliminary Limited Offering
Memorandum for the Bonds dated August 29, 2023, (the "Preliminary Limited Offering
Memorandum"), in a "designated electronic format," as defined in the MSRB Rule G-32
("Rule G-32"). The City will prepare, or cause to be prepared, a final Limited Offering
Memorandum relating to the Bonds (as more particularly defined below,, the "Limited
Offering Memorandum") which will be (i) dated the date of this Agreement, (ii) complete
within the meaning of the United States Securities and Exchange Commission's Rule
15c2-12, as amended ("Rule 15c2-12"), (iii) in a "designated electronic format," and
(iv) substantially in the form of the most recent version of the Preliminary Limited
Offering Memorandum provided to the Underwriter before the execution hereof, except
for the inclusion of the information permitted to be excluded from the Preliminary
Limited Offering Memorandum by Section (b)(1) of Rule 15c2-12. ! The Limited
Offering Memorandum, including the cover page thereto, all exhibits, schedules,
appendices, maps, charts, pictures, diagrams, reports, and statements included or
incorporated therein or attached thereto, and all amendments and supplements thereto that
may be authorized for use with respect to the Bonds are collectively referred to herein as
the "Limited Offering Memorandum." Until the Limited Offering Memorandum has been
prepared and is available for distribution, the City shall provide to the Underwriter, upon
5
4154-9297-3897.5
request, sufficient quantities (which may be in electronic format) of the Preliminary
Limited Offering Memorandum as the Underwriter reasonably deems necessary to satisfy
the obligation of the Underwriter under Rule 15c2-12 with respect to distribution to each
potential customer.
b. Preliminary Limited Offering Memorandum Deemed Final. The
Preliminary Limited Offering Memorandum has been prepared for use by the
Underwriter in connection with the public offering, sale, and distribution of the Bonds.
The City hereby represents and warrants that the Preliminary Limited Offering
Memorandum has been deemed final by the City as of its date, except for the omission of
such information which is dependent upon the final pricing of the Bonds for completion,
all as permitted to be excluded by Section (b)(1) of Rule 15c2-12.
C. Use of Limited Offering Memorandum in Offering and Sale. The City
hereby authorizes the Limited Offering Memorandum and the information therein
contained to be used by the Underwriter in connection with the public offering and the
sale of the Bonds. The City consents to the use by the Underwriter prior to the date
hereof of the Preliminary Limited Offering Memorandum in connection with the public
offering of the Bonds. The City shall provide, or cause to be provided, to the Underwriter
as soon as practicable after the date of the City's acceptance of this Agreement (but, in
any event, not later than the earlier of the Closing Date or seven (7) business days after
the City's acceptance of this Agreement) copies of the Limited Offering Memorandum
which is complete as of the date of its delivery to the Underwriter. The City shall provide
the Limited Offering Memorandum, or cause the Limited Offering Memorandum to be
provided, (i) in a "designated electronic format" consistent with the requirements of Rule
G-32, and (ii) in a printed format in such quantity as the Underwriter shall reasonably
request in order for the Underwriter to comply with Section (b)(4) of Rule 15c2-12 and
the rules of the MSRB.
d. Updating of Limited Offering Memorandum. If, after the date of this
Agreement, up to and including the date the Underwriter is no longer required to provide
a Limited Offering Memorandum to potential customers who request the same pursuant
to Rule 15c2-12 (the earlier of (i) ninety (90) days from the "end of the underwriting
period" (as defined in Rule 15c2-12) and (ii) the time when the Limited Offering
Memorandum is available to any person from the MSRB, but in no case less than the
twenty-fifth (251') day after the "end of the underwriting period" for the Bonds), the City
becomes aware of any fact or event which might or would cause the Limited Offering
Memorandum, as then supplemented or amended, to contain any untrue statement of a
material fact or to omit to state a material fact required to be stated therein or necessary to
make the statements therein, in the light of the circumstances under which they were
made, not misleading, or if it is necessary to amend or supplement the Limited Offering
Memorandum to comply with law, the City will notify the Underwriter promptly (and for
the purposes of this clause provide the Underwriter with such information as it may from
time to time reasonably request), and if, in the reasonable judgment of the Underwriter,
such fact or event requires preparation and publication of a supplement or amendment to
the Limited Offering Memorandum, the City will forthwith prepare and furnish, at no
expense to the Underwriter (in a form and manner approved by the Underwriter), either
6
4154-9297-3897.5
an amendment or a supplement to the Limited Offering Memorandum so that the
statements therein as so amended and supplemented will not contain any untrue statement
of a material fact or omit to state a material fact required to be stated therein or necessary
to make the statements therein, in the light of the circumstances under which they were
made, not misleading or so that the Limited Offering Memorandum will comply with
law; provided, however, that for all purposes of this Agreement and any certificate
delivered by the City in accordance herewith, the City makes no representations with
respect to the following information (collectively, the "Non -City Disclosures") (i) the
descriptions in the Preliminary Limited Offering Memorandum or the Limited Offering
Memorandum of The Depository Trust Company, New York, New York ("DTC"), or its
book -entry -only system, and (ii) the information in the Preliminary Limited Offering
Memorandum or the Limited Offering Memorandum in any maps included therein or
under the captions and subcaptions "PLAN OF FINANCE" (except for the subcaption "—
The Bonds"), "LIMITATIONS APPLICABLE TO INITIAL PURCHASERS," "BOOK -
ENTRY ONLY SYSTEM," "THE IMPROVEMENT AREA #1 PROJECTS," "THE
DEVELOPMENT," "THE DEVELOPER," "THE ADMINISTRATOR,"
"APPRAISAL," `BONDHOLDERS' RISKS" (only as it pertains to the Developer, the
Improvement Area #1 Projects, and the Development (as defined in the Limited Offering
Memorandum)), "LEGAL MATTERS — Litigation — The Developer," "CONTINUING
DISCLOSURE — The Developer" and "— The Developer's Compliance with Prior
Undertakings," "INFORMATION RELATING TO THE TRUSTEE," "APPENDIX E-
21" and "APPRAISAL." If such notification shall be subsequent to the Closing (as
defined herein), the City, at no expense to the Underwriter, shall furnish such legal
opinions, certificates, instruments, and other documents as the Underwriter may
reasonably deem necessary to evidence the truth and accuracy of such supplement or
amendment to the Limited Offering Memorandum. The City shall provide any such
amendment or supplement, or cause any such amendment or supplement to be provided,
(i) in a "designated electronic format" consistent with the requirements of Rule G-32 and
(ii) in a printed format in such quantity as the Underwriter shall reasonably request in
order for the Underwriter to comply with Section (b)(4) of Rule 15c2-12 and the rules of
the MSRB.
e. Filing with MSRB. The Underwriter hereby agrees to timely file the
Limited Offering Memorandum with the MSRB through its Electronic Municipal Market
Access ("EMMA") system within one (1) business day after receipt but no later than the
Closing Date. Unless otherwise notified in writing by the Underwriter, the City can
assume that the "end of the underwriting period" for purposes of Rule 15c2-12 is the
Closing Date.
f. Limited Offering. The Underwriter hereby represents, warrants, and
covenants that the Bonds were initially sold pursuant to a limited offering. The Bonds
were sold to not more than thirty-five (35) persons that qualify as "Accredited Investors"
(as defined in Rule 501 of Regulation D under the Securities Act) or "Qualified
Institutional Buyers" (as defined in Rule 144A under the Securities Act).
6. City Representations, Warranties and Covenants. The City represents, warrants,
and covenants that:
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4154-9297-3897.5
a. Due Organization, Existence and Authority. The City is a political
subdivision of the State of Texas (the "State"), and has, and at the Closing Date will
have, full legal right, power, and authority:
(i) to enter into and perform its duties and obligations under:
(1) this Agreement;
(2) the Indenture;
(3) the Improvement Area # 1 Funding and Reimbursement
Agreement The Woods at Lindsey Place Public Improvement District,
effective as of March 14, 2023 (the "Reimbursement Agreement"),
executed and delivered by the City and D.R. Horton — Texas, Ltd., a Texas
limited partnership (the "Developer");
(4) the Development Agreement, effective as of November 10,
2020, executed and delivered by the City and the LHJH Properties, Ltd.,
as assigned to the Developer, and as amended by The Woods at Lindsey
Place Subdivision Improvement Agreement, executed and delivered by the
City and the Developer, effective January 12, 2021, and as further
amended by the First Amendment to Development Agreement and to The
Woods at Lindsey Place Subdivision and Improvement Agreement,
executed and delivered by the City and the Developer, effective January
24, 2023 (collectively, the "Development Agreement"); and
(5) the Continuing Disclosure Agreement of Issuer with
respect to the Bonds, dated as of October 1, 2023 (the "Continuing
Disclosure Agreement of Issuer"), executed and delivered by the City,
P3Works, LLC (the "PID Administrator"), and Regions Bank, as
dissemination agent (the "Dissemination Agent");
(ii) to issue, sell, and deliver the Bonds to the Underwriter as provided
herein; and
(iii) to carry out and consummate the transactions on its part described
in (1) the Authorizing Documents, (2) this Agreement, (3) the Reimbursement
Agreement, (4) the Development Agreement, (5) the Continuing Disclosure
Agreement of Issuer, (6) the Limited Offering Memorandum, and (7) any other
documents and certificates described in any of the foregoing (the documents
described by subclauses (1) through (7) being referred to collectively herein as the
"City Documents").
b. Due Authorization and Approval of City. By all necessary official action
of the City, the City has duly authorized and approved the adoption or execution and
delivery by the City of, and the performance by the City of the obligations on its part
contained in, the City Documents and, as of the date hereof, such authorizations and
approvals are in full force and effect and have not been amended, modified, or rescinded,
8
4154-9297-3897.5
except as may have been approved by the Underwriter. When validly executed and
delivered by the other parties thereto, the City Documents will constitute the legally valid
and binding obligations of the City enforceable upon the City in accordance with their
respective terms, except insofar as enforcement may be limited by principles of sovereign
immunity, bankruptcy, insolvency, reorganization, moratorium, or similar laws or
equitable principles relating to or affecting creditors' rights generally. The City has
complied, and will at the Closing be in compliance, in all material respects, with the
obligations on its part to be performed on or prior to the Closing Date under the City
Documents.
C. Due Authorization for Issuance of the Bonds. The City has duly
authorized the issuance and sale of the Bonds pursuant to the Bond Ordinance, the
Indenture, and the Act. The City has, and at the Closing will have, full legal right, power
and authority (i) to enter into, execute, deliver, and perform its obligations under this
Agreement and the other City Documents, (ii) to issue, sell and deliver the Bonds to the
Underwriter pursuant to the Indenture, the Bond Ordinance, the Act, and as provided
herein, and (iii) to carry out, give effect to and consummate the transactions on the part of
the City described by the Bond Ordinance and the other City Documents.
d. No Breach or Default. As of the time of acceptance hereof, and to its
knowledge, the City is not, and as of the Closing Date the City will not be, in breach of or
in default in any material respect under any applicable constitutional provision, law or
administrative rule or regulation of the State or the United States, or any applicable
judgment or decree or any trust agreement, loan agreement, bond, note, resolution,
ordinance, agreement or other instrument related to the Bonds and to which the City is a
party or is otherwise subject, and no event has occurred and is continuing which, with the
passage of time or the giving of notice, or both, would constitute a default or event of
default under any such instrument which breach, default or event could have a material
adverse effect on the City's ability to perform its obligations under the Bonds or the City
Documents; and, as of such times, the authorization, execution and delivery of the Bonds
and the City Documents and compliance by the City with obligations oW its part to be
performed in each of such agreements or instruments does not and will not conflict with
or constitute a breach of or default under any applicable constitutional provision, law or
administrative rule or regulation of the State or the United States, or any applicable
judgment, decree, license, permit, trust agreement, loan agreement,' bond, note,
resolution, ordinance, agreement or other instrument to which the City (or any of its
officers in their respective capacities as such) is subject, or by which it or any of its
properties are bound, nor will any such authorization, execution, delivery or compliance
result in the creation or imposition of any lien, charge or other security interest or
encumbrance of any nature whatsoever upon any of its assets or properties or under the
terms of any such law, regulation or instrument, except as may be permitted by the City
Documents.
e. No Litigation. At the time of acceptance hereof there is no action, suit,
proceeding, inquiry or investigation, at law or in equity, before or by any court,
government agency, public board or body (collectively and individually, an "Action")
pending against the City with respect to which the City has been served with process, nor
9
4154-9297-3897.5
to the knowledge of the City is any Action threatened against the City, in which any such
Action (i) in any way questions the existence of the City or the rights of the members of
the City Council to hold their respective positions, (ii) in any way questions the formation
or existence of the District, (iii) affects, contests or seeks to prohibit, restrain or enjoin the
issuance or delivery of any of the Bonds, or the payment or collection of any amounts
pledged or to be pledged to pay the principal of and interest on the Bonds, or in any way
contests or affects the validity of the City Documents or the consummation of the
transactions on the part of the City described therein, or contests the exclusion of the
interest on the Bonds from federal income taxation, or (iv) which may result in any
material adverse change in the financial condition of the City; and, as of the time of
acceptance hereof, to the City's knowledge, there is no basis for any action, suit,
proceeding, inquiry, or investigation of the nature described in clauses (i) through (iv) of
this sentence.
f. Bonds Issued Pursuant to Indenture. The City represents that the Bonds,
when issued, executed, and delivered in accordance with the Indenture and sold to the
Underwriter as provided herein, will be validly issued and outstanding obligations of the
City subject to the terms of the Indenture, entitled to the benefits of the Indenture and the
security of the pledge of the proceeds of the levy of the Assessments received by the
City, all to the extent provided for in the Indenture. The Indenture creates a valid pledge
of certain revenues and the monies in certain funds and accounts established pursuant to
the Indenture to the extent provided for in the Indenture, including the investments
thereof, subject in all cases to the provisions of the Indenture permitting the application
thereof for the purposes and on the terms and conditions set forth therein.
g. Assessments. The Assessments constituting the security for the Bonds
have been levied by the City in accordance with the Assessment Ordinance and the Act
on those parcels of land identified in the Improvement Area #1 Assessment Roll (as
defined in the Service and Assessment Plan). According to the Act, such Assessments
constitute a valid and legally binding first and prior lien against the properties assessed,
superior to all other liens and claims, except liens or claims for state, county, school
district, or municipality ad valorem taxes.
h. Consents and Approvals. All authorizations, approvals, licenses, permits,
consents, elections, and orders of or filings with any governmental authority, legislative
body, board, agency, or commission having jurisdiction in the matters which are required
by the Closing Date for the due authorization of, which would constitute a condition
precedent to or the absence of which would adversely affect the due performance by the
City of, its obligations in connection with the City Documents have been duly obtained or
made and are in full force and effect, except the approval of the Bonds by the Attorney
General of the State, registration of the Bonds by the Comptroller of Public Accounts of
the State, and the approvals, consents and orders as may be required under Blue Sky or
securities laws of any jurisdiction.
i. Public Debt. Prior to the Closing, the City will not offer or issue any
bonds, notes or other obligations for borrowed money or incur any material liabilities,
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direct or contingent, payable from or secured by a pledge of the Assessments that secure
the Bonds without the prior approval of the Underwriter.
j. Preliminary Limited Offering Memorandum. The information contained
in the Preliminary Limited Offering Memorandum is true and correct in all material
respects, and such information does not contain any untrue statement of a material fact or
omit to state a material fact required to be stated therein or necessary to make the
statements therein, in the light of the circumstances under which they were made, not
misleading; provided, however, that the City makes no representations with respect to the
Non -City Disclosures.
k. Limited Offering Memorandum. At the time of the City's acceptance
hereof and (unless the Limited Offering Memorandum is amended or supplemented
pursuant to paragraph (d) of Section 5 of this Agreement) at all times subsequent thereto
during the period up to and including the twenty-fifth (251h) day subsequent, to the "end of
the underwriting period," the information contained in the Limited Offering
Memorandum does not and will not contain any untrue statement of a material fact or
omit to state a material fact required to be stated therein or necessary to make the
statements therein, in the light of the circumstances under which they were made, not
misleading; provided, however, that the City makes no representations with respect to the
Non -City Disclosures; and further provided, however, that if the City notifies the
Underwriter of any fact or event as required by Section 5(d) hereof, and the Underwriter
determines that such fact or event does not require preparation and publication of a
supplement or amendment to the Limited Offering Memorandum, then the Limited
Offering Memorandum in its then -current form shall be conclusively deemed to be
complete and correct in all material respects.
1. Supplements or Amendments to Limited Offering Memorandum. If the
Limited Offering Memorandum is supplemented or amended pursuant to paragraph (d) of
Section 5 of this Agreement, at the time of each supplement or amendment thereto and
(unless subsequently again supplemented or amended pursuant to such paragraph) at all
times subsequent thereto during the period up to and including the twenty-fifth (25th) day
subsequent to the "end of the underwriting period," the Limited Offering Memorandum
as so supplemented or amended will not contain any untrue statement of a material fact or
omit to state a material fact required to be stated therein or necessary to make the
statements therein, in the light of the circumstances under which they were made, not
misleading; provided, however, that if the City notifies the Underwriter of any fact or
event as required by Section 5(d) hereof, and the Underwriter determines that such fact or
event does not require preparation and publication of a supplement or amendment to the
Limited Offering Memorandum, then the Limited Offering Memorandum in its then -
current form shall be conclusively deemed to be complete and correct in all material
respects.
m. Compliance with Rule 15c2-12. During the past five (5) years, the City
has complied in all material respects with its previous continuing disclosure undertakings
made by it in accordance with Rule 15c2-12, except as described in the Limited Offering
Memorandum.
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n. Use of Bond Proceeds. The City will apply, or cause to be applied, the
proceeds from the sale of the Bonds as provided in and subject to all of the terms and
provisions of the Indenture and will not take or omit to take any action which action or
omission will adversely affect the exclusion from gross income for federal income tax
purposes of the interest on the Bonds.
o. Blue Sky and Securities Laws and Regulations. The City will furnish such
information and execute such instruments and take such action in cooperation with the
Underwriter as the Underwriter may reasonably request, at no expense to the City, (i) to
(y) qualify the Bonds for offer and sale under the Blue Sky or other securities laws and
regulations of such states and other jurisdictions in the United States as the Underwriter
may designate and (z) determine the eligibility of the Bonds for investment under the
laws of such states and other jurisdictions and (ii) to continue such qualifications in effect
so long as required for the initial distribution of the Bonds by the Underwriter (provided,
however, that the City will not be required to qualify as a foreign corporation or to file
any general or special consents to service of process under the laws of any jurisdiction)
and will advise the Underwriter immediately of receipt by the City of any notification
with respect to the suspension of the qualification of the Bonds for sale in any jurisdiction
or the initiation or threat of any proceeding for that purpose.
P. Certificates of the City. Any certificate signed by any official of the City
authorized to do so in connection with the transactions described in this Agreement shall
be deemed a representation and warranty by the City to the Underwriter as to the
statements made therein and can be relied upon by the Underwriter as to the statements
made therein.
q. Intentional Actions Regarding Representations and Warranties. The City
covenants that between the date hereof and the Closing it will not intentionally take
actions which will cause the representations and warranties made in this Section to be
untrue as of the Closing.
r. Financial Advisor. The City has engaged Hilltop Securities Inc. as its
financial advisor (the "Financial Advisor") in connection with its offering and issuance of
the Bonds.
By delivering the Limited Offering Memorandum to the Underwriter, the City shall be
deemed to have reaffirmed, with respect to the Limited Offering Memorandum, the
representations, warranties, and covenants set forth above.
7. Developer Letter of Representations. At the signing of this Agreement, the City
and Underwriter shall receive from the Developer an executed Developer Letter of
Representations (the "Developer Letter of Representations") in the form of Appendix A hereto,
and, at the Closing, a certificate signed by the Developer as set forth in Section 10(e) hereof (the
"Developer Closing Certificate").
8. The Closing. At 10:00 a.m., Central time, on the Closing Date, or at such other
time or on such earlier or later business day as shall have been mutually agreed upon by the City
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4154-9297-3897.5
and the Underwriter, (i) the City will deliver or cause to be delivered to DTC through its "FAST"
System, the Bonds in the form of one fully registered Bond for each maturity, registered in the
name of Cede & Co., as nominee for DTC, duly executed by the City and authenticated by the
Trustee as provided in the Indenture, and (ii) the City will deliver the closing documents
hereinafter mentioned to McCall, Parkhurst & Horton L.L.P. ("Bond Counsel"), or a place to be
mutually agreed upon by the City and the Underwriter. Settlement will be through the facilities
of DTC. The Underwriter will accept delivery and pay the purchase price of the Bonds as set
forth in Section 1 hereof by wire transfer in federal funds payable to the order of the City or its
designee. These payments and deliveries, together with the delivery of the aforementioned
documents, are herein called the "Closing." The Bonds will be made available to the
Underwriter or Underwriter's Counsel (as defined herein) for inspection not less than twenty-
four (24) hours prior to the Closing.
9. Underwriter's Closing_ Conditions. The Underwriter has entered into this
Agreement in reliance upon the representations and covenants herein and in the Developer Letter
of Representations and the performance by the City of its obligations under this Agreement, both
as of the date hereof and as of the Closing Date. Accordingly, the Underwriter's obligations
under this Agreement to purchase, accept delivery of, and pay for the Bonds shall be conditioned
upon the performance by the City of its obligations to be performed hereunder at or prior to
Closing and shall also be subject to the following additional conditions:
a. Bring -Down Representations of the City. The representations and
covenants of the City contained in this Agreement shall be true and correct in all material
respects as of the date hereof and at the time of the Closing, as if made on the Closing
Date.
b. Executed Agreements and Performance Thereunder. At the time of the
Closing:
(i) the City Documents shall be in full force and effect, and shall not
have been amended, modified, or supplemented except with the written consent of
the Underwriter;
(ii) the Authorizing Documents shall be in full force and effect;
(iii) there shall be in full force and effect such other resolutions or
actions of the City as, in the opinion of Bond Counsel and Underwriter's Counsel,
shall be necessary, on or prior to the Closing Date, in connection with the
transactions on the part of the City described in this Agreement and the City
Documents;
(iv) there shall be in full force and effect such other resolutions or
actions of the Developer as, in the opinion of Coats Rose, P.C. ("Developer's
Counsel"), shall be necessary, on or prior to the Closing Date, in connection with
the transactions on the part of the Developer described in the Developer Letter of
Representations, the Reimbursement Agreement, the Development Agreement, the
Landowner Consent Certificate executed by the Developer as of October 10, 2023
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4154-9297-3897.5
(the "Landowner Certificate"), and the Continuing Disclosure Agreement of
Developer with respect to the Bonds, dated as of October 1, 2023, executed and
delivered by the Developer, P3Works, LLC, as PID Administrator, and the
Dissemination Agent (the "Continuing Disclosure Agreement of Developer" and,
together with the Developer Letter of Representation, the Reimbursement
Agreement, the Development Agreement, and the Landowner Certificate, the
"Developer Documents"); and
(v) the City shall perform or have performed its obligations required or
specified in the City Documents to be performed at or prior to Closing.
C. No Default. At the time of the Closing, no default shall have occurred or
be existing and no circumstances or occurrences that, with the passage of time or giving
of notice, shall constitute an event of default under this Agreement, the Indenture, the
City Documents, the Developer Documents or other documents relating to the financing
and construction of the Improvement Area #1 Projects and the Development (as defined
in the Limited Offering Memorandum), and the Developer shall not be in default in the
payment of principal of or interest on any of its indebtedness which default shall
materially adversely impact the ability of the Developer to pay the Assessments when
due or complete the Improvement Area #1 Projects.
d. Closing Documents. At or prior to the Closing, the Underwriter shall have
received each of the documents required under Section 10 below.
e. Termination Events. The Underwriter shall have the right to cancel its
obligation to purchase the Bonds and to terminate this Agreement without liability
therefor by written notification to the City if, between the date of this Agreement and the
Closing, in the Underwriter's reasonable judgment, any of the following shall have
occurred:
(i) the market price or marketability of the Bonds, or the ability of the
Underwriter to enforce contracts for the sale of the Bonds, shall be materially
adversely affected by the occurrence of any of the following:
(1) legislation shall have been introduced in or enacted by the
Congress of the United States or adopted by either House thereof, or
legislation pending in the Congress of the United States shall have been
amended, or legislation shall have been recommended to the Congress of
the United States or otherwise endorsed for passage (by press release,
other form of notice, or otherwise) by the President of the United States,
the Treasury Department of the United States, or the Internal Revenue
Service or legislation shall have been proposed for consideration by either
the U.S. Senate Committee on Finance or the U.S. House of
Representatives Committee on Ways and Means or legislation shall have
been favorably reported for passage to either House of the Congress of the
United States by a Committee of such House to which such legislation has
been referred for consideration, or a decision by a court of the United
14
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States or the Tax Court of the United States shall be rendered or a ruling,
regulation, or official statement (final, temporary, or proposed) by or on
behalf of the Treasury Department of the United States, the Internal
Revenue Service, or other federal agency shall be made, which would
result in federal taxation of revenues or other income of the general
character expected to be derived by the City or upon interest on securities
of the general character of the Bonds or which would have the effect of
changing, directly or indirectly, the federal income tax consequences of
receipt of interest on securities of the general character of the Bonds in the
hands of the holders thereof, and which in either case, makes it, in the
reasonable judgment of the Underwriter, impracticable or inadvisable to
proceed with the offer, sale, or delivery of the Bonds on the terms and in
the manner described in the Limited Offering Memorandum; or
(2) legislation shall be enacted by the Congress of the United
States, or a decision by a court of the United States shall be rendered, or a
stop order, ruling, regulation or official statement by, or on, behalf of, the
Securities and Exchange Commission or any other governmental agency
having jurisdiction of the subject matter shall be issued or made to the
effect that the issuance, offering or sale of obligations of the general
character of the Bonds, or the issuance, offering or sale of the Bonds,
including all underlying obligations, as described herein or by the Limited
Offering Memorandum, is in violation or would be in violation of, or that
obligations of the general character of the Bonds, or the Bonds, are not
exempt from registration under, any provision of the federal securities
laws, including the Securities Act, or that the Indenture needs to be
qualified under the Trust Indenture Act of 1939, as amended and as then in
effect (the "Trust Indenture Act"); or
(3) a general suspension of trading in securities on the New
York Stock Exchange, the establishment of minimum prices on such
exchange, the establishment of material restrictions (not in force as of the
date hereof) upon trading securities generally by any !governmental
authority or any national securities exchange, a general banking
moratorium declared by federal, State of New York, or State officials
authorized to do so; provided, however that such suspension in trading or
any disruption in securities settlement, payment, or clearance services is
not in force on the date hereof; or
(4) there shall have occurred (whether or not foreseeable) (i)
any outbreak of hostilities (including, without limitation, an act of
terrorism) including, but not limited to, an escalation of hostilities that
existed prior to the date hereof, (ii) national or international calamity or
crisis, including, but not limited to, an escalation in the scope or
magnitude of any natural disaster, or (iii) material financial crisis or
adverse change in the financial or economic conditions affecting the
United States government or the securities markets in the United States; or
15
4154-9297-3897.5
(5) there shall have occurred since the date of this Agreement
any materially adverse change in the affairs or financial condition of the
City, except as disclosed or described in the Limited Offering
Memorandum; or
(6) any state blue sky or securities commission or other
governmental agency or body in any state in which more than ten percent
(10%) of the Bonds have been offered and sold shall have withheld
registration, exemption or clearance of the offering of the Bonds as
described herein, or issued a stop order or similar ruling relating thereto,
provided that such withholding or stop order is not due to the malfeasance,
misfeasance, or nonfeasance of the Underwriter; or
(7) any amendment to the federal or State Constitution or
action by any federal or State court, legislative body, regulatory body, or
other authority materially adversely affecting the tax status of the City, its
property, income, securities (or interest thereon), or the validity or
enforceability of the Assessments pledged to pay principal of and interest
on the Bonds; or
(ii) the New York Stock Exchange or other national securities exchange
or any governmental authority shall impose, as to the Bonds or as to obligations of
the general character of the Bonds, any material restrictions not now in force, or
increase materially those now in force, with respect to the extension of credit by,
or the charge to the net capital requirements of, the Underwriter; or
(iii) any event occurring, or information becoming known which, in the
reasonable judgment of the Underwriter, makes untrue in any material respect any
statement or information contained in the Limited Offering Memorandum, or has
the effect that the Limited Offering Memorandum contains any untrue statement of
a material fact or omits to state a material fact required to be stated therein or
necessary to make the statements therein, in the light of the circumstances under
which they were made, not misleading, which change shall occur subsequent to the
date of this Agreement and shall not be due to the malfeasance, misfeasance or
nonfeasance of the Underwriter; or
(iv) any fact or event shall exist or have existed that, in the
Underwriter's reasonable judgment, requires or has required an amendment of or
supplement to the Limited Offering Memorandum; or
(v) a general banking moratorium shall have been declared by federal
or State authorities having jurisdiction and shall be in force; or
(vi) a material disruption in securities settlement, payment or clearance
services shall have occurred; or
(vii) a decision by a court of the United States shall be rendered, or a
stop order, release, regulation or no -action letter by or on behalf of the Securities
16
4154-9297-3897.5
and Exchange Commission or any other governmental agency having jurisdiction
of the subject matter shall have been issued or made, to the effect that the issuance,
offering or sale of the Bonds, including the underlying obligations as described in
this Agreement or in the Limited Offering Memorandum, or any document relating
to the issuance, offering or sale of the Bonds, is or would be in violation of any
provision of the federal securities laws on the Closing Date, including the
Securities Act, the Securities Exchange Act of 1934 and the Trust Indenture Act,
as then in effect; or
(viii) the purchase of and payment for the Bonds by the Underwriter, or
the resale of the Bonds by the Underwriter, on the terms and conditions herein
provided shall be prohibited by any applicable law, governmental authority, board,
agency or commission, which prohibition shall occur subsequent to the date hereof
and shall not be due to the malfeasance, misfeasance, or nonfeasance of the
Underwriter.
With respect to the conditions described in subparagraphs (ii), (vii) and (viii)
above, the Underwriter is not aware of any current, pending, or proposed law or
government inquiry or investigation as of the date of execution of this Agreement which
would permit the Underwriter to invoke its termination rights hereunder.
10. Closing Documents. At or prior to the Closing, the Underwriter (or Underwriter's
Counsel on behalf of the Underwriter) shall receive the following documents:
a. Bond Opinion. The approving opinion of Bond Counsel, dated the
Closing Date and substantially in the form included as Appendix D to the Limited
Offering Memorandum, together with a reliance letter from Bond Counsel, dated the
Closing Date and addressed to the Underwriter and the Trustee, which may be included
in the supplemental opinion required by Section 10(b) hereof, to the effect that the
foregoing opinion may be relied upon by the Underwriter and the Trustee to the same
extent as if such opinion were addressed to it.
b. Supplemental Opinion. A supplemental opinion of Bond Counsel dated
the Closing Date and addressed to the City and the Underwriter, in form and substance
acceptable to Underwriter's Counsel, to the following effect:
(i) Except to the extent noted therein, Bond Counsel has not verified
and is not passing upon, and does not assume any responsibility for, the accuracy,
completeness or fairness of the statements and information contained in the
Preliminary Limited Offering Memorandum and in the Limited Offering
Memorandum but that Bond Counsel has reviewed the statements and information
appearing in the Preliminary Limited Offering Memorandum and the Limited
Offering Memorandum under the captions and subcaptions "PLAN OF FINANCE
— The Bonds," "DESCRIPTION OF THE BONDS," "SECURITY FOR THE
BONDS," "ASSESSMENT PROCEDURES" (except for the subcaptions
"Assessment Methodology" and "Assessment Amounts"), "THE DISTRICT,"
"TAX MATTERS," "LEGAL MATTERS — Legal Proceedings" (first paragraph
17
4154-9297-3897.5
only) and "— Legal Opinions," "SUITABILITY FOR INVESTMENT,"
"CONTINUING DISCLOSURE — The City," "REGISTRATION AND
QUALIFICATION OF BONDS FOR SALE," "LEGAL INVESTMENTS AND
ELIGIBILITY TO SECURE PUBLIC FUNDS IN TEXAS," "INVESTMENTS"
and "APPENDIX B," and Bond Counsel is of the opinion that the information
relating to the Bonds and legal issues contained under such captions and
subcaptions is an accurate and fair description of the laws and legal issues
addressed therein and, with respect to the Bonds, such information conforms to the
Bond Ordinance, the Assessment Ordinance, and the Indenture;
(ii) The Bonds are not subject to the registration requirements of the
Securities Act, and the Indenture is exempt from qualification pursuant to the Trust
Indenture Act;
(iii) The City has or at the time of the adoption thereof had full power
and authority to adopt the Creation Resolution, the Assessment Ordinance, the
Service and Assessment Plan, and the Bond Ordinance (collectively, the foregoing
documents are referred to herein as the "City Actions") and perform its obligations
thereunder and the City Actions have been duly adopted, are in full force and
effect and have not been modified, amended or rescinded; and
(iv) The Indenture, the Reimbursement Agreement, the Development
Agreement, the Continuing Disclosure Agreement of Issuer, and this Agreement
have been duly authorized, executed and delivered by the City and, assuming the
due authorization, execution and delivery of such instruments, documents, and
agreements by the other parties thereto, constitute the legal, valid, and binding
agreements of the City, enforceable in accordance with their respective terms,
except as enforcement thereof may be limited by bankruptcy, insolvency, or other
laws affecting enforcement of creditors' rights, or by the application of equitable
principles if equitable remedies are sought and to the application of Texas law
relating to governmental immunity applicable to governmental entities.
C. City Legal Opinion. An opinion of the City Attorney, dated the Closing
Date and addressed to the Underwriter, the City and the Trustee, with respect to matters
relating to the City, substantially in the form of Appendix C hereto or in form otherwise
agreed upon by the Underwriter.
d. Opinion of Developer's Counsel. An opinion of Developer's Counsel,
substantially in the form of Appendix D hereto, dated the Closing Date and addressed to
the City, Bond Counsel, the Underwriter, and the Trustee.
e. Developer Closing Certificate. The Developer Closing Certificate dated as
of the Closing Date, signed by authorized officers of the Developer in substantially the
form of Appendix E hereto.
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4154-9297-3897.5
f. City Closing Certificate. A certificate of the City, dated the Closing Date,
signed by an appropriate City official, to the effect that:
(i) the representations and warranties of the City contained herein and
in the City Documents are true and correct in all material respects on and as of the
Closing Date as if made on the date thereof;
(ii) the Authorizing Documents and City Documents are in full force
and effect and have not been amended, modified, or supplemented;
(iii) except as disclosed in the Limited Offering Memorandum, no
litigation or proceeding against the City is pending or, to the knowledge of such
person, threatened in any court or administrative body nor is there a basis for
litigation which would (a) contest the right of the members or officials of the City
to hold and exercise their respective positions, (b) contest the due organization and
valid existence of the City or the establishment of the District, (c) contest the
validity, due authorization and execution of the Bonds or the City Documents, or
(d) attempt to limit, enjoin or otherwise restrict or prevent the City, from levying
and collecting the Assessments pledged to pay the principal of and interest on the
Bonds, or the pledge thereof;
(iv) the City has, to the best of such person's knowledge, complied with
all agreements and covenants and satisfied all conditions set forth in the City
Documents, on its part to be complied with or satisfied hereunder at or prior to the
Closing;
(v) all official action of the City relating to the Limited Offering
Memorandum, the Bonds and the City Documents have been duly taken by the
City, are in full force and effect and have not been modified, amended,
supplemented or repealed; and
(vi) to his or her knowledge, no event affecting the City has occurred
since the date of the Limited Offering Memorandum which should be disclosed
therein for the purpose for which it is to be used or which is necessary to be
disclosed therein in order to make the statements and information therein, in light
of the circumstances under which they were made, not misleading in any respect.
g. Trustee's Counsel Opinion. An opinion of counsel to the Trustee, dated
the Delivery Date and addressed to the Underwriter, the City, and Bond Counsel,
substantially in the form set forth in this subsection or in a form otherwise mutually
agreed upon by the Trustee, the Underwriter, the City, and Bond Counsel:
(i) The Trustee was founded as an Alabama state banking corporation
under the laws of the state of Alabama, and had not been dissolved, canceled, or
terminated, and is authorized to carry out corporate trust power as Trustee in
accordance with the Indenture;
19
4154-9297-3897.5
(ii) The Trustee has all necessary corporate right, power, and authority
to enter into the Indenture, to perform its obligations under, and to carry out and
consummate all of the transactions involving the Trustee contemplated by, the
Indenture; and
(iii) The Indenture has been duly authorized, executed and delivered by
the Trustee and is valid and enforceable against the Trustee in accordance with its
terms, except (a) as enforcement thereof may be limited by bankruptcy,
insolvency, reorganization, moratorium, and other similar laws of general
applicability affecting the enforcement of creditors' rights and by general
principles of equity, (b) as enforcement thereof is subject to general principles of
equity (regardless of whether enforcement is considered a proceeding at law or in
equity) and the discretion of the court before which any proceeding therefor may
be brought, (c) as the exculpation provisions and rights to indemnification
thereunder may be limited by U.S. federal and state securities laws and public
policy considerations, and (d) as the waiver of rights and defenses contained in the
Indenture may be limited by applicable law.
h. Trustee's Certificate. A customary authorization and incumbency
certificate dated prior to the Closing Date, signed by authorized officers of the Trustee in
form and substance acceptable to the Underwriter, Underwriter's Counsel and Bond
Counsel.
i. Underwriter Counsel's Opinion. An opinion, dated the Closing Date and
addressed to the Underwriter, of Orrick, Herrington & Sutcliffe LLP, ("Underwriter's
Counsel"), to the effect that:
(i) The Bonds are not subject to the registration requirements of the
Securities Act of 1933, as amended, and the Indenture is exempt from qualification
pursuant to the Trust Indenture Act of 1939, as amended;
(ii) Such counsel is not passing upon and does not assume any
responsibility for the accuracy, completeness, or fairness of any of the statements
contained in the Preliminary Limited Offering Memorandum or in the Limited
Offering Memorandum and it has not independently verified the accuracy,
completeness, or fairness of any such statements. In its capacity as counsel to the
Underwriter, to assist the Underwriter in part of its responsibility with respect to
the Preliminary Limited Offering Memorandum and the Limited Offering
Memorandum, such counsel has participated in conferences with representatives of
the Underwriter, representatives of the City, and its counsel, McCall, Parkhurst &
Horton L.L.P., as bond counsel, Hilltop Securities, as financial advisor, P3Works,
LLC, as public improvement district administrator, the Developer, and its
engineers and consultants and others, during which the contents of the Preliminary
Limited Offering Memorandum or the Limited Offering Memorandum and related
matters were discussed. Based on such counsel's participation in the above -
mentioned conferences (which, with respect to the Preliminary Limited Offering
Memorandum, did not extend beyond the date of this Agreement, and, with respect
20
4154-9297-3897.5
to the Limited Offering Memorandum, did not extend beyond its date), and in
reliance thereon, on oral and written statements and representations of the City, the
Developer and others and on the records, documents, certificates, opinions and
matters herein mentioned, such counsel advises the Underwriter as a matter of fact
and not opinion that, during the course of such counsel's representation of the
Underwriter on this matter, (a) no facts had come to the attention of the attorneys
in such counsel's firm rendering legal services to the Underwriter in connection
with the Preliminary Limited Offering Memorandum which caused such counsel to
believe, as of the date of the Preliminary Limited Offering Memorandum and as of
the date of this Agreement, based on the documents, drafts and facts in existence
and reviewed as of those dates, that the Preliminary Limited Offering
Memorandum contained any untrue statement of a material fact or omitted to state
a material fact necessary to make the statements therein, in the light of the
circumstances under which they were made, not misleading' (except any
information marked as preliminary or subject to change, any information permitted
to be omitted by Securities and Exchange Commission Rule 15c2-12 or otherwise
left blank and any other differences with the information in the Limited Offering
Memorandum), and (b) no facts had come to the attention of the attorneys in such
counsel's firm rendering legal service to the Underwriter in connection with the
Limited Offering Memorandum which caused such counsel to believe that the
Limited Offering Memorandum as of its date contained or contains any untrue
statement of a material fact or omitted or omits to state a material fact necessary to
make the statements therein, in the light of the circumstances under which they
were made, not misleading; provided that, such counsel expressly excludes from
the scope of this paragraph and expresses no opinion or conclusion, with respect to
both the Preliminary Limited Offering Memorandum and the Limited Offering
Memorandum, about any CUSIP numbers, financial, accounting, statistical or
economic, engineering or demographic data or forecasts, numbers, charts, tables,
graphs, estimates, projections, assumptions or expressions of opinion, any
information about verification, feasibility, valuation, appraisals, absorption, real
estate or environmental matters, relationship among the parties, Appendices, or
any information about book -entry, DTC, Cede & Co., tax exemption, underwriters,
or underwriting, included or referred to therein or omitted therefrom. No
responsibility is undertaken or conclusion expressed with respect, to any other
disclosure document, materials or activity, or as to any information) from another
document or source referred to by or incorporated by reference in the Preliminary
Limited Offering Memorandum or the Limited Offering Memorandum; and
(iii) The Continuing Disclosure Agreement of Issuer, satisfies the
requirements contained in Securities and Exchange Commission Rule 15c2-
12(b)(5) for an undertaking by the City for the benefit of the holders of the Bonds
to provide the information at the times and in the manner required by said Rule;
provided that, for purposes of this opinion, such counsel is not expressing any view
regarding the content of the Preliminary Limited Offering Memorandum or the
Limited Offering Memorandum that is not expressly stated in numbered paragraph
ii, above.
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4154-9297-3897.5
j. Limited Offering Memorandum. The Limited Offering Memorandum and
each supplement or amendment, if any, thereto.
k. Delivery of City Documents and Developer Documents. The City
Documents and Developer Documents shall have been executed and delivered in form
and content satisfactory to the Underwriter.
1. Form 8038-G. Evidence that the federal tax information form 8038-G has
been prepared by Bond Counsel for filing.
M. Federal Tax Certificate. A certificate of the City in form and substance
satisfactory to Bond Counsel and Underwriter's Counsel setting forth the facts, estimates
and circumstances in existence on the Closing Date, which establish that it is not
expected that the proceeds of the Bonds will be used in a manner that would cause the
Bonds to be "arbitrage bonds" within the meaning of Section 148 of the Internal Revenue
Code of 1986, as amended (the "Code"), and any applicable regulations (whether final,
temporary or proposed), issued pursuant to the Code.
n. Attorney General Opinion and Comptroller Registration. The approving
opinion of the Attorney General of the State regarding the Bonds and the Comptroller of
the State's Certificate of Registration for the Initial Bond.
o. Continuing Disclosure Agreements. The Continuing Disclosure
Agreement of Issuer and the Continuing Disclosure Agreement of Developer shall have
been executed by the parties thereto in substantially the forms attached to the Limited
Offering Memorandum as Appendix E-1 and Appendix E-2.
P. Letter of Representation of the Appraiser. (i) Letter of Representation of
the Appraiser, substantially in the form of Appendix G hereto, addressed to the City,
Bond Counsel, the Underwriter, and the Trustee, or in form otherwise agreed upon by the
Underwriter, and (ii) a copy of the real estate appraisal of the property in the District
dated August 16, 2023.
q. Letter of Representation of PID Administrator. Letter of Representation
of PID Administrator, substantially in the form of Appendix F hereto, addressed to the
City, Bond Counsel, the Underwriter, and the Trustee, or in form otherwise agreed upon
by the Underwriter.
r. Evidence of Filing of Creation Resolution and Assessment Ordinance.
Evidence that (i) the Creation Resolution including a legal description of the District by
metes and bounds and (ii) the Assessment Ordinance and Service and Assessment Plan,
including the legal description of the property within the District and the assessment rolls,
have been filed of record in the real property records of Collin County, Texas.
S. Reserved.
t. Developer Organizational and Verification Documents. The Developer
shall have delivered to the Underwriter and the City, (i) fully executed copies of the
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4154-9297-3897.5
Developer's organizational documents, (ii) a Certificate of Status from the Texas
Secretary of State (iii) verification of franchise tax account status from the Texas
Comptroller of Public Accounts for the Developer and (iv) a copy of its Standing Letter
to the Attorney General of Texas in compliance with the All Bond Counsel letter dated
September 22, 2021, or evidence of an exception to such requirement.
U. Rule 15c2-12 Certification. A resolution, ordinance, or certificate
whereby the City has deemed the Preliminary Limited Offering Memorandum final as of
its date, except for permitted omissions, as contemplated by Rule 15c2-12 in connection
with the offering of the Bonds, which certification may be included in the City Certificate
required by subsection 10(f) hereof or the Bond Ordinance.
V. Dissemination Agent. Evidence acceptable to the Underwriter in its sole
reasonable discretion that the City and the Developer have engaged a dissemination agent
acceptable to the Underwriter for the Bonds, with the execution of the Continuing
Disclosure Agreement of Issuer and the Continuing Disclosure Agreement of Developer
by other parties thereto being conclusive evidence of such acceptance by the Underwriter.
W. Blanket Letter of Representation. A copy of the current Blanket Issuer
Letter of Representation to DTC signed by the City.
X. Additional Documents. Such additional legal opinions, certificates,
instruments, and other documents as the Underwriter or Underwriter's Counsel may
reasonably deem necessary.
11. City's Closing Conditions. The obligation of the City hereunder to deliver the
Bonds shall be subject to receipt on or before the Closing Date of the purchase price set forth in
Section 1 hereof, the Attorney General Opinion, the opinion of Bond Counsel described in
Section 10(a) hereof and all documents required to be delivered by the Developer.
12. Consequences of Termination. If the City shall be unable to satisfy the conditions
contained in this Agreement or if the obligations of the Underwriter shall be terminated for any
reason permitted by this Agreement, this Agreement shall terminate and the Underwriter and the
City shall have no further obligation hereunder, except as further set forth in Sections 13, 15, and
20 hereof.
13. Costs and Expenses.
a. The Underwriter shall be under no obligation to pay, and the City shall
cause to be paid from proceeds of the Bonds the following expenses incident to the
issuance of the Bonds and performance of the City's obligations hereunder: (i) the costs
of the preparation and printing of the Bonds; (ii) the cost of preparation,, printing, and
mailing of the Preliminary Limited Offering Memorandum, the final Limited Offering
Memorandum and any supplements and amendments thereto; (iii) the fees and
disbursements of the City's Financial Advisor, the Trustee's counsel, Bond Counsel,
Developer's Counsel, and the Trustee relating to the issuance of the Bonds; (iv) the
Attorney General's review fees; (v) the fees and disbursements of accountants, advisers
and any other experts or consultants retained by the City or the Developer, including but
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not limited to the fees and expenses of any Appraiser and the PID Administrator; and (vi)
the expenses incurred by or on behalf of City employees and representatives that are
incidental to the issuance of the Bonds and the performance by the City of its obligations
under this Agreement.
b. The Underwriter shall pay the following expenses: (i) all advertising
expenses in connection with the limited offering of the Bonds; (ii) fees of Underwriter's
Counsel; and (iii) all other expenses, including CUSIP fees (including out of pocket
expenses and related regulatory expenses), incurred by it in connection with its public
offering and distribution of the Bonds, except as noted in Subsection 13(a) above.
C. The City acknowledges that the Underwriter will pay from the
Underwriter's expense allocation of the underwriting discount the applicable per bond
assessment charged by the Municipal Advisory Council of Texas, a nonprofit corporation
whose purpose is to collect, maintain and distribute information relating to issuing
entities of municipal securities.
14. Notice. Any notice or other communication to be given to the City under this
Agreement may be given by delivering the same in writing to: City of Anna, Texas, 120 W. 71h
Street, Anna, Texas 75409, Attention: City Manager.
Any notice or other communication to be given to the Underwriter under this Agreement
may be given by delivering the same in writing to: FMSbonds, Inc., 5 Cowboys Way, Suite 300-
25, Frisco, Texas 75034, Attention: Tripp Davenport, Director.
15. Survival of Representations and Warranties. All representations and warranties of
the parties made in, pursuant to or in connection with this Agreement shall survive the execution
and delivery of this Agreement, notwithstanding any investigation by the parties. All statements
contained in any certificate, instrument, or other writing delivered by a party to this Agreement
or in connection with the transactions described in or by this Agreement constitute
representations and warranties by such party under this Agreement to the extent such statement is
set forth as a representation and warranty in the instrument in question.
16. Counterparts. This Agreement may be executed by the parties hereto in separate
counterparts, each of which when so executed and delivered shall be an original, but all such
counterparts shall together constitute but one and the same instrument. The City and the
Underwriter agree that electronic signatures to this Agreement may be regarded as original
signatures.
17. Severability. In case any one or more of the provisions contained herein shall for
any reason be held to be invalid, illegal, or unenforceable in any respect, such invalidity,
illegality, or unenforceability shall not affect any other provision hereof.
18. State Law Governs. The validity, interpretation, and performance of this
Agreement shall be governed by the laws of the State.
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19. No Assignment. The rights and obligations created by this Agreement shall not
be subject to assignment by the Underwriter or the City without the prior written consent of the
other party hereto.
20. No Personal Liability. None of the members of the City Council, nor any officer,
representative, agent, or employee of the City, shall be charged personally by the Underwriter
with any liability, or be held liable to the Underwriter under any term or provision of this
Agreement, or because of execution or attempted execution, or because of any breach or
attempted or alleged breach of this Agreement.
21. Anti -Boycott Verification. To the extent this Agreement constitutes a contract for
goods or services for which a written verification is required pursuant to Section 2271.002,
Texas Government Code, the Underwriter hereby verifies that it and its parent company, wholly -
or majority -owned subsidiaries, and other affiliates, if any, do not boycott Israel and will not
boycott Israel during the term of this Agreement. The foregoing verification is made solely to
enable the City to comply with Section 2271.002, Texas Government Code, and, to the extent
such Section does not contravene applicable State or federal law. As used in the foregoing
verification, "boycott Israel" means refusing to deal with, terminating business activities with, or
otherwise taking any action that is intended to penalize, inflict economic harm on, or limit
commercial relations specifically with Israel, or with a person or entity doing business in Israel
or in an Israeli -controlled territory, but does not include an action made for ordinary business
purposes. The Underwriter understands "affiliate" to mean an entity that controls, is controlled
by, or is under common control with the Underwriter and exists to make a profit.
22. Iran, Sudan and Foreign Terrorist Organizations. The Underwriter represents that
neither it nor any of its parent company, wholly- or majority -owned subsidiaries, and other
affiliates is a company identified on a list prepared and maintained by the Texas Comptroller of
Public Accounts under Section 2252.153 or Section 2270.0201, Texas Government Code, and
posted on any of the following pages of such officer's internet website:
https://comptroller.texas.gov/purchasing/docs/sudan-list.pdf,
https://comptroller.texas.gov/purchasing/docs/iran-list.pdf, or
https:Hcomptroller.texas.gov/purchasing/docs/fto-list.pdf.
The foregoing representation is made solely to enable the City to comply with Section 2252.152,
Texas Government Code, and to the extent such Section does not contravene applicable State or
federal law and excludes the Underwriter and its parent company, wholly- or majority -owned
subsidiaries, and other affiliates, if any, that the United States government has affirmatively
declared to be excluded from its federal sanctions regime relating to Sudan or Iran or any federal
sanctions regime relating to a foreign terrorist organization. The Underwriter understands
"affiliate" to mean any entity that controls, is controlled by, or is under common control with the
Underwriter and exists to make a profit.
23. No Discrimination Against Fossil -Fuel Companies. To the extent this Agreement
constitutes a contract for goods or services for which a written verification is required under
Section 2274.002 (as added by Senate Bill 13 in the 87th Texas Legislature, Regular Session),
Texas Government Code, as amended, the Underwriter hereby verifies that it and its parent
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4154-9297-3897.5
company, wholly- or majority -owned subsidiaries, and other affiliates, if any, do not boycott
energy companies and will not boycott energy companies during the term of this Agreement. The
foregoing verification is made solely to enable the City to comply with such Section and to the
extent such Section does not contravene applicable Federal or Texas law. As used in the
foregoing verification, "boycott energy companies," a term defined in Section 2274.001(1),
Texas Government Code (as enacted by such Senate Bill) by reference to Section 809.001, Texas
Government Code (also as enacted by such Senate Bill), shall mean, without an ordinary
business purpose, refusing to deal with, terminating business activities with, or otherwise taking
any action that is intended to penalize, inflict economic harm on, or limit commercial relations
with a company because the company (A) engages in the exploration, production, utilization,
transportation, sale, or manufacturing of fossil fuel -based energy and does not commit or pledge
to meet environmental standards beyond applicable Federal or Texas law; or (B) does business
with a company described by (A) above.
24. No Discrimination Against Firearm Entities and Firearm Trade Associations. To
the extent this Agreement constitutes a contract for goods or services for which a written
verification is required under Section 2274.002 (as added by Senate Bill 19 in the 87th Texas
Legislature, Regular Session), Texas Government Code, as amended, the Underwriter hereby
verifies that it and its parent company, wholly- or majority -owned subsidiaries, and other
affiliates, if any, do not have a practice, policy, guidance, or directive that discriminates against a
firearm entity or firearm trade association and will not discriminate against a firearm entity or
firearm trade association during the term of this Agreement. The foregoing verification is made
solely to enable the City to comply with such Section and to the extent such Section does not
contravene applicable Federal or Texas law.
As used in the foregoing verification and the following definitions,
a. "discriminate against a firearm entity or firearm trade association," a term
defined in Section 2274.001(3), Texas Government Code (as enacted by such Senate
Bill), (A) means, with respect to the firearm entity or firearm trade association, to (i)
refuse to engage in the trade of any goods or services with the firearm entity or firearm
trade association based solely on its status as a firearm entity or firearm trade association,
(ii) refrain from continuing an existing business relationship with the firearm entity or
firearm trade association based solely on its status as a firearm entity or firearm trade
association, or (iii) terminate an existing business relationship with the firearm entity or
firearm trade association based solely on its status as a firearm entity or firearm trade
association and (B) does not include (i) the established policies of a merchant, retail
seller, or platform that restrict or prohibit the listing or selling of ammunition, firearms,
or firearm accessories and (ii) a company's refusal to engage in the trade of any goods or
services, decision to refrain from continuing an existing business relationship, or decision
to terminate an existing business relationship (aa) to comply with federal, state, or local
law, policy, or regulations or a directive by a regulatory agency or (bb) for any traditional
business reason that is specific to the customer or potential customer and not based solely
on an entity's or association's status as a firearm entity or firearm trade association,
b. "firearm entity," a term defined in Section 2274.001(6), Texas
Government Code (as enacted by such Senate Bill), means a manufacturer, distributor,
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4154-9297-3897.5
wholesaler, supplier, or retailer of firearms (defined in Section 2274.001(4), Texas
Government Code, as enacted by such Senate Bill, as weapons that expel projectiles by
the action of explosive or expanding gases), firearm accessories (defined in Section
2274.001(5), Texas Government Code, as enacted by such Senate Bill, as devices
specifically designed or adapted to enable an individual to wear, carry, store, or mount a
firearm on the individual or on a conveyance and items used in conjunction with or
mounted on a firearm that are not essential to the basic function of the firearm, including
detachable firearm magazines), or ammunition (defined in Section 2274.001(1), Texas
Government Code, as enacted by such Senate Bill, as a loaded cartridge case, primer,
bullet, or propellant powder with or without a projectile) or a sport shooting range
(defined in Section 250.001, Texas Local Government Code, as a business establishment,
private club, or association that operates an area for the discharge or other use of firearms
for silhouette, skeet, trap, black powder, target, self-defense, or similar recreational
shooting), and
C. "firearm trade association," a term defined in Section 2274.001(7), Texas
Government Code (as enacted by such Senate Bill), means any person, corporation,
unincorporated association, federation, business league, or business organization that (i)
is not organized or operated for profit (and none of the net earnings of which inures to the
benefit of any private shareholder or individual), (ii) has two or more firearm entities as
members, and (iii) is exempt from federal income taxation under Section 501(a), Internal
Revenue Code of 1986, as an organization described by Section 501(c) of that code.
25. Affiliate. As used in Sections 21 through 24, the Underwriter understands
"affiliate" to mean an entity that controls, is controlled by, or is under common control with the
Underwriter within the meaning of SEC Rule 405, 17 C.F.R. § 230.450, and exists to make a
profit.
26. Attorney General Standing Letter. The Underwriter represents that it has on file
with the Texas Attorney General a standing letter addressing the representations and verifications
in Sections 21 through 24 of this Agreement in a form acceptable to the Texas Attorney General.
27. Form 1295. Submitted herewith is a completed Form 1295 in connection with the
Underwriter's participation in the execution of this Agreement generated by the Texas Ethics
Commission's (the "TEC") electronic filing application in accordance with the provisions of
Section 2252.908 of the Texas Government Code and the rules promulgated by the TEC (the
"Form 1295"). The City hereby confirms receipt of the Form 1295 from the Underwriter, and
the City agrees to acknowledge such form with the TEC through its electronic filing application
not later than the thirtieth (30th) day after the receipt of such form. The Underwriter and the
City understand and agree that, with the exception of information identifying the City and the
contract identification number, neither the City nor its consultants are responsible for the
information contained in the Form 1295; that the information contained in the Form 1295 has
been provided solely by the Underwriter; and, neither the City nor its consultants have verified
such information.
28. Entire Agreement. This Agreement is made solely for the benefit of the City and
the Underwriter (including their respective successors and assigns), and no other person shall
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4154-9297-3897.5
acquire or have any right hereunder or by virtue hereof. All of the City's representations,
warranties, and agreements contained in this Agreement shall remain operative and in full force
and effect regardless of: (i) any investigations made by or on behalf of the Underwriter, provided
the City shall have no liability with respect to any matter of which the Underwriter has actual
knowledge prior to the purchase of the Bonds; or (ii) delivery of any payment for the Bonds
pursuant to this Agreement. The agreements contained in this Section and in Sections 13 and 15
shall survive any termination of this Agreement.
Signature pages follow.
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IN WITNESS WHEREOF, the parties have caused this Agreement to be executed as of
the date first set forth above.
FMSbonds, Inc.,
as Underwriter
0
Name: Theodore A. Swinarski;
Title: Senior Vice President Trading
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4154-9297-3897.5
Accepted at a.m./p.m. central time on the
date first stated above.
City of Anna, Texas
0
Mayor
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4154-9297-3897.5
SCHEDULE I
$7,419,000
CITY OF ANNA, TEXAS,
(a municipal corporation of the State of Texas located in Collin County)
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
Interest Accrues From: Date of Delivery
$875,000 4.875% Term Bonds, Due September 15, 2030, Priced to Yield 4.875% (b)(c)
$2,662,000 5.625% Term Bonds, Due September 15, 2043, Priced to Yield 5.710% (a)(b)(c)
$3,882,000 5.875% Term Bonds, Due September 15, 2053, Priced to Yield 5.920% (a)(b)(c)
(a) The Bonds maturing on or after September 15, 2043, may be redeemed before their scheduled maturity
date, in whole or from time to time in part, on any date on or after September 15, 2031, such redemption
date or dates to be fixed by the City, at the redemption price of 100% of the principal amount of the Bonds
to be redeemed, plus accrued and unpaid interest to the date of redemption.
(b) The Bonds are also subject to extraordinary optional redemption as described in the Limited Offering
Memorandum under "DESCRIPTION OF THE BONDS - Redemption Provisions."
W The Bonds are also subject to mandatory sinking fund redemption on the dates and in the respective
Sinking Fund Installment Amounts as set forth in the following schedule.
$875,000 Bonds Maturina September 15, 2030
Mandatory Sinking Fund
Sinking Fund
Mandatory Sinking Fund
Sinking Fund
Redemption Date
Installment
Redemption Date
Installment
September 15, 2024
$133,000
September 15, 2028_
$126,000
September 15, 2025
110,000
September 15, 2029
132,000
September 15, 2026
115,000
September 15, 2030t
138,000
September 15, 2027
121,000
Stated Maturity
$2,662,000 Bonds Maturing September 15, 2043
Mandatory Sinking Fund
Sinking Fund
Mandatory Sinking Fund
Sinking Fund
Redemption Date
Installment
Redemption Date
Installment
September 15, 2031
$145,000
September 15, 2038_
$212,000
September 15, 2032
153,000
September 15, 2039
223,000
September 15, 2033
161,000
September 15, 20401
236,000
September 15, 2034
170,000
September 15, 2041
249,000
September 15, 2035
180,000
September 15, 2042
264,000
September 15, 2036
190,000
September 15, 20431
279,000
September 15, 2037
200,000
r Stated Maturity
Schedule I-1
4154-9297-3897.5
$3,882,000 Bonds Maturing September 15, 2053
Mandatory Sinking Fund
Sinking Fund
Mandatory Sinking Fund
Sinking Fund
Redemption Date
Installment
Redemption Date
Installment
September 15, 2044
$294,000
September 15, 2049
$394,000
September 15, 2045
312,000
September 15, 205W
418,000
September 15, 2046
331,000
September 15, 2051
443,000
September 15, 2047
350,000
September 15, 2052
470,000
September 15, 2048
372,000
September 15, 2053t
498,000
Stated Maturity
Schedule I-2
4154-9297-3897.5
APPENDIX A
FORM OF DEVELOPER LETTER OF REPRESENTATIONS
$7,419,000
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
DEVELOPER LETTER OF REPRESENTATIONS
September 12, 2023
City of Anna, Texas
120 W. 7th Street
Anna, Texas 75409
FMSbonds, Inc.
5 Cowboys Way, Suite 300-25
Frisco, Texas 75034
Ladies and Gentlemen:
This letter is being delivered to the City of Anna, Texas (the "City"), and FMSbonds, Inc.
(the "Underwriter"), in consideration for your entering into the Bond Purchase Agreement dated
the date hereof (the "Bond Purchase Agreement") for the sale and purchase of the $7,419,000
"City of Anna, Texas, Special Assessment Revenue Bonds, Series 2023 (The Woods at Lindsey
Place Public Improvement District Improvement Area #1 Project)" (the "Bonds"). Pursuant to
the Bond Purchase Agreement, the Underwriter has agreed to purchase from the City, and the
City has agreed to sell to the Underwriter the Bonds. In order to induce the City to enter into the
Bond Purchase Agreement and as consideration for the execution, delivery, and sale of the
Bonds by the City and the purchase of them by the Underwriter, the undersigned, D.R. Horton —
Texas, Ltd., a Texas limited partnership (the "Developer"), makes the representations,
warranties, and covenants contained in this Developer Letter of Representation's. Unless the
context clearly indicates otherwise, each capitalized term used in this Developer Letter of
Representations will have the meaning set forth in the Bond Purchase Agreement.
1. Purchase and Sale of Bonds. Inasmuch as the purchase and sale of the Bonds
represents a negotiated transaction, the Developer understands, and hereby confirms, that the
Underwriter is not acting as a fiduciary of the Developer, but rather is acting solely in its
capacity as Underwriter of the Bonds for its own account.
2. Updating of the Limited Offering Memorandum. If, after the date of this
Developer Letter of Representations, up to and including the date the Underwriter is no longer
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required to provide a Limited Offering Memorandum to potential customers who request the
same pursuant to Rule 15c2-12 (the earlier of (i) ninety (90) days from the "end of the
underwriting period" (as defined in Rule 15c2-12) and (ii) the time when the Limited Offering
Memorandum is available to any person from the MSRB, but in no case less than twenty-five
(25) days after the "end of the underwriting period" for the Bonds), the Developer becomes
aware of any fact or event which might or would cause the Limited Offering Memorandum, as
then supplemented or amended, to contain any untrue statement of a material fact or to omit to
state a material fact required to be stated therein or necessary to make the statements therein, in
light of the circumstances under which they were made, not misleading, or if it is necessary to
amend or supplement the Limited Offering Memorandum to comply with law, the Developer
will notify the Underwriter promptly (and for the purposes of this clause provide the Underwriter
with such information as it may from time to time request); however, that for the purposes of
this Developer Letter of Representations and any certificate delivered by the Developer in
accordance with the Bond Purchase Agreement, the Developer makes no representations with
respect to the information appearing in the Preliminary Limited Offering Memorandum or the
Limited Offering Memorandum except for the information set forth in all of the maps included
therein and under the captions and subcaptions "PLAN OF FINANCE" (except for the
subcaption "— The Bonds"), "THE IMPROVEMENT AREA # 1 PROJECTS," "THE
DEVELOPMENT" and "THE DEVELOPER" and, to the Developer's knowledge after due
inquiry, under the captions `BONDHOLDERS' RISKS" (only as it pertains to the Developer,
the Improvement Area #1 Projects, and the Development (as defined in the Limited Offering
Memorandum)), "LEGAL MATTERS — Litigation — The Developer," "CONTINUING
DISCLOSURE — The Developer" and The Developer's Compliance with Prior
Undertakings," "SOURCES OF INFORMATION — Source of Certain Information,"
"APPENDIX E-2," "APPENDIX F," and "APPENDIX G" (collectively, the "Developer
Disclosures") in accordance with subsection 4(f) herein.
3. Developer Documents. The Developer has executed and delivered each of the
below listed documents (individually, a "Developer Document" and collectively, the "Developer
Documents") in the capacity provided for in each such Developer Document, and each such
Developer Document constitutes a valid and binding obligation of the Developer, enforceable
against the Developer in accordance with its terms:
a. this Developer Letter of Representations;
b. the Improvement Area # 1 Funding and Reimbursement Agreement The
Woods at Lindsey Place Public Improvement District, effective as of March 14, 2023 (the
"Reimbursement Agreement"), executed and delivered by the City and the Developer;
C. the Development Agreement, effective as of November 10, 2020, executed
and delivered by the City and the LHJH Properties, Ltd., as assigned to the Developer,
and as amended by The Woods at Lindsey Place Subdivision Improvement Agreement,
executed and delivered by the City and the Developer, effective January 12, 2021, and as
further amended by the First Amendment to Development Agreement and to The Woods
at Lindsey Place Subdivision and Improvement Agreement, executed and delivered by
the City and the Developer, effective January 24, 2023 (collectively, the "Development
Agreement"); and
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4154-9297-3897.5
d. the Landowner Consent Certificate executed by the Developer, as of
October 10, 2023 (the "Landowner Certificate"); and
e. the Continuing Disclosure Agreement of Developer with respect to the
Bonds, dated as of October 1, 2023 (the "Continuing Disclosure Agreement of
Developer"), executed and delivered by the Developer, P3Works, LLC, as PID
Administrator, and Regions Bank, as dissemination agent.
The Developer has complied in all material respects with all of the Developer's
agreements and covenants and satisfied all conditions required to be complied with or satisfied
by the Developer under the Developer Documents on or prior to the date hereof.
The representations and warranties of the Developer contained in the Developer
Documents are true and correct in all material respects on and as of the date hereof.
4. Developer Representations, Warranties and Covenants. The Developer
represents, warrants, and covenants to the City and the Underwriter that:
a. Due Organization and Existence. The Developer is duly formed and
validly existing as a limited partnership under the laws of the State of Texas.
b. Organizational Documents. The copies of the organizational documents
of the Developer provided by the Developer (the "Developer Organizational
Documents") to the City and the Underwriter are fully executed, true, correct, and
complete copies of such documents and such documents have not been; amended or
supplemented since delivery to the City and the Underwriter and are in full force and
effect as of the date hereof.
C. No Breach. The execution and delivery of the Developer Documents by
Developer does not violate any judgment, order, writ, injunction or decree binding on
Developer or any indenture, agreement, or other instrument to which the Dieveloper is a
party.
d. No Litigation. There are no proceedings pending or threatened in writing
before any court or administrative agency against the Developer that are either not
covered by insurance or which singularly or collectively would have a material, adverse
effect on the ability of the Developer to perform its obligations under the Developer
Documents in all material respects or that would reasonably be expected to prevent or
prohibit the development of the District in accordance with the description thereof in the
Preliminary Limited Offering Memorandum and the Limited Offering Memorandum.
e. Information. The information prepared and submitted by the Developer to
the City or the Underwriter in connection with the preparation of the Preliminary Limited
Offering Memorandum and the Limited Offering Memorandum was, and is, as of this
date, true and correct in all material respects.
f. Preliminary Limited Offering Memorandum and Limited Offering
Memorandum. The Developer represents and warrants that the information set forth in
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the Developer Disclosures in the Preliminary Limited Offering Memorandum and the
Limited Offering Memorandum is true and correct and does not contain any untrue
statement of a material fact or omit to state a material fact necessary to make the
statements therein, in the light of the circumstances under which they were made, not
misleading. The Developer agrees to provide a certificate dated the Closing Date
affirming, as of such date, the representations contained in this subsection (f) with respect
to the Preliminary Limited Offering Memorandum and the Limited Offering
Memorandum.
g. Events of Default. No "Event of Default" or "event of default" by the
Developer under any of the Developer Documents, any documents to which the
Developer is a party described in the Limited Offering Memorandum, or under any
material documents relating to the financing and construction of the Improvement Area
#1 Projects to which the Developer is a party, or event that, with the passage of time or
the giving of notice or both, would constitute such "Event of Default" or "event of
default" by the Developer, has occurred and is continuing.
5. Indemnification.
a. The Developer will indemnify and hold harmless the City and the
Underwriter and each of their officers, directors, employees and agents against any
losses, claims, damages or liabilities to which any of them may become subject, under the
Securities Act of 1933 or otherwise, insofar as such losses, claims, damages or liabilities
(or actions in respect thereof) arise out of or are based upon an untrue statement or
alleged untrue statement of a material fact contained or incorporated by reference in the
Developer Disclosures in the Preliminary Limited Offering Memorandum and the
Limited Offering Memorandum, or any amendment or supplement to the Limited
Offering Memorandum amending or supplementing the information contained under the
aforementioned captions (as qualified above), or arise out of or are based upon the
omission, untrue statement or alleged untrue statement or omission to state therein a
material fact necessary to make the statements under the aforementioned captions (as
qualified above) not misleading under the circumstances under which they were made
and will reimburse any indemnified party for any reasonable legal or other expenses
reasonably incurred by them in connection with investigating or defending any such
action or claim as such expenses are incurred.
b. Promptly after receipt by an indemnified party under subsection (a) above
of notice of the commencement of any action, such indemnified party shall, if a claim in
respect thereof is to be made against the indemnifying party under such subsection, notify
the indemnifying party in writing of the commencement thereof; but the omission so to
notify the indemnifying party shall not relieve the indemnifying party from any liability
which it may have to the indemnified party otherwise than under such subsection, unless
such indemnifying party was prejudiced by such delay or lack of notice. In case any such
action shall be brought against an indemnified party, it shall promptly notify the
indemnifying party of the commencement thereof, the indemnifying party shall be
entitled to participate therein and, to the extent that it shall wish, to assume the defense
thereof, with counsel reasonably satisfactory to such indemnified party (who shall not,
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except with the consent of the indemnified party, be counsel to the indemnifying party),
and, after notice from the indemnifying party to such indemnified party of its election so
to assume the defense thereof, the indemnifying party shall not be liable to such
indemnified party under such subsection for any legal expenses of other counsel or any
other expenses, in each case subsequently incurred by such indemnified party, in
connection with the defense thereof other than reasonable costs of investigation. The
indemnifying party shall not be liable for any settlement of any such action effected
without its consent, but if settled with the consent of the indemnifying party or if there is
a final judgment for the plaintiff in any such action, the indemnifying party will
indemnify and hold harmless any indemnified party from and against any loss or liability
by reason of such settlement or judgment. The indemnity herein shall survive delivery of
the Bonds and shall survive any investigation made by or on behalf of the City, the
Developer or the Underwriter.
6. Survival of Representations, Warranties and Covenants. All representations,
warranties, and agreements in this Developer Letter of Representations will survive regardless of
(a) any investigation or any statement in respect thereof made by or on behalf of the Underwriter,
(b) delivery of any payment by the Underwriter for the Bonds, and (c) any termination of the
Bond Purchase Agreement.
7. Binding on Successors and Assigns. This Developer Letter of Representations
will be binding upon the Developer and its successors and assigns and inure solely to the benefit
of the Underwriter and the City, and no other person or firm or entity will acquire or have any
right under or by virtue of this Developer Letter of Representations.
Signature page follows.
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D.R. Horton — Texas, Ltd.
a Texas limited partnership
By: D.R. Horton, Inc.
a Delaware corporation
Its Authorized Agent
0
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David L. Booth,
Assistant Vice President
APPENDIX B
ISSUE PRICE CERTIFICATE
The undersigned, as the duly authorized representative of FMSbonds, Inc. (the
"Purchaser"), with respect to the Special Assessment Revenue Bonds, Series 2023 (AnaCapri
Public Improvement District Improvement Area #1 Project) issued by the City of Anna, Texas
(the "Issuer") in the principal amount of $7,419,000 (the "Bonds"), hereby certifies, based on its
records and information, as follows:
(a) [Other than the Bonds maturing in ("Hold -the -Price Maturities"),
the] [The] first price at which at least ten percent ("Substantial Amount") of the principal amount
of each maturity of the Bonds having the same credit and payment terms (a "Maturity") was sold
to a person (including an individual, trust, estate, partnership, association, company, or
corporation) other than the Underwriter (the "Public") is set forth in the final Limited Offering
Memorandum relating to the Bonds.
(Add (b) and (c) only if there are Hold -the -Price maturities)
(b) On or before the first day on which the Bond Purchase Agreement is entered into
(the "Sale Date"), the Purchaser offered to the Public each Maturity of the Hold -the -Price
Maturities at their respective initial offering prices (the "Initial Offering Prices"), as listed in the
final Limited Offering Memorandum relating to the Bonds.
(c) As set forth in the Bond Purchase Agreement, the Purchaser agreed in writing to
neither offer nor sell any of the Hold -the -Price Maturities to any person at any higher price than
the respective Initial Offering Price for such Maturity until a date that is the earlier of the close of
the fifth business day after the Sale Date or the date on which the Purchaser sells a Substantial
Amount of a Maturity of the Bonds to the Public at no higher price than the Initial Offering Price
for such Maturity.
A copy of the pricing wire or equivalent communication for the Bonds is attached to this
Certificate as Schedule A.
For purposes of this Issue Price Certificate, the term "Underwriter" means (1) (i) a person
that agrees pursuant to a written contract with the Issuer to participate in the initial sale of the
Bonds to the Public, or (ii) any person that agrees pursuant to a written contract directly or
indirectly with a person described in clause (1)(i) of this paragraph (including a member of a
selling group or a party to a retail distribution agreement participating in the initial sale of the
Bonds to the Public) to participate in the initial sale of the Bonds to the Public, and (2) any
person who has more than 50% common ownership, directly or indirectly, with a person
described in clause (1) of this paragraph.
[Signature Page Follows]
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EXECUTED as of this day of , 2023.
FMSBONDS, INC.,
as Underwriter
By:
Name: Theodore A. Swinarski
Title: Senior Vice President — Trading
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SCHEDULE A
PRICING WIRE OR EQUIVALENT COMMUNICATION
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ATTACHMENT I T4 ISSUE PRICE CERTIFICATE
FINAL PRICING WIRE
[See Attached]
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APPENDIX C
[LETTERHEAD OF WOLFE, TIDWELL & MCCOY LLP]
October 10, 2023
FMSbonds, Inc. Regions Bank
5 Cowboys Way, Suite 300-25 3773 Richmond Ave., Suite 1100
Frisco, Texas 75034 Houston, Texas 77046
City of Anna, Texas
120 W. 71h Street
Anna, Texas 75409
$7,419,000
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
Ladies and Gentlemen:
The undersigned serves as the City Attorney for the City of Anna, Texas (the "City"), and
has, in that capacity, provided legal review in connection with the issuance and sale of
$7,419,000 "City of Anna, Texas, Special Assessment Revenue Bonds, Series 2023 (The Woods
at Lindsey Place Public Improvement District Improvement Area #1 Project)" (the "Bonds"), by
the City, a political subdivision of the State of Texas.
The Bonds are authorized pursuant to an ordinance enacted by the City Council of the
City (the "City Council") on September 12, 2023 (the "Bond Ordinance") and shall be issued
pursuant to the provisions of the Public Improvement District Assessment Act, Subchapter A of
Chapter 372, Texas Local Government Code, as amended (the "Act"), and the Indenture of
Trust, dated as of September 15, 2023 (the "Indenture"), by and between the City and Regions
Bank, as trustee (the "Trustee"). Capitalized terms not defined herein shall have the same
meanings as in the Indenture, unless otherwise stated herein.
In connection with rendering this opinion, we have reviewed:
(a) The Resolution No. 2023-03-1378 (the "Creation Resolution") enacted by the
City Council on February 14, 2023;
(b) The Ordinance No. 2023-_ accepted and approved by City Council on
September 12, 2023 (the "Assessment Ordinance"), and the amended and restated service and
assessment plan (the "Service and Assessment Plan") attached as an exhibit thereto, as such
Service and Assessment Plan was updated by the Bond Ordinance;
(c) The Bond Ordinance;
(d) The Indenture;
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(e) the Improvement Area # 1 Funding and Reimbursement Agreement The Woods at
Lindsey Place Public Improvement District, effective as of March 14, 2023 (the "Reimbursement
Agreement"), executed and delivered by the City and D.R. Horton — Texas, Ltd., a Texas limited
partnership (the "Developer");
(f) the Development Agreement, effective as of November 10, 2020, executed and
delivered by the City and the LHJH Properties, Ltd., as assigned to the Developer, and as
amended by The Woods at Lindsey Place Subdivision Improvement Agreement, executed and
delivered by the City and the Developer, effective January 12, 2021, and as further amended by
the First Amendment to Development Agreement and to The Woods at Lindsey Place
Subdivision and Improvement Agreement, executed and delivered by the City and the
Developer, effective January 24, 2023 (collectively, the "Development Agreement"); and
(g) the Continuing Disclosure Agreement of Issuer with respect to the Bonds, dated
as of October 12 2023 (the "Continuing Disclosure Agreement of Issuer"), executed and
delivered by the City, P3Works, LLC, as PID Administrator, and Regions Bank, as
Dissemination Agent.
The Creation Resolution, the Assessment Ordinance, and Bond Ordinance shall
hereinafter be referred to as the "Authorizing Documents" and the remaining documents shall
hereinafter be collectively referred to as the "City Documents."
In all such examinations, we have assumed that all signatures on documents and
instruments executed by the City are genuine and that all documents submitted to me as copies
conform to the originals. In addition, for purposes of this opinion, we have assumed the due
authorization, execution, and delivery of the City Documents by all parties other than the City.
Based upon and subject to the foregoing and the additional qualifications and
assumptions set forth herein, we are of the opinion that:
1. The City is a home rule municipal corporation of the State of Texas and has all
necessary power and authority to enter into and perform its obligations under the Authorizing
Documents and the City Documents. The City has taken or obtained all actions, approvals,
consents, and authorizations required of it by applicable laws in connection with the execution of
the Authorizing Documents and the City Documents and the performance of its obligations
thereunder.
2. To the best of our knowledge, there is no action, suit, proceeding, inquiry or
investigation at law or in equity, before or by any court, public board or body, pending, or
threatened against the City: (a) affecting the existence of the City or the titles of its officers to
their respective offices; (b) in any way questioning the formation or existence of The Woods at
Lindsey Place Public Improvement District (the "District"); (c) affecting, contesting or seeking
to prohibit, restrain or enjoin the delivery of any of the Bonds, or the payment, collection or
application of any amounts pledged or to be pledged to pay the principal of and interest on the
Bonds, including the Assessments in the District pursuant to the provisions of the Assessment
Ordinance and the Service and Assessment Plan referenced therein; (d) contesting or affecting
the validity or enforceability or the City's performance of the City Documents; (e) contesting the
exclusion of the interest on the Bonds from federal income taxation; or (f) which may result in
any material adverse change relating to the financial condition of the City.
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3. The Authorizing Documents were duly enacted by the City and remain in full
force and effect on the date hereof.
4. The City Documents have been duly authorized, executed and delivered by the
City and remain legal, valid, and binding obligations of the City enforceable against the City in
accordance with their terms. However, the enforceability of the obligations of the City under
such City Documents may be limited or otherwise affected by (a) bankruptcy, insolvency,
reorganization, moratorium, and other laws affecting the rights of creditors generally,
(b) principles of equity, whether considered at law or in equity, and (c) the application of Texas
law relating to action by future councils and relating to governmental immunity applicable to
governmental entities.
5. The performance by the City of the obligations under the Authorizing Documents
and the City Documents will not violate any provision of any Federal or Texas constitutional or
statutory provision.
6. No further consent, approval, authorization, or order of any court or governmental
agency or body or official is required to be obtained by the City as a condition precedent to the
performance by the City of its obligations under the Authorizing Documents and the City
Documents.
7. The City has duly authorized and delivered the Preliminary Limited Offering
Memorandum.
8. Based upon our limited participation in the preparation of the Preliminary Limited
Offering Memorandum and the Limited Offering Memorandum (collectively, the "Limited
Offering Memorandum"), the statements and information contained in the Limited Offering
Memorandum with respect to the City under the captions and subcaptions "ASSESSMENT
PROCEDURES — Assessment Methodology" and "— Assessment Amounts," "THE CITY,"
"THE DISTRICT," and "LEGAL MATTERS — Litigation — The City" are fair and accurate
summaries of the law and the documents and facts summarized therein.
9. The adoption of the Authorizing Documents, the execution and delivery of the
City Documents and the compliance with the provisions of the Authorizing Documents and the
City Documents under the circumstances contemplated thereby, to the best of our knowledge: (a)
do not and will not in any material respect conflict with or constitute on the part of the City a
breach of or default under any agreement to which the City is a party or by which it is bound,
and (b) do not and will not in any material respect conflict with or constitute on the part of the
City a violation, breach of or default under any existing law, regulation, court order or consent
decree to which the City is subject.
This opinion may not be relied upon by any other person except those specifically
addressed in this letter.
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APPENDIX D
COATS I ROSE
V PKt)I I:�>ION:AL CORPORATION
City of Anna, Texas
120 W. 7th Street
Anna, Texas 75409
McCall, Parkhurst & Horton L.L.P.
717 North Harwood, Suite 900
Dallas, Texas 75201
October 10, 2023
FMSbonds, Inc.
5 Cowboys Way, Suite 300-25
Frisco, Texas 75034
Regions Bank
3773 Richmond Ave., Suite 1100
Houston, Texas 77046
$7,419,000
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
Ladies and Gentlemen:
In our capacity as counsel to D.R. Horton — Texas, Ltd., a Texas limited partnership (the
"Developer"), and for purposes of rendering the opinions set forth herein, we have examined
originals or copies, certified or otherwise identified to our satisfaction, of. -
(a) The following documents (collectively, the "Material Documents"):
(1) The Developer Letter of Representations executed by the Developer dated
September 12, 2023;
(2) the Improvement Area #1 Funding and Reimbursement Agreement The
Woods at Lindsey Place Public Improvement District, effective as of
March 14, 2023 (the "Reimbursement Agreement'), executed and
delivered by the City and the Developer;
(3) the Development Agreement, effective as of November 10, 2020, executed
and delivered by the City and the LHJH Properties, Ltd., as assigned to the
Developer, and as amended by The Woods at Lindsey Place Subdivision
Improvement Agreement, executed and delivered by the City and the
Developer, effective January 12, 2021, and as further amended by the First
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Amendment to Development Agreement and to The Woods at Lindsey
Place Subdivision and Improvement Agreement, executed and delivered
by the City and the Developer, effective January 24, 2023 (collectively,
the "Development Agreement")
(4) Landowner Consent Certificate dated as of October 10, 2023;
(5) The Continuing Disclosure Agreement of Developer with respect to the
Bonds, dated as of October 1, 2023 (the "Continuing Disclosure
Agreement of Developer"), executed and delivered by the Developer,
P3 Works, LLC, as PID Administrator, and Regions Bank, as
Dissemination Agent.
(6) The Preliminary Limited Offering Memorandum, dated August 29, 2023,
relating to the issuance of the Bonds (the "Preliminary Limited Offering
Memorandum");
(7) The final Limited Offering Memorandum, dated September 12, 2023,
relating to the issuance of the Bonds (together with the Preliminary
Limited Offering Memorandum, the "Limited Offering Memorandum");
and
(8) the General Certificate of the Developer and the Developer Closing
Certificate, each dated as of the date hereof (together, the "Developer
Certificate").
Opinions and Assurances
Based solely upon the foregoing, and subject to the assumptions and limitations set forth herein,
we are of the opinion that:
1. The Developer is qualified to transact business as limited partnership in the State of
Texas.
2. The Developer has the power and authority to execute and deliver the Material
Documents to which it is a party and to perform its obligations thereunder.
3. The execution and delivery by the Developer of the Material Documents to which it is a
party, and the performance by the Developer of its obligations under such Material
Documents, have been duly authorized by all necessary limited liability company action
of the Developer.
4. The execution and delivery by the Developer of the Material Documents to which it is a
party and the performance of the obligations of the Developer thereunder do not (i)
violate any of the terms, conditions, or provisions of the Developer Organizational
Documents; (ii) violate any applicable law; or (iii) conflict with or result in the breach of
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any court decree or order of any governmental body identified in the Developer
Certificate or otherwise actually known to the lawyers who have provided substantive
attention to the representation reflected in this opinion binding upon or affecting the
Developer, the conflict with which or breach of which would have a material, adverse
effect on the ability of the Developer to perform its respective obligations under the
Material Documents to which it is a party.
5. No governmental approval which has not been obtained or taken is required to be
obtained or taken by the Developer on or before the date hereof as a condition to the
performance by the Developer of its respective obligations under the Material Documents
to which it is a party, except for governmental approvals that may be required to comply
with certain covenants contained in the Material Documents (including, without
limitation, covenants to comply with applicable laws).
6. There are no actions, suits or proceedings pending or, to our knowledge, threatened
against the Developer identified in the Developer Certificate, or otherwise actually
known to the lawyers who have provided substantive attention to the representation
reflected in this opinion in any court of law or equity, or before or by any governmental
instrumentality with respect to: (i) its organization or existence or qualification to do
business in the State of Texas; (ii) its authority to execute or deliver the Material
Documents to which it is a party; (iii) the titles of the parties executing the Material
Documents; (iv) the execution, delivery, validity or enforceability of the Material
Documents on behalf of the Developer; (v) the operations or financial condition of the
Developer that would materially adversely affect those operations or the financial
condition of the Developer; or (vi) the acquisition and construction of the property and
improvements identified in the Limited Offering Memorandum the cost of which is to be
funded or reimbursed, in whole or in part, by proceeds of the Bonds; or with respect to
the validity or enforceability against it of such Material Documents or the transactions
described therein.
7. The Developer has duly executed and delivered each of the Material Documents to which
it is a party, and each of the Material Documents constitute the legal, valid, and binding
obligations of the Developer, enforceable against the Developer in accordance with their
respective terms, subject to the following qualifications: (i) the effect of applicable
bankruptcy, insolvency, reorganization, moratorium and other similar laws affecting the
rights of creditors generally, and (ii) the effect of the exercise of judicial discretion in
accordance with general principles of equity (whether applied by a court of law or of
equity), and (iii) the effect that enforceability of the indemnification provisions therein
may be limited, in whole or in part. The execution, delivery, and performance by the
Developer of its respective obligations under the Material Documents do not violate any
existing laws of the State of Texas applicable to the Developer.
8. The execution and delivery of the Material Documents do not, and the transactions
described therein may be consummated and the terms and conditions thereof may be
observed and performed in a manner that does not, conflict with or constitute a breach of
or default under any loan agreement, indenture, bond note, resolution, agreement or other
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instrument to which the Developer is a party or is otherwise subject and which have been
identified in the Developer Certificate, which violation, breach or default would
materially adversely affect the Developer or its performance of its respective obligations
under the transactions described in the Material Documents; nor will any such execution,
delivery, adoption, fulfillment, or compliance result in the creation or imposition of any
lien, charge, or other security interest or encumbrance of any nature whatsoever upon any
of the property or assets of the Developer, except as expressly described in the Material
Documents (a) under applicable law or (b) under any such loan agreement, indenture,
bond note, resolution, agreement, or other instrument.
9. The information set forth in the Limited Offering Memorandum in the maps on pages (ii),
(iii), and (iv) and under the captions "PLAN OF FINANCE" (except for the subcaption
The Bonds"), "THE IMPROVEMENT AREA #1 PROJECTS," "THE
DEVELOPMENT," "THE DEVELOPER," "BONDHOLDERS' RISKS" (only as it
pertains to the Developer, the Improvement Area # 1 Projects, and the Development (as
defined in the Limited Offering Memorandum))," "LEGAL MATTERS — Litigation —
The Developer," and "CONTINUING DISCLOSURE — The Developer" and "— The
Developer's Compliance with Prior Undertakings" adequately and fairly describes the
information summarized on such pages and under such captions and are correct as to
matters of law.
Subject to the below qualifications and based upon our participation in the preparation of
the Limited Offering Memorandum and our participation at conferences with representatives of
the Underwriter and its counsel, of the City and its counsel, and with representatives of the
Developer at which the Limited Offering Memorandum and related matters were discussed, and
although we have not independently verified the information in the Limited Offering
Memorandum and are not passing upon and do not assume any responsibility for the accuracy,
completeness or fairness of the statements contained in the Limited Offering Memorandum and
any amendment or supplement thereto, no facts have come to our attention that lead us to believe
that the information set forth under the captions referenced in the preceding paragraph as of the
date of the Limited Offering Memorandum and the date hereof, contained or contains any untrue
statement of a material fact, or omitted or omits to state any material fact required to be stated
therein or necessary to make the statements therein, in the light of the circumstances under which
they were made, not misleading.
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EXHIBIT E
CLOSING CERTIFICATE OF DEVELOPER
D.R. Horton — Texas, Ltd., a Texas limited partnership (the "Developer"), DOES
HEREBY CERTIFY the following as of the date hereof. All capitalized terms not otherwise
defined herein shall have the meaning given to such term in the Limited Offering Memorandum.
1. The Developer is a limited partnership organized, validly existing and in good
standing under the laws of the State of Texas.
2. Representatives of the Developer have provided information to the City of Anna,
Texas (the "City") and FMSbonds, Inc. (the "Underwriter") to be used in connection with the
offering by the City of its $7,419,000 aggregate principal amount of Special Assessment
Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District
Improvement Area #1 Project) (the "Bonds"), pursuant to the Preliminary Limited Offering
Memorandum, dated August 29, 2023 (the "Preliminary Limited Offering Memorandum"), and
Limited Offering Memorandum dated September 12, 2023 (the "Limited Offering
Memorandum").
3. The Developer has delivered to the Underwriter and the City true, correct,
complete and fully executed copies of the Developer's organizational documents, and such
documents have not been amended or supplemented since delivery to the Underwriter and the
City and are in full force and effect as of the date hereof.
4. The Developer has delivered to the Underwriter and the City a (i) Certificate of
Status from the Texas Secretary of State and (ii) verification of franchise tax account status from
the Texas Comptroller of Public Accounts for the Developer.
5. The Developer has executed and delivered each of the below listed documents
(individually, a "Developer Document" and collectively, the "Developer Documents") in the
capacity provided for in each such Developer Document, and each such Developer Document
constitutes a valid and binding obligation of the Developer, enforceable against the Developer in
accordance with its terms:
(a) the Developer Letter of Representations dated September 12, 2023;
(b) the Improvement Area #1 Funding and Reimbursement Agreement The
Woods at Lindsey Place Public Improvement District, effective as of March 14, 2023 (the
"Reimbursement Agreement"), executed and delivered by the City and the Developer;
(c) the Development Agreement, effective as of November 10, 2020, executed
and delivered by the City and the LHJH Properties, Ltd., as assigned to the Developer,
and as amended by The Woods at Lindsey Place Subdivision Improvement Agreement,
executed and delivered by the City and the Developer, effective January 12, 2021, and as
further amended by the First Amendment to Development Agreement and to The Woods
at Lindsey Place Subdivision and Improvement Agreement, executed and delivered by
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the City and the Developer, effective January 24, 2023 (collectively, the "Development
Agreement")
(d) the Landowner Consent Certificate executed by the Developer as of
October 10, 2023 (the "Landowner Certificate"); and
(e) the Continuing Disclosure Agreement of Developer with respect to the
Bonds, dated as of October 1, 2023 (the "Continuing Disclosure Agreement of
Developer"), executed and delivered by the Developer, P3Works, LLC, as PID
Administrator, and Regions Bank, as dissemination agent.
6. The Developer or other development entities affiliated with the Developer owned
all of the Improvement Area #1 Assessed Property (as defined in the Service and Assessment
Plan) located in Improvement Area #1 of the District on the date that the Assessment Ordinance
was adopted and such landowners are not entities that may claim a homestead right under Texas
law.
7. The Developer has complied in all material respects with all of the Developer's
agreements and covenants and satisfied all conditions required to be complied with or satisfied
by the Developer under the Developer Documents on or prior to the date hereof.
8. The representations and warranties of the Developer contained in the Developer
Documents are true and correct in all material respects on and as of the date hereof.
9. The execution and delivery of the Developer Documents by the Developer does
not violate any judgment, order, writ, injunction or decree binding on the Developer or any
indenture, agreement, or other instrument to which the Developer is a party. There are no
proceedings pending or threatened in writing before any court or administrative agency against
the Developer that is either not covered by insurance or which singularly or collectively would
have a material, adverse effect on the ability of the Developer to perform its obligations under
the Developer Documents in all material respects or that would reasonably be expected to
prevent or prohibit the development of the District in accordance with the description thereof in
the Limited Offering Memorandum.
10. The Developer has reviewed and approved the information contained in the
Preliminary Limited Offering Memorandum in all of the maps included therein and under the
captions and subcaptions "PLAN OF FINANCE" (except for the subcaption "— The Bonds"),
"THE IMPROVEMENT AREA #1 PROJECTS," "THE DEVELOPMENT" and "THE
DEVELOPER" and, to the Developer's knowledge after due inquiry, under, the captions
"BONDHOLDERS' RISKS" (only as it pertains to the Developer, the Improvement Area #1
Projects, and the Development (as defined in the Limited Offering Memorandum)), "LEGAL
MATTERS — Litigation — The Developer," "CONTINUING DISCLOSURE — The Developer"
and "— The Developer's Compliance with Prior Undertakings," "SOURCES OF
INFORMATION — Source of Certain Information," "APPENDIX E-2," "APPENDIX F," and
"APPENDIX G" (collectively, the "Developer Disclosures") and certifies that the same does not
contain any untrue statement of a material fact or omit to state a material fact necessary in order
to make the statements made therein, in the light of the circumstances under which they are
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made, not misleading, as of the date of the Preliminary Limited Offering Memorandum and as of
the date of the Limited Offering Memorandum; provided, however, that the foregoing
certification is not a certification as to the accuracy, completeness or fairness of any of the other
statements contained in the Preliminary Limited Offering Memorandum or the Limited Offering
Memorandum.
11. The Developer has reviewed and approved the information contained in the
Developer Disclosures in the Limited Offering Memorandum and certifies that the same is true
and correct and does not contain any untrue statement of a material fact or omit to state a material
fact necessary in order to make the statements made therein, in the light of the circumstances under
which they are made, not misleading, as of the date of the Limited Offering Memorandum and as
of the date hereof; provided, however, that the foregoing certification is not a certification as to
the accuracy, completeness or fairness of any of the other statements contained in the Limited
Offering Memorandum.
12. To the Developer's knowledge, the Developer is in compliance in all material
respects with all provisions of applicable law relating to the Developer in connection with the
Development. Except as otherwise described in the Limited Offering Memorandum: (a) to the
Developer's knowledge, there is no default of any zoning condition, land use permit or
development agreement binding upon the Developer or any portion of the Development that
would materially and adversely affect the Developer's ability to complete or cause to be
completed the development of the property within Improvement Area #1 of the District as
described in the Limited Offering Memorandum; and (b) the Developer has no reason to believe
that any additional permits, consents and licenses required to complete the development of the
property within Improvement Area #1 of the District as and in the manner described in the
Limited Offering Memorandum will not be reasonably obtainable in due course.
13. The Developer is not insolvent and has not made an assignment for the benefit of
creditors, filed, or consented to a petition in bankruptcy, petitioned or applied (or consented to
any third -parry petition or application) to any tribunal for the appointment of a custodian,
receiver or any trustee or commenced any proceeding under any bankruptcy, reorganization,
arrangement, readjustment of debt, dissolution or liquidation law or statute of any jurisdiction.
14. The levy of the Assessments on property in Improvement Area #1 of the District
owned by the Developer will not conflict with or constitute a breach of or default under any
agreement, mortgage, deed of trust, indenture, or other instrument to which the Developer is a
party or to which the Developer or any of its property or assets is subject.
15. The Developer is not in default under any mortgage, trust indenture, lease or other
instrument to which it or any of its assets is subject, which default would have a material and
adverse effect on the Bonds or the Developer's ability to perform its obligations under the
Developer Documents.
16. The Developer has no knowledge of any physical condition of the Development
owned or to be developed by the Developer that currently requires, or currently is reasonably
expected to require in the process of development investigation or remediation under any
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4154-9297-3897.5
applicable federal, state, or local governmental laws or regulations relating to the environment in
any material and adverse respect.
Signature page follows.
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D.R. Horton — Texas, Ltd.
a Texas limited partnership
By: D.R. Horton, Inc.
a Delaware corporation
Its Authorized Agent
0
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David L. Booth,
Assistant Vice President
APPENDIX F
[LETTERHEAD OF P3 WORKS, LLC]
City of Anna, Texas
120 W. 7th Street
Anna, Texas 75409
McCall, Parkhurst & Horton L.L.P.
717 North Harwood, Suite 900
Dallas, Texas 75201
1, 2023
FMSbonds, Inc.
5 Cowboys Way, Suite 300-25
Frisco, Texas 75034
Regions Bank
3773 Richmond Ave., Suite 1100
Houston, Texas 77046
Re: City of Anna, Texas, Special Assessment Revenue Bonds, Series 2023 (The
Woods at Lindsey Place Public Improvement District Improvement Area #1
Project) (the "Bonds")
Ladies and Gentlemen:
The undersigned, , representative of P3Works, LLC ("P3Works"),
consultant in connection with the creation by the City of Anna, Texas (the "City"), of The
Woods at Lindsey Place Public Improvement District (the "District"), does hereby represent the
following:
1. P3Works has supplied certain information contained in the Preliminary Limited
Offering Memorandum for the Bonds, dated August 29, 2023, and the final Limited Offering
Memorandum for the Bonds, dated September 12, 2023 (together, the "Limited Offering
Memorandum"), relating to the issuance of the Bonds by the City, as described above. The
information P3Works provided for the Limited Offering Memorandum is located (a) under the
captions "ASSESSMENT PROCEDURES" and "THE ADMINISTRATOR" and (b) in the
Service and Assessment Plan (the "SAP") for the City located in APPENDIX C to the Limited
Offering Memorandum.
2. At the request of the City, P3Works has prepared the SAP and acknowledges and
agrees that the SAP will be included in the Limited Offering Memorandum for the Bonds.
3. To the best of my professional knowledge and belief, the portions of the Limited
Offering Memorandum described in paragraph 1 above do not contain an untrue statement of a
material fact as to the information and data set forth therein, and does not omit to state a material
fact necessary to make the statements made therein, in the light of the circumstances under which
they were made, not misleading.
4. P3Works agrees to the inclusion of the SAP in the Limited Offering
Memorandum and use of its name in the Limited Offering Memorandum for the Bonds.
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4154-9297-3897.5
5. P3Works agrees that, to the best of its ability, it will inform you immediately
should it learn of any event(s) or information of which you are not aware subsequent to the date
of this letter and prior to the actual time of delivery of the Bonds (anticipated to occur on or
about October 10, 2023) which would render any such information in the Limited Offering
Memorandum untrue, incomplete, or incorrect, in a material fact or render any such information
materially misleading.
6. The undersigned hereby represents that he or she has been duly authorized to
execute this letter of representation.
Sincerely yours,
P3Works, LLC
By:
Its:
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4154-9297-3897.5
APPENDIX G
[LETTERHEAD OF PEYCO SOUTHWEST REALTY, INC.]
[ ], 2023
City of Anna, Texas FMSbonds, Inc.
120 W. 71h Street 5 Cowboys Way, Suite 300-25
Anna, Texas 75409 Frisco, Texas 75034
McCall, Parkhurst & Horton L.L.P.
717 North Harwood, Suite 900
Dallas, Texas 75201
Regions Bank
3773 Richmond Ave., Suite 1100
Houston, Texas 77046
Re: City of Anna, Texas, Special Assessment Revenue Bonds, Series 2023 (The
Woods at Lindsey Place Public Improvement District Improvement Area #1
Project) (the "Bonds")
Ladies and Gentlemen:
The undersigned, , representative of Peyco Southwest Realty, Inc. (the
"Appraiser"), the appraiser of the undeveloped property contained in Improvement Area #1 of
The Woods at Lindsey Place Public Improvement District (the "District"), does hereby represent
the following:
1. The Appraiser has supplied certain information contained in the Preliminary
Limited Offering Memorandum for the Bonds, dated August 29, 2023, and the Limited Offering
Memorandum for the Bonds, dated September 12, 2023 (together, the "Limited Offering
Memorandum"), relating to the issuance of the Bonds by the City of Anna, Texas, as described
above. The information provided by the Appraiser for the Limited Offering Memorandum is the
real estate appraisal of Improvement Area #1 of the District (the "Appraisal"), located in
APPENDIX H to the Limited Offering Memorandum, and the description thereof, set forth under
the caption "APPRAISAL."
2. To the best of my professional knowledge and belief, as of the date of the
Appraisal, the portion of the Limited Offering Memorandum described above does not contain
an untrue statement of a material fact as to the information and data set forth therein, and does
not omit to state a material fact necessary to make the statements made therein, in the light of the
circumstances under which they were made, not misleading.
3. The Appraiser agrees to the inclusion of the Appraisal in the Limited Offering
Memorandum and the use of its name in the Limited Offering Memorandum for the Bonds.
4. The Appraiser agrees that, to the best of its ability, it will inform you immediately
should it learn of any event(s) or information of which you are not aware subsequent to the date
of this letter and prior to the actual time of delivery of the Bonds (anticipated to occur on or
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4154-9297-3897.5
about October 10, 2023) which would render any such information in the Limited Offering
Memorandum untrue, incomplete, or incorrect, in a material fact or render any statement in the
appraisal materially misleading.
5. The undersigned hereby represents that he or she has been duly authorized to
execute this letter of representations.
Sincerely yours,
Peyco Southwest Realty, Inc.
By:
Its:
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4154-9297-3897.5
CONTINUING DISCLOSURE AGREEMENT
C-1
Draft 08.08.2023
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
CONTINUING DISCLOSURE AGREEMENT OF ISSUER
This Continuing Disclosure Agreement of Issuer, dated as of October 1, 2023 (this "Disclosure
Agreement"), is executed and delivered by and among the City of Anna, Texas (the "Issuer"), P3 Works,
LLC (the "Administrator"), and Regions Bank, acting solely in its capacity as dissemination agent (the
"Dissemination Agent"), with respect to the Issuer's "Special Assessment Revenue Bonds, Series 2023
(The Woods at Lindsey Place Public Improvement District Improvement Area #1 Project)" (the
`Bonds"). The Issuer, the Administrator, and the Dissemination Agent covenant and agree as follows:
SECTION 1. Purpose of the Disclosure Agreement. This Disclosure Agreement is being
executed and delivered by the Issuer, the Administrator, and the Dissemination Agent for the benefit of
the Owners (defined below) and beneficial owners of the Bonds. Unless and until a different filing
location is designated by the MSRB (defined below) or the SEC (defined below), all filings made by the
Dissemination Agent pursuant to this Disclosure Agreement shall be filed with the MSRB through
EMMA (defined below).
SECTION 2. Definitions. In addition to the definitions set forth above and in the Indenture
of Trust dated as of September 15, 2023, relating to the Bonds (the "Indenture"), which apply to any
capitalized term used in this Disclosure Agreement, including the Exhibits hereto, the following
capitalized terms shall have the following meanings:
"Administrator" shall have the meaning assigned to such term in the Indenture. The initial
Administrator is P3Works, LLC.
"Annual Collection Costs" shall have the meaning assigned to such term in the Indenture.
"Annual Collections Report" shall mean any Annual Collections Report provided by the Issuer
pursuant to, and as described in, Section 5 of this Disclosure Agreement.
"Annual Collections Report Filing Date" shall mean, for each Fiscal Year succeeding the
reporting Fiscal Year, the date that is three (3) months after the Final Assessment Payment Date, which
Annual Collections Report Filing Date is currently April 30.
"Annual Financial Information" shall mean annual financial information as such term is used in
paragraph (b)(5)(i) of the Rule and specified in subsection 4(a) of this Disclosure Agreement.
"Annual Installment" shall have the meaning assigned to such term in the Indenture.
"Annual Issuer Report" shall mean any Annual Issuer Report provided by the Issuer pursuant to,
and as described in, Sections 3 and 4 of this Disclosure Agreement.
4131-0566-6633.1
"Annual Issuer Report Filing Date" shall mean, for each Fiscal Year, the date that is six (6)
months after the end of the Issuer's Fiscal Year, which Annual Issuer Report Filing Date is currently
March 31.
"Annual Service Plan Update" shall have the meaning assigned to such term in the Indenture.
"Assessments" shall have the meaning assigned to such term in the Indenture.
"Business Day" shall have the meaning assigned to such term in the Indenture.
"Collections Reporting Date" shall mean, for each Tax Year, the date that is one (1) month after
the Delinquency Date, which Collections Reporting Date is currently March 1.
"Delinquency Date" shall mean February 1 of the year following the year in which the
Assessments were billed or as may be otherwise defined in Section 31.02 of the Texas Tax Code, as
amended.
"Developer" shall mean D.R. Horton — Texas, Ltd., a Texas limited partnership.
"Disclosure Agreement of Developer" shall mean the Continuing Disclosure Agreement of
Developer related to the Bonds, dated as of October 1, 2023, executed and delivered by the Developer,
the Administrator, and the Dissemination Agent.
"Disclosure Representative" shall mean the Finance Director or City Manager of the Issuer or
his or her designee or such other officer or employee as the Issuer may designate in writing to the
Dissemination Agent from time to time.
"Dissemination Agent" shall mean Regions Bank, acting solely in its capacity as dissemination
agent, or any successor Dissemination Agent designated in writing by the Issuer and which has filed
with the Trustee a written acceptance of such designation.
"District" shall mean The Woods at Lindsey Place Public Improvement District.
"EMMA" shall mean the Electronic Municipal Market Access System currently available on the
intemet at http://emma.msrb.org.
"Final Assessment Payment Date" shall mean the calendar day preceding the Delinquency Date.
"Financial Obligation" shall mean a (a) debt obligation; (b) derivative instrument entered into in
connection with, or pledged as security or a source of payment for, an existing or planned debt
obligation; or (c) guarantee of a debt obligation or any such derivative instrument; provided that
"financial obligation" shall not include municipal securities (as defined in the Securities Exchange Act
of 1934, as amended) as to which a final official statement (as defined in the Rule) has been provided to
the MSRB consistent with the Rule.
"Fiscal Year" shall mean the Issuer's fiscal year, currently the twelve-month period from
October 1 through September 30.
4131-0566-6633.1
"Improvement Area # 1 " shall have the meaning assigned to such term in the Indenture.
"Listed Events" shall mean any of the events listed in subsection 6(a) of this Disclosure
Agreement.
"MSRB" shall mean the Municipal Securities Rulemaking Board or any other entity designated
or authorized by the SEC to receive continuing disclosure reports pursuant to the Rule.
"Other Obligations" shall have the meaning assigned to such term in the Indenture.
"Outstanding" shall have the meaning assigned to such term in the Indenture.
"Owner" shall have the meaning assigned to such term in the Indenture.
"Participating Underwriter" shall mean FMSbonds, Inc., and its successors and assigns.
"PID Act" shall mean Chapter 372, Texas Local Government Code, as amended.
"Prepayment" shall have the meaning assigned to such term in the Indenture.
"Rule" shall mean Rule 15c2-12 adopted by the SEC under the Securities Exchange Act of 1934,
as the same may be amended from time to time.
"SAP Update" shall have the meaning assigned such term in subsection 4(a)(iii) of this
Disclosure Agreement.
"SEC" shall mean the United States Securities and Exchange Commission.
"Service and Assessment Plan" shall have the meaning assigned to such term in the Indenture.
"Tax Year" means the calendar year, or as may be otherwise defined in Section 1.04 of the Texas
Tax Code, as amended.
"Trustee" shall have the meaning assigned to such term in the Indenture.
SECTION 3. Provision of Annual Issuer Reports.
(a) For each Fiscal Year, commencing with the Fiscal Year ending September 30, 2023, the
Issuer shall cause, pursuant to written direction, and hereby directs the Dissemination Agent to provide
or cause to be provided to the MSRB, in the electronic or other format required by the MSRB, not later
than the Annual Issuer Report Filing Date, an Annual Issuer Report provided to the Dissemination Agent
which is consistent with the requirements of and within the time periods specified in Section 4 of this
Disclosure Agreement. In each case, the Annual Issuer Report may be submitted as a single document
or as separate documents comprising a package and may include by reference other information as
provided in Section 4 of this Disclosure Agreement. If the Issuer's Fiscal Year changes, it shall file
notice of such change (including the date of the new Fiscal Year) with the MSRB prior to the next Annual
Issuer Report Filing Date. All documents provided to the MSRB shall be accompanied by identifying
information as prescribed by the MSRB.
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4131-0566-6633.1
Not later than ten (10) days prior to the Annual Issuer Report Filing Date, the Issuer shall provide
the Annual Issuer Report to the Dissemination Agent together with written direction to file such Annual
Issuer Report with the MSRB. The Dissemination Agent shall provide such Annual Issuer Report to the
MSRB not later than ten (10) days from receipt of such Annual Issuer Report from the Issuer, but in no
event later than the Annual Issuer Report Filing Date for such Fiscal Year.
If by the fifth (5t') day before the Annual Issuer Report Filing Date the Dissemination Agent has
not received a copy of the Annual Issuer Report, the Dissemination Agent shall contact the Disclosure
Representative by telephone and in writing (which may be by e-mail) to remind the Issuer of its
undertaking to provide the applicable Annual Issuer Report pursuant to this subsection (a). Upon such
reminder, the Disclosure Representative shall either (i) provide the Dissemination Agent with an
electronic copy of the Annual Issuer Report no later than two (2) Business Days prior to the Annual
Issuer Report Filing Date, or (ii) instruct the Dissemination Agent in writing that the Issuer will not be
able to provide the Annual Issuer Report by the Annual Issuer Report Filing Date, state the date by which
the Annual Issuer Report for such year will be provided, and instruct the Dissemination Agent to
immediately send a notice to the MSRB in substantially the form attached as Exhibit A; provided,
however, that in the event the Disclosure Representative is required to act under either (1) or (ii) described
above, the Dissemination Agent still must file the Annual Issuer Report or the notice of failure to file, as
applicable, to the MSRB no later than the Annual Issuer Report Filing Date; provided further, however,
that in the event the Disclosure Representative fails to act under either (i) or (ii) described above, the
Dissemination Agent shall file a notice of failure to file no later than the last Business Day prior to the
Annual Issuer Report Filing Date.
(b) The Issuer shall or shall cause the Dissemination Agent pursuant to written direction to:
(i) determine the filing address or other filing location of the MSRB each year prior
to filing the Annual Issuer Report; and
(ii) file the Annual Issuer Report containing or incorporating by reference the
information set forth in Section 4 hereof.
(c) If the Issuer has provided the Dissemination Agent with the completed Annual Issuer
Report and the Dissemination Agent has filed such Annual Issuer Report with the MSRB, then the
Dissemination Agent shall file a report with the Issuer certifying that the Annual Issuer Report has been
provided pursuant to this Disclosure Agreement, stating the date it was provided and that it was filed
with the MSRB, which report shall include a filing receipt from the MSRB.
SECTION 4. Content and Timiniz of Annual Issuer Reports. The Annual'Issuer Report for
the Bonds shall contain or incorporate by reference, and the Issuer agrees to provide or cause to be
provided to the Dissemination Agent to file by the Annual Issuer Report Filing Date, the following:
(a) Annual Financial Information. The following Annual Financial Information (any or all
of which may be unaudited):
(i) Tables setting forth the following information, as of the end of such Fiscal Year:
4
4131-0566-6633.1
(A) For the Bonds, the maturity date(s), the interest rate(s), the original
aggregate principal amount(s), the principal amount(s) remaining Outstanding, and the
total interest amount due on the aggregate principal amount Outstanding;
(B) The amounts in the funds and accounts securing the Bonds and a
description of the related investments;
(C) The assets and liabilities of the Trust Estate.
(ii) Financial information and operating data with respect to the Issuer of the general
type and in substantially similar form to that shown in the tables provided under Sections 4(a)(ii)
of Exhibit B attached hereto. Such information shall be provided as of the end of the reporting
Fiscal Year;
(iii) Any updates to the Service and Assessment Plan, including the Annual Service
Plan Update (together, a "SAP Update");
(iv) A description of any amendment to this Disclosure Agreement and a copy of any
restatements to the Issuer's audited financial statements during such Fiscal Year.
(b) Audited Financial Statements. The audited financial statements of the Issuer for the most
recently ended Fiscal Year, prepared in accordance with generally accepted accounting principles
applicable from time to time to the Issuer and that have been audited by an independent certified public
accountant, but only if available by the Annual Issuer Report Filing Date. If the audited financial
statements of the Issuer are not available within twelve months after the end of the Fiscal Year, the Issuer
shall provide notice that the audited financial statements are not available, file unaudited financial
statements within such twelve-month period, and file audited financial statements when prepared and
available.
(c) A form for submitting the information described in subsection 4(a) above is attached as
Exhibit B hereto. Any or all of the items listed above may be included by specific reference to other
documents, including disclosure documents of debt issues of the Issuer, which have been submitted to
and are publicly accessible from the MSRB. If the document included by reference is a final offering
document, it must be available from the MSRB. The Issuer shall clearly identify each such other
document so included by reference.
The Administrator, and if no Administrator is designated, Issuer's staff, shall prepare the Annual
Financial Information. In all cases, the Issuer shall have the sole responsibility for the content, design,
and other elements comprising substantive contents of the Annual Issuer Reports under this Section 4.
SECTION 5. Annual Collections Report.
(a) For each Fiscal Year succeeding the reporting Fiscal Year, the Issuer shall cause, pursuant
to written direction, and hereby directs the Dissemination Agent to provide or cause to be provided to
the MSRB, in the electronic or other format required by the MSRB, not later than the Annual Collections
Report Filing Date, an Annual Collections Report provided to the Dissemination Agent which complies
with the requirements specified in this Section 5; provided that the Issuer may provide the Annual
Collections Report as part of the Annual Issuer Report, if such Annual Collections Report is available
5
4131-0566-6633.1
when the Annual Issuer Report is provided to the MSRB. All documents provided to the MSRB shall be
accompanied by identifying information as prescribed by the MSRB.
Not later than ten (10) days prior to the Annual Collections Report Filing Date, the Issuer shall
provide the Annual Collections Report to the Dissemination Agent together with written direction to file
such Annual Collections Report with the MSRB. The Dissemination Agent shall provide such Annual
Collections Report to the MSRB not later than ten (10) days from receipt of such Annual Collections
Report from the Issuer, but in no event later than the Annual Collections Report Filing Date.
If by the fifth (5th) day before the Annual Collections Report Filing Date the Dissemination Agent
has not received a copy of the Annual Collections Report, the Dissemination Agent shall contact the
Disclosure Representative in writing (which may be by e-mail) to remind the Issuer of its undertaking
to provide the applicable Annual Collections Report pursuant to this subsection (a). Upon such reminder,
the Disclosure Representative shall either (i) provide the Dissemination Agent with an electronic copy
of the Annual Collections Report no later than two (2) Business Days prior to the Annual Collections
Report Filing Date, or (ii) instruct the Dissemination Agent in writing that the Issuer will not be able to
provide the Annual Collections Report by the Annual Collections Report Filing Date, state the date by
which the Annual Collections Report for such year will be provided, and instruct the Dissemination
Agent to immediately send a notice to the MSRB in substantially the form attached as Exhibit A hereto;
provided, however, that in the event the Disclosure Representative is required to act under either (i) or
(ii) described above, the Dissemination Agent still must file the Annual Collections Report or the notice
of failure to file, as applicable, to the MSRB no later than the Annual Collections Report Filing Date;
provided further, however, that in the event the Disclosure Representative fails to act under either (i) or
(ii) described above, the Dissemination Agent shall file a notice of failure to file no later than the last
Business Day prior to the Annual Collections Report Filing Date.
(b) The Annual Collections Report for the Bonds shall contain, and the Issuer agrees to
provide or cause to be provided to the Dissemination Agent to file by the Annual Collections Report
Filing Date, certain financial information and operating data with respect to collection of the
Assessments of the general type and in substantially similar form to that shown in the tables provided in
Exhibit C attached hereto. Such information shall cover the period beginning the first (11T} day of the
Fiscal Year succeeding the reporting Fiscal Year through the Collections Reporting Date. If the State
Legislature amends the definition of Delinquency Date or Tax Year, the City shall file notice of such
change or changes with the MSRB prior to the next Annual Collections Report Filing Date. The
Administrator, and if no Administrator is designated, Issuer's staff, shall prepare the Annual Collections
Report. In all cases, the Issuer shall have the sole responsibility for the content, design, and other
elements comprising substantive contents of the Annual Collections Report under this Section 5.
SECTION 6. Reporting of Significant Events.
(a) Pursuant to the provisions of this Section 6, each of the following is a Listed Event with
respect to the Bonds:
1. Principal and interest payment delinquencies.
2. Non-payment related defaults, if material.
3. Unscheduled draws on debt service reserves reflecting financial difficulties.
6
4131-0566-6633.1
4. Unscheduled draws on credit enhancements reflecting financial difficulties.
5. Substitution of credit or liquidity providers, or their failure to perform.
6. Adverse tax opinions, the issuance by the IRS of proposed or final determinations of
taxability, Notices of Proposed Issue (IRS Form 5701-TEB) or other material notices or
determinations with respect to the tax status of the Bonds, or other material events affecting the
tax status of the Bonds.
7. Modifications to rights of Owners, if material.
S. Bond calls, if material, and tender offers.
9. Defeasances.
10. Release, substitution, or sale of property securing repayment of the bonds, if material.
11. Rating changes.
12. Bankruptcy, insolvency, receivership or similar event of the Issuer.
13. The consummation of a merger, consolidation, or acquisition of the Issuer, or the sale
of all or substantially all of the assets of the Issuer, other than in the ordinary course of business,
the entry into a definitive agreement to undertake such an action or the termination of a definitive
agreement relating to any such actions, other than pursuant to its terms, if material.
14. Appointment of a successor or additional trustee under the Indenture or the change of
name of a trustee, if material.
15. Incurrence of a Financial Obligation of the Issuer, if material, or agreement to
covenants, events of default, remedies, priority rights, or other similar terms of a Financial
Obligation of the Issuer, any of which affect security holders, if material.
16. Default, event of acceleration, termination event, modification of terms, or other
similar events under the terms of a Financial Obligation of the Issuer, any of which reflect
financial difficulties.
Any sale by the Developer of real property within Improvement Area #1 in the ordinary course
of the Developer's business will not constitute a Listed Event for the purposes of paragraph (10) above.
For these purposes, any event described in paragraph (12) above is considered to occur when any
of the following occur: the appointment of a receiver, fiscal agent, or similar officer for the Issuer in a
proceeding under the United States Bankruptcy Code or in any other proceeding under state or federal
law in which a court or governmental authority has assumed jurisdiction over substantially all of the
assets or business of the Issuer, or if such jurisdiction has been assumed by leaving the existing governing
body and officials or officers in possession but subject to the supervision and orders of a court or
governmental authority, or the entry of an order confirming a plan of reorganization, arrangement, or
7
4131-0566-6633.1
liquidation by a court or governmental authority having supervision or jurisdiction over substantially all
of the assets or business of the Issuer.
The Issuer intends the words used in paragraphs (15) and (16) above and the definition of
Financial Obligation to have the same meanings as when they are used in the Rule, as evidenced by SEC
Release No. 34-83885, dated August 20, 2018. For the avoidance of doubt, the incurrence of Other
Obligations without the filing of a corresponding official statement with the MSRB will constitute the
incurrence of a material Financial Obligation for which a notice of a Listed Event in accordance with
this Section 6 must be filed with the MSRB.
Upon the occurrence of a Listed Event, the Issuer shall promptly notify the Dissemination Agent
in writing and the Issuer shall direct the Dissemination Agent to file a notice of such occurrence with the
MSRB. The Dissemination Agent shall file such notice no later than the Business Day immediately
following the day on which it receives written notice of such occurrence from the Issuer. Any such
notice is required to be filed within ten (10) Business Days of the occurrence of such Listed Event.
Any notice under the preceding paragraphs shall be accompanied with the text of the disclosure
that the Issuer desires to make, the written authorization of the Issuer for the Dissemination Agent to
disseminate such information as provided herein, and the date the Issuer desires for the Dissemination
Agent to disseminate the information.
In all cases, the Issuer shall have the sole responsibility for the content, design and other elements
comprising substantive contents of all disclosures made under this Section 6. In addition, the Issuer shall
have the sole responsibility to ensure that any notice required to be filed under this Section 6 is filed
within ten (10) Business Days of the occurrence of the Listed Event.
(b) The Dissemination Agent shall, promptly, and not more than five (5) Business Days of
obtaining actual knowledge of the occurrence of any Listed Event with respect to the Bonds, notify the
Disclosure Representative in writing of such Listed Event. The Dissemination Agent shall not be
required to file a notice of the occurrence of such Listed Event with the MSRB unless and until it receives
written instructions from the Disclosure Representative to do so. If the Dissemination Agent has been
instructed in writing by the Disclosure Representative on behalf of the Issuer to report the occurrence of
a Listed Event under this subsection (b), the Dissemination Agent shall file a notice of such occurrence
with the MSRB no later than two (2) Business Days following the day on which it receives such written
instructions. It is agreed and understood that the duty to make or cause to be made the disclosures herein
is that of the Issuer and not that of the Dissemination Agent. It is agreed and understood that the
Dissemination Agent has agreed to give the foregoing notice to the Issuer as an accommodation to assist
it in monitoring the occurrence of such event, but is under no obligation to investigate whether any such
event has occurred. As used above, "actual knowledge" means the actual fact or statement of knowing,
without a duty to make any investigation with respect thereto. In no event shall the Dissemination Agent
be liable in damages or in tort to the Issuer, the Participating Underwriter, the Trustee; or any Owner or
beneficial owner of any interests in the Bonds as a result of its failure to give the foregoing notice or to
give such notice in a timely fashion.
(c) If in response to a notice from the Dissemination Agent under subsection (b), the Issuer
determines that the Listed Event under number 2, 7, 8 (as to bond calls only), 10, 13, 14, or 15 of
subparagraph (a) above is not material under applicable federal securities laws, the Issuer shall promptly,
8
4131-0566-6633.1
but in no case more than five (5) Business Days after the occurrence of the event, notify the
Dissemination Agent and the Trustee (if the Dissemination Agent is not the Trustee) in writing and
instruct the Dissemination Agent not to report the occurrence pursuant to subsection (b).
SECTION 7. Termination of Reporting obligations. The obligations of the Issuer, the
Administrator, and the Dissemination Agent under this Disclosure Agreement shall terminate upon the
legal defeasance, prior redemption or payment in full of all of the Bonds, when the Issuer is no longer
an obligated person with respect to the Bonds, or upon delivery by the Disclosure Representative to the
Dissemination Agent and the Administrator of an opinion of nationally recognized bond counsel to the
effect that continuing disclosure is no longer required. So long as any of the Bonds remain Outstanding,
the Administrator and the Dissemination Agent may assume that the Issuer is an obligated person with
respect to the Bonds until they receive written notice from the Disclosure Representative stating that the
Issuer is no longer an obligated person with respect to the Bonds, and the Dissemination Agent and the
Administrator may conclusively rely upon such written notice with no duty to make investigation or
inquiry into any statements contained or matters referred to in such written notice. If such termination
occurs prior to the final maturity of the Bonds, the Issuer shall give notice of such termination in the
same manner as for a Listed Event with respect to the Bonds under Section 6(a).
SECTION 8. Dissemination Agent. The Issuer may, from time to time, appoint or engage
a Dissemination Agent or successor Dissemination Agent to assist it in carrying out its obligations under
this Disclosure Agreement, and may discharge such Dissemination Agent, with or without appointing a
successor Dissemination Agent. If the Issuer discharges the Dissemination Agent without appointing a
successor Dissemination Agent, the Issuer shall use best efforts to appoint a successor Dissemination
Agent within 30 days of such discharge. If at any time there is not any other designated Dissemination
Agent, the Issuer shall be the Dissemination Agent.
SECTION 9. Amendment; Waiver. Notwithstanding any other provisions of this
Disclosure Agreement, the Issuer, the Administrator, and the Dissemination Agent may amend this
Disclosure Agreement (and the Dissemination Agent shall not unreasonably withhold its consent to any
amendment so requested in writing by the Issuer or the Administrator), and any provision of this
Disclosure Agreement may be waived, provided that the following conditions are satisfied:
(a) If the amendment or waiver relates to the provisions of Sections 3(a), 4, 5, or 6(a), it may
only be made in connection with a change in circumstances that arises from a change in legal
requirements, change in law, or change in the identity, nature or status of an obligated person with respect
to the Bonds, or the type of business conducted;
(b) The undertaking, as amended or taking into account such waiver, would, in the opinion
of nationally recognized bond counsel, have complied with the requirements of the Rule at the time of
the delivery of the Bonds, after taking into account any amendments or interpretations of the Rule, as
well as any change in circumstances; and
(c) The amendment or waiver either (i) is approved by the Owners of the Bonds in the same
manner as provided in the Indenture for amendments to the Indenture with the consent of Owners, or
(ii) does not, in the opinion of nationally recognized bond counsel, materially impair the interests of the
Owners or beneficial owners of the Bonds.
G0
4131-0566-6633.1
In the event of any amendment or waiver of a provision of this Disclosure Agreement, the Issuer
shall describe such amendment in the next related Annual Financial Information, and shall include, as
applicable, a narrative explanation of the reason for the amendment or waiver and its impact on the type
(or in the case of a change of accounting principles, on the presentation) of financial information or
operating data being presented by the Issuer. In addition, if the amendment relates to the accounting
principles to be followed in preparing financial statements, (i) notice of such change, shall be given in
the same manner as for a Listed Event under Section 6(a), and (ii) the Annual Financial Information for
the year in which the change is made should present a comparison (in narrative form and also, if feasible,
in quantitative form) between the financial statements as prepared on the basis of the new accounting
principles and those prepared on the basis of the former accounting principles. No amendment which
adversely affects the Dissemination Agent may be made without its prior written consent (which consent
will not be unreasonably withheld or delayed).
SECTION 10. Additional Information. Nothing in this Disclosure Agreement shall be
deemed to prevent the Issuer from disseminating any other information, using the means of
dissemination set forth in this Disclosure Agreement or any other means of communication, or including
any other information in any Annual Issuer Report, Annual Collections Report, or notice of occurrence
of a Listed Event, in addition to that which is required by this Disclosure Agreement. If the Issuer
chooses to include any information in any Annual Issuer Report, Annual Collections'Report, or notice
of occurrence of a Listed Event in addition to that which is specifically required by this Disclosure
Agreement, the Issuer shall have no obligation under this Disclosure Agreement to update such
information or include it in any future Annual Issuer Report, Annual Collections Report, or notice of
occurrence of a Listed Event.
SECTION 11. Default. In the event of a failure of the Issuer to comply with any provision
of this Disclosure Agreement, the Dissemination Agent or any Owner or beneficial owner of the Bonds
may, and the Trustee (at the written request of any Participating Underwriter or the Owners of at least
twenty-five percent (25%) aggregate principal amount of Outstanding Bonds and upon being
indemnified to its satisfaction) shall, take such actions as may be necessary and appropriate to cause the
Issuer to comply with its obligations under this Disclosure Agreement. A default under this Disclosure
Agreement shall not be deemed an Event of Default under the Indenture with respect to the Bonds, and
the sole remedy under this Disclosure Agreement in the event of any failure of the Issuer to comply with
this Disclosure Agreement shall be an action for mandamus or specific performance! A default under
this Disclosure Agreement shall not be deemed a default under the Disclosure Agreement of Developer
and a default under the Disclosure Agreement of Developer shall not be deemed a default under this
Disclosure Agreement.
SECTION 12. Duties, Immunities and Liabilities of Dissemination Agent and Administrator.
(a) The Dissemination Agent shall not have any duty with respect to the content of any
disclosures made pursuant to the terms hereof. The Dissemination Agent shall have only such duties as
are specifically set forth in this Disclosure Agreement, and no implied covenants shall be read into this
Disclosure Agreement with respect to the Dissemination Agent. To the extent permitted by law, the
Issuer agrees to indemnify and hold harmless the Dissemination Agent, its officers, directors, employees
and agents, but only from Annual Collection Costs collected from the property owners in Improvement
Area #1, against any loss, expense and liabilities which it may incur arising out of or in the exercise or
performance of its powers and duties hereunder, including the costs and expenses (including attorneys'
10
4131-0566-6633.1
fees) of defending against any claim of liability, but excluding liabilities due to the Dissemination
Agent's negligence or willful misconduct; provided, however, that nothing herein shall be construed to
require the Issuer to indemnify the Dissemination Agent for losses, expenses or liabilities arising from
information provided to the Dissemination Agent by the Developer or the failure of the Developer to
provide information to the Dissemination Agent as and when required under the Disclosure Agreement
of Developer. The obligations of the Issuer under this Section shall survive resignation or removal of the
Dissemination Agent and payment in full of the Bonds. Nothing in this Disclosure Agreement shall be
construed to mean or to imply that the Dissemination Agent is an "obligated person" under the Rule. If
the Issuer does not provide the Dissemination Agent with the Annual Issuer Report in accordance with
subsection 3(a) or the Annual Collections Report in accordance with subsection 5(a), the Dissemination
Agent shall not be responsible for the failure to submit an Annual Issuer Report or an Annual Collections
Report, as applicable, to the MSRB. The Dissemination Agent is not acting in a fiduciary capacity in
connection with the performance of its respective obligations hereunder.
The Dissemination Agent may, from time to time, consult with legal counsel of its own choosing
in the event of any disagreement or controversy, or question or doubt as to the construction of any of the
provisions hereof or their respective duties hereunder, and the Dissemination Agent shall not incur any
liability and shall be fully protected in acting in good faith upon the advice of such legal counsel.
(b) The Administrator shall not have any duty with respect to the content of any disclosures
made pursuant to the terms hereof. The Administrator shall have only such duties as are specifically set
forth in this Disclosure Agreement, and no implied covenants shall be read into this Disclosure
Agreement with respect to the Administrator. To the extent permitted by law, the Issuer agrees to hold
harmless the Administrator, its officers, directors, employees and agents, but only from Annual
Collection Costs collected from the property owners in Improvement Area #1, against any loss, expense
and liabilities which it may incur arising out of or in the exercise or performance of its powers and duties
hereunder, including the costs and expenses (including reasonable attorneys' fees) of defending against
any claim of liability, but excluding liabilities due to the Administrator's negligence or willful
misconduct; provided, however, that nothing herein shall be construed to require the Issuer to indemnify
the Administrator for losses, expenses or liabilities arising from information provided to the
Administrator by third parties, or the failure of any third party to provide information to the
Administrator as and when required under this Disclosure Agreement, or the failure of the Developer to
provide information to the Administrator as and when required under the Disclosure Agreement of
Developer. The obligations of the Issuer under this Section shall survive resignation or removal of the
Administrator and payment in full of the Bonds. Nothing in this Disclosure Agreement shall be
construed to mean or to imply that the Administrator is an "obligated person" under the Rule. The
Administrator is not acting in a fiduciary capacity in connection with the performance of its respective
obligations hereunder. The Administrator shall not in any event incur any liability with respect to (i)
any action taken or omitted to be taken in good faith upon advice of legal counsel given with respect to
any question relating to duties and responsibilities of the Administrator hereunder, or (ii) any action
taken or omitted to be taken in reliance upon any document delivered to the Administrator and believed
to be genuine and to have been signed or presented by the proper party or parties.
The Administrator may, from time to time, consult with legal counsel of its own choosing in the
event of any disagreement or controversy, or question or doubt as to the construction of any of the
provisions hereof or their respective duties hereunder, and the Administrator shall not incur any liability
and shall be fully protected in acting in good faith upon the advice of such legal counsel.
4131-0566-6633.1
(c) UNDER NO CIRCUMSTANCES SHALL THE DISSEMINATION AGENT, THE
ADMINISTRATOR, OR THE ISSUER BE LIABLE TO THE OWNER OR BENEFICIAL OWNER
OF ANY BOND OR ANY OTHER PERSON, IN CONTRACT OR TORT, FOR DAMAGES
RESULTING IN WHOLE OR IN PART FROM ANY BREACH BY ANY PARTY TO THIS
DISCLOSURE AGREEMENT, WHETHER NEGLIGENT OR WITHOUT FAULT ON ITS PART, OF
ANY COVENANT SPECIFIED IN THIS DISCLOSURE AGREEMENT, BUT EVERY RIGHT AND
REMEDY OF ANY SUCH PERSON, IN CONTRACT OR TORT, FOR OR ON ACCOUNT OF ANY
SUCH BREACH SHALL BE LIMITED TO AN ACTION FOR MANDAMUS OR SPECIFIC
PERFORMANCE. THE DISSEMINATION AGENT AND THE ADMINISTRATOR ARE UNDER
NO OBLIGATION NOR ARE THEY REQUIRED TO BRING SUCH AN ACTION.
SECTION 13. Assessment Timeline. The basic expected timeline for the collection of
Assessments and the anticipated procedures for pursuing the collection of delinquent Assessments is set
forth in Exhibit D which is intended to illustrate the general procedures expected to be followed in
enforcing the payment of delinquent Assessments. Failure to adhere to such expected: timeline shall not
constitute a default by the Issuer under this Disclosure Agreement, the Indenture, the Bonds, or any other
document related to the Bonds.
SECTION 14. No Personal Liability. No covenant, stipulation, obligation or agreement of
the Issuer, the Administrator, or the Dissemination Agent contained in this Disclosure Agreement shall
be deemed to be a covenant, stipulation, obligation or agreement of any present or future council
members, officer, agent or employee of the Issuer, the Administrator, or the Dissemination Agent in
other than that person's official capacity.
SECTION 15. Severability. In case any section or provision of this Disclosure Agreement,
or any covenant, stipulation, obligation, agreement, act or action, or part thereof made, assumed, entered
into, or taken thereunder or any application thereof, is for any reasons held to be illegal or invalid, such
illegality or invalidity shall not affect the remainder thereof or any other section or provision thereof or
any other covenant, stipulation, obligation, agreement, act or action, or part thereof made, assumed,
entered into, or taken thereunder (except to the extent that such remainder or section or provision or
other covenant, stipulation, obligation, agreement, act or action, or part thereof is wholly dependent for
its operation on the provision determined to be invalid), which shall be construed and enforced as if such
illegal or invalid portion were not contained therein, nor shall such illegality or invalidity of any
application thereof affect any legal and valid application thereof, and each such section, provision,
covenant, stipulation, obligation, agreement, act or action, or part thereof shall be deemed to be effective,
operative, made, entered into or taken in the manner and to the full extent permitted by law.
SECTION 16. Sovereign Immunity. The Dissemination Agent and the Administrator agree
that nothing in this Disclosure Agreement shall constitute or be construed as a waiver of the Issuer's
sovereign or governmental immunities regarding liability or suit.
SECTION 17. Beneficiaries. This Disclosure Agreement shall inure solely to the benefit of
the Issuer, the Administrator, the Dissemination Agent, the Participating Underwriter, and the Owners
and the beneficial owners from time to time of the Bonds, and shall create no rights in any other person
or entity. Nothing in this Disclosure Agreement is intended or shall act to disclaim, waive or otherwise
limit the duties of the Issuer under federal and state securities laws.
12
4131-0566-6633.1
SECTION 18. Dissemination Agent and Administrator Compensation. The fees and
expenses incurred by the Dissemination Agent and the Administrator for their respective services
rendered in accordance with this Disclosure Agreement constitute Annual Collection Costs and will be
included in the Annual Installments as provided in the annual updates to the Service and Assessment
Plan. The Issuer shall pay or reimburse the Dissemination Agent and the Administrator, but only with
funds to be provided from the Annual Collection Costs component of the Annual Installments collected
from the property owners in Improvement Area # 1, for the fees and expenses for their respective services
rendered in accordance with this Disclosure Agreement.
SECTION 19. Anti -Boycott Verification. To the extent this Disclosure Agreement
constitutes a contract for goods or services for which a written verification is required under Section
2271.002, Texas Government Code, the Dissemination Agent and Administrator each separately verify
that it and any parent company, wholly- or majority -owned subsidiaries, and other affiliates, if any, do
not boycott Israel and will not boycott Israel during the term of this Disclosure Agreement. The
foregoing verification is made solely to enable the Issuer to comply with such Section and to the extent
such Section does not contravene applicable Federal or State law. As used in the foregoing verification,
"boycott Israel" means refusing to deal with, terminating business activities with, or otherwise taking
any action that is intended to penalize, inflict economic harm on, or limit commercial relations
specifically with Israel, or with a person or entity doing business in Israel or in an Israeli -controlled
territory, but does not include an action made for ordinary business purposes.
SECTION 20. Iran, Sudan and Foreign Terrorist Organizations. The Dissemination Agent
and the Administrator each separately represent that neither it nor any parent company, wholly- or
majority -owned subsidiaries, and other affiliates, if any, is a company identified on a list prepared and
maintained by the Texas Comptroller of Public Accounts under Section 2252.153 or Section 2270.0201,
Texas Government Code, and posted on any of the following pages of such officer's internet website:
https:Hcomptroller.texas.gov/purchasing/docs/sudan-list.pdf,
https://comptroller.texas.gov/purchasing/docs/iran-list.pdf, or
https:Hcomptroller.texas.gov/purchasing/docs/fto-list.pdf.
The foregoing representation is made solely to enable the Issuer to comply with Section 2252.152, Texas
Government Code, and to the extent such Section does not contravene applicable Federal or State law,
and excludes the Dissemination Agent, the Administrator and each parent company, wholly- or majority -
owned subsidiaries, and other affiliates of the Dissemination Agent or the Administrator, if any, that the
United States government has affirmatively declared to be excluded from its federal sanctions regime
relating to Sudan or Iran or any federal sanctions regime relating to a foreign terrorist organization.
SECTION 21. No Discrimination Against Fossil -Fuel Companies. To the extent this
Disclosure Agreement constitutes a contract for goods or services for which a written verification is
required under Section 2274.002 (as added by Senate Bill 13 in the 87th Texas Legislature, Regular
Session), Texas Government Code, as amended, the Dissemination Agent and the Administrator, each
respectively, hereby verify that it and its parent company, wholly- or majority -owned subsidiaries, and
other affiliates, if any, do not boycott energy companies and will not boycott energy companies during
the term of this Disclosure Agreement. The foregoing verification is made solely to enable the Issuer to
comply with such Section and to the extent such Section does not contravene applicable Federal or State
13
4131-0566-6633.1
law. As used in the foregoing verification, "boycott energy companies" shall mean, without an ordinary
business purpose, refusing to deal with, terminating business activities with, or otherwise taking any
action that is intended to penalize, inflict economic harm on, or limit commercial relations with a
company because the company (A) engages in the exploration, production, utilization, transportation,
sale, or manufacturing of fossil fuel -based energy and does not commit or pledge to meet environmental
standards beyond applicable Federal or State law; or (B) does business with a company described by (A)
above.
SECTION 22. No Discrimination Against Firearm Entities and Firearm Trade Associations.
To the extent this Disclosure Agreement constitutes a contract for goods or services for which a written
verification is required under Section 2274.002 (as added by Senate Bill 19 in the 87th Texas Legislature,
Regular Session), Texas Government Code, as amended, the Dissemination Agent and the
Administrator, each respectively, hereby verifies that it and its parent company, wholly- or majority -
owned subsidiaries, and other affiliates, if any, do not have a practice, policy, guidance, or directive that
discriminates against a firearm entity or firearm trade association and will not discriminate against a
firearm entity or firearm trade association during the term of this Disclosure Agreement. The foregoing
verification is made solely to enable the Issuer to comply with such Section and to the extent such Section
does not contravene applicable Federal or State law. As used in the foregoing verification,
"discriminate against a firearm entity or firearm trade association" (A) means, with respect to the
firearm entity or firearm trade association, to (i) refuse to engage in the trade of any goods or
services with the firearm entity or firearm trade association based solely on its status as a firearm
entity or firearm trade association, (ii) refrain from continuing an existing business relationship
with the firearm entity or firearm trade association based solely on its status as a firearm entity
or firearm trade association, or (iii) terminate an existing business relationship with the firearm
entity or firearm trade association based solely on its status as a firearm entity or firearm trade
association and (B) does not include (i) the established policies of a merchant, retail seller, or
platform that restrict or prohibit the listing or selling of ammunition, firearms, or firearm
accessories and (ii) a company's refusal to engage in the trade of any goods or services, decision
to refrain from continuing an existing business relationship, or decision to terminate an existing
business relationship (aa) to comply with federal, state, or local law, policy, or regulations or a
directive by a regulatory agency or (bb) for any traditional business reason that is specific to the
customer or potential customer and not based solely on an entity's or association's status as a
firearm entity or firearm trade association;
"firearm entity" means a manufacturer, distributor, wholesaler, supplier, or retailer of firearms
(i.e., weapons that expel projectiles by the action of explosive or expanding gases), firearm
accessories (i.e., devices specifically designed or adapted to enable an individual to wear, carry,
store, or mount a firearm on the individual or on a conveyance and items used in conjunction
with or mounted on a firearm that are not essential to the basic function of the firearm, including
detachable firearm magazines), or ammunition (i.e., a loaded cartridge case, primer, bullet, or
propellant powder with or without a projectile) or a sport shooting range (as defined by
Section 250.001, Texas Local Government Code); and
"firearm trade association" means a person, corporation, unincorporated association, federation,
business league, or business organization that (i) is not organized or operated for profit (and none
of the net earnings of which inures to the benefit of any private shareholder or individual), (ii)
14
4131-0566-6633.1
has two or more firearm entities as members, and (iii) is exempt from federal income taxation
under Section 501(a), Internal Revenue Code of 1986, as an organization described by Section
501(c) of that code.
SECTION 23. Affiliate. As used in Sections 19 through 22, the Dissemination Agent and
Administrator, each respectively, understands "affiliate" to mean an entity that controls, is controlled by,
or is under common control with the Dissemination Agent or the Administrator within the meaning of
SEC Rule 405, 17.C.F.R. § 230.405, and exists to make a profit.
SECTION 24. Disclosure of Interested Parties. Pursuant to Section 2252.908(c)(4), Texas
Government Code, as amended, the Dissemination Agent hereby certifies it is a publicly traded business
entity and is not required to file a Certificate of Interested Parties Form 1295 related to this Disclosure
Agreement. Submitted herewith is a completed Form 1295 in connection with the Administrator's
participation in the execution of this Disclosure Agreement generated by the Texas Ethics Commission's
(the "TEC") electronic filing application in accordance with the provisions of Section 2252.908 of the
Texas Government Code and the rules promulgated by the TEC (the "Form 1295"). The Issuer hereby
confirms receipt of the Form 1295 from the Administrator, and the Issuer agrees to acknowledge such
form with the TEC through its electronic filing application not later than the thirtieth (30th) day after the
receipt of such form. The Administrator and the Issuer understand and agree that, with the exception of
information identifying the Issuer and the contract identification number, neither the Issuer nor its
consultants are responsible for the information contained in the Form 1295; that the information
contained in the Form 1295 has been provided solely by the Administrator; and, neither the Issuer nor
its consultants have verified such information.
SECTION 25. Governing Law. This Disclosure Agreement shall be governed by the laws of
the State of Texas.
SECTION 26. Counterparts. This Disclosure Agreement may be executed in several
counterparts, each of which shall be an original and all of which shall constitute but one and the same
instrument. The Issuer, the Administrator, and the Dissemination Agent agree that electronic signatures
to this Disclosure Agreement may be regarded as original signatures.
Signature pages follow.
15
4131-0566-6633.1
CITY OF ANNA, TEXAS
SIGNATURE PAGE OF CONTINUING DISCLOSURE AGREEMENT OF
4131-0566-6633.1
ISSUER
REGIONS BANK
(as Dissemination Agent)
0
Authorized Officer
SIGNATURE PAGE OF CONTINUING DISCLOSURE AGREEMENT OF ISSUER
4131-0566-6633.1
P3 Works, LLC
(as Administrator)
0
Authorized Officer
SIGNATURE PAGE OF CONTINUING DISCLOSURE AGREEMENT OF ISSUER
4131-0566-6633.1
EXHIBIT A
NOTICE TO MSRB OF FAILURE TO FILE
[ANNUAL ISSUER REPORT] [ANNUAL COLLECTIONS REPORT]
[AUDITED/UNAUDITED FINANCIAL STATEMENTS]
Name of Issuer: City of Anna, Texas
Name of Bond Issue: Special Assessment Revenue Bonds, Series 2023
(The Woods at Lindsey Place Public Improvement District
Improvement Area #1 Project) (the "Bonds")
CUSIP Nos. [insert CUSIP NOs.]
Date of Delivery: , 20_
NOTICE IS HEREBY GIVEN that the City of Anna, Texas (the "Issuer"), has not provided
[an Annual Issuer Report][an Annual Collections Report][audited/unaudited financial statements]
with respect to the Bonds as required by the Continuing Disclosure Agreement of Issuer dated as
of October 1, 2023, by and among the Issuer, P3Works, LLC., as "Administrator," and Regions
Bank, as "Dissemination Agent." The Issuer anticipates that [the Annual Issuer Report][the
Annual Collections Report][audited/unaudited financial statements] will be filed by
Dated:
Regions Bank,
on behalf of the City of Anna, Texas
(as Dissemination Agent)
0
Title:
cc: City of Anna, Texas
A-1
4131-0566-6633.1
EXHIBIT B
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
ANNUAL FINANCIAL INFORMATION*
Delivery Date: , 20_
CUSIP Nos: [insert CUSIP Nos.]
DISSEMINATION AGENT
Name: Regions Bank
Address: ]
City: [�
Telephone: (� -
Contact Person: Attn:
Section 4(a)(i)(A)
BONDS OUTSTANDING
Maturity
Date
Interest
Rate
Original
Principal
Amount
Outstanding
Principal
Amount
Outstanding
Interest
Amount
Total
Section 4(a)(i)(B)
INVESTMENTS
Fund/
Account Name
Investment
Description
Par
Value(1)
Book
Value(1)
Market
Value0)
(1) As such information is provided by the Trustee.
*Excluding audited financial statements of the Issuer
B-1
4131-0566-6633.1
Section 4(a)(i)(C)
ASSETS AND LIABILITIES OF TRUST ESTATE
Cash Position of Trust Estate for statements dated
September 30, 20
List of Funds/Accounts Held Under Indenture
Amount In the Fund
Total
A
Bond Principal Amount Outstanding
B
Outstanding Assessment Amount to be collected
C
Net Position of Trust Estate and Outstanding Bonds and
Assessments
A-B+C
September 30, 20r 1 Trust Statements: ❑ Audited C Unaudited
Accounting Type: 0 Cash ❑ Accrual ❑ Modified Accrual
Section 4(a)(ii)
FINANCIAL INFORMATION AND OPERATING DATA WITH RESPECT TO THE
ISSUER OF THE GENERAL, TYPE AND IN SUBSTANTIALLY SIMILAR FORM
PROVIDED IN THE FOLLOWING TABLES AS OF THE END OF THE FISCAL YEAR
Debt Service Requirements on the Bonds
Year Ending
(September 30) Principal Interest Total
Top [Five] Assessment Pavers in Improvement Area #1 (1)
Percentage of
No. of Percentage of Outstanding Total
Property Owner Parcels/Lots Parcels/Lots Assessments Assessments
')Does not include those owing less than one percent (I%) of total Assessments.
Assessed Value of Improvement Area #1 of the District
The [YEAR] certified total assessed value for the Assessed Property in Improvement Area
#1 of the District is approximately $[AMOUNT] according to the Collin Central Appraisal
District.
B-2
4131-0566-6633. I
Foreclosure History Related to the Assessments for the Past Five Fiscal Years
Fiscal Delinquent Delinquent
Year Assessment Amount Parcels in Assessment Amount
Ended not in Foreclosure Foreclosure in Foreclosure Foreclosure Foreclosure Proceeds
9/30 Proceedings Proceedings Proceedings Sales Received
20 $ $ $
20
20
20
20
[insert any necessary footnotes]
Collection and Delinquency History of Annual Installments for the Past Five Fiscal Years
Fiscal Year Total Annual Delinquent Delinquent Total
Ended Installment Parcels Amount as Delinquent Amount as of Delinquent % Assessments
9/30 Billed Levied') of 3/1 % as of 3/1 r9/11 as of r9/11 Collected(')
20 $ $ % $ % $
20
20
20
20
0) Pursuant to Section 31.031, Texas Tax Code, certain veterans, persons aged 65 or older, and the disabled, who qualify for an exemption under
either Section IL 13(c), 11.32, or 11.22, Texas Tax Code, are eligible to pay property taxes in four equal installments ("Installment Payments").
Effective January 1, 2018, pursuant to Section 31.031(a-1), Texas Tax Code, the Installment Payments are each due before February 1, April 1,
June 1, and August 1. Each unpaid Installment Payment is delinquent and incurs penalties and interest if not paid by the applicable date.
(1) [Does/does not] include interest and penalties.
Parcel Numbers for Delinquencies Equaling or Exceeding 10% of Annual Installments Due
For the past five Fiscal Years, if the total amount of delinquencies as of September 1 equals or exceeds ten
percent (10%) of the amount of Annual Installments due, a list of parcel numbers for which the Annual Installments
are delinquent.
Fiscal Year
Ended (9/30) Delinquent % as of 9/1 Parcel Numbers
20 %
20
History of Prepayment of Assessments for the Past Five Fiscal Years
Amount of
Number of Amount of Bonds
Fiscal Year Ended (9/30) Prepayments Prepayments Bond Call Date Redeemed
20 $ $
20
20
20
20
[insert any necessary footnotes]
ITEMS REQUIRED BY SECTION 4(a)(iii) - (iv)
[Insert a line item for each applicable listing]
B-3
4131-0566-6633.1
EXHIBIT C
CITY OF ANNA, TEXAS,
SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023
(THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
IMPROVEMENT AREA #1 PROJECT)
ANNUAL COLLECTIONS REPORT
Delivery Date: 120
CUSIP Nos: [insert CUSIP Nos.]
DISSEMINATION AGENT
Name: Regions Bank
Address: [ I
City: r Texas ]
Telephone: L-) -
Contact Person: Attn:
SELECT FINANCIAL INFORMATION AND OPERATING DATA WITH RESPECT TO
THE COLLECTION OF ASSESSMENTS COVERING THE PERIOD BEGINNING WITH
THE FIRST DAY OF THE FISCAL YEAR SUCCEEDING THE REPORTING FISCAL
YEAR THROUGH THE COLLECTIONS REPORTING DATE PROVIDED IN
COMPLIANCE WITH SUBSECTION 5(A) OF THE ISSUER'S DISCLOSURE
AGREEMENT
Foreclosure History Related To The Annual InstallmentsM
Delinquent Annual Delinquent Annual
Installment Amount Parcels in Installment Amount
Succeeding not in Foreclosure Foreclosure in Foreclosure Foreclosure Foreclosure Proceeds
Fiscal Year Proceedings Proceedings Proceedings Sales Received
20 $ $ $
(i) Period covered includes October 1, 20_ through March 1, 20
C-1
4131-0566-6633.1
Collection and Delinquency of Annual Installments
Total Annual Delinquent Total Annual
Succeeding Installments Parcels Amount as Delinquent % Installments
Fiscal Year Levied Levied(2) of 3/1 as of 3/1 Collected(3)
20_ $ $ % $
Period covered includes October 1, 20_ through March 1, 20_.
Pursuant to Section 31.031, Texas Tax Code, certain veterans, persons aged 65 or older, and the disabled, who qualify for an exemption under
either Section 11.13(c), 11.32, or 11.22, Texas Tax Code, are eligible to pay property taxes in four equal installments ("Installment Payments").
Effective January 1, 2018, pursuant to Section 31.031(a-1), Texas Tax Code, the Installment Payments are each due before February 1, April 1,
June 1, and August 1. Each unpaid Installment Payment is delinquent and incurs penalties and interest if not paid by the applicable date.
(3) [Does/does not] include interest and penalties.
Prepayment of Assessments0)
Succeeding Number of Amount of
Fiscal Year Prepayments Prepayments Bond Call Date
(1) Period covered includes October 1, 20_ through March I, 20_
C-2
4131-0566-6633.1
Amount of
Bonds
Redeemed
EXHIBIT D
BASIC EXPECTED TIMELINE FOR ASSESSMENT COLLECTIONS
AND PURSUIT OF DELINQUENCIES'
Delinquency
Date Clock (Days) Activity
January 31 Assessments are due.
February 1 1 Assessments delinquent if not received.
Immediately upon receipt, but in no event later than
February 15, Issuer forwards payment to Trustee for all
collections received, along with detailed breakdown.
Subsequent payments and relevant details will follow
monthly thereafter.
Issuer and/or Administrator should be aware of actual
and specific delinquencies.
Administrator should be aware if Reserve Fund needs
to be utilized for debt service payments during the
corresponding Fiscal Year. If there is to be a shortfall
of any Annual Installments due to be paid that Fiscal
Year, the Dissemination Agent should be
immediately notified in writing.
Administrator should determine if previously collected
surplus funds, if any, plus actual Annual Installment
collections will be fully adequate for debt service in the
corresponding March and September.
At this point, if there is adequate funding for March and
September payments, no further action is anticipated
for collection of Assessments except that the Issuer or
Administrator, working with the Issuer's counsel or an
appropriate designee, will begin process to cure
deficiency. For properties delinquent by more than
one year or if the delinquency exceeds $10,000 the
matter will be referred for commencement of
Illustrates anticipated dates and procedures for pursuing the collection of delinquent Annual Installments of
Assessments, which dates and procedures shall be in accordance with Chapters 31, 32, 33, and 34, Texas Tax
Code, as amended (the "Code"), and the Tax/Assessor Collector's procedures, and are subject to adjustment
by the Issuer. If the collection and delinquency procedures under the Code are subsequently modified,
whether due to an executive order of the Governor of Texas, an amendment to the Code, or otherwise, such
modifications shall control.
D-1
4131-0566-6633.1
foreclosure, in accordance with the Tax/Assessor
Collector's procedures.
If there is insufficient funding in the Pledged
Revenue Fund for transfer to the Principal and
Interest Account of the Bond Fund of such amounts
as shall be required for the full March and
September payments, the collection -foreclosure
procedure will proceed against all delinquent
properties, in accordance with the Tax/Assessor
Collector's procedures.
March 15 43/44 Trustee pays bond interest payments to Owners.
Reserve Fund payment to Bond Fund may be required
if Assessments are below approximately 50% collection
rate.
Issuer, or the Trustee on behalf of the Issuer, to notify
Dissemination Agent in writing of the occurrence of
draw on the Reserve Fund and, following receipt of
such notice, Dissemination Agent to notify MSRB of
such draw or the Reserve Fund.
July 1 152/153 Issuer, or the Administrator on behalf of the Issuer,
determines whether or not any Annual Installments are
delinquent and, if such delinquencies exist, the Issuer
commences as soon as practicable appropriate and
legally permissible actions to obtain such delinquent
Annual Installments, in accordance with the
Tax/Assessor Collector's procedures.
Preliminary Foreclosure activity commences and
Issuer to notify Dissemination Agent in writing of
the commencement of preliminary foreclosure
activity.
If Dissemination Agent has not received Foreclosure
Schedule and Plan of Collections, Dissemination Agent
to request same from the Issuer.
If the Issuer has not provided the Dissemination Agent
with Foreclosure Schedule and Plan of Collections, and
if instructed by the Owners under Section 11.2 of the
Indenture, Dissemination Agent requests that the Issuer
commence foreclosure or provide plan for collection.
D-2
4131-0566-6633.1
August 15 197/198 The designated lawyers or law firm will be preparing
the formal foreclosure documents and will provide
periodic updates to the Dissemination Agent for
dissemination to those Owners who have requested to
be notified of collections progress. The goal for the
foreclosure actions is a filing by no later than August 15
(day 197/198).
Foreclosure action to be filed with the court.
Issuer notifies Trustee and Dissemination Agent of
Foreclosure filing status in writing. Dissemination
Agent notifies Owners.
If Owners and Dissemination Agent have not been
notified of a foreclosure action, Dissemination Agent
will notify the Issuer that it is appropriate to file action.
A committee of not less than twenty-five percent (25%) of the Owners may request a meeting with
the Issuer to discuss the Issuer's actions in pursuing the repayment of any delinquencies. This
would also occur after day thirty (30) if it is apparent that a Reserve Fund draw is required. Further,
if delinquencies exceed five percent (5%), Owners may also request a meeting with the Issuer at
any time to discuss the Issuer's plan and progress on collection and foreclosure activity. If the
Issuer is not diligently proceeding with the foreclosure process, the Owners may seek an action for
mandamus or specific performance to direct the Issuer to pursue the collections of delinquent
Annual Installments of Assessments.
D-3
4131-0566-6633.1
EXHIBIT C
SERVICE AND ASSESSMENT PLAN
D-1
The Woods at Lindsey Place
Public Improvement District
2023 AMENDED & RESTATED SERVICE AND ASSESSMENT PLAN
SEPTEMBER 12, 2023
TABLE OF CONTENTS
Tableof Contents..........................................................................................................................1
Introduction..................................................................................................................................3
SectionI: Definitions.....................................................................................................................4
Section11: The District.................................................................................................................11
Section III: Authorized Improvements.........................................................................................11
SectionIV: Service Plan...............................................................................................................14
SectionV: Assessment Plan.........................................................................................................
14
Section VI: Terms of the Assessments.........................................................................................17
Section VII: Assessment Roll.......................................................................................................23
Section Vill: Additional Provisions...............................................................................................23
Section IX: Additional Updates....................................................................................................25
Exhibits........................................................................................................................................26
Appendices.................................................................................................................................26
Exhibit A-1— Map of the District.................................................................................................27
Exhibit A-2— Final Plat for Improvement Area#1.......................................................................28
Exhibit A-3 — Map of Improvement Area#1................................................................................
32
Exhibit A-4— Lot Type Classification Map....................................................................................33
Exhibit B-1—Authorized Improvements.....................................................................................34
Exhibit B-2 — Remainder Area Apportionment of Costs..............................................................35
ExhibitC — Service Plan...............................................................................................................
36
Exhibit D —Sources and Uses of Funds........................................................................................37
Exhibit E — Maximum Assessment and Tax Rate Equivalent........................................................38
Exhibit F-1— Improvement Area #1 Assessment Roll..................................................................39
Exhibit F-2 —Projected Improvement Area #1 Annual Installment.............................................40
Exhibit G-1— Maps of Improvement Area #1 Improvements......................................................43
Exhibit G-2 — Maps of Major Improvements...............................................................................47
Exhibit H — Form of Notice of PID Assessment Termination........................................................51
Exhibit 1-1— District Legal Description.........................................................................................54
Exhibit 1-2 — Improvement Area #1 Legal Description.................................................................58
Appendix A— Engineer's Report ..................................................................................................62
Appendix B — Buyer Disclosures..................................................................................................87
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
1
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Initial Parcel............................................................................................................................88
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Lot Type 1............................................................................................................................... 94
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Lot Type 2.............................................................................................................................100
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
INTRODUCTION
Capitalized terms used in this 2023 Amended and Restated Service and Assessment Plan shall
have the meanings given to them in Section I unless otherwise defined in this 2023 Amended and
Restated Service and Assessment Plan or unless the context in which a term is used clearly
requires a different meaning. Unless otherwise defined, a reference to a "Section," an "Exhibit"
or an "Appendix" shall be a reference to a Section of this 2023 Amended and Restated Service
and Assessment Plan or an Exhibit or Appendix attached to and made a part of this 2023
Amended and Restated Service and Assessment Plan for all purposes.
On February 14, 2023, the City Council passed and approved Resolution No. 2023-02-1379
authorizing the establishment of the District in accordance with the PID Act, which authorization
was effective upon publication as required by the PID Act. The purpose of the District is to finance
the Actual Costs of Authorized Improvements that confer a special benefit on approximately
198.006 acres located within the corporate limits of the City, as described by the legal description
on Exhibit 1-1 and depicted on Exhibit A-1.
The PID Act requires a Service Plan covering a period of at least five years and defining the annual
indebtedness and projected cost of the Authorized Improvements and including a copy of the
notice form required by Section 5.014 of the Texas Property Code, as amended. The Service Plan
is contained in Section IV.
The PID Act requires that the Service Plan include an Assessment Plan that assesses the Actual
Costs of the Authorized Improvements against the Assessed Property within the District based
on the special benefits conferred on such property by the Authorized Improvements. The
Assessment Plan is contained in Section V.
The PID Act requires an Assessment Roll that states the Assessment against each Parcel
determined by the method chosen by the City Council. The Assessment against each Parcel of
Assessed Property must be sufficient to pay the share of the Actual Costs of the Authorized
Improvements apportioned to such Parcel and cannot exceed the special benefit conferred on
the Parcel by such Authorized Improvements. The Improvement Area #1 Assessment Roll is
included as Exhibit F-1.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 3
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
SECTION I: DEFINITIONS
"2023 Amended and Restated Service and Assessment Plan" means this The Woods at Lindsey
Place Public Improvement District Amended and Restated Service and Assessment Plan which is
to replace in its entirety the Original service and Assessment Plan.
"2023 Assessment Ordinance" means Ordinance No. 1036-2023-03 approved and adopted by
the City Council on March 14, 2023, which levied the Improvement Area #1 Assessment against
Improvement Area #1, and approved the Original Service and Assessment Plan.
"Actual Costs" mean with respect to Authorized Improvements, including Developer costs to
create the District, the actual costs of constructing or acquiring such Authorized Improvements,
(either directly or through affiliates), including : (1) the costs for the design, planning, financing,
administration/management, acquisition, installation, construction and/or implementation of
such Authorized Improvements; (2) the fees paid for obtaining permits, licenses, or other
governmental approvals for such Authorized Improvements; (3) the costs for external
professional costs, such as engineering, geotechnical, surveying, land planning, architectural
landscapers, appraisals, legal, accounting, and similar professional services; (4) all labor, bonds,
and materials, including equipment and fixtures, by contractors, builders, and materialmen in
connection with the acquisition, construction, or implementation of the Authorized
Improvements; (5) all related permitting and public approval expenses, architectural,
engineering, and consulting fees, and governmental fees and charges and (6) costs to implement,
administer, and manage the above -described activities including, but not limited to, a
construction management fee equal to four percent (4%) of construction costs if managed by or
on behalf of the Developer.
"Additional Interest" means the amount collected by the application of the Additional Interest
Rate.
"Additional Interest Rate" means the 0.50% additional interest rate that may be charged on
Assessments securing PID Bonds pursuant to Section 372.018 of the PID Act.
"Administrator" means the City or independent firm designated by the City who shall have the
responsibilities provided in this 2023 Amended and Restated Service and Assessment Plan, the
Indenture, or any other agreement or document approved by the City related to the duties and
responsibilities of the administration of the District. The initial Administrator is P3Works, LLC.
"Annual Collection Costs" mean the actual or budgeted costs and expenses related to the
operation of the District, including, but not limited to, costs and expenses for: (1) the
Administrator; (2) City staff; (3) legal counsel, engineers, accountants, financial advisors, and
other consultants engaged by the City; (4) calculating, collecting, and maintaining records with
respect to Assessments and Annual Installments; (5) preparing and maintaining records with
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT A
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
respect to Assessment Rolls and Annual Service Plan Updates; (6) paying and redeeming PID
Bonds; (7) investing or depositing Assessments and Annual Installments; (8) complying with this
2023 Amended and Restated Service and Assessment Plan and the PID Act with respect to the
PID Bonds, including the City's continuing disclosure requirements; and (9) the paying
agent/registrar and Trustee in connection with PID Bonds, including their respective legal
counsel. Annual Collection Costs collected but not expended in any year shall be carried forward
and applied to reduce Annual Collection Costs for subsequent years.
"Annual Installment" means the annual installment payment of an Assessment as calculated by
the Administrator and approved by the City Council, that includes: (1) principal; (2) interest; (3)
Additional Interest; and (4) Annual Collection Costs.
"Annual Service Plan Update" means an update to this 2023 Amended and Restated Service and
Assessment Plan prepared no less frequently than annually by the Administrator and approved
by the City Council.
"Apportioned Property" means any Parcel within the District against which the costs of the
Authorized Improvements are Apportioned based on special conferred benefit and against which
an Assessment is anticipated to be levied, but not yet levied.
"Apportionment of Costs" means an amount allocated by this 2023 Amended and Restated
Service and Assessment Plan to a Parcel within the District for future Authorized Improvement
costs, other than Non-Benefitted Property and Non -Assessed Property, subject to a future levy
of Assessments by the City and also subject to reallocation upon the subdivision of such Parcel
or reduction according to the provisions herein and in the PID Act.
"Assessed Property" means any Parcel within the District against which an Assessment is levied.
"Assessment" means an assessment levied against a Parcel within the District, other than Non -
Benefited Property, and imposed pursuant to an Assessment Ordinance and the provisions
herein, as shown on an Assessment Roll, subject to reallocation upon the subdivision of such
Parcel or reduction according to the provisions herein and in the PID Act.
"Assessment Ordinance" means an ordinance adopted by the City Council in accordance with
the PID Act that levies an Assessment on Assessed Property within the District, as shown on any
Assessment Roll.
"Assessment Plan" means the methodology employed to assess the Actual Costs of the
Authorized Improvements against the Assessed Property within the District based on the special
benefits conferred on such property by the Authorized Improvements, more specifically set forth
and described in Section V.
"Assessment Roll" means any assessment roll for the Assessed Property within the District,
including the Improvement Area #1 Assessment Roll as updated, modified or amended from time
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT S
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
to time in accordance with the procedures set forth herein and in the PID Act, including updates
prepared in connection with the issuance of PID Bonds, if issued, or any Annual Service Plan
Update.
"Authorized Improvements" means the improvements authorized by Section 372.003 of the PID
Act, as depicted on Exhibit G-1, Exhibit G-2 and described in Section III.
"Bond Issuance Costs" means the costs associated with issuing PID Bonds, including but not
limited to attorney fees, financial advisory fees, consultant fees, appraisal fees, printing costs,
publication costs, capitalized interest, reserve fund requirements, underwriter's discount, fees
charged by the Texas Attorney General, and any other cost or expense incurred by the City
directly associated with the issuance of any series of PID Bonds.
"City" means the City of Anna, Texas.
"City Council" means the governing body of the City.
"County" means Collin County, Texas.
"Delinquent Collection Costs" mean costs related to the foreclosure on Assessed Property and
the costs of collection of delinquent Assessments, delinquent Annual Installments, or any other
delinquent amounts due under this 2023 Amended and Restated Service and Assessment Plan
including penalties and reasonable attorney's fees actually paid, but excluding amounts
representing interest and penalty interest.
"Developer" means D.R. Horton — Texas, LTD., a Texas limited partnership, and any successors
or assigns thereof that intends to develop the property in the District for the ultimate purpose of
transferring title to such property to end -users.
"Development Agreement" means that certain Development Agreement entered into between
the City and LHJH Properties, Ltd., a Texas limited partnership, effective November 10, 2020,
applicable to all of the Property, as amended by First Amendment to Development Agreement
and to the Woods at Lindsey Place Subdivision Improvement Agreement entered into between
the City and Developer, dated the 24th day of January, 2023.
"District" means The Woods at Lindsey Place Public Improvement District containing
approximately 198.006 acres located within the corporate limits of the City, and more specifically
described in Exhibit 1-1 and depicted on Exhibit A-1.
"District Formation Expenses" means the costs associated with forming the District, including,
but not limited to, attorney fees, and any other cost or expense incurred by the City or Developer
directly associated with the establishment of the District.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 6
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
"Engineer's Report" means a report provided by a licensed professional engineer that describes
the Authorized Improvements, including their costs, location, and benefit, and is attached hereto
as Appendix A for the Improvement Area #1 Improvements and Major Improvements.
"Estimated Buildout Value" means the estimated value of an Assessed Property with fully
constructed buildings, as provided by the Developer and confirmed by the City Council, by
considering such factors as density, lot size, proximity to amenities, view premiums, location,
market conditions, historical sales, builder contracts, discussions with homebuilders, reports
from third party consultants, or any other factors that, in the judgment of the City, may impact
value. The Estimated Buildout Value for each Lot Type is shown on Exhibit E.
"First Year Annual Collection Costs" means the estimated cost of first year Annual Collection
Costs.
"Improvement Area #1" means approximately 57.444 acres located within the District, more
specifically described in Exhibit 1-2 and depicted on Exhibit A-3.
"Improvement Area #1 Annual Installment" means the Annual Installment of the Improvement
Area #1 Assessment as calculated by the Administrator and approved by the City Council, that
includes: (1) principal; (2) interest; (3) Additional Interest; and (4) Annual Collection Costs related
to the Improvement Area #1 Bonds, as shown on Exhibit F-2.
"Improvement Area #1 Assessed Property" means any Parcel within Improvement Area #1
against which an Improvement Area #1 Assessment is levied.
"Improvement Area #1 Assessment" means an Assessment levied against a Parcel within
Improvement Area #1 and imposed pursuant to an Assessment Ordinance and the provisions
herein, as shown on the Improvement Area #1 Assessment Roll, subject to reallocation upon the
subdivision of such Parcel or reduction according to the provisions herein and in the PID Act.
"Improvement Area #1 Assessment Roll" means the Assessment Roll for the Improvement Area
#1 Assessed Property, as updated, modified or amended from time to time in accordance with
the procedures set forth herein and in the PID Act, including any updates prepared in connection
with the issuance of PID Bonds or any Annual Service Plan Updates. The Improvement Area #1
Assessment Roll is included in this 2023 Amended and Restated Service and Assessment Plan as
Exhibit F-1.
"Improvement Area #1 Bonds" means those certain PID "City of Anna, Texas Special Assessment
Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District
Improvement Area #1 Project)" that are secured by Improvement Area #1 Assessments.
"Improvement Area #1 Improvements" means the Authorized Improvements which only benefit
the Improvement Area #1 Assessed Property, as further described in Section III.A and depicted
on Exhibit G-1.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT T
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
"Improvement Area #1 Initial Parcel" means all of the Improvement Area #1 Assessed Property
against which the entire Improvement Area #1 Assessment is levied, as described in Exhibit 1-2,
and depicted on Exhibit A-3.
"Improvement Area #1 Projects" means, collectively (1) the pro rata portion of the Major
Improvements allocable to Improvement Area #1; (2) the Improvement Area #1 Improvements;
(3) the first year's Annual Collection Costs related to the Improvement Area #1 Bonds; and (4)
Bond Issuance Costs incurred in connection with the issuance of PID Bonds to refinance all or a
portion of the Improvement Area #1 Assessment, if and when issued.
"Indenture" means an Indenture of Trust entered into between the City and the Trustee in
connection with the issuance of each series of PID Bonds, as amended from time to time,
between the City and the Trustee setting forth terms and conditions related to a series of PID
Bonds.
"Lot" means (1) for any portion of the District for which a final subdivision plat has been recorded
in the Official Public Records of the County, a tract of land described by "lot" in such subdivision
plat; and (2) for any portion of the District for which a subdivision plat has not been recorded in
the Plat or Official Public Records of the County, a tract of land anticipated to be described as a
"Lot" in a final recorded subdivision plat as shown on a concept plan or a preliminary plat. A "Lot"
shall not include real property owned by a government entity, even if such property is designated
as a separate described tract or lot on a recorded subdivision plat.
"Lot Type" means a classification of final building Lots with similar characteristics (e.g. lot size,
home product, buildout value, etc.), as determined by the Administrator and confirmed by the
City Council. In the case of single-family residential Lots, the Lot Type shall be further defined by
classifying the residential Lots by the Estimated Buildout Value of the Lot as shown on Exhibit E,
and the anticipated Improvement Area #1 Lot Type classification map is identified on Exhibit A-
4.
"Lot Type 1" means a Lot within Improvement Area #1 marketed to homebuilders as a 50' Lot,
with an Estimated Buildout Value of $360,000.
"Lot Type 2" means a Lot within Improvement Area #1 marketed to homebuilders as a 60' Lot,
with an Estimated Buildout Value of $375,000.
"Major Improvements" means the Authorized Improvements which provide benefit to the
entirety of the district, as further described in Section III.B and depicted on Exhibit G-2.
"Maximum Assessment" means for each Lot, an Assessment equal to the lesser of (1) the
amount calculated pursuant to Section VLA, or (2) for each Lot Type, the amount shown on
Exhibit E.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT $
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
"Non -Benefited Property" means Parcels within the boundaries of the District that accrue no
special benefit from the Authorized Improvements as determined by the City Council.
"Non -Assessed Property" means Parcels that accrue special benefit from the Authorized
Improvements, as determined by the City Council, but are not assessed. The Non -Assessed
Property includes the multifamily and commercial areas adjacent to the District.
"Notice of Assessment Termination" means a document that shall be recorded in the Official
Public Records of the County the termination of an Assessment, a form of which is attached as
Exhibit H.
"Original Service and Assessment Plan" means the Service and Assessment Plan that was
approved by the City Council on March 14, 2023.
"Parcel" or "Parcels" means a specific propertywithin the District identified by either a tax parcel
identification number assigned by the Collin Central Appraisal District for real property tax
purposes, by legal description, or by lot and block number in a final subdivision plat recorded in
the Plat or Official Public Records of the County, or by any other means determined by the City.
"PID Act" means Chapter 372, Texas Local Government Code, as amended.
"PID Bonds" means any bonds issued by the City in one or more series and secured in whole or
in part by Assessments.
"Prepayment" means the payment of all or a portion of an Assessment before the due date of
the final Annual Installment thereof. Amounts received at the time of a Prepayment which
represent a payment of principal, interest, or penalties on a delinquent installment of an
Assessment are not to be considered a Prepayment, but rather are to be treated as the payment
of the regularly scheduled Annual Installment.
"Prepayment Costs" means interest, including Additional Interest and Annual Collection Costs to
the date of Prepayment.
"Remainder Area" means all property within the District, as described on Exhibit 1-1 and
generally depicted on Exhibit A-1, save and except Improvement Area #1, as described on Exhibit
1-2 and generally depicted on Exhibit G-1.
"Remainder Area Apportioned Property" means any Parcel within the Remainder Area against
which a portion of the Actual Costs of the Major Improvements are Apportioned based on special
conferred benefit, and against which an Assessment is expected to be levied, but not yet levied.
"Remainder Area Apportionment of Costs" means an Apportionment of Costs against a Parcel
within the Remainder Area for the Remainder Area Projects, as shown on Exhibit B-2, subject to
reallocation upon the subdivision of such Parcel or reduction according to the provisions herein
and in the PID Act.
THE WOODS AT UNDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 9
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
"Remainder Area Projects" means the pro rata portion of the Major Improvements allocable to
the Remainder Area based on Estimated Buildout Value.
"Service Plan" covers a period of at least five years and defines the annual indebtedness and
projected costs of the Authorized Improvements, more specifically described in Section IV.
"Trustee" means the trustee or successor trustee under an Indenture.
[Remainder of page intentionally left blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 10
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
SECTION II: THE DISTRICT
The District includes approximately 198.006 contiguous acres located within the corporate limits
of the City, the boundaries of which are more particularly described by the legal description on
Exhibit 1-1 and depicted on Exhibit A-1. Development of the District is anticipated to include
approximately 951 Lots developed with 860 Lots classified as single-family and 91 Lots classified
as townhome.
Improvement Area #1 includes approximately 57.444 contiguous acres located within the
corporate limits of the City, the boundaries of which are more particularly described by the legal
description on Exhibit 1-2 and depicted on Exhibit A-3. Development of Improvement Area #1
includes 218 Lots developed with single-family homes (188 single-family homes classified as Lot
Type 1, and 30 single-family homes classified as Lot Type 2).
The Remainder Area includes approximately 140.562 contiguous acres located within the
corporate limits of the City. Development of the Remainder Area is anticipated to include
approximately 733 Lots developed with 642 Lots classified as single-family and 91 Lots classified
as townhome.
SECTION III: AUTHORIZED IMPROVEMENTS
The City, based on information provided by the Developer and its engineer and reviewed by the
City staff and by third -party consultants retained by the City, has determined that the Authorized
Improvements confer a special benefit on the Assessed Property and/or the Apportioned
Property. Authorized Improvements will be designed and constructed in accordance with the
City's standards and specifications and will be owned and operated by the City. The budget for
the Authorized Improvements is shown on Exhibit B-1.
A. Improvement Area #1 Improvements
■ Erosion Control
Improvements including silt fences, inlet protection, rock check dams, drill seeding, soil
retention blankets, biodegradable erosion control logs, and construction exit/entrances
necessary to provide erosion control for all Lots within Improvement Area #1.
■ Excavation
Excavation improvements include related earthworks, excavation, intersections, and re -
vegetation of all disturbed areas within the right-of-way of Improvement Area #1.
• Sanitary Sewer
Sanitary Sewer improvements include trench excavation and embedment, trench safety,
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 11
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
PVC piping, manholes, concrete easement, stub outs to future developments, testing,
related earthwork, erosion control, and all necessary appurtenances required to provide
sanitary sewer service for all Lots within Improvement Area #1.
• Storm Sewer
Storm Sewer improvements include earthen channels, swales, RCP piping and boxes,
manholes, curb and drop inlets, headwalls, concrete flumes, rock rip rap, stub outs to
future developments, testing, related earthwork, erosion control, and all necessary
appurtenances required to provide storm drainage for all Lots within Improvement Area
#1.
Water
Water improvements include trench excavation and embedment, trench safety, PVC
piping, stub outs to future developments, testing, related earthwork, erosion control, and
all necessary appurtenances required to provide water service for all Lots within
Improvement Area #1.
Paving
Roadway improvements include subgrade stabilization, concrete and reinforcing steel for
roadways, testing, and handicapped ramps, related earthworks, intersections, and re -
vegetation of all disturbed areas within the right-of-way of Improvement Area #1.
Street Lights
Improvements including traffic signage, streetlights, and stop lights are included. These
traffic and lighting improvements will provide a benefit to all Lots within Improvement
Area #1.
■ Soft Costs
Includes costs related to designing, constructing, and installing the Improvements Area
#1 Improvements including land planning and design, City fees, engineering, soil testing,
survey, construction management, contingency, legal costs, consultants, and costs
associated with financing the Improvement Area #1 Improvements.
B. Major Improvements
Excavation
Excavation improvements include excavation, intersections, and re -vegetation of all
disturbed areas within the right-of-way benefitting the entire District.
■ Sanitary Sewer
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 12
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Sanitary Sewer improvements include trench excavation and embedment, trench safety,
PVC piping, manholes, concrete easement, stub outs to future developments, testing,
related earthwork, erosion control, and all necessary appurtenances required to provide
sanitary sewer service to the entire District.
• Storm Sewer
Storm Sewer improvements include earthen channels, swales, RCP piping and boxes,
manholes, curb and drop inlets, headwalls, concrete flumes, rock rip rap, stub outs to
future developments, testing, related earthwork, erosion control, and all necessary
appurtenances required to provide storm drainage to the entire District.
■ Water
Water improvements include trench excavation and embedment, trench safety, PVC
piping, stub outs to future developments, testing, related earthwork, erosion control, and
all necessary appurtenances required to provide water service to the entire District.
■ Paving
Paving improvements include subgrade stabilization, concrete and reinforcing steel for
roadways, testing, and handicapped ramps, related earthworks, intersections, and re -
vegetation of all disturbed areas within the right-of-way of the District.
■ Soft Costs
Includes costs related to designing, constructing, and installing the Major Improvements
including land planning and design, City fees, engineering, soil testing, survey,
construction management, contingency, legal costs, consultants, District Formation
Expenses, and costs associated with financing the Improvement Area #1 Improvements.
C. Bond Issuance Costs
• Debt Service Reserve Fund
Equals the amount to be deposited in a debt service reserve fund under an applicable
Indenture in connection with the issuance of PID Bonds.
■ Underwriter's Discount
Equals a percentage of the par amount of a particular series of PID Bonds related to the
costs of underwriting such PID Bonds.
■ Cost of Issuance
Includes costs of issuing a particular series of PID Bonds, including but not limited to issuer
fees, attorney fees, financial advisory fees, consultant fees, appraisal fees, printing costs,
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 13
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
publication costs, City costs, fees charged by the Texas Attorney General, and any other
cost or expense directly associated with the issuance of PID Bonds.
D. Other Costs
■ First Year Annual Collection Costs
Equals the amount necessary to fund the first years Annual Collection Costs for a
particular series of PID Bonds.
SECTION IV: SERVICE PLAN
The PID Act requires the Service Plan to (i) cover a period of at least five years, (ii) define the
annual projected costs and indebtedness for the Authorized Improvements undertaken within
the District during the five-year period and (iii) include a copy of the notice form required by
Section 5.014 of the Texas Property Code, as amended. The Service Plan must be reviewed and
updated by the City Council at least annually in each Annual Service Plan Update. Exhibit C
summarizes the Service Plan for Improvement Area #1. The notice form required by Section 5.014
of the Texas Property Code is attached hereto as Appendix B.
Exhibit D summarizes the sources and uses of funds required to construct the Authorized
Improvements. The sources and uses of funds shown on Exhibit D shall be updated in the Annual
Service Plan Update to reflect any budget revisions and Actual Costs.
SECTION V: ASSESSMENT PLAN
The PID Act allows the City Council to apportion the costs of the Authorized Improvements to the
Assessed Property and Apportioned Property based on the special benefit received from the
Authorized Improvements. The PID Act provides that such costs may be apportioned: (1) equally
per front foot or square foot; (2) according to the value of property as determined by the City,
with or without regard to improvements constructed on the property; or (3) in any other manner
approved by the City that results in imposing equal shares of such costs on property similarly
benefited. The PID Act further provides that the governing body may establish by ordinance or
order reasonable classifications and formulas for the apportionment of the cost between the City
and the area to be assessed and the methods of assessing the special benefits for various classes
of improvements.
This section of this 2023 Amended and Restated Service and Assessment Plan describes the
special benefit received by each Parcel within the District as a result of the Authorized
Improvements and provides the basis and justification for the determination that this special
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 14
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
benefit equals or exceeds the amount of the Assessments to be levied on the Assessed Property
for such Authorized Improvements.
The determination by the City Council of the assessment methodologies set forth below is the
result of the discretionary exercise by the City Council of its legislative authority and
governmental powers and is conclusive and binding on the Developer and all future owners and
developers of the Assessed Property and Apportioned Property.
A. Assessment Methodology
The City Council, acting in its legislative capacity based on information provided by the Developer
and its engineer and reviewed by the City staff and by third -party consultants retained by the
City, has determined that the costs related to the Authorized Improvements shall be allocated
as follows:
• The costs of the Improvement Area #1 Improvements shall be allocated 100% to
Improvement Area #1 Assessed Property based on the ratio of the Estimated Buildout
Value of each Lot Type designated as Improvement Area #1 Assessed Property to the
Estimated Buildout Value of all Improvement Area #1 Assessed Property.
• The costs of the Major Improvements shall be allocated 25.12%to Improvement Area #1
Assessed Property and 74.88% to the Remainder Area Apportioned Property pro rata
based on the Estimated Buildout Value as illustrated on Exhibit B-2.
B. Assessments
Improvement Area #1 Assessments are levied on the Improvement Area #1 Assessed Property
according to the Improvement Area #1 Assessment Roll attached hereto as Exhibit F-1. The
projected Improvement Area #1 Annual Installments are shown on Exhibit F-2, and are subject
to revisions made in any Annual Service Plan Update.
The Maximum Assessment for each Lot Type within Improvement Area #1 is shown on Exhibit E.
In no case will the Assessment for Lot Type 1, and Lot Type 2 within Improvement Area #1 exceed
the corresponding Maximum Assessment.
C. Findings of Special Benefit
The City Council, acting in its legislative capacity based on information provided by the Developer
and its engineer and reviewed by the City staff and by third -party consultants retained by the
City, has found and determined:
ImprovementAreo #1
• The total costs of the Improvement Area #1 Projects equal $9,896,675 as shown
on Exhibit B-1; and
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT is
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
■ The Improvement Area #1 Assessed Property receives special benefit from the
Improvement Area #1 Projects equal to or greater than the Actual Cost of the
Improvement Area #1 Projects; and
• With the adoption of the 2023 Assessment Ordinance, the Improvement Area #1
Assessed Property was allocated 100% of the Improvement Area #1 Assessment
levied for the Improvement Area #1 Projects, which equals $7,419,000 as shown
on the Improvement Area #1 Assessment Roll attached hereto as Exhibit F-1; and
• The special benefit (>_ $9,896,675) received by the Improvement Area #1 Assessed
Property from the Improvement Area #1 Projects was equal to or greater than the
amount of the Improvement Area #1 Assessment ($7,419,000) levied on the
Improvement Area #1 Assessed Property for the Improvement Area #1 Projects;
and
■ At the time the City Council approved the 2023 Assessment Ordinance, the
Developer owned 100% of the Improvement Area #1 Initial Parcel. The Developer
acknowledged that the Improvement Area #1 Projects confer a special benefit on
the Improvement Area #1 Initial Parcel and consented to the imposition of the
Improvement Area #1 Assessment to pay for the Actual Costs associated
therewith. The Developer ratified, confirmed, accepted, agreed to, and approved:
(1) the determinations and findings by the City Council as to the special benefits
described herein and the applicable Assessment Ordinance; (2) this 2023
Amended and Restated Service and Assessment Plan and the applicable
Assessment Ordinance; and (3) the levying of the Improvement Area #1
Assessment on the Improvement Area #1 Initial Parcel.
• Remainder Area
• The total costs of the Remainder Area Projects allocable to the Remainder Area as
financed by the Developer equals $4,003,868 as shown on Exhibit B-2; and
■ The Remainder Area receives special benefit from the Remainder Area Projects
equal to or greater than the Actual Cost of the Remainder Area Projects
apportioned to the Remainder Area Apportioned Property; and
• The Remainder Area Apportioned Property will be apportioned 100% of the
Remainder Area Projects, which equals $4,003,868 as shown on Exhibit B-2, of
which all or a portion of such amount is expected to be levied by the City at a later
date; and
■ At the time the City Council approved the
2023
Assessment
Ordinance,
the
Developer owned 100% of the Remainder
Area
Apportioned
Property.
The
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Developer acknowledged that the Remainder Area Projects confer a special
benefit on the Remainder Area Apportioned Property and consented to the
imposition of the Remainder Area Apportionment of Costs in anticipation of a
future levy of Assessments by the City Council to pay for all or a portion of the
Remainder Area Apportionment of Costs of Remainder Area Projects associated
therewith. The Developer ratified, confirmed, accepted, agreed to, and approved:
(1) the determinations and findings by the City Council as to the special benefits
described herein; (2) the Original Service and Assessment Plan; and (3) the
Apportionment of Costs on the Remainder Area Apportioned Property.
D. Annual Collection Costs
The Annual Collection Costs shall be paid for annually by the owner of each Parcel pro rata based
on the ratio of the amount of outstanding Assessment remaining on the Parcel to the total
outstanding Assessment. The Annual Collection Costs shall be collected as part of and in the same
manner as Annual Installments in the amounts shown on the Assessment Roll, which may be
revised based on actual costs incurred in Annual Service Plan Updates.
E. Additional Interest
The interest rate on Assessments securing PID Bonds may exceed the interest rate on the PID
Bonds by the Additional Interest Rate. To the extent required by any Indenture, Additional
Interest shall be collected as part of each Annual Installment and shall be deposited pursuant to
the applicable Indenture.
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SECTION VI: TERMS OF THE ASSESSMENTS
A. Reallocation of Assessments
1. Upon Division Prior to Recording of Subdivision Plat
Upon the division of any Assessed Property (without the recording of subdivision plat),
the Administrator shall reallocate the Assessment for the Assessed Property prior to the
division among the newly divided Assessed Properties according to the following formula:
A=Bx(C=D)
Where the terms have the following meanings:
A = the Assessment for the newly divided Assessed Property
B = the Assessment for the Assessed Property prior to division
C = the Estimated Buildout Value of the newly divided Assessed Property
D = the sum of the Estimated Buildout Value for all of the newly divided Assessed
Properties
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
The calculation of the Assessment of an Assessed Property shall be performed by the
Administrator and shall be based on the Estimated Buildout Value of that Assessed
Property, relying on information from homebuilders, market studies, appraisals, Official
Public Records of the County, and any other relevant information regarding the Assessed
Property, as provided by the Developer. The Estimated Buildout Value for Lot Type 1 and
Lot Type 2 are shown on Exhibit E and will not change in future Annual Service Plan
Updates. The calculation as confirmed by the City Council shall be conclusive.
The sum of the Assessments for all newly divided Assessed Properties shall equal the
Assessment for the Assessed Property prior to subdivision. The calculation shall be made
separately for each newly divided Assessed Property. The reallocation of an Assessment
for an Assessed Property that is a homestead under Texas law may not exceed the
Assessment prior to the reallocation. Any reallocation pursuant to this section shall be
reflected in the next Annual Service Plan Update and approved by the City Council.
2. Upon Subdivision by a Recorded Subdivision Plat
Upon the subdivision of any Assessed Property based on a recorded subdivision plat, the
Administrator shall reallocate the Assessment for the Assessed Property prior to the
subdivision among the new subdivided Lots based on Estimated Buildout Value according
to the following formula:
A = [B x (C _ D))/E
Where the terms have the following meanings:
A = the Assessment for the newly subdivided Lot
B = the Assessment for the Parcel prior to subdivision
C= the sum of the Estimated Buildout Value of all newly subdivided Lots with same
Lot Type
D = the sum of the Estimated Buildout Value for all of the newly subdivided Lots
excluding Non -Benefited Property
E= the number of newly subdivided Lots with same Lot Type
Prior to the recording of a subdivision plat, the Developer shall provide the City an
Estimated Buildout Value for each Lot to be create after recording the subdivision plat as
of the date of the subdivision plat is anticipated to be recorded. The calculation of the
Assessment for a Lot shall be performed by the Administrator and confirmed by the City
Council based on Estimated Buildout Value information provided by the Developer,
homebuilders, third party consultants, and/or the Official Public Records of the County
regarding the Lot. The Estimated Buildout Value for Lot Type 1 and Lot Type 2 are shown
on Exhibit E and will not change in future Annual Service Plan Updates.
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
The sum of the Assessments for all newly subdivided Lots shall not exceed the Assessment
for the portion of the Assessed Property subdivided prior to subdivision. The calculation
shall be made separately for each newly subdivided Assessed Property. The reallocation
of an Assessment for an Assessed Property that is a homestead under Texas law may not
exceed the Assessment prior to the reallocation. Any reallocation pursuant to this section
shall be reflected in the next Annual Service Plan Update and approved by the City
Council.
3. Upon Consolidation
If two or more Lots or Parcels are consolidated into a single Parcel or Lot, the
Administrator shall allocate the Assessments against the Lots or Parcels before the
consolidation to the consolidated Lot or Parcel, which allocation shall be reflected in the
next Annual Service Plan Update and approved by the City Council. The Assessment for
any resulting Lot may not exceed the Maximum Assessment for the applicable Lot Type
and compliance may require a mandatory Prepayment of Assessments pursuant to
Section VI.C.
B. Mandatory Prepayment of Assessments
If an Assessed Property or a portion thereof is conveyed to a party that is exempt from payment
of the Assessment under applicable law, or the owner causes a Lot, Parcel or portion thereof to
become Non -Benefited Property, the owner of such Lot, Parcel or portion there of shall pay to
the City the full amount of the Assessment, plus all Prepayment Costs and Delinquent Collection
Costs for such Assessed Property, prior to any such conveyance or act. Following payment of the
foregoing costs in full, the City shall provide the owner with a recordable "Notice of PID
Assessment Termination," a form of which is attached hereto as Exhibit H.
C. True -Up of Assessments if Maximum Assessment Exceeded at Plat
Prior to the City approving a final subdivision plat, the Administrator will certify that such plat
will not result in the Assessment per Lot for any Lot Type to exceed the Maximum Assessment. If
the Administrator determines that the resulting Assessment per Lot for any Lot Type will exceed
the Maximum Assessment for that Lot Type, then (1) the Assessment applicable to each Lot Type
shall each be reduced to the Maximum Assessment, and (2) the person or entity filing the plat
shall pay to the City the amount the Assessment was reduced, plus Prepayment Costs and
Delinquent Collection Costs, if any, prior to the City approving the final plat. The City's approval
of a plat without payment of such amounts does not eliminate the obligation of the person or
entity filing the plat to pay such amounts.
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
D. Reduction of Assessments
If as a result of cost savings or the failure to construct all or a portion of an Authorized
Improvement, the Actual Costs of completed Authorized Improvements are less than the
Assessments, (i) in the event PID Bonds are not issued, the City Council shall reduce each
Assessment on a pro rata basis such that the sum of the resulting reduced Assessments for all
Assessed Property equals the reduced Actual Costs that were expended, or (ii) in the event that
PID Bonds are issued, the Trustee shall apply amounts on deposit in the applicable account of the
Project Fund, relating to the PID Bonds, that are not expected to be used for purposes of the
Project Fund to redeem outstanding PID Bonds, unless otherwise directed by the applicable
Indenture. Excess PID Bond proceeds shall be applied to redeem outstanding PID Bonds. The
Assessments shall not, however, be reduced to an amount less than the amount required to pay
all debt service requirements on all outstanding PID Bonds.
The Administrator shall update (and submit to the City Council for review and approval as part of
the next Annual Service Plan Update) the Assessment Roll and corresponding Annual Installments
to reflect the reduced Assessments.
E. Prepayment of Assessments
The owner of any Assessed Property may pay, at any time, all or any part of an Assessment in
accordance with the PID Act. Prepayment Costs, if any, may be paid from a reserve established
under the applicable Indenture. If an Annual Installment has been billed, or the Annual Service
Plan Update has been approved by City Council prior to the Prepayment, the Annual Installment
shall be due and payable and shall be credited against the Prepayment.
If an Assessment on as Assessed Property is prepaid in full, with Prepayment Costs, (1) the
Administrator shall cause the Assessment to be reduced to zero on said Assessed Property and
the Assessment Roll to be revised accordingly; (2) the Administrator shall prepare the revised
Assessment Roll and submit such revised Assessment Roll to the City Council for review and
approval as part of the next Annual Service Plan Update; (3) the obligation to pay the Assessment
and corresponding Annual Installments shall terminate with respect to said Assessed Property;
and (4) the City shall provide the owner with a recordable "Notice of PID Assessment
Termination."
If an Assessment on an Assessed Property is prepaid in part, with Prepayment Costs: (1) the
Administrator shall cause the Assessment to be reduced on said Assessed Property and the
Assessment Roll revised accordingly; (2) the Administrator shall prepare the revised Assessment
Roll and submit to the City Council for review and approval as part of the next Annual Service
Plan Update; and (3) the obligation to pay the Assessment will be reduced to the extent of the
Prepayment made.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 20
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
F. Payment of Assessment in Annual Installments
Assessments that are not paid in full shall be due and payable in Annual Installments. Exhibit F-2
shows the projected Improvement Area #1 Annual Installments. Annual Installments are subject
to adjustment in each Annual Service Plan Update.
Prior to the recording of a final subdivision plat, if any Parcel shown on the Assessment Roll is
assigned multiple tax parcel identification numbers for billing and collection purposes, the Annual
Installment shall be allocated pro rata based on the acreage of the property not including any
Non -Benefited Property or Non -Assessed Property, as shown by the Collin Central Appraisal
District for each tax parcel identification number
The Administrator shall prepare and submit to the City Council for its review and approval an
Annual Service Plan Update to allow for the billing and collection of Annual Installments. Each
Annual Service Plan Update shall include updated Assessment Rolls and updated calculations of
Annual Installments. The Annual Collection Costs for a given Assessment shall be paid by the
owner of each Parcel pro rata based on the ratio of the amount of outstanding Assessment
remaining on the Parcel to the total outstanding Assessment. Annual Installments shall be
reduced by any credits applied under an applicable Indenture, such as capitalized interest,
interest earnings on account balances, and any other funds available to the Trustee for such
purposes. Annual Installments shall be collected by the City in the same manner and at the same
time as ad valorem taxes. Annual Installments shall be subject to the penalties, procedures, and
foreclosure sale in case of delinquencies as set forth in the PID Act and in the same manner as ad
valorem taxes due and owing to the City. The City Council may provide for other means of
collecting Annual Installments. Assessments shall have the lien priority specified in the PID Act.
Sales of the Assessed Property for nonpayment of Annual Installments shall be subject to the lien
for the remaining unpaid Annual Installments against the Assessed Property, and the Assessed
Property may again be sold at a judicial foreclosure sale if the purchaser fails to timely pay any of
the remaining unpaid Annual Installments as they become due and payable.
The City reserves the right to refund PID Bonds in accordance with applicable law, including the
PID Act. In the event of a refunding, the Administrator shall recalculate the Annual Installments
so that total Annual Installments will be sufficient to pay the refunding bonds, and the refunding
bonds shall constitute "PID Bonds."
Each Annual Installment of an Assessment, including interest on the unpaid principal of the
Assessment, shall be updated annually. Each Annual Installment shall be due when billed and
shall be delinquent if not paid prior to February 1 of the following year. The initial Annual
Installments shall be due when billed and shall be delinquent if not paid prior to February 1, 2024.
Failure of an owner of an Assessed Property to receive an invoice for an Annual Installment on
the property tax bill shall not relieve said owner of the responsibility for payment of the
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 21
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Assessment. Assessments, or Annual Installments thereof, that are delinquent shall incur
Delinquent Collection Costs. The City may provide for other means of collecting the Annual
Installments to the extent permitted by the PID Act, or other applicable law.
G. Prepayment as a Result of an Eminent Domain Proceeding or Taking
Subject to applicable law, if any portion of any Parcel of Assessed Property is taken from an owner
as a result of eminent domain proceedings or if a transfer of any portion of any Parcel of Assessed
Property is made to an entity with the authority to condemn all or a portion of the Assessed
Property in lieu of or as a part of an eminent domain proceeding (a "Taking'), the portion of the
Assessed Property that was taken or transferred (the "Taken Property") shall be reclassified as
Non -Benefited Property.
For the Assessed Property that is subject to the Taking as described in the preceding paragraph,
the Assessment that was levied against the Assessed Property (when it was included in the Taken
Property) prior to the Taking shall remain in force against the remaining Assessed Property (the
Assessed Property less the Taken Property) (the "Remaining Property"), following the
reclassification of the Taken Property as Non -Benefited Property, subject to an adjustment of the
Assessment applicable to the Remaining Property after any required Prepayment as set forth
below. The owner of the Remaining Property will remain liable to pay in Annual Installments, or
payable as otherwise provided by this 2023 Amended and Restated Service and Assessment Plan,
as updated, or the PID Act, the Assessment that remains due on the Remaining Property, subject
to an adjustment in the Assessment applicable to the Remaining Property after any required
Prepayment as set forth below. Notwithstanding the foregoing, if the Assessment that remains
due on the Remaining Property exceeds the applicable Maximum Assessment, the owner of the
Remaining Property will be required to make a Prepayment in an amount necessary to ensure
that the Assessment against the Remaining Property does not exceed such Maximum
Assessment, in which case the Assessment applicable to the Remaining Property will be reduced
by the amount of the partial Prepayment. If the City receives all or a portion of the eminent
domain proceeds (or payment made in an agreed sale in lieu of condemnation), such amount
shall be credited against the amount of prepayment, with any remainder credited against the
assessment on the Remaining Property.
In all instances the Assessment remaining on the Remaining Property shall not exceed the
applicable Maximum Assessment.
By way of illustration, if an owner owns 100 acres of Assessed Property subject to a $100
Assessment and 10 acres is taken through a Taking, the 10 acres of Taken Property shall be
reclassified as Non -Benefited Property and the remaining 90 acres of Remaining Property shall
be subject to the $100 Assessment (provided that this $100 Assessment does not exceed the
Maximum Assessment on the Remaining Property). If the Administrator determines that the
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
$100 Assessment reallocated to the Remaining Property would exceed the Maximum
Assessment, as applicable, on the Remaining Property by $10, then the owner shall be required
to pay $10 as a Prepayment of the Assessment against the Remaining Property and the
Assessment on the Remaining Property shall be adjusted to be $90.
Notwithstanding the previous paragraphs in this subsection, if the owner of the Taken Property
notifies the City and the Administrator that the Taking prevents the Remaining Property from
being developed for any use which could support the Estimated Buildout Value requirement, the
owner shall, upon receipt of the compensation for the Taken Property, be required to prepay the
amount of the Assessment required to buy down the outstanding Assessment to the applicable
Maximum Assessment on the Remaining Property to support the Estimated Buildout Value
requirement. Said owner will remain liable to pay the Annual Installments on both the Taken
Property and the Remaining Property until such time that such Assessment has been prepaid in
full.
Notwithstanding the previous paragraphs in this subsection, the Assessments shall never be
reduced to an amount less than the amount required to pay all outstanding debt service
requirements on all outstanding PID Bonds.
SECTION VII: ASSESSMENT ROLL
The list of current Lots within the District, the corresponding total Assessments, and current
Annual Installment by Lot for Improvement Area #1 are shown on the Assessment Roll attached
hereto as Exhibit F-1. The Lots shown on the Assessment Roll will receive the bills for the 2023
Annual Installments which will be delinquent if not paid by January 31, 2024.
The Improvement Area #1 Assessment Roll is attached as Exhibit F-1. The Administrator shall
prepare and submit to the City Council for review and approval proposed revisions to the
Improvement Area #1 Assessment Roll and Improvement Area #1 Annual Installments for each
Parcel as part of each Annual Service Plan Update.
SECTION Vill: ADDITIONAL PROVISIONS
A. Calculation Errors
If the owner of a Parcel claims that an error has been made in any calculation required by this
2023 Amended and Restated Service and Assessment Plan, including, but not limited to, any
calculation made as part of any Annual Service Plan Update, said owner's sole and exclusive
remedy shall be to submit a written notice of error to the Administrator by December 11 of the
year following City Council's approval of the calculation. Otherwise, said owner shall be deemed
to have unconditionally approved and accepted the calculation. The Administrator shall provide
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 23
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
a written response to the City Council and the owner not later than 30 days of such receipt of a
written notice of error by the Administrator. The City Council shall consider the owner's notice
of error and the Administrator's response at a public meeting, and not later than 30 days after
closing such meeting, the City Council shall make a final determination as to whether an error
has been made. If the City Council determines that an error has been made, the City Council take
such corrective action as is authorized by the PID Act, this 2023 Amended and Restated Service
and Assessment Plan, the applicable Assessment Ordinance, the applicable Indenture, or as
otherwise authorized by the discretionary power of the City Council. The determination by the
City Council as to whether an error has been made, and any corrective action taken by the City
Council, shall be final and binding on the owner and the Administrator.
B. Amendments
Amendments to this 2023 Amended and Restated Service and Assessment Plan must be made
by the City Council in accordance with the PID Act. To the extent permitted by the PID Act, this
2023 Amended and Restated Service and Assessment Plan may be amended without notice to
owners of the Assessed Property: (1) to correct mistakes and clerical errors; (2) to clarify
ambiguities; and (3) to provide procedures to collect Assessments, Annual Installments, and
other charges imposed by this 2023 Amended and Restated Service and Assessment Plan.
C. Administration and Interpretation
The Administrator shall: (1) perform the obligations of the Administrator as set forth in this 2023
Amended and Restated Service and Assessment Plan; (2) administer the District for and on behalf
of and at the direction of the City Council; and (3) interpret the provisions of this 2023 Amended
and Restated Service and Assessment Plan. Interpretations of this 2023 Amended and Restated
Service and Assessment Plan by the Administrator shall be in writing and shall be appealable to
the City Council by owners of Assessed Property adversely affected bythe interpretation. Appeals
shall be decided by the City Council after holding a public meeting at which all interested parties
have an opportunity to be heard. Decisions by the City Council shall be final and binding on the
owners of Assessed Property and developers and their successors and assigns.
D. Form of Buyer Disclosure/Filing Requirements
Per Section 5.014 of the Texas Property Code, as amended, this 2023 Amended and Restated
Service and Assessment Plan, and any future Annual Service Plan Updates, shall include a form
of the buyer disclosures for the district. The buyer disclosures are attached hereto as Appendix
B. Within seven days of approval by the city Council, the City shall file and record in the real
property records of the County the executed ordinance of this 2023 Amended and Restated
Service and Assessment Plan, or any future Annual Service Plan Updates. The executed
ordinance, including any attachments, approving this Service an Assessment Plan or any future
Annual Service Plan Updates shall be filed and recorded in their entirety.
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2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
E. Severability
If any provision of this 2023 Amended and Restated Service and Assessment Plan is determined
by a governmental agency or court to be unenforceable, the unenforceable provision shall be
deleted and, to the maximum extent possible, shall be rewritten to be enforceable. Every effort
shall be made to enforce the remaining provisions.
Section IX: Additional Updates
Improvement Area #1
The final plat of The Woods At Lindsey Place Phase 1, attached hereto as Exhibit A-2, was filed
and recorded with the County on March 21, 2023, and consists of 218 residential Lots and 4 Non -
Benefited Properties.
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 25
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBITS
The following Exhibits are attached to and made a part of this 2023 Amended and Restated
Service and Assessment Plan for all purposes:
Exhibit A-1
Map of the District
Exhibit A-2
Final Plat for Improvement Area #1
Exhibit A-3
Map of Improvement Area #1
Exhibit A-4
Lot Type Classification Map
Exhibit B-1
Authorized Improvements
Exhibit B-2
Remainder Area Apportionment of Costs
Exhibit C
Service Plan
Exhibit D
Sources and Uses of Funds
Exhibit E
Maximum Assessment and Tax Rate Equivalent
Exhibit F-1
Improvement Area #1 Assessment Roll
Exhibit F-2
Projected Improvement Area #1 Annual Installments
Exhibit G-1
Maps of Improvement Area #1 Improvements
Exhibit G-2
Maps of Major Improvements
Exhibit H
Form of Notice of PID Assessment Termination
Exhibit 1-1
District Legal Description
Exhibit 1-2
Improvement Area #1 Legal Description
APPENDICES
The following Appendices are attached to and made a part of this 2023 Amended and Restated
Service and Assessment Plan for all purposes:
Appendix A Engineer's Report
Appendix B Buyer Disclosures
THE WOODS AT UNDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 26
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Exhibit A-2 - Final Plat for Improvement Area #1
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN 28
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 29
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
COPY
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 30
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 31
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT A-3 - MAP OF IMPROVEMENT AREA #1
EXHIBIT P-1: IMPROVEMENT AREA 1
BOUNDARY EXHIBIT
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 32
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT A-4 -LOT TYPE CLASSIFICATION MAP
W LOTS IOD Ss.721 w LOTS
- I SULMMOV401 I60101%
jr1,.
L-J
THE WOODS AT LINDSEV PLACE PUBLIC IMPROVEMENT DISTRICT 33
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT B-1- AUTHORIZED IMPROVEMENTS
Improvement Area NI Improvements
Erosion Control
$ 57,000
$
-
$ -
$
57,000
100.00%
$ 57,000
0.0D% $
-
Excavation
162,500
-
-
162,500
100.00%
162,500
DOD%
Sanitary Sewer
1,053,228
-
-
1,053,228
100.00%
1,053,228
ODD%
-
Storm Sewer
1,771,838
-
-
1,771,838
100,00%
1,771,838
0.00%
-
Water
1,223,596
-
-
1,123,596
100.00%
1,123,596
0.00%
-
Paving
1,772,441
-
-
1,772,441
100.00%
1,772,441
0.00%
-
Street Lights
66,000
-
-
66,000
100.00%
66,000
0.00%
Soft Costs'
1,329,145
-
-
1,329,145
100.00%
1,329,145
0.00%
$ 7,335,748
$
-
$ -
$
7,335,748
$ 7,335,748
$
-
Major Improvements
Excavation
$ 612,616
93,824
$ -
$
518,792
25.12%
$ 130,334
74.88% $
388,458
Sanitary Sewer
1,212,374
185,679
-
1,026,695
25.12%
257,932
74.88%
768,763
Storm Sewer
1,136,739
174,095
-
962,644
25.12%
241,841
74.88%
720,803
Water
758,402
116,152
-
642,250
25.12%
161,350
74.88%
480,901
Paving
1,450,080
222,084
-
1,227,996
25.12%
308,504
74.88%
919,492
Soft Costs'
1,144,068
175,218
968,850
25.12%
243,400
74.88%
725,450
$ 6,314,279
$
967,052
$ -
$
5,347,227
T 1,343,359
$
4,003,868
Private Improvements
Private Improvements
$ 5,957,494
$
-
$5,957,494
$
$ -
$
-
$ 5,957,494
$
-
$ 5,957,494
$
-
$ -
$
-
Bond Issuance Costs
Debt Service Reserve Fund
$ 527,258
$
-
$ -
$
527,258
$ 527,258
$
Underwriter Discount
222,570
-
-
222,570
222,570
-
Costoflssuance
427,740
427,740
427,740
$ 1,177,567
$
-
$ -
$
1,177,567
$ 1,177,567
$
-
OtherCosts
First Year Annual Collection Costs
$ 40,000
$
$
$
40,000
$ 40,000
$
$ 40,000
$
-
$ -
$
40,000
$ 40,000
$
-
Total
$20,825,088
$
967,052
$ 5,957,494
$
13,900,543
$ 9,896,675
$
4,003,868
Footnotes:
1) Costs based on Engineer's Report, attached hereto as Appendix A.
2) Non -Assessed Property allocated 15.32%of Major Improvements based on Acreage ($6,314,279 • 15.32% = $967,052
3) Includes Engineering and Contingency as detailed in the Engineer's Report.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 34
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT B-2 - REMAINDER AREA APPORTIONMENT OF COSTS
Footnotes:
1) The costs of the Major Improvements apportioned pro rata based on Estimated Buildout Value
between Improvement Area #1 and the Remainder Area.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 35
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT C -SERVICE PLAN
Principal
$
133,000.00
$
110,000.00
$
115,000.00
$
121,000.00
$
126,000.00
Interest
391,262.56
413,977.50
408,615.00
403,008.76
397,110.00
(1)
$
524,262.56
$
523,977.50
$
523,615.00
$
524,008.76
$
523,110.00
Annual Collection Costs
(2)
$
40,000.00
$
40,800.00
$
41,616.00
$
42,448.32
$
43,297.29
Additional Interest
(3)
$
37,095.00
$
36,430.00
$
35,880.00
$
35,305.00
$
34,700.00
Total Annual Installment
(3) = (1) + (2)
$
601,357.56
$
601,207.50
$
601,111.00
$
601,762.08
$
601,107.29
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 36
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT D - SOURCES AND USES OF FUNDS
Improvement Area #1 Issuance Discount
Developer Contribution - Improvement Area #1'
Developer Contribution - Remainder Areal
Developer Contribution - Non -Assessed Property'
Developer Contribution - Private Improvements'
Total Sources
Improvement Area #1 Improvements
Major Improvements
Private Improvements
Bond Issuance Costs
Debt Service Reserve Fund
Underwriters Discount
Cost of Issuance
Other Costs
First Year Annual Collection Costs
Total Uses
967,052
5,957,494
$ 6,924,546
967,052
5,957,494
$ 6,924,546
I
(51,433)
2,529,108
4,003,868
7,335,748 $ -
1,343,359 4,003,868
$ 8,679,108 T4,003,868
$ 527,258 $ -
222,570 -
427,740 -
$ 1,177,567 $ -
$ 40,000 $
$ 40,000 $
6,924,546 $ 9,896,675 $4,003,868
Footnotes:
1) Not reimbursable to the Developer through Assessments or PID Bond proceeds.
2) Apportioned costs to be levied in part or in full at a later date.
THE WOODSAT UNDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 37
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT E - MAXIMUM ASSESSMENT AND TAX RATE EQUIVALENT
Footnotes:
1) Per information provided by the Developer.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 38
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT F-1- IMPROVEMENT AREA #1 ASSESSMENT ROLL
Footnotes:
1) Total may not match the total Outstanding Assessment or Annual Installment due to rounding.
2) As of January 2023, the entire Improvement Area #1 is contained within Property ID 2832376. For
billing purposes, the Improvement Area #1 Annual Installment due 1/31/2024 shall be allocated pro
rata based on acreage.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 39
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT F-2 - PROJECTED IMPROVEMENT AREA #1 ANNUAL INSTALLMENT
2024
$ 133,000.00
$
391,262.56
$
37,095.00
$ -
$ 40,000.00
$
601,357.56
2025
$ 110,000.00
$
413,977.50
$
36,430.00
$ -
$ 40,800.00
$
601,207.50
2026
$ 115,000.00
$
408,615.00
$
35,880.00
$ -
$ 41,616.00
$
601,111.00
2027
$ 121,000.00
$
403,008.76
$
35,305.00
$ -
$ 42,448.32
$
601,762.08
2028
$ 126,000.00
$
397,110.00
$
34,700.00
$ -
$ 43,297.29
$
601,107.29
2029
$ 132,000.00
$
390,967.50
$
34,070.00
$ -
$ 44,163.24
$
601,200.74
2030
$ 138,000.00
$
384,532.50
$
33,410.00
$ -
$ 45,046.50
$
600,989.00
2031
$ 145,000.00
$
377,805.00
$
32,720.00
$ -
$ 45,947.43
$
601,472.43
2032
$ 153,000.00
$
369,648.76
$
31,995.00
$ -
$ 46,866.38
$
601,510.14
2033
$ 161,000.00
$
361,042.50
$
31,230.00
$ -
$ 47,803.71
$
601,076.21
2034
$ 170,000.00
$
351,986.26
$
30,425.00
$ -
$ 48,759.78
$
601,171.04
2035
$ 180,000.00
$
342,423.76
$
29,575.00
$ -
$ 49,734.98
$
601,733.74
2036
$ 190,000.00
$
332,298.76
$
28,675.00
$ -
$ 50,729.68
$
601,703.44
2037
$ 200,000.00
$
321,611.26
$
27,725.00
$ -
$ 51,744.27
$
601,080.53
2038
$ 212,000.00
$
310,361.26
$
26,725.00
$ -
$ 52,779.16
$
601,865.42
2039
$ 223,000.00
$
298,436.26
$
25,665.00
$ -
$ 53,834.74
$
600o936.00
2040
$ 236,000.00
$
285,892.50
$
24,550.00
$ -
$ 54,911.43
$
601,353.93
2041
$ 249,000.00
$
272,617.50
$
23,370.00
$ -
$ 56,009.66
$
600,997.16
2042
$ 264,000.00
$
258,611.26
$
22,125.00
$ -
$ 57,129.85
$
601,866.11
2043
$ 279,000.00
$
243,761.26
$
20,805.00
$ -
$ 58,272.45
$
601,838.71
2044
$ 294,000.00
$
228,067.50
$
19,410.00
$ -
$ 59,437.90
$
600,915.40
2045
$ 312,000.00
$
210,795.00
$
17,940.00
$ -
$ 60,626.66
$
601,361.66
2046
$ 331,000.00
$
192,465.00
$
16,380.00
$ -
$ 61,839.19
$
601,684.19
2047
$ 350,000.00
$
173,018.76
$
14,725.00
$ -
$ 63,075.97
$
600,819.73
2048
$ 372,000.00
$
152,456.26
$
12,975.00
$ -
$ 64,337.49
$
601,768.75
2049
$ 394,000.00
$
130,601.26
$
11,115.00
$ -
$ 65,624.24
$
601,340.50
2050
$ 418,000.00
$
107,453.76
$
9,145.00
$ -
$ 66,936.72
$
601,535.48
2051
$ 443,000.00
$
82,896.26
$
7,055.00
$ -
$ 68,275.45
$
601,226.71
2052
$ 470,000.00
$
56,870.00
$
4,840.00
$ -
$ 69,640.96
$
601,350.96
2053
$ 498,000.00
S
29,257.50
S
2,490.00
S(527.257.50)
S 71,033.78
S
73,523.78
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a maturity of
9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes in Annual
Collection Costs, Interest earnings, or other available offsets could increase or decrease the amounts shown.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 40
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT F-3 - IMPROVEMENT AREA #1 DEBT SERVICE SCHEDULE
NET DEBT SERVICE
Period
Ending
Principal
Coupon
City of Anna, Texas
Special Assessment Revenue Bonds, Series 2023
The Woods at Lindsey Place Public Improvement District
Improvement Area Rl Project
Callable on 9/15/2031
•••FINAL NUMBERS*-*
Underwriter: FMSbonds, Inc.
Delinquency
and
Total Prepayment
Interest Debt Service Reserve Levy
Debt Service
Admin Reserve Fund
Net
Debt Service
09/30/2024
133.000
4.875%
391,262.56
524,262.56
37,095
40=W
601,357.56
09/30/2025
110,000
4.875%
413.977.50
523,977.50
36,430
40AW.00
601.207.50
09/30/2026
115,000
4.875%
408,615.00
523,615.00
35,880
41,616.00
601,121.00
09/30/2027
121,000
4.875%
403,008.76
524,008.76
35.305
42,448.32
601,762.09
09/30/2029
126,000
4.875%
397,110.00
523,11000
34,700
43,297.29
601.107.29
09/30/1029
132,000
4.875%
390,967.50
522,967.50
34,070
44,163.24
601.2W.74
09/30/2030
138,000
4.875%
394,532.50
522,53250
33,410
45,046.50
60D,989.00
09/30/2031
145,000
5.625%
377,805.00
522905.00
32,720
45,947,43
601,472.43
09/30/2032
153.000
5.625%
369,648.76
522,648.76
31,995
46,866.38
60L510.14
09/30/2033
161,000
5.625%
361,042.50
522.042.50
31,230
47,803.72
601.076.21
09/30/2034
170,OOD
5.625%
351,986.26
521,986.26
30,425
48,759.78
601,171.04
09/30/2035
180,000
5.625%
342,423.76
522,423.76
29,575
49,734.98
601.733.74
09/30/2036
190,OOD
5.625%
332,298.76
522.298.76
29,675
50.729.68
601,703.44
09/30/2037
200,000
5.625%
321,611.26
521,61126
27,725
S1,744.27
601,080.53
09/30/2038
212,000
5.625%
330,361.26
522,361.26
26,725
52,779.16
601,965.42
09/30/Z039
223,000
5.625%
298,436.26
521,436.26
25,665
53,834.74
600,936.00
09/30/2040
236,000
5.625%
285,892.50
521,892.50
24,SS0
54,911.43
60L353.93
09/30/2041
249,000
5.625%
272.617.50
521,617.50
23,370
56,009.66
600.997.16
09/30/2042
264,000
5.625%
258,611.26
522,61L26
22,125
57,129.95
601.866.11
09/30/2043
279,000
5.625%
243,761.26
522,761.26
20,805
5%272AS
601.838.71
09/30/20"
294,000
5.875%
228,067.50
$22,067.50
19,410
59,437.90
600,915.40
09/30/2045
312,000
5975%
210,795.00
52L795.00
17,940
60.626.66
601,361.66
09/30/2046
333,000
5.875%
192,465.00
523A6S.00
1613M
61,839.19
60L684.19
09130/2D47
350,000
5.875%
173,018.76
523,018.76
14,725
63,075.97
600,919.73
09/30/2048
372.000
5.875%
152,456.26
524ASC26
I2,975
64,337A9
602.768.75
09/30/2049
394.000
5.875%
130,601.26
524,601.26
11,115
65.624.24
601,340.50
Sep1L 20231190 am Prepared by Hilltop Securities (eaa) (Finance 8.901 The Woods at Lindsey Place PID:TWLPND-5231A1) Pagel)
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 41
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
NET DEBT SERVICE
City of Anna, Texas
Special Assessment Revenue Bonds, Series 2023
The Woods at Lindsey Place Public Improvement District
Improvement Area 01 Project
Callable on 9/15/2031
•••FINAL NUMBERS'
Underwriter. FMSbonds, Inc.
Delinpuenry,
and
Period
Total Prepayment
Debt Service
Net
Ending
Principal
Coupon
Interest Debt Service Reserve Levy
Admin
Reserve Fund
Debt Service
09/30/2050
419.000
5.875%
107,453.76 525A53.76 9,145
66,936.72
601,535.48
09/30/2051
443,000
5.875%
82,896.26 525,896.26 7,055
68,275.45
601,226.71
09/30/2052
470.000
5.875%
56,370.00 526,870.00 4.940
69.640.96
601,350.96
09/30/2053
498.000
5.875%
29,257.50 527,257.50 2,490
71,033.78
527,25750
73.523.78
7,419,000
8.279.85L46 15,698,851.46 718,550
L622,723.23
527.25750
17,51L867.19
Sep 12, 2023 1130 am Prepared by Hilltop Securities (en)
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
(Finance 8.901 The Woods at Lindsey Place PID:TWLPPID-523_MI) Page 10
42
i EXHIBIT G-1- MAPS OF IMPROVEMENT AREA #1 IMPROVEMENTS
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THE WOODS AT LINDSEY PLACE -
�'.... ANNA, TEXAS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 43
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLER//
DEVELOPER SANITARY SEWER IMPROVEMENTS
THE WOODS AT LINDSEY PLACE - -
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 44
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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DEVELOPER STORM SEWER IMPROVEMENTS
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
45
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BOHLER// EXHIBIT F-1: ON -SITE IMPROVEMENT AREA 1
DEVELOPER WATER IMPROVEMENTS A.
THE WOODS AT LINDSEY PLACE
ANNA.TEXAS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 46
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT G-2 - MAPS OF MAJOR IMPROVEMENTS
BOHLER// EXHIBIT H: PUBLIC ROADWAY MAJOR IMPROVEMENTS
THE WOODS AT LINDSEY PLACE
r�nnnr
ANNA. TEXAS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
47
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BOHLER % EXHIBIT I: MAJOR IMPROVEMENT PUBLIC SANITARY SEWER
IMPROVEMENTS THE WOODS AT LINDSEY PLACE
�='-- ANNA• TEXAS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN 48
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BOHLER// EXHIBIT J: MAJOR IMPROVEMENTS PUBLIC STORM SEWER
THE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
49
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EXHIBIT K. MAJOR IMPROVEMENT PUBLIC WATER
BOHLER//
THE WOODS AT LINDSEY PLACE
ANNA. TEXAS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 50
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT H — FORM OF NOTICE OF PID ASSESSMENT TERMINATION
P3 Works, LLC
9284 Huntington Square, Suite 100
North Richland Hills, TX 76182
[Date]
Collin County Clerk's Office
Honorable [County Clerk]
Collin County Administration Building
2300 Bloomdale Rd, Suite 2106
McKinney, TX 75071
Re: City of Anna Lien Release documents for filing
Dear Ms./Mr. [County Clerk]
Enclosed is a lien release that the City of Anna is requesting to be filed in your office. Lien release
for [insert legal description]. Recording Numbers: [Plat]. Please forward copies of the filed
documents to my attention:
City of Anna
Attn: City Secretary
120 W. 7111 Street
Anna, TX 75409
Please contact me if you have any questions or need additional information.
Sincerely,
[Signature]
P3Works, LLC
(817)393-0353
Admin(a)P3-Works.com
www.P3-Works.com
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 51
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
AFTER RECORDING RETURN TO:
[City Secretary Name]
120 W. 711 Street
Anna, TX 75409
NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU
MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION
FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY
BEFORE IT IS FILED FOR RECORD IN THE PUBLIC RECORDS: YOUR SOCIAL
SECURITY NUMBER OR YOUR DRIVER'S LICENSE NUMBER.
FULL RELEASE OF PUBLIC IMPROVEMENT DISTRICT LIEN
STATE OF TEXAS
KNOW ALL MEN BY THESE PRESENTS:
COUNTY OF COLLIN
THIS FULL RELEASE OF PUBLIC IMPROVEMENT DISTRICT LIEN (this "Full
Release") is executed and delivered as of the Effective Date by the City of Anna, Texas, a Texas
home rule municipality (the "City").
RECITALS
WHEREAS, the governing body (hereinafter referred to as the "City Council") of the City
of Anna, Texas is authorized by Chapter 372, Texas Local Government Code, as amended
(hereinafter referred to as the "Act"), to create public improvement districts within the corporate
limits of the City; and
WHEREAS, on February 14, 2023, the City Council of the City approved Resolution No.
_ creating The Woods at Lindsey Place Public Improvement District (the "District'); and
WHEREAS, the District consists of approximately 198.006 contiguous acres within the
corporate limits of the City; and
WHEREAS, on the City Council, approved Ordinance No. ,
(hereinafter referred to as the "Assessment Ordinance") approving a service and assessment plan
and assessment roll for the real property located with the District, the Assessment Ordinance being
recorded on as Instrument No. in the Official Public Records of Collin
County, TX; and
WHEREAS, the Assessment Ordinance imposed an assessment in the amount of [amount]
(hereinafter referred to as the "Lien Amount') and further imposed a lien to secure the payment of
the Lien Amount (the "Lien") against the following property located within the District, to wit:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 52
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
[legal description], an addition to the City of [City], [County], Texas, according to
the map or plat thereof recorded as Instrument No. in the Map Records
of Collin County, Texas (the 'Property"); and
WHEREAS, the Lien Amount has been paid in full.
RELEASE
NOW THEREFORE, for and in consideration of the full payment of the Lien Amount, the
City/County hereby releases and discharges, and by these presents does hereby release and
discharge, the Lien to the extent that is affects and encumbers the Property.
EXECUTED to be EFFECTIVE this the day of , 20_.
CITY OF ANNA, TEXAS,
A Texas home rule municipality,
BY:
[Manager Name], City Manager
ATTEST:
[Secretary Name], City Secretary
STATE OF TEXAS
COUNTY OF COLLIN
This instrument was acknowledged before me on the _ day of . 20_, by
[City Manager], City Manager for the City of Anna, Texas, a Texas home rule municipality, on
behalf of said municipality.
Notary Public, State of Texas
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 53
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT 1-1— DISTRICT LEGAL DESCRIPTION
Exhibit Q — Overall PID Legal Description
FIELD DESCRIPTION:
BEING a tract of land situated in the Town of Anna, Collin County, Texas, a part of Eli
Witt Survey, Abstract No. 997, being part of a called 275.00 acre tract of land described
in a Special Warranty Deed to D.R. Horton — Texas, Ltd., recorded in Instrument No.
20210212000310470, Official Public Records, Collin County, Texas (O.P.R.C.C.T), and
being more particularly described as follows:
COMMENCING at a five -eighths inch iron rod with yellow plastic cap that is illegible
found at the southeast comer of said 275.00 acre tract of land, said iron rod being at the
northeast comer of a called 226.62 acre tract of land described in a Warranty Deed to
QJR Partnership, Ltd. recorded in Volume 5106, Page 2380, O.P.R.C.C.T and said iron
rod being in the west line of a called 50.00 acre tract of land described in a Special
Warranty Deed with Vendors Lien to MCI Preferred Income Fund II, LLC, recorded in
Instrument No. 20210830001753370. (O.P.R.C.C.T);
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 168.60 feet
along the south line of said 275.00 acre tract of land and along the north line of said
226.62 acre tract of land to the POINT OF BEGINNING of the herein described tract of
land;
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 2.480.27 feel
along the south line of said 275.00 acre tract of land) and along the north line of said
226.62 acre tract of land to a point for comer, from which a one-half inch iron rod with
yellow plastic cap stamped "BOHLER ENG" set (hereinafter called "iron rod set") at the
southwest comer of said 275.00 acre tract of land bears South 89 degrees 28 minutes
48 seconds West, a distance of 335.99 feet
THENCE North 00 degrees 34 minutes 00 seconds West, a distance of 385.03 feet to a
point for comer,
THENCE North 29 degrees 27 minutes 03 seconds West, a distance of 120.00 feet to a
point for comer,
THENCE Northeasterly 44.49 feet along a non -tangent curve to the left, having a central
angle of 03 degrees 13 minutes 35 seconds, a radius of 790.00 feel, a tangent of 22.25
feet and whose cord bears North 58 degrees 56 minutes 09 seconds East, a cord
distance of 44.48 feet to a point for comer,
THENCE Northeasterly 236.99 feet along a curve to the right, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent of 119.17 feet
and whose cord bears North 64 degrees 47 minutes 01 seconds East, a cord distance
of 236.32 feet to a point for comer,
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 54
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 652.43 feet to a
point for comer;
THENCE North 89 degrees 26 minutes 21 seconds East, a distance of 144.81 feet to a
point for comer;
THENCE North 02 degrees 33 minutes 19 seconds East, a distance of 504.55 feet to a
point for comer,
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 1,369.34 feet to
a point for comer;
THENCE South 89 degrees 26 minutes 21 seconds West, a distance of 620.00 feet to a
point for comer,
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 526.78 feet to a
point for comer,
THENCE Northeasterly 1,091.99 feet along a curve to the right, having a central angle
of 32 degrees 41 minutes 20 seconds, a radius of 1,914.00 feet, a tangent of 561.30
feet and whose cord bears North 15 degrees 47 minutes 01 seconds East, a cord
distance of 1,077.24 feet to a point for comer;
THENCE North 32 degrees 39 minutes 37 seconds East, a distance of 90.00 feet to a
point for comer,
THENCE North 32 degrees 43 minutes 36 seconds East, a distance of 144.49 feet to a
point in the north line of said 275.00 acre tract of land, said point being a the south line
of a called 555.801 acre tract of land, described as Tract B in a Special Warranty Deed
to Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
(O.P.R.C.C.T);
THENCE South 86 degrees 39 minutes 03 seconds East, a distance of 255.78 feet
along the north line of said 275.00 acre tract of land and along a south line of said
555.801 acre tract of land to a one-half inch iron rod found for comer, from which a one-
half inch iron rod found bears North 01 degrees 19 minutes 02 seconds West, a
distance of 2.04 feet;
THENCE South 89 degrees 10 minutes 24 seconds East, a distance of 1,018.92 feet
along the north line of said 275.00 acre tract of land to a one-half inch iron rod set for
comer, said iron rod being at the southwest comer of a called 83.36 acre tract of land
descrbed in a Quit Claim Deed to Alta McClain, recorded in Volume 626. Page 141,
(D.R.C.C.T) which is now listed in the Collin County Appraisal District records as being
owned by Laura Collins to which no transfer of title either direct or indirect can be found
in Collin County Deed Records:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 55
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE South 89 degrees 16 minutes 53 seconds East, a distance of 111.06 feet
along a north line of said 275.00 acre tract of land and along the south line of said 83.36
acre tract of land to a one-half inch iron rod set at the northeast comer of said 275.00
acre tract of land, said iron rod being at the northwest comer of a called 95.444 acre
tract of land described in a Special Warranty Deed with Vendor's Lien to MCI
PREFERRED INCOME FUND 11, LLC, recorded in Instrument No.
20210819001679920,(O.P.R.C.C.T);
THENCE along the east line of said 275.00 acre tract of land and along the west line of
said 95.444 acre tract of land as follows:
South 01 degrees 16 minutes 44 seconds East, a distance of 1,185.56 feet to a
one-half inch iron rod with yellow cap stamped "JBI" found for comer;
South 00 degrees 47 minutes 08 seconds East, a distance of 1,100.00 feet to a
one-half inch iron rod set at the most westerly southwest comer of said 95.444
acre tract of land;
THENCE North 88 degrees 32 minutes 52 seconds East, a distance of 906.82 feet
along the most easterly north line of said 275.00 acre tract of land and along the most
westerly south line of said 95.444 acre tract of land to a point for comer;
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 314.82 feet to a
point for comer,
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 481.91 feet to a
point for comer;
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 889.34 feet to a
point for comer,
THENCE Southeasterly 120.981 feet along a curve to the left, having a central angle of
14 degrees 35 minutes 35 seconds, a radius of 475.00 feet, a tangent of 60.82 feet and
whose cord bears South 07 degrees 49 minutes 00 seconds East, a cord distance of
120.66 feet to a point for comer;
THENCE South 39 degrees 17 minutes 34 seconds East, a distance of 55.80 feet to a
point for comer;
THENCE Southeasterly 38.63 feet along a non -tangent curve to the left, having a
central angle of 04 degrees 51 minutes 53 seconds, a radius of 455.00 feet, a tangent
of 19.33 feet and whose cord bears South 23 degrees 58 minutes 10 seconds East, a
cord distance of 38.62 feet to a point for comer;
THENCE South 26 degrees 24 minutes 07 seconds East, a distance of 56.52 feet to a
point for comer;
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 56
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE South 68 degrees 02 minutes 34 seconds East, a distance of 44.84 feet to a
point for comer,
THENCE Northeasterly 361.48 feet along a non -tangent curve to the right, having a
central angle of 16 degrees 26 minutes 14 seconds, a radius of 1,260.00 feet, a tangent
of 181.99 feet and whose cord bears North 79 degrees 13 minutes 01 seconds East, a
cord distance of 360.24 feet to a point for comer,
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 120.07 feet to a
point for comer;
THENCE Southwesterly 497.56 feet along a non -tangent curve to the left, having a
central angle of 25 degrees 00 minutes 25 seconds, a radius of 1,140.00 feet, a tangent
of 252.80 feet and whose cord bears South 74 degrees 44 minutes 27 seconds West, a
cord distance of 493.62 feet to a point for comer,
THENCE South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to a
point for comer,
THENCE South 27 degrees 45 minutes 46 seconds East, a distance of 15.00 feet to a
point for comer,
THENCE South 49 degrees 18 minutes 42 seconds East, a distance of 194.61 feet to a
point for comer,
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 305.98 feet to a
point for comer;
THENCE North 89 degrees 28 minutes 48 seconds East, a distance of 501.05 feet to a
point for comer,
THENCE South 01 degrees 14 minutes 22 seconds West, a distance of 327.87 feet to a
point for comer;
THENCE Southeasterly 60.96 feet along a curve to the left, having a central angle of 02
degrees 46 minutes 20 seconds, a radius of 1,260.00 feet, a tangent of 30.49 feet and
whose cord bears South 00 degrees 08 minutes 48 seconds East, a cord distance of
60.96 feet to the POINT OF BEGINNING and containing 8,625,128 square feet or
198.006 acres.
THE WOODS AT LI NDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 57
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
EXHIBIT 1-2 — IMPROVEMENT AREA #1 LEGAL DESCRIPTION
Exhibit Q-1 — PID Improvement Area 1 Legal Description
WHEREAS, LHJH PROPERTIES, LTD., is the owner of a tract of land situated in the
Town of Anna, Collin County, Texas, a part of Eli Witt Survey. Abstract No. 997, being
part of a called 159.819 acre tract of land described in a Special Warranty Deed to
LHJH Properties, Ltd., recorded in Instrument No. 20061003001424600. Official Public
Records, Collin County, Texas (O.P.R.C.C.T) and being more particularly described as
follows:
BEGINNING at a five -eighths inch iron rod with yellow plastic cap that is illegible found
at the southeast comer of said 159.819 acre tract of land and the northeast comer of a
called 226.62 acre tract of land described in a Warranty Deed to QJR Partnership, Ltd.
recorded in Volume 5106. Page 2380, O.P.R.C.C.T and said iron rod being in the west
line of a called 50.00 acre tract of land described in a Special Warranty Deed to Kayasa
Holdings, LLC, recorded in Instrument No. 201908007000946750. (O.P.R.C.C.Ty
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 659.19 feet
along the south line of said 159.819 acre tract of land and along the north line of said
226.62 acre tract of land to a one-half inch iron rod with yellow plastic cap stamped
"BOHLER ENG" (hereinafter called "iron rod set") set for comer;
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
North 00 degrees 31 minutes 12 seconds West, a distance of 694.65 feet to a
capped iron rod set for comer;
North 49 degrees 18 minutes 42 seconds West, a distance of 194.61 feet to a
capped iron rod set for comer.
North 27 degrees 45 minutes 46 seconds West, a distance of 15.00 feet to a
capped iron rod set for comer,
South 62 degrees 14 minutes 14 seconds West, a distance of 357.72 feet to a
capped iron rod set at the beginning of a tangent curve to the right;
In a southwesterly direction, a distance of 597.97 feet, having a central angle of
27 degrees 11 minutes 29 seconds, a radius of 1,260.00 feet, a tangent length of
304.73 feet and whose chord bears South 75 degrees 49 minutes 59 seconds
West a distance of 592.38 feet to a capped iron rod set for comer,
South 89 degrees 25 minutes 44 seconds West, a distance of 287.14 feet to a
capped iron rod set;
South 44 degrees 25 minutes 44 seconds West a distance of 42.43 feet to a
capped iron rod set;
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 58
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
South 89 degrees 25 minutes 44 seconds West, a distance of 90.00 feet to a
capped iron rod set
North 45 degrees 34 minutes 16 seconds West a distance of 42.43 feet to a
capped iron rod set and
South 89 degrees 25 minutes 44 seconds West a distance of 42.00 feet at the
beginning of a curve to the left;
In a southwesterly direction, a distance of 442.68 feet, having a central angle of
32 degrees 06 minutes 22 seconds, a radius of 790.00 feet, a tangent length of
227.32 feet and whose chord bears South 73 degrees 22 minutes 33 seconds
West a distance of 436.91 to a capped iron rod set at the beginning of a curve to
the right;
In a southwesterly direction, a distance of 408.87 feet, having a central angle of
25 degrees 44 minutes 36 seconds, a radius of 910 feet, a tangent length of
207.94 feet and whose chord bears South 70 degrees 11 minutes 40 seconds a
distance of 405.44 feet to a capped iron rod set: said capped iron rod being in
the west line of said 159.819 acre tract of land and the east line of a called
555.801 acre tract of land, described as Tract B in a Special Warranty Deed to
Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
O.P.R.C.C.T., from which a one-half inch iron rod found at the most southerly
southeast comer of a said 555.801 acre tract of land and the northeast corner of
a called 17.863 acre tract of land described in a Special Warranty Deed to Anna
18, LLC, recorded in Instrument No. 20161020001423440, O.P.R.C.C.T. bears
South 00 degrees 33 minutes 39 seconds East a distance of 243.59 feet:
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 120.86 feel
along the west line of said 159.819 acre tract of land and the east line of 555.801 acre
tract of land to a capped iron rod set at the beginning of a non -tangent curve to the left;
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
In a northeasterly direction, a distance of 341.53 feet, having a central angle of
24 degrees 46 minutes 13 seconds, a radius of 790.00 feet, a tangent length of
173.48 feet and whose chord bears North 69 degrees 42 minutes 28 seconds
East a distance of 338.88 feet to a capped iron rod set for the beginning of a
curve to the left;
In a northeasterly direction, a distance of 236.99 feet, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent length of
119.17 feet and whose chord bears North 64 degrees 47 minutes 01 seconds
East a distance of 236.32 feet to a capped iron rod:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 59
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
North 00 degrees 33 minutes 39 seconds East, a distance of 652.43 feet to a
capped iron rod set for comer,
North 89 degrees 26 minutes 21 seconds East a distance of 144.81 feet to a
capped iron rod set for comer,
North 02 degrees 33 minutes 19 seconds East a distance of 508.75 feet to a
capped iron rod set for comer,
North 00 degrees 33 minutes 39 seconds West a distance of 59.43 feet to a
capped iron rod set for comer,
North 89 degrees 25 minutes 47 seconds East, a distance of 556.69 feet to a
capped iron rod set for comer,
North 62 degrees 13 minutes 50 seconds East, a distance of 937.37 feet to a
capped iron rod set for comer;
North 77 degrees 11 minutes 7 seconds East, a distance of 91.82 feet to a
capped iron rod set for comer,
North 89 degrees 28 minutes 48 seconds East, a distance of 161.53 feet to a
capped iron rod set for comer;
South 00 degrees 31 minutes 12 seconds East, a distance of 899.34 feet to a
capped iron rod set for comer and beginning of a non -tangent curve to the left;
In a southerly direction, a distance of 121.05, having a central angle of 16
degrees 6 minutes 40 seconds, a radius of 430.50 feet, a tangent length of 60.93
feet, and whose chord bears South 89 degrees 45 minutes 40 seconds East a
distance of 121.05 feet:
South 39 degrees 17 minutes 34 seconds East, a distance of 55.75 feet to a
capped iron rod set for comer beginning of a non -tangent curve to the left;
In a southeasterly direction, a distance of 38.49 feet, having a central angle of 4
degrees 50 minutes 49 seconds, a radius of 455.00 feet, a tangent length of
19.26 feet, and whose chord bears North 68 degrees 26 minutes 43 seconds
East a distance of 38.48 feet to a capped iron rod set;
South 26 degrees 24 minutes 7 seconds East, a distance of 56.71 feet to a
capped iron rod set for comer,
South 68 degrees 2 minutes 34 seconds East, a distance of 44.84 feet to a
capped iron rod set for comer;
- -- - -- - -- _ _-1110
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 60
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
South 19 degrees 0 minutes 5 seconds East, a distance of 120.00 feet to a
capped iron rod set for comer;
In a southeasterly direction, a distance of 174.31 feet, having a central angle of
08 degrees 45 minutes 39 seconds, a radius of 1140.00 feet, a tangent length of
87.33 feet, and whose chord bears South 66 degrees 37 minutes 04 seconds
West a distance of 174.14 feet to a capped iron rod set for comer;
South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to the
POINT OF BEGINNING, containing 2,502,260.24 square feet or 57.4440 acres,
more or less.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 61
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
I APPENDIX A — ENGINEER'S REPORT I
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 62
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
B 4 H L E R // 2600 Network TX
Frisco,o,Tx 7s03a
469.458.7300
DATED: OCTOBER 18, 2022
RE: ENninttlfs REPriui
THE WOODSAI LINUSET PLACE
ANNA, TCxAs
INTRODUCTION
The Woods at Lindsey Place Is a proposed single-family development including approximately 198 AC
and Is anticipated to include approximately 951 single family homes located approx. 3,DDO ft ("0.51
miles) east of U.S. 75 and approximately 1200 it westof County Road 369, Anna, Texas (City( as depicted
in Exhibit A, This Engineers report includes the documents requested by the City for die formation of
the Public Improvement District (PID) and the issuance of bonds. Bonds are anticipated to be used to
finance public Infrastructure projects vital for the development within the PIU.
DI VEWPMFNT COSTS
An engineer's Opinion of Probable Cost (OPQ has been prepared for all off -site and on -site
infrastructure and is included as ExA,bir B.
Di VELOPMENI IMPROVEIAMS
Development improvements have been separated into On -site Developer Improvements, Public Major
Improvements, and Area 1 improvements.
The Public Major Improvements will be included in the PID. These Improvements Include all related
earthwork, excavation, erosion control, and utilities.
e Roodivoy
Improvements include subgrade stabilization, concrete and reinforcing steel for roadways,
testing, and handicapped ramps, related earthwork, excavation, erosion control, intersections,
and re -vegetation of all disturbed areas within the right-of-way. The street improvements will
provide benefit to future developments, including The Woods at Lindsey Place.
• Water Systems
Improvements include trench excavation and embedment, trench safety, PVC piping stub outs
to future developments, testing, related earthwork, erosion control, and all necessary
appurtenances required to provide water service to future developments, including The Woods
at Undsey Place.
TUAS BOARD OFPROFESSIOIAL ENGINEERS W. 15066 • IEIIAS BOARD OF PROFESSIOIUIL MD SUMMAKING- Im9U13
THE WOODS AT LI NDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 63
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
BOHLERJ pagn4N2
• Sonirory Sewer
Improvements Include trench excavation and embedment, trench safety, PVC piping, manholes.
Concrete encasement, stub outs to future developments, testing, related eartlrvrork, erosion
Control, and all necessary appurtenances required to provide sanity ry sewer service to future
developments, Including The Woods at Undsey Place.
e stormsewer
Improvements include earthen channels, scales, RCP pipng and boxes, manholes, curb and
drop Inlets, headwalls, ooncrere flumes, rock rip rap, stub outs to future developments, testing,
related earthwork, erosion Control, and all necessary appurtenances required to provide storm
drainage to future developments, including The Woods at Lindsey Place.
The Improvement Area I Improvements will be included in the PID. These include all related earthwork,
excavation, erosion Control, and utilities improvements noted in the Public Major Improvements and
will provide benefit to each Lot within Improvement Area 1,
On -site Developer Improvements for the project are depicted in Exhibir r through Exldbft G, Public
Major Improvements are depicted In ExhWt N through Exhibit F, and Improvement Area 1
Improvements are depicted in FxhtWt C-1 though Fxhihnr G1 and Fxhibir tr4-1 through fxhWr N-1 and
Exhibit P-1 though Exhibit ty-1.
DFVFLnVmFN I SrFI1DuI
Design Stage
The Overall Preliminary Plat for the entire development has been approved by the City of Anna,
The flood study has been approved by the City of Anna.
The On -site and Off -site civil construction plans for Phase MI Improvements and Off -site Public
Improvements have been approved by the City of Anna.
Construction Stage
Phase 1 of The Woods at Lindsey Place and the Off -site Public Improvements began In tail 2021 with
final acceptance from the City anticipated fall of 2022. A project schedule for the home build out is
depicted in ixhib4 O.
Dean Cardaeil, RE
• CIVIL AND CUNSUDING ENUREEIIS • Pa01Em 14MAOFA3 r SURVEYORS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 64
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLER9 EXHIBIT A., SITE PLAN
THE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 65
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 66
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLER .' EXHIBIT Er ON -SITE DEVELOPER STORM SEWER IMPROVEMENTS
THE WOODS AT LINDSEY PLACE
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BOHLER.: EXHIBIT F. ON -SITE DEVELOPER WATER IMPROVEMENTS
THE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 67
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLERA EXHIBIT H: PUBLIC ROADWAY MAJOR IMPROVEMENTS
THE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 68
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLER// EXHIBIT I: MAJOR IMPROVEMENT PUBLIC SANITARY SEWER
IMPROVEMENTS THE WOODS AT LINDSEY PLACE
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BOHLER// EXHIBIT J. MAJOR IMPROVEMENTS PUBLIC STORM SEWER -
;- THE WOODS AT LINDSEY PLACE -
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 69
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLERd EXHIBIT K. MAJOR IMPROVEMENT PUBLIC WATER
THE WOODS AT LINDSEY PLACE
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BOHLERd EXHIBIT L: MAJOR IMPROVEMENT PUBLIC EROSION CONTROL -
7WE WOODS AT LINDSEY PLACE
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 70
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE s
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BOHLER.7 EXHIBIT N. OPEN SPACE PLAN
THE WOODS AT LINDSEY PLACE _
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 71
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
F.xhihit n - The Woods at Lindsey Place Schedule :AU@USt 2022
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 72
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Exhibit P - Overall PID Boundary
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THE WOODS AT UNDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 73
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Exhibit O — Overall PID Legal Description
FIELD DESCRIPTION:
BEING a tract of land situated in the Town of Anna, Collin County, Texas, a part of Eli
Will Survey, Abstract No. 997, being part of a called 275.00 acre tract of land described
in a Special Warranty Deed to D.R. Horton — Texas, Ltd., recorded in Instrument No.
20210212000310470, Official Public Records, Collin County, Texas (O.P.R.C.C.T), and
being more particularly described as follows:
COMMENCING at a five -eighths inch iron rod with yellow plastic cap that is illegible
found at the southeast corner of said 275.00 acre tract of land, said iron rod being at the
northeast comer of a called 226.62 acre tract of land described in a Warranty Deed to
QJR Partnership, Ltd. recorded in Volume 5106, Page 2380, O.P.R.C.C.T and said iron
rod being in the west line of a called 50.00 acre tract of land described in a Special
Warranty Deed with Vendor's Lien to MCI Preferred Income Fund 11, LLC, recorded in
Instrument No. 20210830001753370, (O.P.R.C.C.T);
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 168.60 feet
along the south line of said 275.00 acre tract of land and along the north line of said
226.62 acre tract of land to the POINT OF BEGINNING of the herein described tract of
land;
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 2,480.27 feet
along the south line of said 275.00 acre tract of land) and along the north line of said
226.62 acre tract of land to a point for corner, from which a one-half inch Iron and with
yellow plastic cap stamped'BOHLER ENG" set (hereinafter called "iron rod ser) at the
southwest corner of said 275.00 acre tract of land bears South 89 degrees 28 minutes
48 seconds West, a distance of 335.99 feet
THENCE North DO degrees 34 minutes 00 seconds West, a distance of 385.03 feet to a
point for comer;
THENCE North 29 degrees 27 minutes 03 seconds West, a distance of 120.00 feet to a
point for comer,
THENCE Northeasterly 44.49 feet along a non -tangent curve to the left. having a central
angle of 03 degrees 13 minutes 35 seconds, a radius of 790.00 feet, a tangent of 22.25
feet and whose cord bears North 58 degrees 56 minutes 09 seconds East, a cord
distance of 44.48 feet to a point for comer,
THENCE Northeasterly 236.99 feet along a curve to the right, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent of 119.17 feet
and whose cord bears North 64 degrees 47 minutes 01 seconds East, a cord distance
or 236.32 feet to a point for comer:
EXHIBIT O -PACE 1
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 74
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 652.43 feet to a
point for comer,
THENCE North 89 degrees 26 minutes 21 seconds East. a distance of 144.81 feet to a
point for comer.
THENCE North 02 degrees 33 minutes 19 seconds East, a distance of 504.55 feet to a
point for comer;
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 1,369.34 feet to
a point for comer,
THENCE South 89 degrees 26 minutes 21 seconds West, a distance of 620.00 feet to a
point for comer,
THENCE North DO degrees 33 minutes 39 seconds West, a distance of 526.78 feet to a
point for comer,
THENCE Northeasterly 1,091.99 feet along a curve to the right, having a central angle
of 32 degrees 41 minutes 20 seconds, a radius of 1,914.00 feet, a tangent of 561.30
feet and whose cord bears North 15 degrees 47 minutes 01 seconds East, a cord
distance of 1,077.24 feet to a point for comer:
THENCE North 32 degrees 39 minutes 37 seconds East. a distance of 90.00 feet to a
point for comer,
THENCE North 32 degrees 43 minutes 36 seconds East, a distance of 144.49 feet to a
point In the north line of said 275.00 acre tract of land, said point being a the south line
of called 555.801 acre tract of land, described as Tract B In a Special Warranty Deed
to Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
(O.P.R.C.C.T);
THENCE South 86 degrees 39 minutes 03 seconds East, a distance of 255.78 feet
along the north line of said 275.00 acre tract of land and along a south line of said
555.801 acre tract of land to a one-half inch iron rod found for comer, from which a one-
half Inch iron rod found bears North 01 degrees 19 minutes 02 seconds West, a
distance of 2.04 feet;
THENCE South 89 degrees 10 minutes 24seconds East, a distance of 1,018.92 feet
along the north line of said 275.00 acre tract of land to a one-half inch iron rod set for
corner, said iron rod being at the southwest comer of a called 83.36 acre tract of land
described in a Quit Claim Deed to Atla McClain, recorded in Volume 626, Page 141.
(D.R.C.C.T) which is now listed in the Collin County Appraisal District records as being
owned by Laura Collins to which no transfer of title either direct or indirect can be found
in Collin County Deed Records;
EXHIBIT CI - PAGE 2
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 75
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE South 89 degrees 16 minutes 53 seconds East, a distance of 111.06 feet
along a north line of said 275.00 acre tract of land and along the south line of said 83.35
acre tract of land to a one-half inch iron rod set at the northeast comer of said 275.00
acre tract of land, said iron rod being at the northwest corner of a called 95.444 acre
tract of land described in a Special Warranty Deed with Vendor's Lien to MCI
PREFERRED INCOME FUND II, LLC, recorded in Instrument No.
20210819001679920,(O.P.R.C.C.T);
THENCE along the east line of said 275.00 acre tract of land and along the west line of
said 95.444 acre tract of land as follows:
South 01 degrees 16 minutes 44 seconds East, a distance of 1.185.56 feet to a
one-half Inch Iron rod with yellow cap stamped "JBI" found for comer;
South 00 degrees 47 minutes 08 seconds East, a distance of 1.10D.00 feet to a
one-half Inch Iron rod set at the most westerly southwest comer of said 95.444
acre tract of land;
THENCE North 88 degrees 32 minutes 52 seconds East. a distance of 906.82 feet
along the most easterly north line of said 275.00 acre tract of land and along the most
westerly south line of said 95.444 acre tract of land to a point for comer. -
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 314.82 feet to a
point for comer,
THENCE South 89 degrees 28 minutes 48 seconds West, a distance. of 481.91 feet to a
point for comer,
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 889.34 feet to a
point for comer;
THENCE Southeasterly 120 981 feet along a curve to the left, having a central angle of
14 degrees 35 minutes 35 seconds, a radius of 475.00 feel, a tangent of 60.82 feet and
whose cord bears South 07 degrees 49 minutes 00 seconds East, a cord distance of
120.66 feet to a point for comer;
THENCE South 39 degrees 17 minutes 34 seconds East, a distance of $5,80 feet to a
point for comer,
THENCE Southeasterly 38.63 feet along a non -tangent curve to the left, having a
central angle of 04 degrees 51 minutes 53 seconds, a radius of 455.00 feet, a tangent
of 19.33 feet and whose cord hears South 23 degrees 58 minutes 10 seconds East. a
cord distance of 38.62 feet to a point for corner;
THENCE South 26 degrees 24 minutes 07 seconds East, a distance of 56.52 feet to a
point for comer;
IJ3:11-11iP149SH!W
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 76
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THENCE South 68 degrees 02 minutes 34 seconds East, a distance of 44.84 feet to a
point foroomer,
THENCE Northeasterly 361.48 feet along a non -tangent curve to the right, having a
central angle of 16 degrees 26 minutes 14 seconds, a radius of 1,260.00 feet, a tangent
of 181.99 feet and whose cord bears North 79 degrees 13 minutes 01 seconds East, a
cord distance of 360.24 feet to a point for comer;
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 120.07 feet to a
point for comer,
THENCE Southwesterly 497.56 feet along a non -tangent curve to the left. having a
central angle of 25 degrees 00 minutes 25 seconds, a radius of 1,140.00 feet, a tangent
of 252.80 feet and whose cord bears South 74 degrees 44 minutes 27 seconds West, a
cord distance of 493.52 feet to a point for comer;
THENCE South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to a
point for comer;
THENCE South 27 degrees 45 minutes 46 seconds East, a distance of 15.00 feet to a
point for comer,
THENCE South 49 degrees 18 minutes 42 seconds East, a distance of 194.61 feet to a
point for comer,
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 305.98 feet to a
point for comer;
THENCE North 89 degrees 28 minutes 48 seconds East, a distance of 501.05 feel to a
point for comer,
THENCE South 01 degrees 14 minutes 22 seconds Lust, a distance of 327.87 feel to a
point for comer;
THENCE Southeesledy 60.96 feet along a curve to the left, having a central angle of 02
degrees 46 minutes 20 seconds, a radius of 1.260.00 feel, a tangent of 30.49 feet and
whose cord bears South CO degrees 08 minutes 48 seconds East. a cord distance of
60.96 feet to the POINT OF BEGINNING and containing 8,625,128 square feet or
198.006 acres.
i7CH,81T 0 - PAGE 4
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 777
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
IMPROVEMENT AREA 1 EXHIBITS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 78
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
BOHLERd
EXHIBIT C-d: IMPROVEMENT AREA i
OAF -SITE DEVELOPER ROADWAY IMPROVEMENTS
THE WOODS AT LINDSEY PUKE
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DEVELOPER SANITARY SEWER IMPROVEMENTS
THE WOODS AT LINDSEY PLACE -- -
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 79
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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DEVELOPER WATER IMPROVEMENTS �.
THE WOODS AT LINDSEY PLACE --
ANNA 1E%AS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT so
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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i BOHLERA EXHIBIT M-1: IMPROVEMENT AREA 1`-
LAND USE MAP
''�''•' THE WOODS AT LINDSEY PLACE
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT Rl
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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OPEN SPACE PLAN !'1
THE WOODS AT LINDSEY PLACE
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EXHIBIT P-1: IMPROVEMENT AREA 1
BOUNDARY EXHIBIT
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 82
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
Exhibit 04 — PID Improvement Area 1 Legal Description
WHEREAS, LHJH PROPERTIES, LTD., is the owner of a tract of land situated in the
Town of Anna, Collin County, Texas; a pad of Eli Witt Survey, Abstract No. 997, being
pad of a called 169.819 acre tract of land described In a Special Warranty Deed to
LHJH Properties, Ltd., recorded In Instrument No. 20061003001424600, Official Public
Records, Collin County, Texas (O.P.R.C.C.T) and being more particularly described as
follows:
BEGINNING at a five -eighths inch iron rod with yellow plastic cap that is illegible found
at the southeast comer of said 159.819 acre tract of land and the northeast comer of a
called 226.62 acre tract of land described In a Warranty Deed to QJR Partnership, Ltd.
recorded in Volume 5106, Page 2380, O.P.R.C.C.T and said iron rod being in the west
line of a called 50.00 acre tract of land described in a Special Warranty Deed to Kayasa
Holdings, I.I.C. recorded in Instrument No. 201908007000946750, (O.P.R.C.C.T);
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 659.19 feet
along the south line of said 159.819 acre tract of land and along the north line of said
225.62 acre tract of land to a one-half inch iron rod with yellow plastic cap stamped
"BOHLER ENG" (hereinafter called `iron rod set") set for corner;
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
North 00 degrees 31 minutes 12 seconds West, a distance of 694.65 feet to a
capped iron rod set for corner;
North 49 degrees 18 minutes 42 seconds West,a distance of 194.61 feet to a
capped iron rod set for comer;
North 27 degrees 45 minutes 46 seconds West, a distance of 15.00 feet to a
capped iron rod set for corner;
South 62 degrees 14 minutes 14 seconds West, a distance of 357.72 feet to a
capped iron rod set at the beginning of a tangent curve to the right;
In a southwesterly direction, a distance of 597.97 feet, having a central angle of
27 degrees 11 minutes 29 seconds, a radius of 1,260.00 feet, a tangent length of
304.73 feel and whose chord bears South 75 degrees 49 minutes 59 seconds
West a distance of 592.38 feet to a capped iron rod set for comer;
South 89 degrees 25 minutes 44 seconds West, a distance of 267.14 feet to a
capped iron rod set;
South 44 degrees 25 minutes 44 seconds West a distance of 42.43 feet to a
capped iron rod set,
EXHIBIT Q-1 • PAGE 1
THE WOODS AT UNDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 93
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
South 89 degrees 25 minutes 44 seconds West, a distance of 90.00 feet to a
capped iron rod set
North 45 degrees 34 minutes 16 seconds West a distance of 42.43 feet to a
capped iron rod set and
South 89 degrees 25 minutes 44 seconds West a distance of 42.00 feet at the
beginning of a curve to the left;
In a southwesterly direction, a distance of 442.68 feet, having a central angle of
32 degrees 06 minutes 22 seconds, a radius of 790.00 feet, a tangent length of
227.32 feet and whose chord bears South 73 degrees 22 minutes 33 seconds
West a distance of 436.91 to a capped iron rod set at the beginning of a curve to
the right;
In a southwesterly direction, a distance of 405.87 feet, having a central angle of
25 degrees 44 minutes 35 seconds, a radius of 910 feet, a tangent length of
207.94 feet and whose chord bears South 70 degrees 11 minutes 40 seconds a
distance of 405.44 feet to a capped iron rod set; said capped iron rod being in
the west line of said 159.819 acre tract of land and the east line of a called
555.801 acre tract of land, described as Tract B in a Special Warranty Deed to
Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
O.P R.C.C.T., from which a one-half inch iron rod found at the most southerly
southeast corner of a said 555.801 acre tract of land and the northeast corner of
a called 17.863 acre tract of land described In a Special Warranty Deed to Anna
18, LLC, recorded in Instrument No. 20161020001423440. O.P.R.C.C.T. bears
South 00 degrees 33 minutes 39 seconds East a distance of 243.59 feet;
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 120.86 feet
along the west line of said 159.819 acre tract of land and the east line of 555.801 acre
tract of land to a capped iron rod set at the beginning of a non -tangent curve to the left;
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
In a northeasterly direction, a distance of 341.53 Net, having a central angle of
24 degrees 46 minutes 13 seconds, a radius of 790.00 feet, a tangent length of
173.48 feet and whose chord bears North 69 degrees 42 minutes 28 seconds
East a distance of 338.88 feet to a capped iron rod set for the beginning of a
curve to the left;
In a northeasterly direction, a distance of 236.99 feet, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent length of
119.17 feet and whose chord bears North 64 degrees 47 minutes 01 seconds
East a distance of 236.32 feet to a capped Iron rod;
EHHIBrr Q-1 -PAGE 2
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 94
20B AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
North 00 degrees 33 minutes 39 seconds East, a distance of 652.43 feet to a
capped iron rod set for corner;
North 89 degrees 26 minutes 21 seconds East a distance of 144.81 feel to a
capped iron rod set for comer;
North 02 degrees 33 minutes 19 seconds East a distance of 508.75 feet to a
capped iron rod set for corner;
North 00 degrees 33 minutes 39 seconds West a distance of 59.43 feet to a
capped iron rod set for corner,
North 89 degrees 25 minutes 47 seconds East, a distance of 556.69 feel to a
capped iron rod set for comer;
North 62 degrees 13 minutes 50 seconds East, a distance of 937.37 feet to a
capped iron rod set for comer;
North 77 degrees 11 minutes 7 seconds East, a distance of 91.82 feel to a
capped iron rod set for corner;
North 89 degrees 28 minutes 48 seconds East, a distance of 161.53 feet to a
capped iron rod set for comer;
South 00 degrees 31 minutes 12 seconds East, a distance of 899.34 feet to a
capped iron rod set for corner and beginning of a non -tangent curve to the left;
In a southerly direction, a distance of 121.05, having a central angle of 16
degrees 6 minutes 40 seconds, a radius of 430.50 feet, a tangent length of 60.93
feet, and whose chord bears South 69 degrees 45 minutes 40 seconds East a
distance of 121.05 feet;
South 39 degrees 17 minutes 34 seconds East, a distance of 55.75 feet to a
capped iron rod set for corner beginning of a non -tangent curve to the left;
In a southeasterty direction, a distance of 36.49 feet, having a central angle of 4
degrees 50 minutes 49 seconds, a radius of 455.00 feet, a tangent length of
19.26 feet, and whose chord bears North 68 degrees 26 minutes 43 seconds
East a distance of 38.48 feet to a capped iron rod set;
South 26 degrees 24 minutes 7 seconds East. a distance of 56.71 feet to a
capped iron rod set for comer;
South 68 degrees 2 minutes 34 seconds East. a distance of 44.84 feet to a
capped iron rod set for corner,
EXHIBIT O.1 - PAGE 3
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BS
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
South 19 degrees 0 minutes 5 seconds East, a distance of 120.00 feet to a
capped iron rod set for comer;
In a southeasterly direction, a distance of 174.31 feet, having a central angle of
08 degrees 45 minutes 39 seconds, a radius of 1140.00 feet, a tangent length of
87.33 feet, and whose chord bears South 66 degrees 37 minutes 04 seconds
West a distance of 174.14 feet to a capped iron rod set for corner;
South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to the
POINT OF BEGINNING, containing 2,502,260.24 square feet or 57.4440 acres,
more or less.
EXHIBIT 0-1 - PAGE 4
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 86
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
APPENDIX B — BUYER DISCLOSURES
Forms of the buyer disclosures for the following Lot Types are found in this Appendix:
• Improvement Area #1
o Improvement Area #1 Initial Parcel
o Lot Type 1
o Lot Type 2
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 87
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 INITIAL PARCEL
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
1) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
IMPROVEMENT AREA #1 INITIAL PARCEL PRINCIPAL ASSESSMENT:
$794199000.00
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
' To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]2
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF PURCHASER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
ANNUAL INSTALLMENTS — IMPROVEMENT AREA #1 INITIAL PARCEL
2024
5
133,000.00
$
391,262.56
5
37,095.00
$ -
$ 40,000.00
$
601,357.56
2025
$
110,000.00
$
413,977.50
$
36,430.00
$ -
$ 40,800.00
$
601,207.50
2026
$
115,000.00
$
408,615.00
$
35,880.00
$ -
$ 41,616.00
$
601,111.00
2027
$
121,000.00
$
403,008.76
$
35,305.00
$ -
$ 42,448.32
$
601,762.08
2028
$
126,000.00
$
397,110.00
$
34,700.00
$ -
$ 43,297.29
$
601,107.29
2029
$
132,000.00
$
390,967.50
$
34,070.00
$ -
$ 44,163.24
$
601,200.74
2030
$
138,000.00
$
384,532.50
$
33,410.00
$ -
$ 45,046.50
$
600,989.00
2031
$
145,000.00
$
377,805.00
$
32,720.00
$ -
$ 45,947.43
$
601,472.43
2032
$
153,000.00
$
369,648.76
$
31,995.00
$ -
$ 46,866.38
$
601,510.14
2033
$
161,000.00
$
361,042.50
$
31,230.00
$ -
$ 47,803.71
$
601,076.21
2034
$
170,000.00
$
351,986.26
$
30,425.00
$ -
$ 48,759.78
$
601,171.04
2035
$
180,000.00
$
342,423.76
$
29,575.00
$ -
$ 49,734.98
$
601,733.74
2036
$
190,000.00
$
332,298,76
$
28,675.00
$ -
$ 50,729.68
$
601,703.44
2037
$
200,000.00
$
321,611.26
$
27,725.00
$ -
$ 51,744.27
$
601,080.53
2038
$
212,000.00
$
310,361.26
$
26,725.00
$ -
$ 52,779.16
$
601,865.42
2039
$
223,000.00
$
298,436.26
$
25,665.00
$ -
$ 53,834.74
$
600,936.00
2040
$
236,000.00
$
285,892.50
$
24,550.00
$ -
$ 54,911.43
$
601,353.93
2041
$
249,000.00
$
272,617.50
$
23,370.00
$ -
$ 56,009.66
$
600,997.16
2042
$
264,000.00
$
259,611.26
$
22,125.00
$ -
$ 57,129.85
$
601,866.11
2043
$
279,000.00
$
243,761.26
$
20,805.00
$ -
$ 58,272.45
$
601,838.71
2044
$
294,000.00
$
228,067.50
$
19,410.00
$ -
$ 59,437.90
$
600,915.40
2045
$
312,000.00
$
210,795.00
$
17,940.00
$ -
$ 60,626.66
$
601,361.66
2046
$
331,000.00
$
192,465.00
$
16,380.00
$ -
$ 61,839.19
$
601,684.19
2047
$
350,000.00
$
173,018.76
$
14,725.00
$ -
$ 63,075.97
$
600,819.73
2048
$
372,000.00
$
152,456.26
$
12,975.00
$ -
$ 64,337.49
$
601,768.75
2049
$
394,000.00
$
130,601.26
$
11,115.00
$ -
$ 65,624.24
$
601,340.50
2050
$
418,000.00
$
107,453.76
$
9,145.00
$ -
$ 66,936.72
$
601,535.48
2051
$
443,000.00
$
82,896.26
$
7,055.00
$ -
$ 68,275.45
$
601,226.71
2052
$
470,000.00
$
56,870.00
$
4,840.00
$ -
$ 69,640.96
$
601,350.96
2053
$
498,000.00
$
29,257.50
$
2,490.00
$(527,257.50)
$ 71,033.78
$
73,523.78
Total
$7,419,000.00
$8,279,851.46
$
718,550.00
$(527,257.50)
$ 1,622,723.23
$17,512,867.19
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875'%, 5.625%, and 5,875%for bonds with a maturity of
9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes in Annual
Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 LOT TYPE 1
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
1) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
LOT TYPE 1 PRINCIPAL ASSESSMENT: $33,838.08
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
' To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above.
DATE:
SIGNATURE OF PURCHASER
DATE:
SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]'
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
ANNUAL INSTALLMENTS - LOT TYPE 1
2024
$
606.61
$
1,784.55
$
169.19
$ -
$
182.44
$
2,742.79
2025
$
501.71
$
1,888.15
$
166.16
$ -
$
186.09
$
2,742.11
2026
$
524.52
$
1,863.69
$
163.65
$ -
$
189.81
$
2,741.67
2027
$
551.88
$
1,838.12
$
161.03
$ -
$
193.61
$
2,744.64
2028
$
574.69
$
1,811.22
$
158.27
$ -
$
197.48
$
2,741.65
2029
$
602.05
$
1,783.20
$
155.39
$ -
$
201.43
$
2,742.08
2030
$
629.42
$
1,753.85
$
152.38
$
$
205.46
$
2,741.11
2031
$
661.35
$
1,723.17
$
149.24
$ -
$
209.57
$
2,743.32
2032
$
697.83
$
1,685.97
$
145.93
$ -
$
213.76
$
2,743.49
2033
$
734.32
$
1,646.72
$
142.44
$
$
218.03
$
2,741.51
2034
$
775.37
$
1,605.41
$
138.77
$
$
222.39
$
2,741.94
2035
$
820.98
$
1,561.80
$
134.89
$ -
$
226.84
$
2,744.51
2036
$
866.59
$
1,515.62
$
130.79
$ -
$
231.38
$
2,744.37
2037
$
912.20
$
1,466.87
$
126.45
$
$
236.01
$
2,741.53
2038
$
966.93
$
1,415.56
$
121.89
$ -
$
240.73
$
2,745.11
2039
$
1,017.10
$
1,361.17
$
117.06
$ -
$
245.54
$
2,740.87
2040
$
1,076.40
$
1,303.96
$
111.97
$
$
250.45
$
2,742.78
2041
$
1,135.69
$
1,243.41
$
106.59
$ -
$
255.46
$
2,741.15
2042
$
1,204.10
$
1,179.53
$
100.91
$ -
$
260.57
$
2,745.11
2043
$
1,272.52
$
1,111.80
$
94.89
$ -
$
265.78
$
2,744.99
2044
$
1,340.94
$
1,040.22
$
88.53
$ -
$
271.10
$
2,740.78
2045
$
1,423.03
$
961.44
$
81.82
$ -
$
276.52
$
2,742.81
2046
$
1,509.69
$
877.83
$
74.71
$ -
$
282.05
$
2,744.28
2047
$
1,596.35
$
789.14
$
67.16
$ -
$
287.69
$
2,740.34
2048
$
1,696.69
$
695.35
$
59.18
$
$
293.44
$
2,744.67
2049
$
1,797.04
$
595.67
$
50.70
$ -
$
299.31
$
2,742.72
2050
$
1,906.50
$
490.10
$
41.71
$
$
305.30
$
2,743.61
2051
$
2,020.52
$
378.09
$
32.18
$ -
$
311.40
$
2,742.20
2052
$
2,143.67
$
259.38
$
22.08
$ -
$
317.63
$
2,742.76
2053
$
2,271.38
$
133.44
$
11.36
$(2,404.82)
$
323.99
$
335.34
Total
$33,838.08
$37,764.43
$3,277.31
$(2,404.82)
$
7,401.25
$
79,876.25
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a
maturity of 9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes
in Annual Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts
shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 LOT TYPE 2
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
1) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
IMPROVEMENT AREA #1 LOT TYPE 2: $35,248.00
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
I To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
binding contract for the purchase of the real property at the address described above.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]2
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20_.
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
ANNUAL INSTALLMENTS -IMPROVEMENT AREA #1 LOT TYPE 2
Annual installments
Additional
Reserve
Annual
Total
Annual
Due 1/31
Principal
Interest'
Interest
Fund 2
Collection
Costs
Installment
2024
$
631.89
$
1,858.91
$
176.24
$ -
$
190.04
$
2,857.08
2025
$
522.61
$
1,966.83
$
173.08
$ -
$
193.84
$
2,856.36
2026
$
546.37
$
1,941.35
$
170.47
$ -
$
197.72
$
2,855.91
2027
$
574.88
$
1,914.71
$
167.74
$ -
$
201.67
$
2,859.00
2028
$
598.63
$
1,886.69
$
164.86
$ -
$
205.71
$
2,855.89
2029
$
627.14
$
1,857.50
$
161.87
$ -
$
209.82
$
2,856.33
2030
$
655.64
$
1,826.93
$
158.73
$ -
$
214.02
$
2,855.33
2031
$
688.90
$
1,794.97
$
155.45
$ -
$
218.30
$
2,857.62
2032
$
726.91
$
1,756.22
$
152.01
$ -
$
222.66
$
2,857.80
2033
$
764.92
$
1,715.33
$
148.38
$ -
$
227.12
$
2,855.74
2034
$
807.68
$
1,672.30
$
144.55
$ -
$
231.66
$
2,856.19
2035
$
855.19
$
1,626.87
$
140.51
$ -
$
236.29
$
2,858.86
2036
$
902.70
$
1,578.77
$
136.24
$ -
$
241.02
$
2,858.72
2037
$
950.21
$
1,527.99
$
131.72
$ -
$
245.84
$.
2,855.76
2038
$
1,007.22
$
1,474.54
$
126.97
$ -
$
250.76
$
2,859.49
2039
$
1,059.48
$
1,417.88
$
121.94
$ -
$
255.77
$
2,855.07
2040
$
1,121.25
$
1,358.29
$
116.64
$ -
$
260.89
$
2,857.06
2041
$
1,183.01
$
1,295.22
$
111.03
$ -
$
266.10
$
2,855.36
2042
$
1,254.28
$
1,228.67
$
105.12
$ -
$
271.43
$
2,859.49
2043
$
1,325.54
$
1,158.12
$
98.85
$ -
$
276.86
$
2,859.36
2044
$
1,396.81
$
1,083.56
$
92.22
$ -
$
282.39
$
2,854.98
2045
$
1,482.33
$
1,001.50
$
85.23
$ -
$
288.04
$
2,857.10
2046
$
1,572.60
$
914.41
$
77.82
$ -
$
293.80
$
2,858.63
2047
$
1,662.87
$
822.02
$
69.96
$ -
$
299.68
$
2,854.52
2048
$
1,767.39
$
724.33
$
61.64
$ -
$
305.67
$
2,859.03
2049
$
1,871.91
$
620.49
$
52.81
$ -
$
311.78
$
2,857.00
2050
$
1,985.94
$
510.52
$
43.45
$ -
$
318.02
$
2,857.92
2051
$
2,104.71
$
393.84
$
33.52
$ -
$
324.38
$
2,856.46
2052
$
2,232.99
$
270.19
$
23.00
$ -
$
330.87
$
2,857.05
2053
$
2,366.02
$
139.00
$
11.83
$(2,505.02)
$
337.48
$
349.31
Total1
$35,248.00
$39,337.95
$3,413.86
$(2,505.02)
$
7,709.63
$
83,204.42
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a
maturity of 9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes
in Annual Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts
shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09119/2023 12:32 PM Page 1 of 114
CERTIFICATE FOR ORDINANCE
THE STATE OF TEXAS
COLLIN COUNTY
CITY OF ANNA
We, the undersigned officers of the City of Anna, Texas (the "City"), hereby certify as follows:
1. The City Council (the "Council") of the City convened in a regular meeting on
September 12, 2023, at the regular designated meeting place, and the roll was called of the duly
constituted officers and members of the Council, to wit:
Nate Pike, Mayor Stan Carver H, Council Member
Lee Miller, Mayor Pro Tem. Pete Cain, Council Member
Randy Atchley, Deputy Mayor Pro -Tern Elden Baker, Council Member
Kevin Toten, Council Member
Ryan Henderson, Interim City Manager
Carrie Land, City Secretary
and all of said persons were present, except !y o n.e ,
thus constituting a quorum. Whereupon, among other business the following was transacted at
said meeting: a written Ordinance entitled
AN ORDINANCE AUTHORIZING THE ISSUANCE OF THE "CITY OF
ANNA, TEXAS, SPECIAL ASSESSMENT REVENUE BONDS, SERIES
2023 (THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT
DISTRICT E%IPROVEMENT AREA #1 PROJECT)" IN A PRINCIPAL
AMOUNT NOT TO EXCEED $7,419,000 PAYABLE FROM SPECIAL
ASSESSMENTS TO FUND PUBLIC IMPROVEMENTS' IN
IMPROVEMENT AREA #1 OF THE WOODS AT LINDSEY PLACE
PUBLIC IMPROVEMENT DISTRICT; APPROVING AND
AUTHORIZING AN INDENTURE OF TRUST, A BOND PURCHASE
AGREEMENT, A LIMITED OFFERING MEMORANDUM, A
CONTINUING DISCLOSURE AGREEMENT AND OTHER
AGREEMENTS AND DOCUMENTS IN CONNECTION THEREWITH;
MAIGNG FINDINGS WITH RESPECT TO THE ISSUANCE OF SUCH
BONDS; AND PROVIDING AN EFFECTIVE DATE
was duly introduced for the consideration of the Council. It was then duly moved and seconded
that said Ordinance be passed; and, after due discussion, said motion, carrying with it the passage
of said Ordinance, prevailed and carried, with all members of the Council shown present above
voting "Aye," except as noted below:
NAYS: aU ABSTENTIONS: 12)'_
2023 - 2023000107559 0911912023 12:32 PM Page 2 of 114
2. A true, full, and correct copy of the aforesaid Ordinance passed at the meeting
described in the above and foregoing paragraph is attached to and follows this Certificate; said
Ordinance has been duly recorded in the Council's minutes of said meeting; the above and
foregoing paragraph is a true, full, and correct excerpt from the Council's minutes of said
meeting pertaining to the passage of said Ordinance; the persons named in the above and
foregoing paragraph are the duly chosen, qualified, and acting officers and members of the
Council as indicated therein; that each of the officers and members of the Council was duly and
sufficiently notified officially and personally, in advance, of the time, place, and purpose of the
aforesaid meeting, and that said Ordinance would be introduced and considered for passage at
said meeting, and each of said officers and members consented, in advance, to the holding of
said meeting for such purpose; and that said meeting was open to the public, and public notice of
the time, place, and purpose of said meeting was given all as required by the Texas Government
Code, Chapter 551.
3. The Council has approved and hereby approves the Ordinance; and the Mayor (or
Mayor Pro-Tem) and City Secretary hereby declare that their signing of this Certificate shall
constitute the signing of the attached and following copy of said Ordinance for all purposes.
SIGNED AND SEALED ON SEPTEMBER 12, 2023
Carrie L. Land, City
(City Seal)
2
2023 - 2023000107559 09/19/2023 12:32 PM Page 3 of 114
CITY OF ANNA
ORDINANCE NO. 1073-2023
AN ORDINANCE AUTHORIZING THE ISSUANCE OF THE "CITY OF ANNA,
TEXAS, SPECIAL ASSESSMENT REVENUE BONDS, SERIES 2023 (THE WOODS AT
LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT IMPROVEMENT AREA #1
PROJECT)" IN A PRINCIPAL AMOUNT NOT TO EXCEED $7,419,000 PAYABLE
FROM SPECIAL ASSESSMENTS LEVIED UPON IMPROVEMENT AREA #1 OF THE
WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT TO FUND
PUBLIC IMPROVEMENTS IN SAID DISTRICT; APPROVING AND AUTHORIZING
AN INDENTURE OF TRUST, A BOND PURCHASE AGREEMENT, A LIMITED
OFFERING MEMORANDUM, A CONTINUING DISCLOSURE AGREEMENT AND
OTHER AGREEMENTS AND DOCUMENTS IN CONNECTION THEREWITH;
MAKING FINDINGS WITH RESPECT TO THE ISSUANCE OF SUCH BONDS; AND
PROVIDING AN EFFECTIVE DATE
WHEREAS, the City of Anna, Texas (the "City"), pursuant to and in accordance with the
terms, provisions and requirements of the Public Improvement District Assessment Act,
Subchapter A of Chapter 372, Texas Local Government Code, has previously established the
"The Woods at Lindsey Place Public Improvement District" (the "District"); and
WHEREAS, pursuant to the PID Act, the City Council of the City (the "Council")
published notice of the assessment hearing in a newspaper of general circulation in the City and
the extraterritorial jurisdiction of the City, and opened a public hearing on March 14, 2023,
regarding the levy of special assessments within the District, and the City Council convened the
hearing on March 14, 2023; and
WHEREAS, after all comments and evidence, both written and oral, were received by the
City Council, the public hearing was closed on March 14, 2023 and, on such date, the Council
adopted an ordinance levying such special assessments (the "Assessment Ordinance"); and
WHEREAS, in the Assessment Ordinance, the Council approved and accepted the
Service and Assessment Plan (as defined in the Assessment Ordinance) relating to the District
and levied the Assessments (as defined in the Indenture (defined below)) against the
Improvement Area #1 Assessed Property (as defined in the Service and Assessment Plan); and
WHEREAS, the Council has found and determined that it is in the best interests of the
City to issue its bonds to be designated "City of Anna, Texas, Special Assessment Revenue
Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District Improvement
Area #1 Project)" (the 'Bonds"), such Bonds to be payable from and secured by the Pledged
Revenues (as defined in the Indenture); and
WHEREAS, the City is authorized by the PID Act to issue the Bonds for the purpose of
(i) paying the Actual Costs (as defined in the Indenture), (ii) funding a reserve fund for payment
of principal and interest on the Bonds, (iii) paying a portion of the costs incidental to the
organization of the District and (iv) paying the costs of issuance of the Bonds; and
WHEREAS, the Council has found and determined to approve (i) the issuance of the
Bonds to finance the Improvement Area #1 Projects, (ii) the form, terms and provisions of the
1
2023 - 2023000107559 09/19/2023 12:32 PM Page 4 of 114
Indenture securing the Bonds authorized hereby, (iii) the form, terms and provisions of a Bond
Purchase Agreement (defined below) between the City and the Underwriter (defined below),
(iv) a Limited Offering Memorandum (defined below), (v) a Continuing Disclosure Agreement
(defined below), and (vi) a Service and Assessment Plan (defined below); and
WHEREAS, the meeting at which this Ordinance is considered is open to the public as
required by law, and the public notice of the time, place and purpose of said meeting was given
as required by Chapter 551, Texas Government Code, as amended;
NOW, THEREFORE BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
ANNA, TEXAS, THAT:
Section 1. Findings. The findings and determinations set forth in the preamble
hereof are hereby incorporated by reference for all purposes as if set forth in full herein.
Section 2. Abbroval of Issuance of Bonds and Indenture of Trust.
(a) The issuance of the Bonds in the principal amount of $7,419,000 for the
purpose of (i) paying the Actual Costs, (ii) funding a reserve fund for payment of
principal and interest on the Bonds, (iii) paying a portion of the costs incidental to the
organization of the District, and (iv) paying the costs of issuance of the Bonds, is hereby
authorized and approved.
(b) The Bonds shall be issued and secured under that certain Indenture of
Trust (the "Indenture"), dated as of September 15, 2023, between the City and Regions
Bank, an Alabama state banking corporation with offices in Houston, Texas, as trustee
(the "Trustee"), with such changes as may be necessary or desirable to carry out the intent
of this Ordinance and as approved by the Mayor of the City, such approval to be
evidenced by the execution and delivery of the Indenture, which Indenture is hereby
approved in substantially final form attached hereto as Exhibit A and incorporated herein
as a part hereof for all purposes. The Mayor or Mayor Pro-Tem of the City is hereby
authorized and directed to execute the Indenture and the City Secretary is hereby
authorized and directed to attest such signature of the Mayor or Mayor Pro-Tem.
(c) The Bonds shall be dated, shall mature on the date or dates and in the
principal amount or amounts, shall bear interest, shall be registered as to both principal
and interest, shall be subject to redemption and shall have such other terms and
provisions as set forth in the Indenture. The Bonds shall be in substantially the form set
forth in the Indenture, with such insertions, omissions and modifications as may be
required to conform the form of Bond to the actual terms of the Bonds. The Bonds shall
be payable from and secured by the Pledged Revenues (as defined in the Indenture) and
other assets of the Trust Estate (as defined in the Indenture) pledged to the Bonds, and
shall never be payable from ad valorem taxes or any other funds or revenues of the City.
Section 3. Sale of Bonds; Approval of Bond Purchase Agreement. The Bonds shall
be sold to FMSbonds, Inc. (the "Underwriter") at the price and on the terms and provisions set
forth in that certain Bond Purchase Agreement (the "Purchase Agreement"), dated the date
hereof, between the City and the Underwriter, attached hereto as Exhibit B and incorporated
herein as a part hereof for all purposes, which terms of sale are declared to be in the best interest
of the City. The form, terms and provisions of the Purchase Agreement are hereby authorized
2
2023 - 2023000107559 09/19/2023 12:32 PM Page 5 of 114
and approved and the Mayor or Mayor Pro-Tem of the City is hereby authorized and directed to
execute and deliver the Purchase Agreement. The Mayor's or Mayor Pro-Tem's signature on the
Purchase Agreement may be attested by the City Secretary. The Initial Bond shall be registered
in the name of the Underwriter.
Section 4. Limited Offering Memorandum. The form and substance of the
Preliminary Limited Offering Memorandum and any addenda, supplement or amendment thereto
and the final Limited Offering Memorandum for the Bonds and any addenda, supplement or
amendment thereto (the "Limited Offering Memorandum") are hereby approved and adopted in
all respects. The Limited Offering Memorandum, with such appropriate variations as shall be
approved by the Mayor and Mayor Pro-Tem of the City and the Underwriter, may be used by the
Underwriter in the offering and sale of the Bonds. The City Secretary is hereby authorized and
directed to include and maintain a copy of the Preliminary Limited Offering Memorandum (as
defined in the Purchase Agreement) and the Limited Offering Memorandum and any addenda,
supplement or amendment thereto thus approved among the permanent records of this meeting.
The use and distribution of the Preliminary Limited Offering Memorandum in the offering of the
Bonds is hereby ratified, approved and confirmed. The City deems the Preliminary Limited
Offering Memorandum final, within the meaning of Rule 15c2-12 issued by the United States
Securities and Exchange Commission under the Securities Exchange Act of 1934 (the "Rule"), as
of its date, except for the omission of information specified in Section (b)(1) of the Rule, as
permitted by Section (b)(1) of the Rule. Notwithstanding the approval and delivery of such
Preliminary Limited Offering Memorandum and Limited Offering Memorandum by the Council,
the Council is not responsible for and proclaims no specific knowledge of the information
contained in the Preliminary Limited Offering Memorandum and the Limited Offering
Memorandum pertaining to the Improvement Area #1 Projects, the Developer or its financial
ability, any builders, any landowners or the appraisal of the property in the District.
Section 5. Continuing Disclosure Agreement. The City of Anna, Texas, Special
Assessment Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement
District Improvement Area #1 Project) Continuing Disclosure Agreement of the Issuer (the
"Continuing Disclosure Agreement") between the City, P3Works, LLC and Regions Bank is
hereby authorized and approved in substantially final form attached hereto as Exhibit C and
incorporated herein as a part hereof for all purposes, and the Mayor or Mayor Pro-Tem of the
City is hereby authorized and directed to execute and deliver such Continuing Disclosure
Agreement with such changes as may be required to carry out the purpose of this Ordinance and
approved by the Mayor or Mayor Pro-Tem, such approval to be evidenced by the execution
thereof.
Section 6. Service and Assessment Plan. That certain "The Woods at Lindsey Place
Public Improvement District 2023 Amended & Restated Service and Assessment Plan", dated
September 12, 2023 is hereby authorized and approved in substantially the form attached hereto
as Exhibit D which is incorporated herein as a part hereof for all purposes and the City Manager,
Mayor, Mayor Pro Tern, and City Secretary of the City are each hereby authorized and directed
to deliver such Service and Assessment Plan with such changes as may be required to carry out
the purposes of this Ordinance. The Service and Assessment Plan, including the method of
assessment set forth therein, is approved and adopted as the service and assessment plan for
Improvement Area #1 of the District and the updated Improvement Area #1 Assessment Roll
attached as Appendix F-1 thereto, which restates the Improvement Area #1 Assessments that
have been levied against the Improvement Area #1 Assessed Property by the Assessment
3
2023 - 2023000107559 09/19/2023 12:32 PM Page 6 of 114
Ordinance to incorporate information from the final pricing of the Bonds is hereby approved.
The City Secretary is hereby directed to file an executed copy of this Ordinance, excluding
Exhibits A, B, and C, in the real property records of Collin County, Texas not later than the
seventh (7th) day after the date the City Council adopts this Ordinance approving the Service and
Assessment Plan. The City Secretary is further directed to similarly file each Annual Service
Plan Update (as defined in the Service and Assessment Plan) approved by the City Council not
later than the seventh (7th) day after the date that the City Council approves each Annual Service
Plan Update.
Section 7. Additional Actions. The Mayor, Mayor Pro Tern, Deputy Mayor Pro -
Tern, the City Manager, the Finance Director and the City Secretary are hereby authorized and
directed to take any and all actions on behalf of the City necessary or desirable to carry out the
intent and purposes of this Ordinance and to issue the Bonds in accordance with the terms of this
Ordinance. The Mayor, Mayor Pro Tern, Deputy Mayor Pro-Tem, the City Manager, the
Finance Director and the City Secretary are hereby authorized and directed to execute and
deliver any and all certificates, agreements, notices, instruction letters, requisitions and other
documents which may be necessary or advisable in connection with the sale, issuance and
delivery of the Bonds and the carrying out of the purposes and intent of this Ordinance.
Section 8. Severability. If any Section, paragraph, clause or provision of this
Ordinance shall for any reason be held to be invalid or unenforceable, the invalidity or
unenforceability of such Section, paragraph, clause or provision shall not affect any of the
remaining provisions of this Ordinance.
Section 9. Effective Date. This Ordinance is passed on one reading as authorized by
Texas Government Code, Section 1201.028, and shall be effective immediately upon its passage
and adoption.
0
2023 - 2023000107559 09/19/2023 12:32 PM Page 7 of 114
EXHIBIT D
SERVICE AND ASSESSMENT PLAN
D-1
2023 - 2023000107559 09/19/2023 12:32 PM Page 8 of 114
The Woods at Lindsey Place
Public Improvement District
2023 AMENDED & RESTATED SERVICE AND ASSESSMENT PLAN
SEPTEMBER 12, 2023
2023 - 2023000107559 09/19/2023 12:32 PM Page 9 of 114
TABLE OF CONTENTS
Tableof Contents..........................................................................................................................1
Introduction..................................................................................................................................3
SectionI: Definitions.....................................................................................................................
4
Section11: The District.................................................................................................................11
Section III: Authorized Improvements.........................................................................................11
SectionIV: Service Plan...............................................................................................................14
SectionV: Assessment Plan.........................................................................................................14
Section VI: Terms of the Assessments.........................................................................................17
Section VII: Assessment Roll.......................................................................................................
23
Section VIII: Additional Provisions...............................................................................................23
Section IX: Additional Updates....................................................................................................
25
Exhibits........................................................................................................................................
26
Appendices.................................................................................................................................26
Exhibit A-1— Map of the District.................................................................................................
27
Exhibit A-2 — Final Plat for Improvement Area#1.......................................................................28
Exhibit A-3 — Map of Improvement Area#1................................................................................32
Exhibit A-4 — Lot Type Classification Map....................................................................................
33
Exhibit B-1 —Authorized Improvements.....................................................................................
34
Exhibit B-2 — Remainder Area Apportionment of Costs..............................................................35
ExhibitC — Service Plan...............................................................................................................
36
Exhibit D — Sources and Uses of Funds........................................................................................37
Exhibit E — Maximum Assessment and Tax Rate Equivalent........................................................38
Exhibit F-1— Improvement Area #1 Assessment Roll..................................................................39
Exhibit F-2 — Projected Improvement Area #1 Annual Installment.............................................40
Exhibit G-1— Maps of Improvement Area #1 Improvements......................................................43
Exhibit G-2 — Maps of Major Improvements...............................................................................47
Exhibit H — Form of Notice of PID Assessment Termination........................................................51
Exhibit 1-1— District Legal Description.........................................................................................54
Exhibit 1-2 — Improvement Area #1 Legal Description.................................................................58
Appendix A — Engineer's Report..................................................................................................
62
Appendix B — Buyer Disclosures..................................................................................................
87
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 1
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 10 of 114
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Initial Parcel............................................................................................................................88
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Lot Type 1............................................................................................................................... 94
The Woods at Lindsey Place Public Improvement District Buyer Disclosure Improvement Area
#1 Lot Type 2.............................................................................................................................100
[Remainder of page intentionally left blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 2
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 11 of 114
INTRODUCTION
Capitalized terms used in this 2023 Amended and Restated Service and Assessment Plan shall
have the meanings given to them in Section I unless otherwise defined in this 2023 Amended and
Restated Service and Assessment Plan or unless the context in which a term is used clearly
requires a different meaning. Unless otherwise defined, a reference to a "Section," an "Exhibit,"
or an "Appendix' shall be a reference to a Section of this 2023 Amended and Restated Service
and Assessment Plan or an Exhibit or Appendix attached to and made a part of this 2023
Amended and Restated Service and Assessment Plan for all purposes.
On February 14, 2023, the City Council passed and approved Resolution No. 2023-02-1379
authorizing the establishment of the District in accordance with the PID Act, which authorization
was effective upon publication as required by the PID Act. The purpose of the District is to finance
the Actual Costs of Authorized Improvements that confer a special benefit on approximately
198.006 acres located within the corporate limits of the City, as described by the legal description
on Exhibit 1-1 and depicted on Exhibit A-1.
The PID Act requires a Service Plan covering a period of at least five years and defining the annual
indebtedness and projected cost of the Authorized Improvements and including a copy of the
notice form required by Section 5.014 of the Texas Property Code, as amended. The Service Plan
is contained in Section IV.
The PID Act requires that the Service Plan include an Assessment Plan that assesses the Actual
Costs of the Authorized Improvements against the Assessed Property within the District based
on the special benefits conferred on such property by the Authorized Improvements. The
Assessment Plan is contained in Section V.
The PID Act requires an Assessment Roll that states the Assessment against each Parcel
determined by the method chosen by the City Council. The Assessment against each Parcel of
Assessed Property must be sufficient to pay the share of the Actual Costs of the Authorized
Improvements apportioned to such Parcel and cannot exceed the special benefit conferred on
the Parcel by such Authorized Improvements. The Improvement Area #1 Assessment Roll is
included as Exhibit F-1.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 3
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 12 of 114
SECTION I: DEFINITIONS
"2023 Amended and Restated Service and Assessment Plan" means this The Woods at Lindsey
Place Public Improvement District Amended and Restated Service and Assessment Plan which is
to replace in its entirety the Original service and Assessment Plan.
"2023 Assessment Ordinance" means Ordinance No. 1036-2023-03 approved and adopted by
the City Council on March 14, 2023, which levied the Improvement Area #1 Assessment against
Improvement Area #1, and approved the Original Service and Assessment Plan.
"Actual Costs" mean with respect to Authorized Improvements, including Developer costs to
create the District, the actual costs of constructing or acquiring such Authorized Improvements,
(either directly or through affiliates), including : (1) the costs for the design, planning, financing,
administration/management, acquisition, installation, construction and/or implementation of
such Authorized Improvements; (2) the fees paid for obtaining permits, licenses, or other
governmental approvals for such Authorized Improvements; (3) the costs for external
professional costs, such as engineering, geotechnical, surveying, land planning, architectural
landscapers, appraisals, legal, accounting, and similar professional services; (4) all labor, bonds,
and materials, including equipment and fixtures, by contractors, builders, and materialmen in
connection with the acquisition, construction, or implementation of the Authorized
Improvements; (5) all related permitting and public approval expenses, architectural,
engineering, and consulting fees, and governmental fees and charges and (6) costs to implement,
administer, and manage the above -described activities including, but not limited to, a
construction management fee equal to four percent (4%) of construction costs if managed by or
on behalf of the Developer.
"Additional Interest" means the amount collected by the application of the Additional Interest
Rate.
"Additional Interest Rate" means the 0.50% additional interest rate that may be charged on
Assessments securing PID Bonds pursuant to Section 372.018 of the PID Act.
"Administrator" means the City or independent firm designated by the City who shall have the
responsibilities provided in this 2023 Amended and Restated Service and Assessment Plan, the
Indenture, or any other agreement or document approved by the City related to the duties and
responsibilities of the administration of the District. The initial Administrator is P3Works, LLC.
"Annual Collection Costs" mean the actual or budgeted costs and expenses related to the
operation of the District, including, but not limited to, costs and expenses for: (1) the
Administrator; (2) City staff; (3) legal counsel, engineers, accountants, financial advisors, and
other consultants engaged by the City; (4) calculating, collecting, and maintaining records with
respect to Assessments and Annual Installments; (5) preparing and maintaining records with
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respect to Assessment Rolls and Annual Service Plan Updates; (6) paying and redeeming PID
Bonds; (7) investing or depositing Assessments and Annual Installments; (8) complying with this
2023 Amended and Restated Service and Assessment Plan and the PID Act with respect to the
PID Bonds, including the City's continuing disclosure requirements; and (9) the paying
agent/registrar and Trustee in connection with PID Bonds, including their respective legal
counsel. Annual Collection Costs collected but not expended in any year shall be carried forward
and applied to reduce Annual Collection Costs for subsequent years.
"Annual Installment" means the annual installment payment of an Assessment as calculated by
the Administrator and approved by the City Council, that includes: (1) principal; (2) interest; (3)
Additional Interest; and (4) Annual Collection Costs.
"Annual Service Plan Update" means an update to this 2023 Amended and Restated Service and
Assessment Plan prepared no less frequently than annually by the Administrator and approved
by the City Council.
"Apportioned Property" means any Parcel within the District against which the costs of the
Authorized Improvements are Apportioned based on special conferred benefit and against which
an Assessment is anticipated to be levied, but not yet levied.
"Apportionment of Costs" means an amount allocated by this 2023 Amended and Restated
Service and Assessment Plan to a Parcel within the District for future Authorized Improvement
costs, other than Non-Benefitted Property and Non -Assessed Property, subject to a future levy
of Assessments by the City and also subject to reallocation upon the subdivision of such Parcel
or reduction according to the provisions herein and in the PID Act.
"Assessed Property" means any Parcel within the District against which an Assessment is levied.
"Assessment" means an assessment levied against a Parcel within the District, other than Non -
Benefited Property, and imposed pursuant to an Assessment Ordinance and the provisions
herein, as shown on an Assessment Roll, subject to reallocation upon the subdivision of such
Parcel or reduction according to the provisions herein and in the PID Act.
"Assessment Ordinance" means an ordinance adopted by the City Council in accordance with
the PID Act that levies an Assessment on Assessed Property within the District, as shown on any
Assessment Roll.
"Assessment Plan" means the methodology employed to assess the Actual Costs of the
Authorized Improvements against the Assessed Property within the District based on the special
benefits conferred on such property by the Authorized Improvements, more specifically set forth
and described in Section V.
"Assessment Roll" means any assessment roll for the Assessed Property within the District,
including the Improvement Area #1 Assessment Roll as updated, modified or amended from time
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to time in accordance with the procedures set forth herein and in the PID Act, including updates
prepared in connection with the issuance of PID Bonds, if issued, or any Annual Service Plan
Update.
"Authorized Improvements" means the improvements authorized by Section 372.003 of the PID
Act, as depicted on Exhibit G-1, Exhibit G-2 and described in Section III.
"Bond Issuance Costs" means the costs associated with issuing PID Bonds, including but not
limited to attorney fees, financial advisory fees, consultant fees, appraisal fees, printing costs,
publication costs, capitalized interest, reserve fund requirements, underwriter's discount, fees
charged by the Texas Attorney General, and any other cost or expense incurred by the City
directly associated with the issuance of any series of PID Bonds.
"City" means the City of Anna, Texas.
"City Council" means the governing body of the City.
"County" means Collin County, Texas.
"Delinquent Collection Costs" mean costs related to the foreclosure on Assessed Property and
the costs of collection of delinquent Assessments, delinquent Annual Installments, or any other
delinquent amounts due under this 2023 Amended and Restated Service and Assessment Plan
including penalties and reasonable attorney's fees actually paid, but excluding amounts
representing interest and penalty interest.
"Developer" means D.R. Horton — Texas, LTD., a Texas limited partnership, and any successors
or assigns thereof that intends to develop the property in the District for the ultimate purpose of
transferring title to such property to end -users.
"Development Agreement" means that certain Development Agreement entered into between
the City and LHJH Properties, Ltd., a Texas limited partnership, effective November 10, 2020,
applicable to all of the Property, as amended by First Amendment to Development Agreement
and to the Woods at Lindsey Place Subdivision Improvement Agreement entered into between
the City and Developer, dated the 24t" day of January, 2023.
"District" means The Woods at Lindsey Place Public Improvement District containing
approximately 198.006 acres located within the corporate limits of the City, and more specifically
described in Exhibit 1-1 and depicted on Exhibit A-1.
"District Formation Expenses" means the costs associated with forming the District, including,
but not limited to, attorney fees, and any other cost or expense incurred by the City or Developer
directly associated with the establishment of the District.
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"Engineer's Report" means a report provided by a licensed professional engineer that describes
the Authorized Improvements, including their costs, location, and benefit, and is attached hereto
as Appendix A for the Improvement Area #1 Improvements and Major Improvements.
"Estimated Buildout Value" means the estimated value of an Assessed Property with fully
constructed buildings, as provided by the Developer and confirmed by the City Council, by
considering such factors as density, lot size, proximity to amenities, view premiums, location,
market conditions, historical sales, builder contracts, discussions with homebuilders, reports
from third party consultants, or any other factors that, in the judgment of the City, may impact
value. The Estimated Buildout Value for each Lot Type is shown on Exhibit E.
"First Year Annual Collection Costs" means the estimated cost of first year Annual Collection
Costs.
"Improvement Area #1" means approximately 57.444 acres located within the District, more
specifically described in Exhibit 1-2 and depicted on Exhibit A-3.
"Improvement Area #1 Annual Installment" means the Annual Installment of the Improvement
Area #1 Assessment as calculated by the Administrator and approved by the City Council, that
includes: (1) principal; (2) interest; (3) Additional Interest; and (4) Annual Collection Costs related
to the Improvement Area #1 Bonds, as shown on Exhibit F-2.
"Improvement Area #1 Assessed Property" means any Parcel within Improvement Area #1
against which an Improvement Area #1 Assessment is levied.
"Improvement Area #1 Assessment" means an Assessment levied against a Parcel within
Improvement Area #1 and imposed pursuant to an Assessment Ordinance and the provisions
herein, as shown on the Improvement Area #1 Assessment Roll, subject to reallocation upon the
subdivision of such Parcel or reduction according to the provisions herein and in the PID Act.
"Improvement Area #1 Assessment Roll" means the Assessment Roll for the Improvement Area
#1 Assessed Property, as updated, modified or amended from time to time in accordance with
the procedures set forth herein and in the PID Act, including any updates prepared in connection
with the issuance of PID Bonds or any Annual Service Plan Updates. The Improvement Area #1
Assessment Roll is included in this 2023 Amended and Restated Service and Assessment Plan as
Exhibit F-1.
"Improvement Area #1 Bonds" means those certain PID "City of Anna, Texas Special Assessment
Revenue Bonds, Series 2023 (The Woods at Lindsey Place Public Improvement District
Improvement Area #1 Project)" that are secured by Improvement Area #1 Assessments.
"Improvement Area #1 Improvements" means the Authorized Improvements which only benefit
the Improvement Area #1 Assessed Property, as further described in Section III.A and depicted
on Exhibit G-1.
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"Improvement Area #1 Initial Parcel" means all of the Improvement Area #1 Assessed Property
against which the entire Improvement Area #1 Assessment is levied, as described in Exhibit 1-2,
and depicted on Exhibit A-3.
"Improvement Area #1 Projects" means, collectively (1) the pro rata portion of the Major
Improvements allocable to Improvement Area #1; (2) the Improvement Area #1 Improvements;
(3) the first year's Annual Collection Costs related to the Improvement Area #1 Bonds; and (4)
Bond Issuance Costs incurred in connection with the issuance of PID Bonds to refinance all or a
portion of the Improvement Area #1 Assessment, if and when issued.
"Indenture" means an Indenture of Trust entered into between the City and the Trustee in
connection with the issuance of each series of PID Bonds, as amended from time to time,
between the City and the Trustee setting forth terms and conditions related to a series of PID
Bonds.
"Lot" means (1) for any portion of the District for which a final subdivision plat has been recorded
in the Official Public Records of the County, a tract of land described by "lot" in such subdivision
plat; and (2) for any portion of the District for which a subdivision plat has not been recorded in
the Plat or Official Public Records of the County, a tract of land anticipated to be described as a
"Lot" in a final recorded subdivision plat as shown on a concept plan or a preliminary plat. A "Lot"
shall not include real property owned by a government entity, even if such property is designated
as a separate described tract or lot on a recorded subdivision plat.
"Lot Type" means a classification of final building Lots with similar characteristics (e.g. lot size,
home product, buildout value, etc.), as determined by the Administrator and confirmed by the
City Council. In the case of single-family residential Lots, the Lot Type shall be further defined by
classifying the residential Lots by the Estimated Buildout Value of the Lot as shown on Exhibit E,
and the anticipated Improvement Area #1 Lot Type classification map is identified on Exhibit A-
4.
"Lot Type 1" means a Lot within Improvement Area #1 marketed to homebuilders as a 50' Lot,
with an Estimated Buildout Value of $360,000.
"Lot Type 2" means a Lot within Improvement Area #1 marketed to homebuilders as a 60' Lot,
with an Estimated Buildout Value of $375,000.
"Major Improvements" means the Authorized Improvements which provide benefit to the
entirety of the district, as further described in Section 111.13 and depicted on Exhibit G-2.
"Maximum Assessment" means for each Lot, an Assessment equal to the lesser of (1) the
amount calculated pursuant to Section VI.A, or (2) for each Lot Type, the amount shown on
Exhibit E.
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"Non -Benefited Property" means Parcels within the boundaries of the District that accrue no
special benefit from the Authorized Improvements as determined by the City Council.
"Non -Assessed Property" means Parcels that accrue special benefit from the Authorized
Improvements, as determined by the City Council, but are not assessed. The Non -Assessed
Property includes the multifamily and commercial areas adjacent to the District.
"Notice of Assessment Termination" means a document that shall be recorded in the Official
Public Records of the County the termination of an Assessment, a form of which is attached as
Exhibit H.
"Original Service and Assessment Plan" means the Service and Assessment Plan that was
approved by the City Council on March 14, 2023.
"Parcel" or "Parcels" means a specific property within the District identified by either a tax parcel
identification number assigned by the Collin Central Appraisal District for real property tax
purposes, by legal description, or by lot and block number in a final subdivision plat recorded in
the Plat or Official Public Records of the County, or by any other means determined by the City.
"PID Act" means Chapter 372, Texas Local Government Code, as amended.
"PID Bonds" means any bonds issued by the City in one or more series and secured in whole or
in part by Assessments.
"Prepayment" means the payment of all or a portion of an Assessment before the due date of
the final Annual Installment thereof. Amounts received at the time of a Prepayment which
represent a payment of principal, interest, or penalties on a delinquent installment of an
Assessment are not to be considered a Prepayment, but rather are to be treated as the payment
of the regularly scheduled Annual Installment.
"Prepayment Costs" means interest, including Additional Interest and Annual Collection Costs to
the date of Prepayment.
"Remainder Area" means all property within the District, as described on Exhibit 1-1 and
generally depicted on Exhibit A-1, save and except Improvement Area #1, as described on Exhibit
1-2 and generally depicted on Exhibit G-1.
"Remainder Area Apportioned Property" means any Parcel within the Remainder Area against
which a portion of the Actual Costs of the Major Improvements are Apportioned based on special
conferred benefit, and against which an Assessment is expected to be levied, but not yet levied.
"Remainder Area Apportionment of Costs" means an Apportionment of Costs against a Parcel
within the Remainder Area for the Remainder Area Projects, as shown on Exhibit B-2, subject to
reallocation upon the subdivision of such Parcel or reduction according to the provisions herein
and in the PID Act.
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"Remainder Area Projects" means the pro rata portion of the Major Improvements allocable to
the Remainder Area based on Estimated Buildout Value.
"Service Plan" covers a period of at least five years and defines the annual indebtedness and
projected costs of the Authorized Improvements, more specifically described in Section IV.
"Trustee" means the trustee or successor trustee under an Indenture.
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SECTION II: THE DISTRICT
The District includes approximately 198.006 contiguous acres located within the corporate limits
of the City, the boundaries of which are more particularly described by the legal description on
Exhibit 1-1 and depicted on Exhibit A-1. Development of the District is anticipated to include
approximately 951 Lots developed with 860 Lots classified as single-family and 91 Lots classified
as townhome.
Improvement Area #1 includes approximately 57.444 contiguous acres located within the
corporate limits of the City, the boundaries of which are more particularly described by the legal
description on Exhibit 1-2 and depicted on Exhibit A-3. Development of Improvement Area #1
includes 218 Lots developed with single-family homes (188 single-family homes classified as Lot
Type 1, and 30 single-family homes classified as Lot Type 2).
The Remainder Area includes approximately 140.562 contiguous acres located within the
corporate limits of the City. Development of the Remainder Area is anticipated to include
approximately 733 Lots developed with 642 Lots classified as single-family and 91 Lots classified
as townhome.
SECTION III: AUTHORIZED IMPROVEMENTS
The City, based on information provided by the Developer and its engineer and reviewed by the
City staff and by third -party consultants retained by the City, has determined that the Authorized
Improvements confer a special benefit on the Assessed Property and/or the Apportioned
Property. Authorized Improvements will be designed and constructed in accordance with the
City's standards and specifications and will be owned and operated by the City. The budget for
the Authorized Improvements is shown on Exhibit B-1.
A. Improvement Area #1 Improvements
■ Erosion Control
Improvements including silt fences, inlet protection, rock check dams, drill seeding, soil
retention blankets, biodegradable erosion control logs, and construction exit/entrances
necessary to provide erosion control for all Lots within Improvement Area #1.
■ Excavation
Excavation improvements include related earthworks, excavation, intersections, and re -
vegetation of all disturbed areas within the right-of-way of Improvement Area #1.
■ Sanitary Sewer
Sanitary Sewer improvements include trench excavation and embedment, trench safety,
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PVC piping, manholes, concrete easement, stub outs to future developments, testing,
related earthwork, erosion control, and all necessary appurtenances required to provide
sanitary sewer service for all Lots within Improvement Area #1.
■ Storm Sewer
Storm Sewer improvements include earthen channels, swales, RCP piping and boxes,
manholes, curb and drop inlets, headwalls, concrete flumes, rock rip rap, stub outs to
future developments, testing, related earthwork, erosion control, and all necessary
appurtenances required to provide storm drainage for all Lots within Improvement Area
#1.
■ Water
Water improvements include trench excavation and embedment, trench safety, PVC
piping, stub outs to future developments, testing, related earthwork, erosion control, and
all necessary appurtenances required to provide water service for all Lots within
Improvement Area #1.
■ Paving
Roadway improvements include subgrade stabilization, concrete and reinforcing steel for
roadways, testing, and handicapped ramps, related earthworks, intersections, and re -
vegetation of all disturbed areas within the right-of-way of Improvement Area #1.
■ Street Lights
Improvements including traffic signage, streetlights, and stop lights are included. These
traffic and lighting improvements will provide a benefit to all Lots within Improvement
Area #1.
■ Soft Costs
Includes costs related to designing, constructing, and installing the Improvements Area
#1 Improvements including land planning and design, City fees, engineering, soil testing,
survey, construction management, contingency, legal costs, consultants, and costs
associated with financing the Improvement Area #1 Improvements.
B. Major Improvements
■ Excavation
Excavation improvements include excavation, intersections, and re -vegetation of all
disturbed areas within the right-of-way benefitting the entire District.
■ Sanitary Sewer
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Sanitary Sewer improvements include trench excavation and embedment, trench safety,
PVC piping, manholes, concrete easement, stub outs to future developments, testing,
related earthwork, erosion control, and all necessary appurtenances required to provide
sanitary sewer service to the entire District.
■ Storm Sewer
Storm Sewer improvements include earthen channels, swales, RCP piping and boxes,
manholes, curb and drop inlets, headwalls, concrete flumes, rock rip rap, stub outs to
future developments, testing, related earthwork, erosion control, and all necessary
appurtenances required to provide storm drainage to the entire District.
■ Water
Water improvements include trench excavation and embedment, trench safety, PVC
piping, stub outs to future developments, testing, related earthwork, erosion control, and
all necessary appurtenances required to provide water service to the entire District.
■ Paving
Paving improvements include subgrade stabilization, concrete and reinforcing steel for
roadways, testing, and handicapped ramps, related earthworks, intersections, and re -
vegetation of all disturbed areas within the right-of-way of the District.
■ Soft Costs
Includes costs related to designing, constructing, and installing the Major Improvements
including land planning and design, City fees, engineering, soil testing, survey,
construction management, contingency, legal costs, consultants, District Formation
Expenses, and costs associated with financing the Improvement Area #1 Improvements.
C. Bond Issuance Costs
■ Debt Service Reserve Fund
Equals the amount to be deposited in a debt service reserve fund under an applicable
Indenture in connection with the issuance of PID Bonds.
■ Underwriter's Discount
Equals a percentage of the par amount of a particular series of PID Bonds related to the
costs of underwriting such PID Bonds.
■ Cost of Issuance
Includes costs of issuing a particular series of PID Bonds, including but not limited to issuer
fees, attorney fees, financial advisory fees, consultant fees, appraisal fees, printing costs,
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publication costs, City costs, fees charged by the Texas Attorney General, and any other
cost or expense directly associated with the issuance of PID Bonds.
D. Other Costs
■ First Year Annual Collection Costs
Equals the amount necessary to fund the first year's Annual Collection Costs for a
particular series of PID Bonds.
SECTION IV: SERVICE PLAN
The PID Act requires the Service Plan to (i) cover a period of at least five years, (ii) define the
annual projected costs and indebtedness for the Authorized Improvements undertaken within
the District during the five-year period and (iii) include a copy of the notice form required by
Section 5.014 of the Texas Property Code, as amended. The Service Plan must be reviewed and
updated by the City Council at least annually in each Annual Service Plan Update. Exhibit C
summarizes the Service Plan for Improvement Area #1. The notice form required by Section 5.014
of the Texas Property Code is attached hereto as Appendix B.
Exhibit D summarizes the sources and uses of funds required to construct the Authorized
Improvements. The sources and uses of funds shown on Exhibit D shall be updated in the Annual
Service Plan Update to reflect any budget revisions and Actual Costs.
SECTION V: ASSESSMENT PLAN
The PID Act allows the City Council to apportion the costs of the Authorized Improvements to the
Assessed Property and Apportioned Property based on the special benefit received from the
Authorized Improvements. The PID Act provides that such costs may be apportioned: (1) equally
per front foot or square foot; (2) according to the value of property as determined by the City,
with or without regard to improvements constructed on the property; or (3) in any other manner
approved by the City that results in imposing equal shares of such costs on property similarly
benefited. The PID Act further provides that the governing body may establish by ordinance or
order reasonable classifications and formulas for the apportionment of the cost between the City
and the area to be assessed and the methods of assessing the special benefits for various classes
of improvements.
This section of this 2023 Amended and Restated Service and Assessment Plan describes the
special benefit received by each Parcel within the District as a result of the Authorized
Improvements and provides the basis and justification for the determination that this special
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benefit equals or exceeds the amount of the Assessments to be levied on the Assessed Property
for such Authorized Improvements.
The determination by the City Council of the assessment methodologies set forth below is the
result of the discretionary exercise by the City Council of its legislative authority and
governmental powers and is conclusive and binding on the Developer and all future owners and
developers of the Assessed Property and Apportioned Property.
A. Assessment Methodology
The City Council, acting in its legislative capacity based on information provided by the Developer
and its engineer and reviewed by the City staff and by third -party consultants retained by the
City, has determined that the costs related to the Authorized Improvements shall be allocated
as follows:
■ The costs of the Improvement Area #1 Improvements shall be allocated 100% to
Improvement Area #1 Assessed Property based on the ratio of the Estimated Buildout
Value of each Lot Type designated as Improvement Area #1 Assessed Property to the
Estimated Buildout Value of all Improvement Area #1 Assessed Property.
■ The costs of the Major Improvements shall be allocated 25.12% to Improvement Area #1
Assessed Property and 74.88% to the Remainder Area Apportioned Property pro rata
based on the Estimated Buildout Value as illustrated on Exhibit B-2.
B. Assessments
Improvement Area #1 Assessments are levied on the Improvement Area #1 Assessed Property
according to the Improvement Area #1 Assessment Roll attached hereto as Exhibit F-1. The
projected Improvement Area #1 Annual Installments are shown on Exhibit F-2, and are subject
to revisions made in any Annual Service Plan Update.
The Maximum Assessment for each Lot Type within Improvement Area #1 is shown on Exhibit E.
In no case will the Assessment for Lot Type 1, and Lot Type 2 within Improvement Area #1 exceed
the corresponding Maximum Assessment.
C. Findings of Special Benefit
The City Council, acting in its legislative capacity based on information provided by the Developer
and its engineer and reviewed by the City staff and by third -party consultants retained by the
City, has found and determined:
■ Improvement Area #1
■ The total costs of the Improvement Area #1 Projects equal $9,896,675 as shown
on Exhibit B-1; and
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■ The Improvement Area #1 Assessed Property receives special benefit from the
Improvement Area #1 Projects equal to or greater than the Actual Cost of the
Improvement Area #1 Projects; and
■ With the adoption of the 2023 Assessment Ordinance, the Improvement Area #1
Assessed Property was allocated 100% of the Improvement Area #1 Assessment
levied for the Improvement Area #1 Projects, which equals $7,419,000 as shown
on the Improvement Area #1 Assessment Roll attached hereto as Exhibit F-1; and
■ The special benefit (>_ $9,896,675) received by the Improvement Area #1 Assessed
Property from the Improvement Area #1 Projects was equal to or greater than the
amount of the Improvement Area #1 Assessment ($7,419,000) levied on the
Improvement Area #1 Assessed Property for the Improvement Area #1 Projects;
and
■ At the time the City Council approved the 2023 Assessment Ordinance, the
Developer owned 100% of the Improvement Area #1 Initial Parcel. The Developer
acknowledged that the Improvement Area #1 Projects confer a special benefit on
the Improvement Area #1 Initial Parcel and consented to the imposition of the
Improvement Area #1 Assessment to pay for the Actual Costs associated
therewith. The Developer ratified, confirmed, accepted, agreed to, and approved:
(1) the determinations and findings by the City Council as to the special benefits
described herein and the applicable Assessment Ordinance; (2) this 2023
Amended and Restated Service and Assessment Plan and the applicable
Assessment Ordinance; and (3) the levying of the Improvement Area #1
Assessment on the Improvement Area #1 Initial Parcel.
■ Remainder Area
■ The total costs of the Remainder Area Projects allocable to the Remainder Area as
financed by the Developer equals $4,003,868 as shown on Exhibit B-2; and
■ The Remainder Area receives special benefit from the Remainder Area Projects
equal to or greater than the Actual Cost of the Remainder Area Projects
apportioned to the Remainder Area Apportioned Property; and
■ The Remainder Area Apportioned Property will be apportioned 100% of the
Remainder Area Projects, which equals $4,003,868 as shown on Exhibit B-2, of
which all or a portion of such amount is expected to be levied by the City at a later
date; and
■ At the time the City Council approved the 2023 Assessment Ordinance, the
Developer owned 100% of the Remainder Area Apportioned Property. The
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Developer acknowledged that the Remainder Area Projects confer a special
benefit on the Remainder Area Apportioned Property and consented to the
imposition of the Remainder Area Apportionment of Costs in anticipation of a
future levy of Assessments by the City Council to pay for all or a portion of the
Remainder Area Apportionment of Costs of Remainder Area Projects associated
therewith. The Developer ratified, confirmed, accepted, agreed to, and approved:
(1) the determinations and findings by the City Council as to the special benefits
described herein; (2) the Original Service and Assessment Plan; and (3) the
Apportionment of Costs on the Remainder Area Apportioned Property.
D. Annual Collection Costs
The Annual Collection Costs shall be paid for annually by the owner of each Parcel pro rata based
on the ratio of the amount of outstanding Assessment remaining on the Parcel to the total
outstanding Assessment. The Annual Collection Costs shall be collected as part of and in the same
manner as Annual Installments in the amounts shown on the Assessment Roll, which may be
revised based on actual costs incurred in Annual Service Plan Updates.
E. Additional Interest
The interest rate on Assessments securing PID Bonds may exceed the interest rate on the PID
Bonds by the Additional Interest Rate. To the extent required by any Indenture, Additional
Interest shall be collected as part of each Annual Installment and shall be deposited pursuant to
the applicable Indenture.
SECTION VI: TERMS OF THE ASSESSMENTS
A. Reallocation of Assessments
1. Upon Division Prior to Recording of Subdivision Plat
Upon the division of any Assessed Property (without the recording of subdivision plat),
the Administrator shall reallocate the Assessment for the Assessed Property prior to the
division among the newly divided Assessed Properties according to the following formula:
EOM)
Where the terms have the following meanings:
A = the Assessment for the newly divided Assessed Property
B = the Assessment for the Assessed Property prior to division
C = the Estimated Buildout Value of the newly divided Assessed Property
D = the sum of the Estimated Buildout Value for all of the newly divided Assessed
Properties
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The calculation of the Assessment of an Assessed Property shall be performed by the
Administrator and shall be based on the Estimated Buildout Value of that Assessed
Property, relying on information from homebuilders, market studies, appraisals, Official
Public Records of the County, and any other relevant information regarding the Assessed
Property, as provided by the Developer. The Estimated Buildout Value for Lot Type 1 and
Lot Type 2 are shown on Exhibit E and will not change in future Annual Service Plan
Updates. The calculation as confirmed by the City Council shall be conclusive.
The sum of the Assessments for all newly divided Assessed Properties shall equal the
Assessment for the Assessed Property prior to subdivision. The calculation shall be made
separately for each newly divided Assessed Property. The reallocation of an Assessment
for an Assessed Property that is a homestead under Texas law may not exceed the
Assessment prior to the reallocation. Any reallocation pursuant to this section shall be
reflected in the next Annual Service Plan Update and approved by the City Council.
2. Upon Subdivision by a Recorded Subdivision Plat
Upon the subdivision of any Assessed Property based on a recorded subdivision plat, the
Administrator shall reallocate the Assessment for the Assessed Property prior to the
subdivision among the new subdivided Lots based on Estimated Buildout Value according
to the following formula:
A = [B x (C _ D)]/E
Where the terms have the following meanings:
A = the Assessment for the newly subdivided Lot
B = the Assessment for the Parcel prior to subdivision
C =the sum of the Estimated Buildout Value of all newly subdivided Lots with same
Lot Type
D = the sum of the Estimated Buildout Value for all of the newly subdivided Lots
excluding Non -Benefited Property
E= the number of newly subdivided Lots with same Lot Type
Prior to the recording of a subdivision plat, the Developer shall provide the City an
Estimated Buildout Value for each Lot to be create after recording the subdivision plat as
of the date of the subdivision plat is anticipated to be recorded. The calculation of the
Assessment for a Lot shall be performed by the Administrator and confirmed by the City
Council based on Estimated Buildout Value information provided by the Developer,
homebuilders, third party consultants, and/or the Official Public Records of the County
regarding the Lot. The Estimated Buildout Value for Lot Type 1 and Lot Type 2 are shown
on Exhibit E and will not change in future Annual Service Plan Updates.
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The sum of the Assessments for all newly subdivided Lots shall not exceed the Assessment
for the portion of the Assessed Property subdivided prior to subdivision. The calculation
shall be made separately for each newly subdivided Assessed Property. The reallocation
of an Assessment for an Assessed Property that is a homestead under Texas law may not
exceed the Assessment prior to the reallocation. Any reallocation pursuant to this section
shall be reflected in the next Annual Service Plan Update and approved by the City
Council.
3. Upon Consolidation
If two or more Lots or Parcels are consolidated into a single Parcel or Lot, the
Administrator shall allocate the Assessments against the Lots or Parcels before the
consolidation to the consolidated Lot or Parcel, which allocation shall be reflected in the
next Annual Service Plan Update and approved by the City Council. The Assessment for
any resulting Lot may not exceed the Maximum Assessment for the applicable Lot Type
and compliance may require a mandatory Prepayment of Assessments pursuant to
Section VI.C.
B. Mandatory Prepayment of Assessments
If an Assessed Property or a portion thereof is conveyed to a party that is exempt from payment
of the Assessment under applicable law, or the owner causes a Lot, Parcel or portion thereof to
become Non -Benefited Property, the owner of such Lot, Parcel or portion there of shall pay to
the City the full amount of the Assessment, plus all Prepayment Costs and Delinquent Collection
Costs for such Assessed Property, prior to any such conveyance or act. Following payment of the
foregoing costs in full, the City shall provide the owner with a recordable "Notice of PID
Assessment Termination," a form of which is attached hereto as Exhibit H.
C. True -Up of Assessments if Maximum Assessment Exceeded at Plat
Prior to the City approving a final subdivision plat, the Administrator will certify that such plat
will not result in the Assessment per Lot for any Lot Type to exceed the Maximum Assessment. If
the Administrator determines that the resulting Assessment per Lot for any Lot Type will exceed
the Maximum Assessment for that Lot Type, then (1) the Assessment applicable to each Lot Type
shall each be reduced to the Maximum Assessment, and (2) the person or entity filing the plat
shall pay to the City the amount the Assessment was reduced, plus Prepayment Costs and
Delinquent Collection Costs, if any, prior to the City approving the final plat. The City's approval
of a plat without payment of such amounts does not eliminate the obligation of the person or
entity filing the plat to pay such amounts.
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D. Reduction of Assessments
If as a result of cost savings or the failure to construct all or a portion of an Authorized
Improvement, the Actual Costs of completed Authorized Improvements are less than the
Assessments, (i) in the event PID Bonds are not issued, the City Council shall reduce each
Assessment on a pro rata basis such that the sum of the resulting reduced Assessments for all
Assessed Property equals the reduced Actual Costs that were expended, or (ii) in the event that
PID Bonds are issued, the Trustee shall apply amounts on deposit in the applicable account of the
Project Fund, relating to the PID Bonds, that are not expected to be used for purposes of the
Project Fund to redeem outstanding PID Bonds, unless otherwise directed by the applicable
Indenture. Excess PID Bond proceeds shall be applied to redeem outstanding PID Bonds. The
Assessments shall not, however, be reduced to an amount less than the amount required to pay
all debt service requirements on all outstanding PID Bonds.
The Administrator shall update (and submit to the City Council for review and approval as part of
the next Annual Service Plan Update) the Assessment Roll and corresponding Annual Installments
to reflect the reduced Assessments.
E. Prepayment of Assessments
The owner of any Assessed Property may pay, at any time, all or any part of an Assessment in
accordance with the PID Act. Prepayment Costs, if any, may be paid from a reserve established
under the applicable Indenture. If an Annual Installment has been billed, or the Annual Service
Plan Update has been approved by City Council prior to the Prepayment, the Annual Installment
shall be due and payable and shall be credited against the Prepayment.
If an Assessment on as Assessed Property is prepaid in full, with Prepayment Costs, (1) the
Administrator shall cause the Assessment to be reduced to zero on said Assessed Property and
the Assessment Roll to be revised accordingly; (2) the Administrator shall prepare the revised
Assessment Roll and submit such revised Assessment Roll to the City Council for review and
approval as part of the next Annual Service Plan Update; (3) the obligation to pay the Assessment
and corresponding Annual Installments shall terminate with respect to said Assessed Property;
and (4) the City shall provide the owner with a recordable "Notice of PID Assessment
Termination."
If an Assessment on an Assessed Property is prepaid in part, with Prepayment Costs: (1) the
Administrator shall cause the Assessment to be reduced on said Assessed Property and the
Assessment Roll revised accordingly; (2) the Administrator shall prepare the revised Assessment
Roll and submit to the City Council for review and approval as part of the next Annual Service
Plan Update; and (3) the obligation to pay the Assessment will be reduced to the extent of the
Prepayment made.
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F. Payment of Assessment in Annual Installments
Assessments that are not paid in full shall be due and payable in Annual Installments. Exhibit F-2
shows the projected Improvement Area #1 Annual Installments. Annual Installments are subject
to adjustment in each Annual Service Plan Update.
Prior to the recording of a final subdivision plat, if any Parcel shown on the Assessment Roll is
assigned multiple tax parcel identification numbers for billing and collection purposes, the Annual
Installment shall be allocated pro rata based on the acreage of the property not including any
Non -Benefited Property or Non -Assessed Property, as shown by the Collin Central Appraisal
District for each tax parcel identification number.
The Administrator shall prepare and submit to the City Council for its review and approval an
Annual Service Plan Update to allow for the billing and collection of Annual Installments. Each
Annual Service Plan Update shall include updated Assessment Rolls and updated calculations of
Annual Installments. The Annual Collection Costs for a given Assessment shall be paid by the
owner of each Parcel pro rata based on the ratio of the amount of outstanding Assessment
remaining on the Parcel to the total outstanding Assessment. Annual Installments shall be
reduced by any credits applied under an applicable Indenture, such as capitalized interest,
interest earnings on account balances, and any other funds available to the Trustee for such
purposes. Annual Installments shall be collected by the City in the same manner and at the same
time as ad valorem taxes. Annual Installments shall be subject to the penalties, procedures, and
foreclosure sale in case of delinquencies as set forth in the PID Act and in the same manner as ad
valorem taxes due and owing to the City. The City Council may provide for other means of
collecting Annual Installments. Assessments shall have the lien priority specified in the PID Act.
Sales of the Assessed Property for nonpayment of Annual Installments shall be subject to the lien
for the remaining unpaid Annual Installments against the Assessed Property, and the Assessed
Property may again be sold at a judicial foreclosure sale if the purchaser fails to timely pay any of
the remaining unpaid Annual Installments as they become due and payable.
The City reserves the right to refund PID Bonds in accordance with applicable law, including the
PID Act. In the event of a refunding, the Administrator shall recalculate the Annual Installments
so that total Annual Installments will be sufficient to pay the refunding bonds, and the refunding
bonds shall constitute "PID Bonds."
Each Annual Installment of an Assessment, including interest on the unpaid principal of the
Assessment, shall be updated annually. Each Annual Installment shall be due when billed and
shall be delinquent if not paid prior to February 1 of the following year. The initial Annual
Installments shall be due when billed and shall be delinquent if not paid prior to February 1, 2024.
Failure of an owner of an Assessed Property to receive an invoice for an Annual Installment on
the property tax bill shall not relieve said owner of the responsibility for payment of the
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Assessment. Assessments, or Annual Installments thereof, that are delinquent shall incur
Delinquent Collection Costs. The City may provide for other means of collecting the Annual
Installments to the extent permitted by the PID Act, or other applicable law.
G. Prepayment as a Result of an Eminent Domain Proceeding or Taking
Subject to applicable law, if any portion of any Parcel of Assessed Property is taken from an owner
as a result of eminent domain proceedings or if a transfer of any portion of any Parcel of Assessed
Property is made to an entity with the authority to condemn all or a portion of the Assessed
Property in lieu of or as a part of an eminent domain proceeding (a "Taking"), the portion of the
Assessed Property that was taken or transferred (the "Taken Property") shall be reclassified as
Non -Benefited Property.
For the Assessed Property that is subject to the Taking as described in the preceding paragraph,
the Assessment that was levied against the Assessed Property (when it was included in the Taken
Property) prior to the Taking shall remain in force against the remaining Assessed Property (the
Assessed Property less the Taken Property) (the "Remaining Property"), following the
reclassification of the Taken Property as Non -Benefited Property, subject to an adjustment of the
Assessment applicable to the Remaining Property after any required Prepayment as set forth
below. The owner of the Remaining Property will remain liable to pay in Annual Installments, or
payable as otherwise provided by this 2023 Amended and Restated Service and Assessment Plan,
as updated, or the PID Act, the Assessment that remains due on the Remaining Property, subject
to an adjustment in the Assessment applicable to the Remaining Property after any required
Prepayment as set forth below. Notwithstanding the foregoing, if the Assessment that remains
due on the Remaining Property exceeds the applicable Maximum Assessment, the owner of the
Remaining Property will be required to make a Prepayment in an amount necessary to ensure
that the Assessment against the Remaining Property does not exceed such Maximum
Assessment, in which case the Assessment applicable to the Remaining Property will be reduced
by the amount of the partial Prepayment. If the City receives all or a portion of the eminent
domain proceeds (or payment made in an agreed sale in lieu of condemnation), such amount
shall be credited against the amount of prepayment, with any remainder credited against the
assessment on the Remaining Property.
In all instances the Assessment remaining on the Remaining Property shall not exceed the
applicable Maximum Assessment.
By way of illustration, if an owner owns 100 acres of Assessed Property subject to a $100
Assessment and 10 acres is taken through a Taking, the 10 acres of Taken Property shall be
reclassified as Non -Benefited Property and the remaining 90 acres of Remaining Property shall
be subject to the $100 Assessment (provided that this $100 Assessment does not exceed the
Maximum Assessment on the Remaining Property). If the Administrator determines that the
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$100 Assessment reallocated to the Remaining Property would exceed the Maximum
Assessment, as applicable, on the Remaining Property by $10, then the owner shall be required
to pay $10 as a Prepayment of the Assessment against the Remaining Property and the
Assessment on the Remaining Property shall be adjusted to be $90.
Notwithstanding the previous paragraphs in this subsection, if the owner of the Taken Property
notifies the City and the Administrator that the Taking prevents the Remaining Property from
being developed for any use which could support the Estimated Buildout Value requirement, the
owner shall, upon receipt of the compensation for the Taken Property, be required to prepay the
amount of the Assessment required to buy down the outstanding Assessment to the applicable
Maximum Assessment on the Remaining Property to support the Estimated Buildout Value
requirement. Said owner will remain liable to pay the Annual Installments on both the Taken
Property and the Remaining Property until such time that such Assessment has been prepaid in
full.
Notwithstanding the previous paragraphs in this subsection, the Assessments shall never be
reduced to an amount less than the amount required to pay all outstanding debt service
requirements on all outstanding PID Bonds.
SECTION VII: ASSESSMENT ROLL
The list of current Lots within the District, the corresponding total Assessments, and current
Annual Installment by Lot for Improvement Area #1 are shown on the Assessment Roll attached
hereto as Exhibit F-1. The Lots shown on the Assessment Roll will receive the bills for the 2023
Annual Installments which will be delinquent if not paid by January 31, 2024.
The Improvement Area #1 Assessment Roll is attached as Exhibit F-1. The Administrator shall
prepare and submit to the City Council for review and approval proposed revisions to the
Improvement Area #1 Assessment Roll and Improvement Area #1 Annual Installments for each
Parcel as part of each Annual Service Plan Update.
SECTION VIII: ADDITIONAL PROVISIONS
A. Calculation Errors
If the owner of a Parcel claims that an error has been made in any calculation required by this
2023 Amended and Restated Service and Assessment Plan, including, but not limited to, any
calculation made as part of any Annual Service Plan Update, said owner's sole and exclusive
remedy shall be to submit a written notice of error to the Administrator by December 11 of the
year following City Council's approval of the calculation. Otherwise, said owner shall be deemed
to have unconditionally approved and accepted the calculation. The Administrator shall provide
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 23
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a written response to the City Council and the owner not later than 30 days of such receipt of a
written notice of error by the Administrator. The City Council shall consider the owner's notice
of error and the Administrator's response at a public meeting, and not later than 30 days after
closing such meeting, the City Council shall make a final determination as to whether an error
has been made. If the City Council determines that an error has been made, the City Council take
such corrective action as is authorized by the PID Act, this 2023 Amended and Restated Service
and Assessment Plan, the applicable Assessment Ordinance, the applicable Indenture, or as
otherwise authorized by the discretionary power of the City Council. The determination by the
City Council as to whether an error has been made, and any corrective action taken by the City
Council, shall be final and binding on the owner and the Administrator.
B. Amendments
Amendments to this 2023 Amended and Restated Service and Assessment Plan must be made
by the City Council in accordance with the PID Act. To the extent permitted by the PID Act, this
2023 Amended and Restated Service and Assessment Plan may be amended without notice to
owners of the Assessed Property: (1) to correct mistakes and clerical errors; (2) to clarify
ambiguities; and (3) to provide procedures to collect Assessments, Annual Installments, and
other charges imposed by this 2023 Amended and Restated Service and Assessment Plan.
C. Administration and Interpretation
The Administrator shall: (1) perform the obligations of the Administrator as set forth in this 2023
Amended and Restated Service and Assessment Plan; (2) administer the District for and on behalf
of and at the direction of the City Council; and (3) interpret the provisions of this 2023 Amended
and Restated Service and Assessment Plan. Interpretations of this 2023 Amended and Restated
Service and Assessment Plan by the Administrator shall be in writing and shall be appealable to
the City Council by owners of Assessed Property adversely affected by the interpretation. Appeals
shall be decided by the City Council after holding a public meeting at which all interested parties
have an opportunity to be heard. Decisions by the City Council shall be final and binding on the
owners of Assessed Property and developers and their successors and assigns.
D. Form of Buyer Disclosure/Filing Requirements
Per Section 5.014 of the Texas Property Code, as amended, this 2023 Amended and Restated
Service and Assessment Plan, and any future Annual Service Plan Updates, shall include a form
of the buyer disclosures for the district. The buyer disclosures are attached hereto as Appendix
B. Within seven days of approval by the city Council, the City shall file and record in the real
property records of the County the executed ordinance of this 2023 Amended and Restated
Service and Assessment Plan, or any future Annual Service Plan Updates. The executed
ordinance, including any attachments, approving this Service an Assessment Plan or any future
Annual Service Plan Updates shall be filed and recorded in their entirety.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 24
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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E. Severability
If any provision of this 2023 Amended and Restated Service and Assessment Plan is determined
by a governmental agency or court to be unenforceable, the unenforceable provision shall be
deleted and, to the maximum extent possible, shall be rewritten to be enforceable. Every effort
shall be made to enforce the remaining provisions.
Section IX: Additional Updates
Improvement Area #1
The final plat of The Woods At Lindsey Place Phase 1, attached hereto as Exhibit A-2, was filed
and recorded with the County on March 21, 2023, and consists of 218 residential Lots and 4 Non -
Benefited Properties.
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 25
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2023 - 2023000107559 09/19/2023 12:32 PM Page 34 of 114
EXHIBITS
The following Exhibits are attached to and made a part of this 2023 Amended and Restated
Service and Assessment Plan for all purposes:
Exhibit A-1
Map of the District
Exhibit A-2
Final Plat for Improvement Area #1
Exhibit A-3
Map of Improvement Area #1
Exhibit A-4
Lot Type Classification Map
Exhibit B-1
Authorized Improvements
Exhibit B-2
Remainder Area Apportionment of Costs
Exhibit C
Service Plan
Exhibit D
Sources and Uses of Funds
Exhibit E
Maximum Assessment and Tax Rate Equivalent
Exhibit F-1
Improvement Area #1 Assessment Roll
Exhibit F-2
Projected Improvement Area #1 Annual Installments
Exhibit G-1
Maps of Improvement Area #1 Improvements
Exhibit G-2
Maps of Major Improvements
Exhibit H
Form of Notice of PID Assessment Termination
Exhibit 1-1
District Legal Description
Exhibit 1-2
Improvement Area #1 Legal Description
APPENDICES
The following Appendices are attached to and made a part of this 2023 Amended and Restated
Service and Assessment Plan for all purposes:
Appendix A Engineer's Report
Appendix B Buyer Disclosures
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 26
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EXHIBIT A-1— MAP OF THE DISTRICT
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 27
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 36 of 114
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EXHIBIT B-2 - REMAINDER AREA APPORTIONMENT OF COSTS
Footnotes:
1) The costs of the Major Improvements apportioned pro rata based on Estimated Buildout Value
between Improvement Area #1 and the Remainder Area.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 35
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 44 of 114
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2023 - 2023000107559 09/19/2023 12:32 PM Page 45 of 114
EXHIBIT D - SOURCES AND USES OF FUNDS
Improvement Area #1 Bonds
Improvement Area #1 Issuance Discount
Developer Contribution
- Improvement Area #11
Developer Contribution
- Remainder Areal
Developer Contribution
- Non -Assessed Property'
Developer Contribution
- Private Improvements'
Total Sources
Improvement Area #1 Improvements
Major Improvements
Private Improvements
Bond Issuance Costs
Debt Service Reserve Fund
Underwriter's Discount
Cost of Issuance
Other Costs
First Year Annual Collection Costs
Total Uses
Footnotes:
$
-
$
7,419,000
$ -
(51,433)
-
2,529,108
-
-
-
4,003,868
967,052
-
-
5,957,494
-
-
$
6,924,546
$
9,896,675
$ 4,003,868
f Funds
$•
$
7,335,748
$ -
967,052
1,343,359
4,003,868
5,957,494
-
-
$
6,924,546
$
8,679,108
$ 4,003,868
$
-
$
527,258
$ -
-
222,570
-
-
427,740
-
$
-
$
1,177,567
$ -
$
-
$
40,000
$ -
$
-
$
40,000
$ -
$
6,924,546
$
9,896,675
$ 4,003,868
1) Not reimbursable to the Developer through Assessments or PID Bond proceeds.
2) Apportioned costs to be levied in part or in full at a later date.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 37
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 46 of 114
EXHIBIT E - MAXIMUM ASSESSMENT AND TAX RATE EQUIVALENT
Footnotes:
1) Per information provided by the Developer.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 38
2023 AMEDNED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 47 of 114
EXHIBIT F-1- IMPROVEMENT AREA #1 ASSESSMENT ROLL
Footnotes:
1) Total may not match the total Outstanding Assessment or Annual Installment due to rounding.
2) As of January 2023, the entire Improvement Area #1 is contained within Property ID 2832376. For
billing purposes, the Improvement Area #1 Annual Installment due 1/31/2024 shall be allocated pro
rata based on acreage.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 39
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 48 of 114
EXHIBIT F-2 - PROJECTED IMPROVEMENT AREA #1 ANNUAL INSTALLMENT
2024
$
133,000.00
$
391,262.56
$
37,095.00
$ -
$ 40,000.00
$
601,357.56
2025
$
110,000.00
$
413,977.50
$
36,430.00
$ -
$ 40,800.00
$
601,207.50
2026
$
115,000.00
$
408,615.00
$
35,880.00
$ -
$ 41,616.00
$
601,111.00
2027
$
121,000.00
$
403,008.76
$
35,305.00
$ -
$ 42,448.32
$
601,762.08
2028
$
126,000.00
$
397,110.00
$
34,700.00
$ -
$ 43,297.29
$
601,107.29
2029
$
132,000.00
$
390,967.50
$
34,070.00
$ -
$ 44,163.24
$
601,200.74
2030
$
138,000.00
$
384,532.50
$
33,410.00
$ -
$ 45,046.50
$
600,989.00
2031
$
145,000.00
$
377,805.00
$
32,720.00
$ -
$ 45,947.43
$
601,472.43
2032
$
153,000.00
$
369,648.76
$
31,995.00
$ -
$ 46,866.38
$
601,510.14
2033
$
161,000.00
$
361,042.50
$
31,230.00
$ -
$ 47,803.71
$
601,076.21
2034
$
170,000.00
$
351,986.26
$
30,425.00
$ -
$ 48,759.78
$
601,171.04
2035
$
180,000.00
$
342,423.76
$
29,575.00
$ -
$ 49,734.98
$
601,733.74
2036
$
190,000.00
$
332,298.76
$
28,675.00
$ -
$ 50,729.68
$
601,703.44
2037
$
200,000.00
$
321,611.26
$
27,725.00
$ -
$ 51,744.27
$
601,080.53
2038
$
212,000.00
$
310,361.26
$
26,725.00
$ -
$ 52,779.16
$
601,865.42
2039
$
223,000.00
$
298,436.26
$
25,665.00
$ -
$ 53,834.74
$
600,936.00
2040
$
236,000.00
$
285,892.50
$
24,550.00
$ -
$ 54,911.43
$
601,353.93
2041
$
249,000.00
$
272,617.50
$
23,370.00
$ -
$ 56,009.66
$
600,997.16
2042
$
264,000.00
$
258,611.26
$
22,125.00
$ -
$ 57,129.85
$
601,866.11
2043
$
279,000.00
$
243,761.26
$
20,805.00
$ -
$ 58,272.45
$
601,838.71
2044
$
294,000.00
$
228,067.50
$
19,410.00
$ -
$ 59,437.90
$
600,915.40
2045
$
312,000.00
$
210,795.00
$
17,940.00
$ -
$ 60,626.66
$
601,361.66
2046
$
331,000.00
$
192,465.00
$
16,380.00
$ -
$ 61,839.19
$
601,684.19
2047
$
350,000.00
$
173,018.76
$
14,725.00
$ -
$ 63,075.97
$
600,819.73
2048
$
372,000.00
$
152,456.26
$
12,975.00
$ -
$ 64,337.49
$
601,768.75
2049
$
394,000.00
$
130,601.26
$
11,115.00
$ -
$ 65,624.24
$
601,340.50
2050
$
418,000.00
$
107,453.76
$
9,145.00
$ -
$ 66,936.72
$
601,535.48
2051
$
443,000.00
$
82,896.26
$
7,055.00
$ -
$ 68,275.45
$
601,226.71
2052
$
470,000.00
$
56,870.00
$
4,840.00
$ -
$ 69,640.96
$
601,350.96
2053
$
498,000.00
$
29,257.50
$
2,490.00
$(527,257.50)
$ 71,033.78
$
73,523.78
Total
$7,419,000.00
$8,279,851.46
$
718,550.00
$(527,257.50)
$ 1,622,723.23
$17,512,867.19
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a maturity of
9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes in Annual
Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts shown.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 40
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 49 of 114
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EXHIBIT H — FORM OF NOTICE OF PID ASSESSMENT TERMINATION
KS
[Date]
Collin County Clerk's Office
Honorable [County Clerk]
Collin County Administration Building
2300 Bloomdale Rd, Suite 2106
McKinney, TX 75071
P3Works, LLC
9284 Huntington Square, Suite 100
North Richland Hills, TX 76182
Re: City of Anna Lien Release documents for filing
Dear Ms./Mr. [County Clerk]
Enclosed is a lien release that the City of Anna is requesting to be filed in your office. Lien release
for [insert legal description]. Recording Numbers: [Plat]. Please forward copies of the filed
documents to my attention:
City of Anna
Attn: City Secretary
120 W. 71h Street
Anna, TX 75409
Please contact me if you have any questions or need additional information.
Sincerely,
[Signature]
P3Works, LLC
(817)393-0353
AdmingP3-Works.com
www.P3-Works.com
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 51
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 60 of 114
AFTER RECORDING RETURN TO:
[City Secretary Name]
120 W. 711 Street
Anna, TX 75409
NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU
MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION
FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY
BEFORE IT IS FILED FOR RECORD IN THE PUBLIC RECORDS: YOUR SOCIAL
SECURITY NUMBER OR YOUR DRIVER'S LICENSE NUMBER.
FULL RELEASE OF PUBLIC IMPROVEMENT DISTRICT LIEN
STATE OF TEXAS §
§ KNOW ALL MEN BY THESE PRESENTS:
COUNTY OF COLLIN §
THIS FULL RELEASE OF PUBLIC IMPROVEMENT DISTRICT LIEN (this "Full
Release") is executed and delivered as of the Effective Date by the City of Anna, Texas, a Texas
home rule municipality (the "City").
RECITALS
WHEREAS, the governing body (hereinafter referred to as the "City Council") of the City
of Anna, Texas is authorized by Chapter 372, Texas Local Government Code, as amended
(hereinafter referred to as the "Act"), to create public improvement districts within the corporate
limits of the City; and
WHEREAS, on February 14, 2023, the City Council of the City approved Resolution No.
creating The Woods at Lindsey Place Public Improvement District (the "District"); and
WHEREAS, the District consists of approximately 198.006 contiguous acres within the
corporate limits of the City; and
WHEREAS, on , the City Council, approved Ordinance No. ,
(hereinafter referred to as the "Assessment Ordinance") approving a service and assessment plan
and assessment roll for the real property located with the District, the Assessment Ordinance being
recorded on , as Instrument No. in the Official Public Records of Collin
County, TX; and
WHEREAS, the Assessment Ordinance imposed an assessment in the amount of [amount]
(hereinafter referred to as the "Lien Amount") and further imposed a lien to secure the payment of
the Lien Amount (the "Lien") against the following property located within the District, to wit:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 52
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 61 of 114
[legal description], an addition to the City of [City], [County], Texas, according to
the map or plat thereof recorded as Instrument No. in the Map Records
of Collin County, Texas (the "Property"); and
WHEREAS, the Lien Amount has been paid in full.
RELEASE
NOW THEREFORE, for and in consideration of the full payment of the Lien Amount, the
City/County hereby releases and discharges, and by these presents does hereby release and
discharge, the Lien to the extent that is affects and encumbers the Property.
EXECUTED to be EFFECTIVE this the day of , 20
CITY OF ANNA, TEXAS,
A Texas home rule municipality,
By:
[Manager Name], City Manager
ATTEST:
[Secretary Name], City Secretary
STATE OF TEXAS §
COUNTY OF COLLIN §
This instrument was acknowledged before me on the day of , 209 by
[City Manager], City Manager for the City of Anna, Texas, a Texas home rule municipality, on
behalf of said municipality.
Notary Public, State of Texas
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 53
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 62 of 114
EXHIBIT 1-1— DISTRICT LEGAL DESCRIPTION
Exhibit Q — Overall PID Legal Description
FIELD DESCRIPTION:
BEING a tract of land situated in the Town of Anna, Collin County, Texas, a part of Eli
Witt Survey, Abstract No. 997. being part of a called 275.00 acre tract of land described
in a Special Warranty Deed to D.R. Horton — Texas, Ltd., recorded in Instrument No.
20210212000310470, Official Public Records, Collin County, Texas (O.P.R.C.C.T), and
being more particularly described as follows:
COMMENCING at a five -eighths inch iron rod with yellow plastic cap that is illegible
found at the southeast comer of said 275.00 acre tract of land, said iron rod being at the
northeast comer of a called 226.62 acre tract of land described in a Warranty Deed to
QJR Partnership, Ltd. recorded in Volume 5106, Page 2380, O.P.R.C.C.T and said iron
rod being in the west line of a called 50.00 acre tract of land described in a Special
Warranty Deed with Vendor's Lien to MCI Preferred Income Fund II, LLC, recorded in
Instrument No. 20210830001753370, (O.P.R.C.C.T):
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 168.60 feet
along the south line of said 275.00 acre tract of land and along the north line of said
226.62 acre tract of land to the POINT OF BEGINNING of the herein described tract of
land;
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 2,480.27 feet
along the south line of said 275.00 acre tract of land) and along the north line of said
226.62 acre tract of land to a point for comer, from which a one-half inch iron rod with
yellow plastic cap stamped "BOHLER ENG" set (hereinafter called "iron rod set") at the
southwest comer of said 275.00 acre tract of land bears South 89 degrees 28 minutes
48 seconds West, a distance of 335.99 feet
THENCE North 00 degrees 34 minutes 00 seconds West, a distance of 385.03 feet to a
point for comer;
THENCE North 29 degrees 27 minutes 03 seconds West, a distance of 120.00 feet to a
point for comer;
THENCE Northeasterly 44.49 feet along a non -tangent curve to the left, having a central
angle of 03 degrees 13 minutes 35 seconds, a radius of 790.00 feet, a tangent of 22.25
feet and whose cord bears North 58 degrees 56 minutes 09 seconds East, a cord
distance of 44.48 feet to a point for comer:
THENCE Northeasterly 236.99 feet along a curve to the right, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent of 119.17 feet
and whose cord bears North 64 degrees 47 minutes 01 seconds East, a cord distance
of 236.32 feet to a point for comer;
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 54
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 652.43 feet to a
point for comer;
THENCE North 89 degrees 26 minutes 21 seconds East, a distance of 144.81 feet to a
point for comer;
THENCE North 02 degrees 33 minutes 19 seconds East, a distance of 504.55 feet to a
point for comer:
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 1,369.34 feet to
a point for comer:
THENCE South 89 degrees 26 minutes 21 seconds West, a distance of 620.00 feet to a
point for comer:
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 526.78 feet to a
point for comer:
THENCE Northeasterly 1,091.99 feet along a curve to the right, having a central angle
of 32 degrees 41 minutes 20 seconds, a radius of 1.914.00 feet, a tangent of 561.30
feet and whose cord bears North 15 degrees 47 minutes 01 seconds East, a cord
distance of 1,077.24 feet to a point for comer:
THENCE North 32 degrees 39 minutes 37 seconds East, a distance of 90.00 feet to a
point for comer:
THENCE North 32 degrees 43 minutes 36 seconds East, a distance of 144.49 feet to a
point in the north line of said 275.00 acre tract of land, said point being a the south line
of a called 555.801 acre tract of land, described as Tract 6 in a Special Warranty Deed
to Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
(O.P.R.C.C.T):
THENCE South 86 degrees 39 minutes 03 seconds East, a distance of 255.78 feet
along the north line of said 275.00 acre tract of land and along a south line of said
555.801 acre tract of land to a one-half inch iron rod found for comer, from which a one-
half inch iron rod found bears North 01 degrees 19 minutes 02 seconds West, a
distance of 2.04 feet:
THENCE South 89 degrees 10 minutes 24 seconds East, a distance of 1,018,92 feet
along the north line of said 275.00 acre tract of land to a one-half inch iron rod set for
comer, said iron rod being at the southwest comer of a called 83.36 acre tract of land
described in a Quit Claim Deed to Alta McClain, recorded in Volume 626, Page 141,
(D.R.C.C.T) which is now listed in the Collin County Appraisal District records as being
owned by Laura Collins to which no transfer of title either direct or indirect can be found
in Collin County Deed Records. -
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 55
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THENCE South 89 degrees 16 minutes 53 seconds East, a distance of 111.06 feet
along a north line of said 275.00 acre tract of land and along the south line of said 83.36
acre tract of land to a one-half inch iron rod set at the northeast comer of said 275.00
acre tract of land, said iron rod being at the northwest comer of a called 95.444 acre
tract of land described in a Special Warranty Deed with Vendor's Lien to MCI
PREFERRED INCOME FUND II, LLC, recorded in Instrument No.
20210819001679920,(O.P.R.C.C.T);
THENCE along the east line of said 275.00 acre tract of land and along the west line of
said 95.444 acre tract of land as follows:
South 01 degrees 16 minutes 44 seconds East, a distance of 1.185.56 feet to a
one-half inch iron rod with yellow cap stamped "JBI" found for comer;
South 00 degrees 47 minutes 08 seconds East, a distance of 1,100.00 feet to a
one-half inch iron rod set at the most westerly southwest comer of said 95.444
acre tract of land;
THENCE North 88 degrees 32 minutes 52 seconds East, a distance of 906.82 feet
along the most easterly north line of said 275.00 acre tract of land and along the most
westerly south tine of said 95.444 acre tract of land to a point for comer:
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 314.82 feet to a
point for comer:
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 481.91 feet to a
point for comer;
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 889.34 feet to a
point for comer:
THENCE Southeasterly 120.981 feet along a curve to the left, having a central angle of
14 degrees 35 minutes 35 seconds, a radius of 475.00 feet, a tangent of 60.82 feet and
whose cord bears South 07 degrees 49 minutes 00 seconds East, a cord distance of
120.66 feet to a point for comer;
THENCE South 39 degrees 17 minutes 34 seconds East, a distance of 55.80 feet to a
point for comer:
THENCE Southeasterly 38.63 feet along a non -tangent curve to the left, having a
central angle of 04 degrees 51 minutes 53 seconds, a radius of 455.00 feet, a tangent
of 19.33 feet and whose cord bears South 23 degrees 58 minutes 10 seconds East, a
cord distance of 38.62 feet to a point for comer;
THENCE South 26 degrees 24 minutes 07 seconds East, a distance of 56.52 feet to a
point for comer:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 56
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THENCE South 68 degrees 02 minutes 34 seconds East, a distance of 44.84 feet to a
point for comer:
THENCE Northeasterly 361.48 feet along a non -tangent curve to the right, having a
central angle of 16 degrees 26 minutes 14 seconds, a radius of 1,260.00 feet, a tangent
of 181.99 feet and whose cord bears North 79 degrees 13 minutes 01 seconds East, a
cord distance of 360.24 feet to a point for comer;
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 120.07 feet to a
point for comer:
THENCE Southwesterly 497.56 feet along a non -tangent curve to the left, having a
central angle of 25 degrees 00 minutes 25 seconds, a radius of 1,140.00 feet, a tangent
of 252.80 feet and whose cord bears South 74 degrees 44 minutes 27 seconds West, a
cord distance of 493.62 feet to a point for comer;
THENCE South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to a
point for comer;
THENCE South 27 degrees 45 minutes 46 seconds East, a distance of 15.00 feet to a
point for comer;
THENCE South 49 degrees 18 minutes 42 seconds East, a distance of 194.61 feet to a
point for comer;
THENCE South 00 degrees 31 minutes 12 seconds East, a distance of 305.98 feet to a
point for comer;
THENCE North 89 degrees 28 minutes 48 seconds East, a distance of 501.05 feet to a
point for comer;
THENCE South 01 degrees 14 minutes 22 seconds West, a distance of 327.87 feet to a
point for comer;
THENCE Southeasterly 60.96 feet along a curve to the left, having a central angle of 02
degrees 46 minutes 20 seconds, a radius of 1,260.00 feet, a tangent of 30.49 feet and
whose cord bears South 00 degrees 08 minutes 48 seconds East, a cord distance of
60.96 feet to the POINT OF BEGINNING and containing 8,625,128 square feet or
198.006 acres.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 57
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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EXHIBIT 1-2 — IMPROVEMENT AREA #1 LEGAL DESCRIPTION
Exhibit CIA — PID Improvement Area 1 Legal Description
WHEREAS, LHJH PROPERTIES, LTD., is the owner of a tract of land situated in the
Town of Anna, Collin County, Texas, a part of Eli Witt Survey, Abstract No. 997, being
part of a called 159.819 acre tract of land described in a Special Warranty Deed to
LHJH Properties. Ltd., recorded in Instrument No. 20061003001424600, Official Public
Records, Collin County. Texas (O.P.R.C.C.T) and being more particularly described as
follows:
BEGINNING at a five -eighths inch iron rod with yellow plastic cap that is illegible found
at the southeast comer of said 159.819 acre tract of land and the northeast comer of a
called 226.62 acre tract of land described in a Warranty Deed to QJR Partnership, Ltd.
recorded in Volume 5106, Page 2380, O.P.R.C.C.T and said iron rod being in the west
line of a called 50.00 acre tract of land described in a Special Warranty Deed to Kayasa
Holdings, LLC, recorded in Instrument No. 201908007000946750, (O.P.R.C.C.T);
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 659.19 feet
along the south line of said 159.819 acre tract of land and along the north line of said
226.62 acre tract of land to a one -halt inch iron rod with yellow plastic cap stamped
"BOHLER ENG" (hereinafter called "iron rod set") set for comer:
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
North 00 degrees 31 minutes 12 seconds West, a distance of 694.65 feet to a
capped iron rod set for comer;
North 49 degrees 18 minutes 42 seconds West, a distance of 194.61 feet to a
capped iron rod set for comer;
North 27 degrees 45 minutes 46 seconds West, a distance of 15.00 feet to a
capped iron rod set for comer;
South 62 degrees 14 minutes 14 seconds West, a distance of 357.72 feet to a
capped iron rod set at the beginning of a tangent curve to the right:
In a southwesterly direction, a distance of 597.97 feet, having a central angle of
27 degrees 11 minutes 29 seconds, a radius of 1,260.00 feet, a tangent length of
304.73 feet and whose chord bears South 75 degrees 49 minutes 59 seconds
West a distance of 592.38 feet to a capped iron rod set for corner;
South 89 degrees 25 minutes 44 seconds West, a distance of 287.14 feet to a
capped iron rod set;
South 44 degrees 25 minutes 44 seconds West a distance of 42.43 feet to a
capped iron rod set;
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 58
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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South 89 degrees 25 minutes 44 seconds West, a distance of 90.00 feet to a
capped iron rod set
North 45 degrees 34 minutes 16 seconds West a distance of 42.43 feet to a
capped iron rod set and
South 89 degrees 25 minutes 44 seconds West a distance of 42.00 feet at the
beginning of a curve to the left;
In a southwesterly direction, a distance of 442.68 feet, having a central angle of
32 degrees 06 minutes 22 seconds, a radius of 790.00 feet, a tangent length of
227.32 feet and whose chord bears South 73 degrees 22 minutes 33 seconds
West a distance of 436.91 to a capped iron rod set at the beginning of a curve to
the right.
In a southwesterly direction, a distance of 408.87 feet, having a central angle of
25 degrees 44 minutes 36 seconds, a radius of 910 feet, a tangent length of
207.94 feet and whose chord bears South 70 degrees 11 minutes 40 seconds a
distance of 405.44 feet to a capped iron rod set: said capped iron rod being in
the west line of said 159.819 acre tract of land and the east line of a called
555.801 acre tract of land, described as Tract B in a Special Warranty Deed to
Risland Mantua, LLC, recorded in Instrument No. 20180625000783630,
O.P.R.C.C.T., from which a one-half inch iron rod found at the most southerly
southeast comer of a said 555.801 acre tract of land and the northeast corner of
a called 17.863 acre tract of land described in a Special Warranty Deed to Anna
18, LLC, recorded in Instrument No. 20161020001423440, O.P.R.C.C.T. bears
South 00 degrees 33 minutes 39 seconds East a distance of 243.59 feet:
THENCE North 00 degrees 33 minutes 39 seconds West, a distance of 120.86 feet
along the west line of said 159.819 acre tract of land and the east line of 555.801 acre
tract of land to a capped iron rod set at the beginning of a non -tangent curve to the left:
THENCE over and across said 159.819 acre tract of land, the following courses and
distances:
In a northeasterly direction, a distance of 341.53 feet, having a central angle of
24 degrees 46 minutes 13 seconds, a radius of 790.00 feet, a tangent length of
173.48 feet and whose chord bears North 69 degrees 42 minutes 28 seconds
East a distance of 338.88 feet to a capped iron rod set for the beginning of a
curve to the left:
In a northeasterly direction, a distance of 236.99 feet, having a central angle of
14 degrees 55 minutes 17 seconds, a radius of 910.00 feet, a tangent length of
119.17 feet and whose chord bears North 64 degrees 47 minutes 01 seconds
East a distance of 236.32 feet to a capped iron rod:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 59
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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North 00 degrees 33 minutes 39 seconds East, a distance of 652.43 feet to a
capped iron rod set for comer;
North 89 degrees 26 minutes 21 seconds East a distance of 144.81 feet to a
capped iron rod set for comer;
North 02 degrees 33 minutes 19 seconds East a distance of 508.75 feet to a
capped iron rod set for comer;
North 00 degrees 33 minutes 39 seconds West a distance of 59.43 feet to a
capped iron rod set for comer;
North 89 degrees 25 minutes 47 seconds East, a distance of 556.69 feet to a
capped iron rod set for comer;
North 62 degrees 13 minutes 50 seconds East, a distance of 937.37 feet to a
capped iron rod set for comer,
North 77 degrees 11 minutes 7 seconds East, a distance of 91.82 feet to a
capped iron rod set for comer;
North 89 degrees 28 minutes 48 seconds East, a distance of 161.53 feet to a
capped iron rod set for comer;
South 00 degrees 31 minutes 12 seconds East, a distance of 899.34 feet to a
capped iron rod set for comer and beginning of a non -tangent curve to the left:
In a southerly direction, a distance of 121.05, having a central angle of 16
degrees 6 minutes 40 seconds, a radius of 430.50 feet, a tangent length of 60.93
feet, and whose chord bears South 89 degrees 45 minutes 40 seconds East a
distance of 121.05 feet:
South 39 degrees 17 minutes 34 seconds East, a distance of 55.75 feet to a
capped iron rod set for comer beginning of a non -tangent curve to the left:
In a southeasterly direction, a distance of 38.49 feet, having a central angle of 4
degrees 50 minutes 49 seconds, a radius of 455.00 feet, a tangent length of
19.26 feet, and whose chord bears North 68 degrees 26 minutes 43 seconds
East a distance of 38.48 feet to a capped iron rod set:
South 26 degrees 24 minutes 7 seconds East, a distance of 56.71 feet to a
capped iron rod set for comer:
South 68 degrees 2 minutes 34 seconds East, a distance of 44.84 feet to a
capped iron rod set for comer:
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 60
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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South 19 degrees 0 minutes 5 seconds East, a distance of 120.00 feet to a
capped iron rod set for comer;
In a southeasterly direction, a distance of 174.31 feet, having a central angle of
08 degrees 45 minutes 39 seconds, a radius of 1140.00 feet, a tangent length of
87.33 feet, and whose chord bears South 66 degrees 37 minutes 04 seconds
West a distance of 174.14 feet to a capped iron rod set for comer:
South 62 degrees 14 minutes 14 seconds West, a distance of 202.70 feet to the
POINT OF BEGINNING, containing 2,502,260.24 square feet or 57.4440 acres,
more or less.
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 61
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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APPENDIX A — ENGINEER'S REPORT
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 62
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLERI
DATED-. OC-C GET 18. 2421
RE: E N1, I N F- H'i R� P1 I it
THr Wi 1 rmt% - • LiHu%i-y
AIM.-L, FEXAS
2600 Net%VDFk BIYd
Fris€o, TX 75034
4159.45$.7 3 G10
IYTRODUCTr^N
TkSe Woods.it Lindsey Plarx Is a propwr,ed single-tan5ikf de+ kFpmenr irrrludirlg approximately 198 Af
and is anticipated tD include apprDrimately 951 single family humus located appmx. 3,DWft J-U.SI
rndes) rant of U.S. /5 and approximately 12LX1 ft west of {_aunty Road 3E9, Anna, f exas JCityj as ftp L cd
in Fx.:,!:i 4, TMIs Enigilleer+s report includes the documents rtque5ted by the City for the Formation of
the Public Irnpruvement District {PQ and the issuance Df bonds, 63nds are arrticipated tG be used to
finance public infrastructure projects vital far the dlevelopment within the PIU.
DLg la-1 5 P—N- LVT C 74 iS
An engineer's Opinuon of Probable Cost {OPCM has been prepared for ail o€f-site and on -site
infrastrumfe iirxf a inicluded as fxii i D.
De+relopment improverrle,5ts have been sepsraimd irrto Ors -sir,, Developer Improvements, Public~ Ma jot
Imprm,ernents, and Area 1 improve ments.
The P u blie Majar lrnpruaements will be included err the PID, These i m provemenb include all related
earthwork, excavation, erosion control, and utilities.
Improvements include subgrade stabilizdtion, conert-te and reinforcing steel for roadways,
besting, arrd handicapped ramps, related earthwork, excavation, erosion control, intersections,
and re •wegeta Lion of a II disturbed areas withi n the right-of-way. The street improvements will
provide bene5t to future developments, ir5cludi ng The Woods a t tinds" Place,
• WobV-rSyst )S
Imprbytments iF5dLide tr"th excawnlion and embedment, trench safety, PVC piping, stub outs
to Nture developments, testing, related earthwork, erosion wntxol, and all necessary'
appurtenances required tD pravMe water service tD future cle5reiapments, including The Woods
at Lindsey Place,
TENAS ECIA J} OF MWESRI0IVAl! ENGI1'EERS?k0. 18D96 . TRa 8DARD OF PRO FESSIOIIAI. LAND 5URYPRNG NO- ! DA4A 13
51W4f iliQHLt3lENklIMkEIkINLi T;Q51
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 63
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BOHLER//
■ Sora[nry Sewer
R.,gn 2 cl 2
Improvements Include trench excavation and embedment, trench safety, KrC piping, manholes,
concrete encasement, stub nuts to future developments, testi n& related ea rth'.uork, erosion
control, and all necessary appurtenanr:es required to prow ide sanitary sewer service to future
developments, indLldingTKin Woods at Unelsey PI are.
* Storm Sews€
Improvements incl ude ea rthen c ha nnerSr swakes, RCP piping and boxes, manholes, curb and
drop Inlets, hea"alis, concrete flumes, rock rip rap, stub outs to irmrre devefaprnents, testing,
rersted earthwork, erasion oontfol, and all necessary appurtenances required to provide storm
draina�e to futurr developments, indudiof The Woods at Lindsey Piare.
The ImprovernentArea I Improvemerrt3 will he included in the PID. These include all related earthwrark,
ex€avationr eras3an mnxDl, and utilities improvements noted in the Public Major Improvements and
will provkk benefit to each Lot within Imprcvem"t Area 1,
On site Developer Improvements far the prajectam depirted in �wh-bii C through c.41 r} ' ti, Public
Mapr IrnprovrntcnL arr depicted in rx..:ur::" throuEJ11 IKh-Jrff L, and lmptovrmrnt Area 1
Improvernrsnts are depi€ted in Fr. ;n,r C -; though i 0in;r 6-: and un h *. co-:-' thmugh F%!h.n,r N-I and
I though r .ar i5 . [)- l _
D►vr IIPW.i -J I SL -1-001 F
Design Stage
The Owe ro 11 PFOi rn ina ry Plo t for Lliv rrrtir r drAopm-Cnt 11a3 trcen appr raved by Ltre Ci Ly of Anna.
This iioad study has been approved by the City of Anna_
Thr= Omite and fW-site civil nnns#ruction pla ns foe Flhase N1 knprnUem tints and Ott -site Pub lir.
Irnpruvcmenks Naar been appruvcd hY Lhc City of Anna_
ConFt nK6Dn Stake
Phase 1 of the UNOOds at Lindsey Place and tht off -site Public Irr.prevemews began in Fail 2011 with
final P "k�ptA i1cR from the City anti;ipgted fall ¢f 2W, A :projerT schedule for the home build out is
depicted in d xh;b!t i
DEa n Ca rdwel 1, P.F.
*1
DEAN 0. CARDWELL
115432 4
* CMLANO MNsKlW,MaNEkAs • 1'wAcrrurnruGEH5 r sunLYuks
R'Jf W MIHERMINFFAING-COW
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 64
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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it
- - - ------------
'Fj
=t
BOHLERY EKMIBFT A., SITE PLAN
THE WOODS AT LIMUSEY PLACE
rkNmA TF-XA6',
IFXHIRIT6 POD COST WAAMAXY BOHLER//
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 65
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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BIOHLERJ EKHJBIT C: OP&SJTE DEVELOPER ROADWAY OMP ROVEMElIfTS
THE IIIVDIRB AT UNDSEY PLACE �br
s.�
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BIOHLERJ EXHiBfT D: ON -SITE DEVELOPER SAAFFTARY SEWER IMPROVEMENTS
THE WOODS AT UNDSEY PLACE
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 66
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 75 of 114
s.�
l ¢_�-
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BIOHLERJ EXJHIBJTE. OM4JTE DEVELOPER STORM SEWER iMPROVEMENTS
T140 WOODS AT UNUSEY PLACE
s.�
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BIOHLERJ EXHJB#T R ON -SITE DEVELOPER WATER IMPROVEMENTS
T140 WOODS AT UNDSEY PLACE
,5.Nkla
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 67
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 76 of 114
BIOHLERJ EXHIBIT O: ON -SITE DEVELOPER EROSION CONTROL
THE WOODS AT f. MUSEY PLACE �br
I
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EXIflBfTH. PUBLIC ROADWAY MAJOR IMPROVEMENTS
BIOHLERJ
THE IIIVDIRS AT f.fMUSE' PLACE
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 68
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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I
I
I
i
BIOHLERJ EXHIBITJ: MAJOR IMPROVEi EMT PUBLIC SANITARY SEWER
01PROVEMBNTS THE 1 0003 AT LIMPS" PLACE
;.i
BIOHLERJ EXMJBJT J-- MAJOR IMPROVEMENTS PUBZJO STORM SEWER
THE MOOS AT �IJMIOS�T P� ACE ,�;
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 69
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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i
_
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-
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BOHLERJ
EXHIBIT K: MAJOR R VEAEMT PUBLIC WATER
. t
�yranrPFr/
THE WOODS AT MUSE PLACE yb(�
B13HLERJ EXHINFT t: MAJOR IMPROVEMENT PURUC EROSION CONTROL
THE WOODS AT MMUSEY PLACE �br
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 70
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
2023 - 2023000107559 09/19/2023 12:32 PM Page 79 of 114
- -
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BOHLER9 EXHIStrM: LAMD USE MAP
THE WOODS AT LINDSEY PLACE
MhA 7ExA5
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BOHLER4 EXHJBJT N: OPEAF SPACE PLAN
THE IIli0005 AT UND-SEY I" CC
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 71
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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Fxhihit 0 - The Woods a I.indsey 'lace Schodule Aug-usL 2022
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 72
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 73
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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Exhibit Q — Overall Pia Legal Description
FIELD DESCRIPTION
BEING a tract of land situated in the Town of Anna, Collin County, Texas. a partaf Eli
Wih Survey, Abstract No_ 997, being part of a called 275.W acre tract of land described
in a $pecial Mrra:ntyr Dead to D.R. HorOvn — Texa% l.td„ recorded in InWwrient Nc.
2D210212000110470, Official Public Records, 0ollin County, Texas (O,P,R.C,O.T). and
Ineing more part lCularly deco tubed B S fo Illwos-
GO M ME MCI NG at a five -eighths inch iron rod with yellow plastic cap that is illegible
found at the southeast Bonner of sail 275.00 acre traQ1 of land, said iron rod being at the
northeast comer of called 226.62 acre tract of land described in a Vrranty Deed to
OJR Palrtnerehip, I_W. recorded in Volume 5106, Page 2380, Q.P R.G.G.T and said iron
rod being in the west line of a Gaited 50.00 acre tract of land described in a Special
Warranty Deed wid) Vendors Lien to MCI Preferred Income Fund 11. LLC, recorded in
Instrurnelrt No. 2021083D00175337D, (O.P.R.C.C.T):
THENCE South 89 degfees28 minutes 48 seconds West, a distance of 158.60 feet
along the south line of said 277 5.00 acre track of larpd and along the norlh line of said
226.62 acre tact of land to the POINT OF BEGINNING of the herein described tract of
land-,
THENCE South 89degree s 28 minutes 48 seconds West, a distance of 2,460.27 feet
along the south tine of said 275.00 acre tract of land) and along th8 north line of said
226.62 acre tract of land to a paint For corner, frGm which a one-half inch iron rod with
yellow plastic cap Otarnpad x04HLF-R :FNQ" set (hereinafter ea lied "ir4c rod set") at the
sauthwast comer of said 275.00 acre tract of land bears South 89 degrees 28 minutes
49 se condsWest, a distance of 33S.09 feet
THENCE North OD degrees 3+4 minutes 60 seconds West, a distance of 385.03 feet to a
point for corner,
THENCE North ZR degrees 27 minutes 03 seconds West, a distance of 120.00 feat to a
paint for comer;
THENCE Northeasterly 44.49 feet along a non4angent curve to the left. having a Genital
angle of 03 degrees 13 minutes 35 seconds, a radius of 790.00 feet, a tangent of 22.25
feet and whose cord bears North 56 degrees 56 minutes C* seconds East, a card
distance of 44.48 feet to a point for comer,
THENCE Northeasterty 236.99 feet along a curve to the right, having a central angle 0f
14 degrees 56 m im tes 17 seconds, a radius of 910.00 fe et, a tangent of 119.17 feet
and whose card bears North 64deg rees 47 rninutes 01 seconds East, a card distance
of 206.32 feet to a point for corner;
HIBI7 0 - PAGE 1
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THENCE North D0 degrees 33 minutes 39 seconds West, a distance of 652.43 feet to a
point for comer,
THENCE North B0 degrees 26 minutes 21 seconds East. a distance of 144,b1 feet to a
point for corner;
THENCE North 02 degrees 33 minutes 19 seconds East, a distance of 504.55 feet to a
point for comer-,
THENCE North 00 degrees 33 rnlnutes 39 seconds West, a distance of 1,369.34 feet to
a paint for oDrnsr,
THENCE South 09 degrees 26 minutes 21 seconds Mst, a distance cf 620.00 feet to a
point for comer,
THENCE worth 00 degrees 83 minutes 89 seconds West, a distance of 526.78 feel to a
point for comer,
THENCE Northeasterly 1,091,99 feet along a curve to the right having a central angle
of 32 degrees 41 minutes 20 seconds, a radius of 1,914,00 feet, a tangent of 561.30
feet and whose cord bears North 15 degrees 47 minutes 01 seconds East, a cord
distance of 1.077 24 feet to a point for comer -
THENCE North 32 degrees 39 minutes 37 seconds East. a distance of 90.00 feet to a
point for corner,
THENCE North 32 degrees 43 minutes 36 seconds East. a distance of 144.49 feet to a
point In the north line of said 275.00 acre Lract of land. said polnt being a the south line
of a calie d 555.801 acre tract of land, described as Tract B in a Special Warranty Deed
to Risland Mantua, LLC, fecorded in Instrument Hc. 20180625000783630,
(O.P.R.C.C.T);
THENCE South 66 degrees 30 minutes 03 seconds East, a distance of 255.76 feet
along the north line of $Bid 275.00 acre tract or €Bnd and a long a south line of said
555.801 acre tract of land to a one-half inch iron rod found for comer, from which a ane,
half inch iron rod found bears North 01 degrees 19 minutes 02 seconds West, a
distance of 2.04 feet-,
THENCE South 39 degrees 1D rninutes 24seconds East, a distance of 1,01B.92 feet
along the north line of said 275.00 acre tract of land to a one-half Mch iron rod set for
corner, said iron rod being at the southwest corner of a called 63.36 acre tracl of land
described in a Quit Claim Deed to Atka McClain, recorder! in Volume 626, Page 141,
(€].R_C.C.T) which is now listed in the Collin County Appraisal District records as being
owned by Laura Collins to which no transfer of tille either direct or indirect can be found
in Collin County Deed Records-,
LXi II BIT 0- PAGE
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THENCE South 89 degrees 16 minutes 53 seconds East, a distance of 111.06 feet
along a north line of said 275.00 acre tract of land and along the south line of said 83.36
a ore tract of land to a one-half inch iron roof sel at the northwest corner of said 275.00
acre tract of land, said iron rod being at the northwest -corner of a called 95.444 acre
tract of ]and described in a Special VVarra my teed with Vendor's Lien to MCI
PREFERRED INCOME FUND II, LLG, recorded in Instn,rneM No_
2021Dal9001679920,{O.P.R.G.0.Tj;
THENCE along the east line of said 275.00 acre tract of land and along the west line DF
said 95.444 acre tract or land as follows.
South 01 degrees 16 minutes 44 seconds East a distance of 1 ,185.5E feet to a
one-half Inch Iron rod with yellow cap stamped "JBl" round for corner;
South 00 degrees 47 minutes 08 seconds East, a distance of 1 _i D0.00 feet to a
one-half inch Iron rod set atthe most westerry sout[nwest corner orsaId 95.444
acre tract of land;
THENCE North Ga degrees 32 minutes 52 seconds East, a distance of 905 82 feet
along the most easterly -north line of said 275.00 acre tract of land and along the most
westerly south fine of said 95.444 acre tract of land to'a paint for corner;
THENCE South 00 degrees 44 minutes 46 seconds East, a distance of 314.82 feetto a
point foroomer,
THENCE South 99 degrees 28 rninutes 48 seconds West, a disbance cf 481 .91 feet to a
point for comer,
THENCE South 00 degree 31 minubes 12 seconds East, a distance of BB9.34 feet to a
point for comer. -
THENCE 9Duthessterly 120.981 feet along a curve to the left. havirng a 08ntr81 angle of
14 degree 35 minutes 35 seconds, a radius of 475.W Feet, a tangent of 60.82 feet and
whose cord boars SoLith 07 degree649 minutes 00 second East, a wrd distance of
120.66 fast to a point faroamer;
THENCE South 39 degree 17 minutes 34 seconds East, a distance of 55.U0 feet to a
pQirrt for Corner
THENCE Southeaslerty 38.63 feet along a non -tangent curve to the left, having a
central angle of D4 degrees 51 minutes 53 seconds, a radius of 455.00 feet, a tangent
of 19.33 feet and whose card bears South 23 degrees 50 minutes 10seconds East, a
cord distance of 36.62 feet to a po-inl for corner,
THENCE SO Lath 26 degrees 2+4 minutes 07 seconds East. a distance of 56.52 feet to a
paint for comer;
EXI Idpl- f� - PAGC 3
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 76
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THENCE South 68 degrees 02 minutes 34 seconds East. a distance of 44.84 feet to a
point for corner,
THENCE Northeasterly 361.48 feet along a non -tangent aur,re to the right, having a
central angle of 16 degrees 26 minutes 14 seconds, a radius of 1,260.00 feet, a tangent
of 181.99 feet and whose cord bears North 79 degrees 13 minutes 01 seconds East, a
-cord dtstame of 360.24 feat to a point for corner;
THENCE Solrth 00 degrees 44 minutes 46 seconds East, a distance of 120.07 feet to a
paint for comer;
THENCE Southwesterly 497.56 feet along a rion-tangent drive to the left, having a
central angle of 2Sdegrees 00 minutes 25 seconds, a radius of 1.140.00 fast, a tangent
of 252.80 feet and wt,ose cord bears South 74 degrees 44 minutes 27 seconds West, a
cord dtstarice of 493_62 feet to a point ror conker;
THENCE South 52 degrees 14 minutes 14 seconds V*.wt, a dlii#ance of 202.70 feet to a
point forGomer.
THENCE South 27 degrees 45 minutes 46 seconds East. a diKa.nce of 15.00 feet to a
point foropmer.
THENCE South 49 degrees 16 mini,rte6 42 seconds East. a distance of 194.61 feet to a
point for corner,
THENCE South 00 degrees 31 minutes 12 seconds East. a distance of 305.98 feet to a
point for comer;
THENCE North B9 degrees 28 minutes 46 seconds East. a distance of 501.05 feet to a
p0irrt for comer;
THENCE South 01 degrees 14 minuitss 22 seconds West, a distance of 327.87 feet to a
point for comer;
THENCE Southeasterly 60.06 feet along a curve to the left, hwiing a central angle of 02
degrees 40 minutes20 seconds, a r"iusof 1,260.00 Feel, a tangerkt of 3D 49 feet and
whose cord bears South 00 degrees0$ minutes 46 seconds East, a card distance of
60.96 feet to the POINT OF BEGINNING and containing 8,625,12E square feet of
198.006 acres.
E H BI- 0 - PACE 4
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 77
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IMPROVEMENT AREA 'I EXHIBITS
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 78
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 79
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 80
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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LAND USE MAP
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 81
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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goeJIMMARY Exxiflrf
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 82
2023 AMENDED AND RESTATED SERVICE AND ASSESSMENT PLAN
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Exhibit 0-1 — PID Improvement Area 1 Leg all Description
WHEREAS, LHJH PROPERTIES, LTD.. is the owner of a tract of land situated in the
Town of Anna, Gatlin Caunty, Texas a part of Eli Mt Surrey, Abstract No- 997, being
par# of a called 159.819 acre tract of land deSCFibed in a Special Warranty Deed to
LHJH Propertles, Ltd., recorded In. Instrument No- 20061003DO1424600. OffclaI Public
Racord$, Collin County. Texas (O.P,R, - .T) ar*d being more particularly dascril�ed as
follows;
9E INNING at a five -eighths inch iron rod with yellow plastic cap that is illegible Bound
at the southeast comer of said 159,519 acre tract of land and the northeast corder of a
called 226,62 acre "ct of land dearnbad In s Varranty peed to QJR Partnership, Ltd
recorded in Volume 5106, Page 2380, O.P-R.C,C-T and said iron rod being in the crest
line of a called 50.00 a cre tract of land described in a Special Warranty Deed to Kayasa
Holdings, LI-C. recorded in Instrument Na, 201900007f100948754, (0.P R C.C,T);
THENCE South 89 degrees 28 minutes 48 seconds West, a distance of 659.19 feet
along the south line of said 159.819 acne tract of land and along the north line of said
226.62 acre tract of lard Io a ane+aIf irrch iron rod with yellow plastic cap stamped
"BOHLER EN " (hereinafter called `iron rod set") set for corner;
THENCE over and across said 159-819 acre tract of land, the following courses and
distances:
North 00 degrees 31 minutes 12 seconds W8st, a drstancs of 694.65 f@atto a
capped iron rod set fur corner;
North 49 degrees 18 minutss42 seconds West, a distance of 194.61 feat to a
capped iron rod set for corner;
North 27 degrees AS minutes 46 seconds +Nest, a distance of 15,0K) feet to a
capped iron rod set for corner;
South 62 degrees 114 minutes 14 seconds ~Nest, a distance of 357,72 fleet to a
capped iron rod set at the beginning of a tangent curve to the right;
In a southwesterly direction, a distance of 597.9ifeet, having a central angle of
27 degrees 11 minutes 29 seconds, a radFus of 1,2150.00 feet, a tangent lengui of
304-73 feet and whose chord bears SouU175 degrees 49 minutes 59 seconds
West distance of 592.38 feet to a capped iron rod set for corner;
South 69 degrees 25 minutes 44 seconds West, a dislance of 287-14 feet to a
capped iron rod set;
South 44 degrees 25 minutes 44 seconds West a cilstanCe of 42-43 feet to a
capped rrah rod set,
E}CHio r Q-1 - PA,,3E 1
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 83
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South 89 degrees 25 minutes 44 second& We sit. a distance of 90.00 feet to a
capped iron rod set
North 45 degrees 34 m in utes 16 seconds West a distance of 42.43 feet to a
capped iron rod set and
South 89 degrees 26 minutes 44 seconds West a distance of 42.00 feet at the
beginning ota curve to the left;
In a southwesterly diractiafi, a distance Of 442.68 feet, ha+ring a centra I angle of
32 degrees 06 minutes 22 seconds, a radius of 790.00 feet, a tangent length of
227.32 feet and whose chord bears South 73 degrees 22 minutes 33 seconds
West distance of 436.91 to a capped iron rad set at the beginning a a curwa to
the right:
In a soulhwestedy direction, a distance of 408.87 feet, having a certra.l angle of
25 degrees 44 minutes 36 seconds, a rerdius of 910 feet, a WngeM length of
207 94 feet and whose chord bears South 70degrees 11 minutes 40 seconds a
distance of405.44 feet to a capped iron rod set; said capped iron rod being in
the west line of said 1.819 acre trail of land and the east line of a called
555 801 acreL tract Of land, described as Tract 5 in a Special Vvarranly Deed to
Risland MantuZ. LLC, recorded in Instrument No. 201806250007133630.
0_P. R.C. D.T.. from which a one -ha If inch iron rod found at the most south efly
southeast corner of a said 555.801 acre tract of land and the northeast corner of
a called 17.863acre tract of land described In a Special Warranty teed to Anna
18, LLC, recorded in Instrument No. 20161020001423440, O.P.R.C_ .T. bears
South 00 degrees 33 minutes 39 seconds East a dlStanoe of 243.59 feet,
THENCE North 0D degrees 33 minutes 39 seconds West, a distance of 120.86 feet
along the West Ilne 4f said 159.819 acre tract of Iairid and the east line of 556.W1 acre
tract of land to a capPad iron rod set at the beginning of a non -tangent curva to the left;
THI=fU 1r Over and acTOSs said 159.819 ac€e tract of tared, the following courses and
distancas:
In a northeasterly direction, a distance of 541.53 feet, hawing a central angle of
24 degrsas 46 minutes 13 seconds, a radius of 790.00 feet, a tangent length of
173.48 feet and whose chord bears Noft 69degree s 42 minutes 20 seconds
East a distance of 33B,SO feet to a capped iron rod set for the beginning of a
curve to the left;
In a northeasterly direction, a distance of 236.99 feet. having a central angle of
14 degrees 55 minutes t 7 seconds, a radius of 910.00 feet, a tangent length of
119.17 feet and whose chord bears North 64degree s 47 minutes 01 aeconds
East a distance of 236.32 feet to a capped Iron fod;
FNHIRrr f\-1 - PA ,F?
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North 00 degrees 33 minutes 39 seconds East, a distance of 652.43 feet to a
capped iron rod set fear corner;
North 89 degrees 26 minutes 21 seconds East a distance of 144.81 feet to a
capped iron rod set for corner;
North 02 degrees 33 minutes 19 seconds East a distama of 508.76 feat to a
capped iron rod set for corner;
North 00 degrees 33 rninutes 39 seconds West a distance of S5).43 feet to a
capped iron rod set fur corner;
North 89 degrees 26 minutes 47 seconds East, a distance of 556-69 feet toe
capped iron rod set for corner;
North 62 degrees 13 minutes 50 seconds East, a distance of 937.37 feet to a
capped iron rod set fear corner;
North 77 degrees 11 minutes 7 seconds East, a distance of 91 _82 feet to a
capped iron rota set fear corner;
North 89 degrees 28 minutes 48 seconds East, a distance of 161.53 feet to a
rapped iron rod set fbr corner;
South 00 degrees 31 minutes 12 seconds East. a distance of 8%.34 feet to a
capped iron rod set for corner and beginning of a non -tangent curve to the left;
In a soullherly direction, a distance of 121.05, having a central angle of 16
degrees 6 minutes 40 seconds, a radius of 430.50 feet, a tangent length of 60.93
feat, dnd whaSe Chord bears South i89 degrees 45 nunutes 40 Seconds East a
distance of 121.05 feet-,
South 39 degree$ 17 minutes 34 second6 East_ a distance of 55.75 feet to a
capped iron rod sat fnr corner beginning of a non -tangent curve to the left;
In a southeasterly direction, a 0&llanrce of U.49 feet, having a central angle of
degrees $0 minutes 49 s"ands, a radius of 4��.00 feet, a tartgsnt length of
19.26 feet. and whose charts bears North 68 degrees 26 minutes 43 seconds
East a distance of 3B_48 teat to a capped iron rod set;
South 26 degrees 24 minutes7 seconds East. a distance of 56.71 feet to a
capped iron rod set for corner;
South 68 degrees 2 ininLL es 34 seconds East, a distance rt 44.84 feet to a
capped iron rod set for corner;
'Y,H1 1'l Q-1 - NAIjE 3
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 85
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South 19 degrees 0 minutes 5 seconds East, a distance of 120.00 feet to a
capped iron rod set fear corner;
In a southeasterly direction, a distance of 174.31 feet, having a cenlraI angle of
08 degrees 45 minutes 39 seconds, a radiusof 1140-00 feet, a tangent length of
67.33 feet, and whose chord fears South 66 degrees 37 minutes 04 seconds
Writ a d ista nce of 174.14 feat to a ca pped iron rota set fo r co m r;
South 62 degrees 14 minutes 14 seconds rifest, a distance of 202.70 feet to the
POINT OF REGINNINO, containing 2,502,260.24 square feet or S7.4444 acres -
more or less.
11XE EIIT O-- - PACE 4
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 86
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APPENDIX B — BUYER DISCLOSURES
Forms of the buyer disclosures for the following Lot Types are found in this Appendix:
■ Improvement Area #1
o Improvement Area #1 Initial Parcel
o Lot Type 1
o Lot Type 2
[Remainder of page left intentionally blank.]
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT 87
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THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 INITIAL PARCEL
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
I) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
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AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
IMPROVEMENT AREA #1 INITIAL PARCEL PRINCIPAL ASSESSMENT:
$7,419,000.00
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
' To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
2023 - 2023000107559 09/19/2023 12:32 PM Page 98 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]2
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 99 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 100 of 114
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 101 of 114
ANNUAL INSTALLMENTS — IMPROVEMENT AREA #1 INITIAL PARCEL
2024
$
133,000.00
$
391,262.56
$
37,095.00
$ -
$ 40,000.00
$
601,357.56
2025
$
110,000.00
$
413,977.50
$
36,430.00
$ -
$ 40,800.00
$
601,207.50
2026
$
115,000.00
$
408,615.00
$
35,880.00
$ -
$ 41,616.00
$
601,111.00
2027
$
121,000.00
$
403,008.76
$
35,305.00
$ -
$ 42,448.32
$
601,762.08
2028
$
126,000.00
$
397,110.00
$
34,700.00
$ -
$ 43,297.29
$
601,107.29
2029
$
132,000.00
$
390,967.50
$
34,070.00
$ -
$ 44,163.24
$
601,200.74
2030
$
138,000.00
$
384,532.50
$
33,410.00
$ -
$ 45,046.50
$
600,989.00
2031
$
145,000.00
$
377,805.00
$
32,720.00
$ -
$ 45,947.43
$
601,472.43
2032
$
153,000.00
$
369,648.76
$
31,995.00
$ -
$ 46,866.38
$
601,510.14
2033
$
161,000.00
$
361,042.50
$
31,230.00
$ -
$ 47,803.71
$
601,076.21
2034
$
170,000.00
$
351,986.26
$
30,425.00
$ -
$ 48,759.78
$
601,171.04
2035
$
180,000.00
$
342,423.76
$
29,575.00
$ -
$ 49,734.98
$
601,733.74
2036
$
190,000.00
$
332,298.76
$
28,675.00
$ -
$ 50,729.68
$
601,703.44
2037
$
200,000.00
$
321,611.26
$
27,725.00
$ -
$ 51,744.27
$
601,080.53
2038
$
212,000.00
$
310,361.26
$
26,725.00
$ -
$ 52,779.16
$
601,865.42
2039
$
223,000.00
$
298,436.26
$
25,665.00
$ -
$ 53,834.74
$
600,936.00
2040
$
236,000.00
$
285,892.50
$
24,550.00
$ -
$ 54,911.43
$
601,353.93
2041
$
249,000.00
$
272,617.50
$
23,370.00
$ -
$ 56,009.66
$
600,997.16
2042
$
264,000.00
$
258,611.26
$
22,125.00
$ -
$ 57,129.85
$
601,866.11
2043
$
279,000.00
$
243,761.26
$
20,805.00
$ -
$ 58,272.45
$
601,838.71
2044
$
294,000.00
$
228,067.50
$
19,410.00
$ -
$ 59,437.90
$
600,915.40
2045
$
312,000.00
$
210,795.00
$
17,940.00
$ -
$ 60,626.66
$
601,361.66
2046
$
331,000.00
$
192,465.00
$
16,380.00
$ -
$ 61,839.19
$
601,684.19
2047
$
350,000.00
$
173,018.76
$
14,725.00
$ -
$ 63,075.97
$
600,819.73
2048
$
372,000.00
$
152,456.26
$
12,975.00
$ -
$ 64,337.49
$
601,768.75
2049
$
394,000.00
$
130,601.26
$
11,115.00
$ -
$ 65,624.24
$
601,340.50
2050
$
418,000.00
$
107,453.76
$
9,145.00
$ -
$ 66,936.72
$
601,535.48
2051
$
443,000.00
$
82,896.26
$
7,055.00
$ -
$ 68,275.45
$
601,226.71
2052
$
470,000.00
$
56,870.00
$
4,840.00
$ -
$ 69,640.96
$
601,350.96
2053
$
498,000.00
$
29,257.50
$
2,490.00
$(527,257.50)
$ 71,033.78
$
73,523.78
Total
$7,419,000.00
$8,279,851.46
$
718,550.00
$(527,257.50)
$ 1,622,723.23
$17,512,867.19
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a maturity of
9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes in Annual
Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 102 of 114
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 LOT TYPE 1
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
I) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
2023 - 2023000107559 09/19/2023 12:32 PM Page 103 of 114
AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
LOT TYPE 1 PRINCIPAL ASSESSMENT: $33,838.08
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
' To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
2023 - 2023000107559 09/19/2023 12:32 PM Page 104 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]2
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 105 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 106 of 114
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 107 of 114
ANNUAL INSTALLMENTS - LOT TYPE 1
Installments
1
AdditionalAnnual
.
Due 1/31
Principal
Interest
Interest
Fund 2
Collection
Costs
Installment3
2024
$
606.61
$
1,784.55
$
169.19
$ -
$
182.44
$
2,742.79
2025
$
501.71
$
1,888.15
$
166.16
$ -
$
186.09
$
2,742.11
2026
$
524.52
$
1,863.69
$
163.65
$ -
$
189.81
$
2,741.67
2027
$
551.88
$
1,838.12
$
161.03
$ -
$
193.61
$
2,744.64
2028
$
574.69
$
1,811.22
$
158.27
$ -
$
197.48
$
2,741.65
2029
$
602.05
$
1,783.20
$
155.39
$ -
$
201.43
$
2,742.08
2030
$
629.42
$
1,753.85
$
152.38
$ -
$
205.46
$
2,741.11
2031
$
661.35
$
1,723.17
$
149.24
$ -
$
209.57
$
2,743.32
2032
$
697.83
$
1,685.97
$
145.93
$ -
$
213.76
$
2,743.49
2033
$
734.32
$
1,646.72
$
142.44
$ -
$
218.03
$
2,741.51
2034
$
775.37
$
1,605.41
$
138.77
$ -
$
222.39
$
2,741.94
2035
$
820.98
$
1,561.80
$
134.89
$ -
$
226.84
$
2,744.51
2036
$
866.59
$
1,515.62
$
130.79
$ -
$
231.38
$
2,744.37
2037
$
912.20
$
1,466.87
$
126.45
$ -
$
236.01
$
2,741.53
2038
$
966.93
$
1,415.56
$
121.89
$ -
$
240.73
$
2,745.11
2039
$
1,017.10
$
1,361.17
$
117.06
$ -
$
245.54
$
2,740.87
2040
$
1,076.40
$
1,303.96
$
111.97
$ -
$
250.45
$
2,742.78
2041
$
1,135.69
$
1,243.41
$
106.59
$ -
$
255.46
$
2,741.15
2042
$
1,204.10
$
1,179.53
$
100.91
$ -
$
260.57
$
2,745.11
2043
$
1,272.52
$
1,111.80
$
94.89
$ -
$
265.78
$
2,744.99
2044
$
1,340.94
$
1,040.22
$
88.53
$ -
$
271.10
$
2,740.78
2045
$
1,423.03
$
961.44
$
81.82
$ -
$
276.52
$
2,742.81
2046
$
1,509.69
$
877.83
$
74.71
$ -
$
282.05
$
2,744.28
2047
$
1,596.35
$
789.14
$
67.16
$ -
$
287.69
$
2,740.34
2048
$
1,696.69
$
695.35
$
59.18
$ -
$
293.44
$
2,744.67
2049
$
1,797.04
$
595.67
$
50.70
$ -
$
299.31
$
2,742.72
2050
$
1,906.50
$
490.10
$
41.71
$ -
$
305.30
$
2,743.61
2051
$
2,020.52
$
378.09
$
32.18
$ -
$
311.40
$
2,742.20
2052
$
2,143.67
$
259.38
$
22.08
$ -
$
317.63
$
2,742.76
2053
$
2,271.38
$
133.44
$
11.36
$ (2,404.82)
$
323.99
$
335.34
Total
$33,838.08
$37,764.43
$3,277.31
$(2,404.82)
$
7,401.25
$
79,876.25
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a
maturity of 9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes
in Annual Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts
shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 108 of 114
THE WOODS AT LINDSEY PLACE PUBLIC IMPROVEMENT DISTRICT BUYER
DISCLOSURE IMPROVEMENT AREA #1 LOT TYPE 2
NOTICE OF OBLIGATIONS RELATED TO PUBLIC IMPROVEMENT DISTRICT
A person who proposes to sell or otherwise convey real property that is located in a public
improvement district established under Subchapter A, Chapter 372, Local Government Code
(except for public improvement districts described under Section 372.005), or Chapter 382,
Local Government Code, shall first give to the purchaser of the property this written notice,
signed by the seller.
For the purposes of this notice, a contract for the purchase and sale of real property having a
performance period of less than six months is considered a sale requiring the notice set forth below.
This notice requirement does not apply to a transfer:
I) under a court order or foreclosure sale;
2) by a trustee in bankruptcy;
3) to a mortgagee by a mortgagor or successor in interest or to a beneficiary
of a deed of trust by a trustor or successor in interest;
4) by a mortgagee or a beneficiary under a deed of trust who has acquired the
land at a sale conducted under a power of sale under a deed of trust or a sale
under a court -ordered foreclosure or has acquired the land by a deed in lieu of
foreclosure;
5) by a fiduciary in the course of the administration of a decedent's
estate, guardianship, conservatorship, or trust;
6) from one co-owner to another co-owner of an undivided interest in the
real property;
7) to a spouse or a person in the lineal line of consanguinity of the seller;
8) to or from a governmental entity; or
9) of only a mineral interest, leasehold interest, or security interest
The following notice shall be given to a prospective purchaser before the execution of a binding
contract of purchase and sale, either separately or as an addendum or paragraph of a purchase
contract. In the event a contract of purchase and sale is entered into without the seller having
provided the required notice, the purchaser, subject to certain exceptions, is entitled to terminate
the contract.
A separate copy of this notice shall be executed by the seller and the purchaser and must be
filed in the real property records of the county in which the property is located at the closing of
the purchase and sale of the property.
2023 - 2023000107559 09/19/2023 12:32 PM Page 109 of 114
AFTER RECORDING' RETURN TO:
NOTICE OF OBLIGATION TO PAY IMPROVEMENT DISTRICT ASSESSMENT TO
CITY OF ANNA, TEXAS
CONCERNING THE FOLLOWING PROPERTY
PROPERTY ADDRESS
IMPROVEMENT AREA #1 LOT TYPE 2: $35,248.00
As the purchaser of the real property described above, you are obligated to pay
assessments to the City of Anna, Texas, for the costs of a portion of a public improvement or
services project (the "Authorized Improvements") undertaken for the benefit of the property
within The Woods at Lindsey Place Public Improvement District (the "District") created under
Subchapter A, Chapter 372, Local Government Code.
AN ASSESSMENT HAS BEEN LEVIED AGAINST YOUR PROPERTY FOR THE
AUTHORIZED IMPROVEMENTS, WHICH MAY BE PAID IN FULL AT ANY TIME. IF
THE ASSESSMENT IS NOT PAID IN FULL, IT WILL BE DUE AND PAYABLE IN
ANNUAL INSTALLMENTS THAT WILL VARY FROM YEAR TO YEAR DEPENDING
ON THE AMOUNT OF INTEREST PAID, COLLECTION COSTS, ADMINISTRATIVE
COSTS, AND DELINQUENCY COSTS.
The exact amount of the assessment may be obtained from the City of Anna. The exact
amount of each annual installment will be approved each year by the Anna City Council in the
annual service plan update for the district. More information about the assessments, including
the amounts and due dates, may be obtained from the City of Anna.
Your failure to pay any assessment or any annual installment may result in penalties and
interest being added to what you owe or in a lien on and the foreclosure of your property.
' To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the
closing of the purchase and sale and to be recorded in the deed records of Collin County when updating for the Current
Information of Obligation to Pay Improvement District Assessment.
2023 - 2023000107559 09/19/2023 12:32 PM Page 110 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
The undersigned seller acknowledges providing this notice to the potential purchaser before
the effective date of a binding contract for the purchase of the real property at the address described
above.
DATE:
SIGNATURE OF SELLER
DATE:
SIGNATURE OF SELLER]2
2 To be included in copy of the notice required by Section 5.014, Tex. Prop. Code, to be executed by seller in accordance
with Section 5.014(a-1), Tex. Prop. Code.
Signature Page to Initial Notice
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 111 of 114
[The undersigned purchaser acknowledges receipt of this notice before the effective date of
a binding contract for the purchase of the real property at the address described above. The
undersigned purchaser acknowledged the receipt of this notice including the current information
required by Section 5.0143, Texas Property Code, as amended.
DATE:
DATE:
SIGNATURE OF PURCHASER SIGNATURE OF PURCHASER
STATE OF TEXAS §
COUNTY OF COLLIN §
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]3
3 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Purchaser Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 112 of 114
[The undersigned seller acknowledges providing a separate copy of the notice required by
Section 5.014 of the Texas Property Code including the current information required by Section
5.0143, Texas Property Code, as amended, at the closing of the purchase of the real property at the
address above.
DATE:
SIGNATURE OF SELLER
STATE OF TEXAS §
COUNTY OF COLLIN §
DATE:
SIGNATURE OF SELLER
The foregoing instrument was acknowledged before me by and
, known to me to be the person(s) whose name(s) is/are subscribed to the
foregoing instrument, and acknowledged to me that he or she executed the same for the purposes
therein expressed.
Given under my hand and seal of office on this , 20
Notary Public, State of Texas]4
4 To be included in separate copy of the notice required by Section 5.0143, Tex. Prop. Code, to be executed at the closing
of the purchase and sale and to be recorded in the deed records of Collin County.
Seller Signature Page to Final Notice with Current Information
of Obligation to Pay Improvement District Assessment
2023 - 2023000107559 09/19/2023 12:32 PM Page 113 of 114
ANNUAL INSTALLMENTS -IMPROVEMENT AREA #1 LOT TYPE 2
Installments
1
AdditionalAnnual
.
Due 1/31
Principal
Interest
Interest
Fund 2
Collection
Costs
Installment3
2024
$
631.89
$
1,858.91
$
176.24
$ -
$
190.04
$
2,857.08
2025
$
522.61
$
1,966.83
$
173.08
$ -
$
193.84
$
2,856.36
2026
$
546.37
$
1,941.35
$
170.47
$ -
$
197.72
$
2,855.91
2027
$
574.88
$
1,914.71
$
167.74
$ -
$
201.67
$
2,859.00
2028
$
598.63
$
1,886.69
$
164.86
$ -
$
205.71
$
2,855.89
2029
$
627.14
$
1,857.50
$
161.87
$ -
$
209.82
$
2,856.33
2030
$
655.64
$
1,826.93
$
158.73
$ -
$
214.02
$
2,855.33
2031
$
688.90
$
1,794.97
$
155.45
$ -
$
218.30
$
2,857.62
2032
$
726.91
$
1,756.22
$
152.01
$ -
$
222.66
$
2,857.80
2033
$
764.92
$
1,715.33
$
148.38
$ -
$
227.12
$
2,855.74
2034
$
807.68
$
1,672.30
$
144.55
$ -
$
231.66
$
2,856.19
2035
$
855.19
$
1,626.87
$
140.51
$ -
$
236.29
$
2,858.86
2036
$
902.70
$
1,578.77
$
136.24
$ -
$
241.02
$
2,858.72
2037
$
950.21
$
1,527.99
$
131.72
$ -
$
245.84
$
2,855.76
2038
$
1,007.22
$
1,474.54
$
126.97
$ -
$
250.76
$
2,859.49
2039
$
1,059.48
$
1,417.88
$
121.94
$ -
$
255.77
$
2,855.07
2040
$
1,121.25
$
1,358.29
$
116.64
$ -
$
260.89
$
2,857.06
2041
$
1,183.01
$
1,295.22
$
111.03
$ -
$
266.10
$
2,855.36
2042
$
1,254.28
$
1,228.67
$
105.12
$ -
$
271.43
$
2,859.49
2043
$
1,325.54
$
1,158.12
$
98.85
$ -
$
276.86
$
2,859.36
2044
$
1,396.81
$
1,083.56
$
92.22
$ -
$
282.39
$
2,854.98
2045
$
1,482.33
$
1,001.50
$
85.23
$ -
$
288.04
$
2,857.10
2046
$
1,572.60
$
914.41
$
77.82
$ -
$
293.80
$
2,858.63
2047
$
1,662.87
$
822.02
$
69.96
$ -
$
299.68
$
2,854.52
2048
$
1,767.39
$
724.33
$
61.64
$ -
$
305.67
$
2,859.03
2049
$
1,871.91
$
620.49
$
52.81
$ -
$
311.78
$
2,857.00
2050
$
1,985.94
$
510.52
$
43.45
$ -
$
318.02
$
2,857.92
2051
$
2,104.71
$
393.84
$
33.52
$ -
$
324.38
$
2,856.46
2052
$
2,232.99
$
270.19
$
23.00
$ -
$
330.87
$
2,857.05
2053
$
2,366.02
$
139.00
$
11.83
$ (2,505.02)
$
337.48
$
349.31
Total
$35,248.00
$39,337.95
$3,413.86
$(2,505.02)
$
7,709.63
$
83,204.42
Footnotes:
1) Interest rate on Improvement Area #1 Bonds is calculated at 4.875%, 5.625%, and 5.875% for bonds with a
maturity of 9/15/2030, 9/15/2043, and 9/15/2053, respectively.
2) Assumes the Reserve Fund is fully funded and available to reduce Annual Installments in the final year.
3) The figures shown above are estimates only and subject to change in Annual Service Plan Updates. Changes
in Annual Collection Costs, interest earnings, or other available offsets could increase or decrease the amounts
shown.
Annual Installment Schedule to Notice
of Obligation to Pay Improvement District Assessment
2023-2023000107559 0911912023 12:36 PM Page 114 of 114
Collin County
Honorable Stacey Kemp
Collin County Clerk
Instrument Number: 2023000107559
eRecording - Real Property
CERTIFICATE
Recorded On: September 19, 2023 12:32 PM
Number of Pages: 114
" Examined and Charged as Follows: "
Total Recording: $474.00
*********** THIS PAGE IS PART OF THE INSTRUMENT ***********
Any provision herein which restricts the Sale, Rental or use of the described REAL PROPERTY
because of color or race is invalid and unenforceable under federal law.
File Information: Record and Return To:
Document Number: 2023000107559 CSC
Receipt Number: 20230918000563
Recorded Date/Time: September 19, 2023 12:32 PM
User: Matthew M
Station: Station 10
STATE OF TEXAS
COUNTY OF COIN
I hereby certify that this Instrument was FILED In the File Number sequence on the date/time
printed hereon, and was duly RECORDED in the Official Public Records of Collin County, Texas.
Honorable Stacey Kemp
Collin County Clerk
Collin County, TX `"`'�
ASSESSMENT COLLECTION SERVICES AGREEMENT
THIS AGREEMENT is made and entered into this 1st day of August, 2023 by and
between County of Collin (hereinafter called "County"), a political subdivision of the State
of Texas, and The Woods at Lindsay Place Public Improvement District; (here-
after called "Assessment Entity"), a duly organized and existing PID, under the laws of
the State of Texas, each acting herein by and through its duly authorized officials.
RECITALS
1. The parties to this Agreement wish to consolidate the collection of the PID
assessment into one agency, the Collin County Tax Assessor Collector.
2. The parties enter in this Agreement in order to eliminate the duplication of
the system for collection of the PID assessment and to promote efficiency.
3. Therefore, under the authority of sections 6.23 and 6.24, Texas Property
Tax Code and the Interlocal Cooperation Act, Texas Government Code
Chapter 791 the parties agree as follows:
SECTION 1 DEFINITIONS
1.01 Assessment Collection Services. The term "Assessment Collection
Services" shall include preparation and mailing of the PID
Assessments, assessed by the Assessment Entity, correction of found
clerical errors in assessments, collection of assessment liabilities,
maintenance of a list of delinquent assessments, and issuance of
refunds. Assessment Collection Services do not include appraisal of
property.
1.02 Current Assessments. The term "Current Assessments" shall mean
those assessments legally due and payable to the Assessment
Entity without penalty and interest.
1.03 Delinquent Assessments. The term "Delinquent Assessments" shall mean
the property assessments that have not been paid to the Assessment
Entity on or before January 31" of any given year and on which
penalty and interest are now due.
SECTION 2 TERM
2.01 Term. The term of this Agreement shall commence on August 01, 2023 and
shall continue in full force and effect until September 30, 2024. Thereafter,
this Agreement shall automatically renew annually for an additional one (1)
Page 1 of 9
year term without the necessity of any action by the parties.
2.02 Termination. Either party may terminate this Agreement by giving ninety (90)
Days written notice to the other party.
SECTION 3 SERVICES
3.01 Services to be Performed. The County agrees to provide assessment
collection services to the Assessment Entity. The Assessment Entity
agrees that all collections, assessments, penalties, interest, and attorney
fees are to be in accordance with the Texas State Property Tax Code, as
amended. The county's delinquent tax attorney will represent the interests
of the Assessment Entity.
3.02 Tax Bills. By August 31 st of each year the Assessment Entity shall
provide the County with the Assessment Roll and a copy of the
Resolution/Ordinance adopting the annual fixed rate assessment for that
year. Failure to supply the Assessment Roll for any given year by said
date, will result in a late processing fee of Five Thousand Dollars
($5,000.00) plus an additional per statement fee, equal to the costs of
printing and mailing all statements. The County agrees to prepare
consolidated tax and assessment bills for each taxpayer. The tax bill
shall include taxes and assessments owed to all taxing units to which
the taxpayer owes taxes and assessments, except those units which
have not been contracted with the County for tax collection services.
The County will mail such tax and assessment bills to the property
located within the Assessment Entity by October 1st of each year, or as
soon thereafter as practicable.
The Assessment Roll should be in the format as required by the Tax
Assessor Collector. It shall be delivered to the Tax Assessor Collector
and the Property Tax Collection Supervisor via e-mail. The annual
Assessment Roll is to be accompanied by the Governing Body's
Resolution/Ordinance for the assessment.
SECTION 4 PAYMENTS
4.01 Rate of Payment. The Assessment Entity shall pay the County for
Assessment Collection Services at a rate of Five Hundred Dollars
($500.00) per year, and Three Dollars ($3.00) per non-exempt
Page 2 of 9
parcel per year for parcels on the Assessment Entity's tax roll during
the term of this Agreement plus any late processing fees and other
required services, as indicated in Section 3.02 and section 7, If there
is a fee from the property tax software provider for setting up the entity
and loading the file in the first year of the contract, the fee would be
paid by the Assessment Entity.
4.02 Method of Payment. The County shall withhold from the assessment
collected under this Agreement the amount of money necessary to
pay for assessment collection services at the rate indicated in Section
4.01 from the December collections. The Assessment Entity shall not
be entitled to receive any assessments collected for a tax year until
the County has withheld the total amount of compensation under
Section 4.01 for that year.
4.03 Proration of Payment. If this Agreement is terminated during the original
term or any annual term prior to the time that the County has withheld
sufficient funds pursuant to Section 4.02 to aggregate the amount of
payment set forth in Section 4.01, the County's compensation for
assessment collection services for the original term or a renewed term
shall equal the amount set forth in Section 4.01, if the tax statement,
including the assessment for the year, has been printed.
SECTION 6 REMITTANCE OF COLLECTION
The assessment collected by the County for the Assessment Entity shall
be remitted to the Assessment Entity after the proper amount of payment,
as set out in Section 4, and any taxpayer refunds have been withheld.
Assessments collected shall be remitted to the Assessment Entity within
seven (7) days from the date they are received by the County Tax Office.
SECTION 6 ADMINISTRATIVE PROVISIONS
6.01 Records. The Assessment Entity, or its representatives designated in
writing, upon reasonable notice is authorized to examine the records
to be kept by the County in the performance of this Agreement at
mutually convenient times and intervals. Such books and records will
be kept in the offices of the Collin County Tax Assessor Collector.
Page 3 of 9
6.02 Assessment Entity Records. The Assessment Entity agrees to transfer
to the possession and control of the County, without charge, copies of
all records necessary for the performance of the duties and
responsibilities of the County pursuant to this Agreement. These
records shall include all assessment records, including assessment
rolls or records available to the Assessment Entity, as required by the
County Tax Assessor Collector.
6.03 Surety Bond. If the Assessment Entity requires the County to obtain a
surety bond for the Tax Assessor Collector, the Assessment Entity agrees
to pay the premium for such bond.
6.04 Audits. The County, upon reasonable notice, agrees to allow an audit
of the assessment records at a mutually convenient time. A copy of the
audit results shall be furnished to the County. The Assessment Entity
will pay the cost of the audit.
6.05 Deposits of Assessments. The County agrees to deposit assessments
collected under this Agreement into such depository as is designated by
the Assessment Entity in writing.
6.06 Assessment Entity Contacts: The name, phone number, and e-mail address
of a person who can answer taxpayer's questions about the Assessing Entity
and assessments will be provided to the Collin County Tax Assessor -
Collector within ten (10) business days from the execution of this Agreement.
The name, phone number and e-mail address of a person who can answer
the Tax Assessor Collector, or their staff, questions relating to the fund
transfers, and other operational topics will be provided to the Collin County
Tax Assessor -Collector within ten (10) business days from the execution of
this Agreement.
SECTION 7 CORRECTED BILLING SERVICES
In the event that the Assessment Entity's fixed rate assessment changes
after the County begins collections for the Assessment Entity in any
given year, the County will continue to act for the Assessment Entity in
providing refunds to taxpayers or sending corrected billings. A change
in the Assessment Entity's fixed rate assessment will result in
Page 4 of 9
a late processing fee, that may be in addition to any applicable
late processing fee pursuant to Section 3.02, of Five Thousand
Dollars ($5,000.00), plus an additional per statement fee, equal
to the costs of printing and mailing all statements. The
Assessment Entity will provide to the County, a corrected
Ordinance approving any changes to the fixed rate assessment
or assessment roll.
SECTION 8 REFUNDS
Refunds to property owners authorized by the Assessment Entity will be
made on the same check for all taxing units contracting for tax and
assessment collection services. Circumstances on which refunds may
be based include, but are not limited to; clerical errors, and
overpayments. The amounts refunded by the County for the
Assessment Entity shall be paid by the County from assessment
collections on hand for the Assessment Entity after the County's
compensation is withheld pursuant to Section 4 of this Agreement. If
assessment collections for the Assessment Entity in the County's
possession are insufficient to pay for a refund, the County shall notify the
Assessment Entity of the deficiency, and the deficiency amount shall be
paid by the Assessment Entity to the County within fourteen (14) days of
notification of the amount due. The County shall not be obligated to pay
a refund unless it has sufficient Assessment Entity assessment collections
in its possession to pay the refund or the Assessment Entity has paid to
the County sufficient funds to cover the deficiency. The Assessment
Entity agrees that any payment(s) that it is required to make under this
section shall be made out of the Assessment Entity's current revenues.
SECTION 9 MISCELLANEOUS PROVISIONS
9.01 Liability. To the extent allowed by law, any civil liability relating to the
furnishing of services under this Agreement shall be the responsibility of
the Assessment Entity. The parties agree that the County shall be acting
only as the agent for the Assessment Entity in performing the services
contemplated by this Agreement.
THE ASSESSMENT ENTITY SHALL HOLD THE COUNTY FREE AND HARMLESS
FROM ANY OBLIGATION, COSTS, CLAIMS, JUDGMENTS, ATTORNEYS' FEES, AND
Page 5 of 9
OTHER SUCH LIABILITIES ARISING FROM OR GROWING OUT OF THE SERVICES
RENDERED TO THE ASSESSMENT ENTITY PURSUANT TO THE TERMS OF THIS
AGREEMENT OR IN ANY WAY CONNECTED WITH THE RENDERING OF SAID
SERVICES, EXCEPT WHEN THE SAME SHALL ARISE BECAUSE OF THE WILLFUL
MISCONDUCT OR GROSS NEGLIGENCE OF THE COUNTY.
9.02 Controlling Law. This Agreement shall be deemed to be made under,
governed by, and construed in accordance with, the laws of the State
of Texas. Exclusive venue for any action taken relative to this
Agreement shall be in Collin County.
9.03 Sovereign Immunity. It is expressly understood and agreed that, in the
execution of this Agreement, neither the County nor Assessment Entity
waives or shall be deemed hereby to waive any immunity or defense
that would otherwise be available to it against claims arising in the
exercise of governmental powers and functions.
9.04 Amendments. This Agreement shall not be amended or modified other
than in a written Agreement signed by the parties.
9.05 Notices.
(a) Except as otherwise provided in this Agreement all notices required
or permitted herein shall be in writing and shall be deemed to be
delivered when deposited in the United States mail, postage prepaid,
registered or certified mail, return receipt requested, with proper
postage prepaid or when delivered in person.
(b) All communications provided for in this Agreement shall be
addressed as follows:
(ii) if to the County, to:
County Administrator
Bill Bilyeu
Collin County
2300 Bloomdale Road, Suite 4192
McKinney, Texas 75071
Page 6 of 9
With a correspondence copy to the Tax Assessor Collector, 2300
Bloomdale Road, Suite, 2366, P.O. Box 8006, McKinney, Texas 75070-
8006.
(ii) if to the Assessment Entity, to:
Interim City Manager
Ryan Henderson
City of Anna
120 W 7t' Street
Anna, Texas 75409
or to such person at such other address as may from time to time be
specified in a notice given as provided in this Section 9.05.
9.06 Parties Bound. This Agreement may not be assigned and shall be binding
upon the parties, their heirs, executors, legal representatives, and
successors.
9.07 Copies. This Agreement is executed in multiple copies, any one of which,
or a true copy thereof, shall have the same evidentiary value.
9.08 Integration. It is understood and agreed that the entire Agreement of
the parties is contained herein and that this Agreement supersedes all
oral Agreements and negotiations between the parties relating to the
subject matter hereof as well as any previous Agreements presently in
effect between the parties relating to the subject matter hereof.
9.09 Severability. The provisions of this Agreement are severable. If any
paragraph, section, subdivision, sentence, clause or phrase of the
Agreement is for any reason held to be contrary to law or contrary to any
rule or regulation having the force and effect of law, such decision shall
not affect the remaining portions of the Agreement. However, upon the
occurrence of such event, either party may terminate this Agreement
forthwith, upon the delivery of written notice of termination to the other
party.
Page 7 of 9
9.10 Captions. The headings to the various sections of this Agreement
have been inserted for convenient reference only and shall not modify,
define, limit or expand the express provision of this Agreement.
9.11 Obligations of Condition. All obligations of each party under this
Agreement are conditions to further performance of the other party's
continued performance of its obligation under the Agreement.
9.12 Exclusive Right to Enforce This Agreement. The County and the
Assessment Entity have the exclusive right to bring suit to enforce this
Agreement, and no other party may bring suit, as a third -party
beneficiary or otherwise, to enforce this Agreement.
[REMAINDER OF PAGE LEFT BLANK INTENTIONALLY— SIGNATURES ON FOLLOWING PAGE]
Page 8of9
EXECUTED at McKinney, Texas on the day and year first written above.
COLLIN COUNTY, TEXAS
Judge Chris Hill
By:
Title: County Judge of Collin County
Date:
The Woods at Lindsay Place Public Improvement District
Ryan Henderson
By: '
Title nterim City Manager, City of Anna
Date: 3
COLLIN COUNTY, TEXAS
Kenneth L. Maun. Tax Assessor Collector
e2
Title: Tax Assessor Collector of Collin County
Date:
Page 9 of 9