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HomeMy WebLinkAboutRes 2020-03-701 Fiscal Year 2019 Financial AuditCITY OF ANNA, TEXAS RESOLUTION NO. 0O9.D!]Q I A RESOLUTION ACCEPTING THE FISCAL YEAR 2019 FINANCIAL AUDIT OF THE CITY OF ANNA. WHEREAS, the City of Anna, Texas ("the City") is committed to principles and practices of open and fair government that honor the public trust; and WHEREAS, Article 7 Section 7 .18 of the City's Home-Rule Charter ("the Charter") requires an annual independent audit of all accounts of the City by a certified public accountant. NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ANNA, TEXAS, THAT: Section 1. Recitals Incorporated. The above-referenced recitals are incorporated herein as if set forth in full for all purposes. Section 2. Audit Accepted The City Council has hereby accepted the FY 2019 audit attached hereto as Exhibit 1. PASSED AND APPROVED by the City Council of the City of Anna, Texas, on this the 24 th day of March 2020. ATTEST: The City of Anna 111 N. Powell Parkway, Anna, TX 75409 972-924-3325 www.annatexas.gov Comprehensive Annual Financial Report For Fiscal Year Ended September 30, 2019 THE CITY OF City of Anna, Texas Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2019 Prepared by Dana Thornhill Finance Director Sheila Alexander Accounting Manager THE CITY OF City of Anna, Texas Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2019 Table of Contents Page Introductory Section Letter of Transmittal i GFOA Certificate of Achievement vi Organizational Chart vii List of Elected Officials and Management viii Financial Section Independent Auditor’s Report 1 Management's Discussion and Analysis 5 Basic Financial Statements Government-Wide Financial Statements: Statement of Net Position 17 Statement of Activities 18 Fund Financial Statements: Balance Sheet - Governmental Funds 20 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 21 Statement of Revenues, Expenditures, and Changes in Fund Balances 22 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 23 Proprietary Fund Financial Statements Statement of Net Position - Proprietary Fund 24 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Fund 26 Statement of Cash Flows - Proprietary Fund 27 Fiduciary Fund Financial Statements Statement of Fiduciary Net Position - Agency Fund 29 Notes to the Financial Statements 31 Required Supplementary Information Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget (GAAP Basis) and Actual - General Fund 62 Schedule of Changes in Net Pension Liability and Related Ratios - Texas Municipal Retirement System (TMRS) 63 Schedule of Employer Contributions to Pension Plan - TMRS 64 Schedule of Changes in Total OPEB Liability and Related Ratios – TMRS 65 Schedule of OPEB Contributions – TMRS 66 Combining and Individual Fund Financial Statements and Schedules Combining Balance Sheet - Nonmajor Governmental Funds 70 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Nonmajor Governmental Funds 72 Balance Sheet - Community Development Corporation 74 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position - Community Development Corporation 75 City of Anna, Texas Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2019 Table of Contents – Continued Page Combining and Individual Fund Financial Statements and Schedules - Continued Statement of Revenues, Expenditures, and Changes in Fund Balance - Community Development Corporation 76 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of the Governmental Funds to the Statement of Activities – Comm. Development Corporation 77 Balance Sheet – Economic Development Corporation 78 Reconciliation of the Governmental Fund Balance Sheet to the Statement of Net Position - Economic Development Corporation 79 Statement of Revenues, Expenditures, and Changes in Fund Balance - Economic Development Corporation 80 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balance of the Governmental Fund to the Statement of Activities – Economic Development Corporation 81 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual: Community Development Corporation 82 Economic Development Corporation 83 Debt Service Fund 84 Statement of Changes in Assets and Liabilities - PID Agency Fund 87 Statistical Section (Unaudited) Financial Trends Net Position by Component 92 Changes in Net Position 93 Fund Balances of Governmental Funds 95 Changes in Fund Balances of Governmental Funds 96 Revenue Capacity Assessed Value and Estimated Actual Value of Taxable Property 97 Direct and Overlapping Property Tax Rates 98 Principal Property Taxpayers 99 Property Tax Levies and Collections 100 Debt Capacity Ratios of Outstanding Debt by Type 101 Ratios of General Bonded Debt Outstanding 102 Direct and Overlapping Governmental Activities Debt 103 Pledged-Revenue Coverage 104 Demographic and Economic Information Demographic and Economic Statistics 105 Principal Employers 106 Operating Information Full-Time Equivalent City Government Employees by Function/Program 107 Operating Indicators by Function/Program 108 Capital Asset Statistics by Function/Program 109 Introductory Section THE CITY OF i       March 18, 2020      To the Honorable Mayor and City Council, City Manager,  Neighbors of Anna:    The Comprehensive Annual Financial Report (CAFR) of the City of Anna, Texas, for the fiscal  year ended September 30, 2019 including the independent auditor’s report, is hereby submitted in  accordance with the provisions of Section 10.3 of the City Charter. Also, state law requires that all  general‐purpose local governments publish within six months of the close of each fiscal year a  complete set of financial statements presented in conformity with the generally accepted  accounting principles (GAAP) and audited in accordance with generally accepted auditing  standards by an independent firm of licensed public accountants.  This report is published to  fulfill those requirements for the fiscal year ended September 30, 2019.    This report is published to provide the Mayor and City Council, city staff, our neighbors,  representatives of financial institutions, our bondholders and other interested parties with  detailed information concerning the financial condition and activities of the City.  Responsibility  for the accuracy of the data and the completeness and fairness of the presentation, including all  disclosures, rests with the City.  To the best of our knowledge and belief, the enclosed data is  accurate in all material respects and is reported in a manner designed to present fairly the  financial position and results of operations of the various funds of the City.  Because the cost of  internal controls should not outweigh their benefits, the City of Anna’s comprehensive framework  of internal controls has been designed to provide reasonable, rather than absolute assurance, that  the financial statements will be free from material misstatement.      The City of Anna’s financial statements have been audited by Weaver and Tidwell, L.L.P., a firm  of licensed certified public accountants. The goal of the independent audit was to provide  reasonable assurance that the financial statements of the City for the fiscal year ended September  30, 2019, are free of material misstatement. The independent audit involved examining, on a test  basis, evidence supporting the amounts and disclosures in the financial statements; assessing the  accounting principles used and significant estimates made by management; and evaluating the  overall financial statement presentation.  The independent auditor’s report is presented as the first  component of the financial section of this report.    Management’s discussion and analysis (MD&A) immediately follows the independent auditor’s  report and provides a narrative introduction, overview, and analysis to accompany the basic  financial statements.  This letter of transmittal is designed to complement MD&A and should be  read in conjunction with it.  TIIECITYOF Anna ii Profile of the City    The City of Anna, incorporated in 1913, is located in north central Collin County on U.S. 75, State  Highway 5, and State Highway 121, about 40 miles north of Dallas, and is one of the fastest  growing cities in the Dallas/Fort Worth Metroplex. The City currently occupies a land area of  approximately 15.96 square miles and services approximately 15,010 residents.  The City of Anna  is empowered to levy a property tax on both real and personal properties located within its  boundaries.  It also is empowered by state statue to extend its corporate limits by annexation,  which occurs periodically when deemed appropriate by the governing body.    The City of Anna operates under a home rule charter adopted in 2005, with a Council‐Manager  form of government.  Policy‐making and legislative authority are vested in the City Council  consisting of the Mayor and six Council members.  The City Council is responsible for, among  other things, passing ordinances, resolutions, and regulations governing the City as well as  adopting the budget which serves as the foundation for financial planning and control.  The City  Council appoints the City Manager, who has full responsibility for carrying out the policies and  ordinances of the City Council, for overseeing the day‐to‐day operations of the government and  appointing the heads of the various departments.  The City Council also appoints the City  Attorney, City Secretary, and Municipal Judge.  The Council is elected on a non‐partisan basis.   Council members serve three‐year staggered terms.      The City of Anna provides a full range of services, including police and fire protection; municipal  court; parks and recreation; water and sewer services; solid waste collection/disposal; and the  construction and maintenance of streets and other infrastructure.  In addition, the City of Anna is  also financially accountable for a legally separate economic development corporation and  community development corporation, which are reported separately with the City of Anna’s  financial statements.  Additional information on these legally separate entities can be found in the  Notes to the Financial Statements.  The City currently has 102.5 budgeted full‐time equivalent  positions.     The annual budget serves as the foundation for the City of Anna’s financial planning and control.   All departments of the City of Anna are required to submit a budget that would maintain current  services and new requests for appropriations separately to the City Manager.  The City Manager  and Finance Director then use these requests as the starting point for developing a proposed  budget.  The City Manager and Finance Director then presents a proposed budget to Council for  review no later than August 15th.  The Council is required to hold public hearings on the  proposed budget and to adopt the final budget no later than September 20th.      The appropriated budget is prepared by fund and department (e.g., police).  The City Manager  may authorize transfers of appropriations within a department and between departments within  a fund and within major line item categories.  Increases or decreases of appropriations to a fund;  however, require special approval of the City Council in the form of an Ordinance formally  amending the adopted budget.     Budget‐to‐actual comparisons are provided in this report for each individual governmental fund  for which an appropriated annual budget has been adopted. For the General Fund, this  comparison is presented as part of the basic financial statement for the governmental funds.  For  other governmental funds with appropriated annual budgets, this comparison is presented in the  governmental fund subsection of the report.  iii Factors Affecting Financial Condition    The information presented in the financial statements is perhaps best understood when it is  considered from the broader perspective of the specific environment within which the City of  Anna operates.    Local Economy    The City of Anna’s economic outlook continues to improve due to the overall improvement in the  economy and continued residential and commercial growth. This is evidenced by local economic  indicators such as a significant increase in tax appraisal values, the increase in residential building  permits, and continued sales tax growth.  Residential construction activity remains strong in the  City of Anna.  In FY 2019, the City received 579 single family building permit applications.  In  addition, Starbucks, Whataburger, Chick‐fil‐A, Salsa Tex Mex, Sunrise Café, a surgery center, and  a free‐standing emergency room will be opening in the FY 2020.      The Anna Economic Development Corporation (EDC) works in cooperation with the Community  Development Corporation to coordinate efforts that expand the cityʹs business tax base with a  focus on creating primary jobs within the City of Anna. The corporations have provided  incentives that resulted in much of the retail development that has occurred in Anna since 2008.  The EDC was instrumental in recruiting Brookshires Grocery Company, CVS pharmacy,  McDonalds, and Walmart. The EDC owns and operates Inc‐Cube, a small business incubator  located in our downtown.  The corporations cooperatively purchased an 85‐acre tract of land at  the northeast corner of State Highway 5 and the Collin County Outer Loop with the intent of  developing a business park.      Anticipated growth is expected to continue for the north Collin County region. This has improved  the overall connectivity and mobility to and within Anna, but also will bring continued growth  and new development.    Long –Term Financial Planning    The City’s fund balance/operating position concept continues to be an important factor in policy  decisions. The City’s Financial Policy states that the City’s target unassigned fund balance is an  amount equal or greater than 25% of annual general fund operating expenditures. The City’s  ending unassigned fund balance for fiscal year 2019 reflected a fund balance of 67.7% of total  expenditures, well above the stated goal.  These resources allow the City to avoid disruptions in  services during economic downturns and to ensure that there will be adequate liquid resources to  serve as a financial cushion against the potential shock of unanticipated events.     Major Initiatives    At the end of the 2018‐19 fiscal year, the City of Anna had a number of major projects in progress.   The City Council and City staff continue to work to ensure completion of ongoing projects that  will provide infrastructure improvements to the City of Anna.  During 2018‐2019, the City met  with governmental partners including Collin County, TxDOT and the North Central Texas  Council of Governments (NCTCOG) to review the City’s transportation priorities and to discuss  opportunities to partner on future projects.  The City also continues to use developer  incentives/agreements to improve other critical roadways within the City.    iv The City completed the process of selecting a Construction Manager at Risk (CMR) and moved  forward with determining the maximum guaranteed price to construct a new municipal complex.   These projects are funded from Certificate of Obligation bonds the City issued in the FY 2018.  These City facilities are needed in order to continue to expand, provide quality services to the  neighbors, and provide a more central location for staff to be located.  The new municipal complex  will include a City Hall with a Police Department and a stand‐alone fire station.         In addition, the Public Works Department completed the Foster Crossing Waterline project in  August of 2019, extending a 12‐inch water main from the east side of State Highway 5 to Pecan  Grove Phase 1.  The City also began the preliminary engineering for Ferguson Parkway, has  progressed the engineering design of Rosamond Parkway and engineering design for the  Hurricane Creek Trunk Sewer.  All of these key projects will improve and expand infrastructure  to serve the growing needs of the community.    The Parks Department began several key projects during FY 2019.  One major project was the  restoration of the train depot which was relocated to Shirley Heritage Park.  This was done in  conjunction with the Anna Area Historical Preservation Society.  In addition, a community build  playground was constructed at Shirley Heritage Park, as well as a gazebo. In the upcoming year,  the City will work to finalize the park by adding a locomotive to the park.     Another Park’s project that began in FY 2019 was the construction of the City’s first dog park.  The  dog park consists of open space, a steel fence, a pergola structure, benches, water fountains, and  obstacle equipment for the dogs to utilize.      Additional information related to the capital improvement projects and funding for those  improvements is located in the Five‐Year Capital Improvements Plan located in the City’s annual  budget book.     Fund Accounting:  The Cityʹs accounting system is organized and operated on a ʺfund basis.ʺ  Each fund is a distinct, self‐balancing entity. A description of the various major funds and fund  types is contained in the Notes of the financial statements. A description of each individual non‐ major fund is contained at the beginning of its related combined financial statement.    Basis of Accounting:  The Cityʹs accounting records for all governmental funds are maintained on  the modified accrual basis of accounting. This method recognizes revenue when it is measurable  and available and expenditures when goods or services are received. All proprietary funds are  accounted for using the accrual basis of accounting; revenue is recognized when it is earned, and  expenses are recognized when they are incurred.    Internal Control:  Management of the City is responsible for establishing and maintaining an  internal control structure. This structure is designed to provide reasonable, but not absolute,  assurance that: (1) City assets are protected from loss, theft or misuse; and (2) City financial  records and data are accurate and reliable. The concept of reasonable assurance recognizes that  the cost of a control should not exceed the benefits likely to be derived from it, and that the  evaluation of cost and benefits requires estimates and judgments by management.  v Budgetary Control:  Each year, on or before September 20th, the City Council adopts an annual  operating budget for the ensuing fiscal year. The operating budget includes anticipated revenues  and expenditures for the General Fund, Special Revenue Funds, the Debt Service Fund, and  Proprietary Funds. The budget is a planning device that defines the type, quality, and quantity of  City goods and services that will be provided to our neighbors.  The budget is also a control  device that serves as a system of ʺchecks and balancesʺ between levels of City government. The  budgetary system ensures that individual departments contain their expenditures within  limitations set by the City management, and that City management contains expenditures for the  entire City within limitations set by the City Council. After adoption, the City Manager may  authorize transfers of appropriations within a department and between departments within a  fund and within major line item categories.  Increases or decreases of appropriations to a fund;  however, require special approval of the City Council in the form of an Ordinance formally  amending the adopted budget.     Awards and Acknowledgements    Awards – The Government Finance Officers Association of the United States and Canada (GFOA)  awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Anna for  its CAFR for the fiscal year ending September 30, 2018.  This was the first year the City has  achieved this prestigious award.  In order to be awarded a Certificate of Achievement, a  government must publish an easily readable and efficiently organized comprehensive annual  financial report.  This report must satisfy both generally accepted accounting principles and  applicable legal requirements.    A Certificate of Achievement is valid for a period of one year only.  We believe our current CAFR  continues to meet the Certificate of Achievement Program’s requirements.   We will be submitting  it to the GFOA to determine its eligibility for another certificate.     Acknowledgements ‐ The presentation of this report could not have been accomplished without  the efficient and dedicated services of the entire staff of the Finance Department and all  department directors.  We would like to express our appreciation to all members of the  departments who assisted and contributed to the preparation of this report.  We would also like to  thank the Mayor and the City Council for their continued interest and support for maintaining the  highest standards of professionalism in the management of the City of Anna financial operations.     Furthermore, the work of the independent auditors from Weaver and Tidwell, L.L.P., is greatly  appreciated.     Respectfully submitted,    Dana Thornhill     Finance Director      vi Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Anna Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended S eptember 30, 2018 Execulive Direclor/CEO vii City of Anna, Texas Organizational Chart September 30, 2019 viii City of Anna, Texas Elected Officials and Management September 30, 2019 City Council Nate Pike Mayor Kevin Toten Place 1 Josh Vollmer Place 2 John Beazley Place 3 – Deputy Mayor Pro-Tem Chris Reeves Place 4 Nathan Bryan Place 5 Lee Miller Place 6 - Mayor Pro-Tem Management Jim Proce City Manager Ryan Henderson Assistant City Manager Dana Thornhill Finance Director Jeff Caponera Chief of Police Ray Isom Fire Chief Carrie Land City Secretary Greg Peters Director of Public Works Ross Altobelli Director of Development Services Stephanie Beitelschies Director of Human Resources Joey Grisham Economic Development Director Ashley Stathatos Managing Director of Community Services   Financial Section THE CITY OF Weaver and Tidwell, L.L.P. 2300 North Field Street, Suite 1000 | Dallas, Texas 75201 Main: 972.490.1970 CPAs AND ADVISORS | WEAVER.COM 1 Independent Auditor’s Report The Honorable Mayor and Members of the City Council of the City of Anna, Texas Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business- type activities, the discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Anna, Texas (the City), as of and for the fiscal year ended September 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Assurance• Tax• Advisory The Honorable Mayor and Members of the City Council of the City of Anna, Texas 2 Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Anna, Texas, as of September 30, 2019, and the respective changes in financial position, and, where applicable, cash flows thereof for the fiscal year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management’s Discussion and Analysis and the Required Supplementary Information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the Required Supplementary Information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The Introductory Section, Statistical Section and Combining and Individual Fund Statements and Schedules, as listed in the table of contents, are presented for purposes of additional analysis and are not a required part of the basic financial statements. The Combining and Individual Fund Statements and Schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the Combining and Individual Fund Statements and Schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The Introductory and Statistical Sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. The Honorable Mayor and Members of the City Council of the City of Anna, Texas 3 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March 18, 2020, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. WEAVER AND TIDWELL, L.L.P. Dallas, Texas March 18, 2020 4 5 Management’s Discussion and Analysis As management of the City of Anna, Texas (the “City”), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2019. We encourage readers to consider the information presented here in conjunction with additional information contained in this report. Financial Highlights  The City's total combined net position was $92,053,750 at September 30, 2019. Of this, $9,575,520 (unrestricted net position) may be used to meet the City’s ongoing obligations to its citizens and creditors.  The City had an overall increase in net position of $21,216,929. The increase is primarily a result of $15,179,885 of capital grants and contributions.  On a government-wide basis, the City's total liabilities decreased by $1,115,245. The decrease in liabilities is a result of decreases in long-term debt due to principal payments, and a decrease in interest payable for the utility fund.  At the close of the current fiscal year, the City’s governmental funds reported combined fund balances of $46,044,411, an increase of $6,035,328. This increase is largely due to revenue from the new Public Improvement District Capital Projects fund, offset by an increase in capital projects expenditures.  As of the end of the year, the unassigned fund balance of the General Fund was $5,705,117 or 66.3% of total General Fund expenditures. Overview of the Financial Statements The discussion and analysis provided here is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements consist of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) the notes to financial statements. This report also includes supplementary information intended to furnish additional detail to support the basic financial statements themselves. Government-Wide Statements The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the City’s assets, deferred inflows of resources, deferred outflows of resources, liabilities, and net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Other non-financial factors, such as the City’s property tax base and the condition of the City’s infrastructure, need to be considered in order to assess the overall health of the City. The statement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 6 Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, culture and recreation, and economic development. The business-type activities of the City include water, sewer, and sanitation operations. FUND FINANCIAL STATEMENTS A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and a fiduciary fund. Governmental Funds Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in assessing a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental funds balance sheet and the governmental funds statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains twelve individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the General Fund, Capital Projects Fund, Debt Service Fund, and PID Capital Projects Fund, which are all considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in a separate section of the report. The City adopts an annual appropriated budget for its General Fund and Debt Service Fund. Proprietary Funds The City’s proprietary fund is an enterprise funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses an enterprise fund to account for its water, sewer, and sanitation operations. All activities associated with providing such services are accounted for in this fund, including administration, operation, maintenance, debt service, capital improvements, meter maintenance, billing and collection. The City's intent is that costs of providing the services to the general public on a continuing basis is financed through user charges in a manner similar to a private enterprise. Proprietary financial statements provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Utility Fund, which is considered to be a major fund of the City. 7 Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The City has one fiduciary fund, the PID Agency Fund. Component Units The City maintains the accounting and financial statements for two component units. The Anna Economic Development Corporation and Anna Community Development Corporation are discretely presented component units. Notes to Financial Statements The notes provide additional information that is necessary to acquire a full understanding of the data provided in the government-wide and fund financial statements. Other Information In addition to the basic financial statements, MD&A, and accompanying notes, this report also presents certain Required Supplementary Information (RSI). The required RSI includes a budgetary comparison schedule for the General Fund, schedule of changes in the net pension liability and related ratios, schedule of employer contributions for the Texas Municipal Retirement System (TMRS), schedule of changes in the Total OPEB liability and related ratios, and schedule of OPEB contributions for TMRS. RSI can be found after the basic financial statements. GOVERNMENT-WIDE FINANCIAL ANALYSIS As noted previously, net position may serve over time as a useful indicator of the City’s financial position. For the City of Anna, net position was $92,053,750 as of September 30, 2019, in the primary government. The largest portion of the City’s restricted net position, $62,158,495, reflects its investments in capital assets (e.g., land, park improvements, buildings, furniture and fixtures, streets, drainage, machinery and equipment, etc.), less any debt used to acquire those assets that are still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the assets themselves cannot be used to liquidate these liabilities. 8 The following table reflects the condensed Statement of Net Position: 2019 2018 2019 2018 2019 2018 Current and other assets 27,185,006$ 9,620,107$ 6,017,875$ 5,945,268$ 33,202,881$ 15,565,375$ Restricted assets 21,056,952 31,742,013 9,638,637 6,761,991 30,695,589 38,504,004 Capital assets, net 40,208,990 32,204,043 51,614,559 49,927,178 91,823,549 82,131,221 Total assets 88,450,948 73,566,163 67,271,071 62,634,437 155,722,019 136,200,600 Deferred outflows of resources 654,679 353,030 327,114 245,901 981,793 598,931 Current liabilities 2,657,248 1,679,462 3,617,083 3,626,857 6,274,331 5,306,319 Noncurrent liabilities 35,916,425 35,821,329 22,308,956 24,487,309 58,225,381 60,308,638 Total liabilities 38,573,673 37,500,791 25,926,039 28,114,166 64,499,712 65,614,957 Deferred inflows of resources 113,902 262,844 36,448 84,909 150,350 347,753 Net position: Net investment in capital assets 33,525,898 29,892,142 28,632,597 25,064,065 62,158,495 54,956,207 Restricted 10,681,098 469,607 9,638,637 6,761,991 20,319,735 7,231,598 Unrestricted 6,211,056 5,793,809 3,364,464 2,855,207 9,575,520 8,649,016 Total net position 50,418,052$ 36,155,558$ 41,635,698$ 34,681,263$ 92,053,750$ 70,836,821$ Activities Activities Primary Government Governmental Business-Type Total Statement of Activities: The following table provides a summary of the City’s changes in net position: 2019 2018 2019 2018 2019 2018 Revenues: Program revenues: Charges for services 3,134,869$ 2,015,583$ 9,021,096$ 11,416,192$ 12,155,965$ 13,431,775$ Operating grants and contributions 182,943 4,225 - - 182,943 4,225 Capital grants and contributions 15,179,885 9,338,204 8,244,205 5,348,481 23,424,090 14,686,685 General revenues: Property taxes 6,728,848 5,579,490 - - 6,728,848 5,579,490 Sales taxes 1,835,421 1,502,079 - - 1,835,421 1,502,079 Franchise and local taxes 612,332 573,517 - - 612,332 573,517 Investment income 1,044,444 327,200 276,200 136,261 1,320,644 463,461 Other revenue 84,132 314,750 1,028,735 148,148 1,112,867 462,898 Intergovernmental - 142,273 - - - 142,273 Gain on sale of assets 135,910 276,970 - - 135,910 276,970 Total revenues 28,938,784 20,074,291 18,570,236 17,049,082 47,509,020 37,123,373 Expenses: General government 1,954,083 1,758,159 - - 1,954,083 1,758,159 Public safety 3,972,445 3,730,871 - - 3,972,445 3,730,871 Culture and recreation 877,455 799,378 - - 877,455 799,378 Public works 4,113,592 2,013,096 - - 4,113,592 2,013,096 Community services 1,289,798 810,369 - - 1,289,798 810,369 Interest and fiscal charges 2,420,375 670,788 - - 2,420,375 670,788 Water, sewer, & sanitation - - 11,664,343 8,893,526 11,664,343 8,893,526 Total expenses 14,627,748 9,782,661 11,664,343 8,893,526 26,292,091 18,676,187 Change in net position before transfers 14,311,036 10,291,630 6,905,893 8,155,556 21,216,929 18,447,186 Transfers (48,542) 159,500 48,542 (159,500) - - Total transfers (48,542) 159,500 48,542 (159,500) - - Change in net position 14,262,494 10,451,130 6,954,435 7,996,056 21,216,929 18,447,186 Net position, beginning 36,155,558 25,732,310 34,681,263 26,694,012 70,836,821 52,426,322 Cumulative effect of change in accounting - (27,882) - (8,805) - (36,687) Net position, ending 50,418,052$ 36,155,558$ 41,635,698$ 34,681,263$ 92,053,750$ 70,836,821$ Activities Activities Primary Government Governmental Business-type Total 9 Graphic presentations of selected data from the summary tables are displayed below to assist in the analysis of the City’s activities. For the year ended September 30, 2019, revenues from governmental activities totaled $28,938,784. Capital grants and contributions, property taxes, and charges for services are the City’s largest revenue sources. Property taxes increased by $1,149,358 or 21% when compared to 2018 due to an increase in overall assessed property values. Capital grants and contributions increased by $5,841,681 mainly due to contributed capital relating to streets and drainage. The following graph shows the governmental function expenses of the City: For the year ended September 30, 2019, expenses for governmental activities totaled $14,627,748. This represents an increase of $4,845,087 or 50% from the prior year. The City’s largest increase was in public works and totaled $2,100,496, or 104%, due to continued expenses for various construction projects in progress. 10 Interest and fiscal charges increased $1,749,586, or 261%, due to increased interest payments on bonds payable, and the issuance of PID bonds from the fiduciary fund. Business-type activities are shown comparing operating costs to revenues generated by related services. For the year ended September 30, 2019, charges for services by business-type activities totaled $9,021,096. This is a decrease of $2,395,096, or (56%), from the previous year. This decrease in revenues is directly related to the significant amount of rainfall the City experienced during the fiscal year which caused a decrease in water consumption. Expenses totaled $11,664,343, which was an increase of $2,770,817, or 31% due to the inflow and infiltration issues the City continues to experience as heavy rainfall occurs. The Public Works Department completed several I&I projects during FY 2019 in order to aid in resolving these issues. The City will continue to complete I&I projects in FY 2020 in order to minimize the amount of rainfall the City is treating through the City's sewer system. FINANCIAL ANALYSIS OF THE CITY’S FUNDS As noted earlier, fund accounting is used to demonstrate and ensure compliance with finance- related legal requirements. Governmental Funds - The focus of the City’s governmental funds is to provide information of near- term inflows, outflows and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the year. As of September 30, 2019, the General Fund reflected a total fund balance of $5,941,424. Of this, $13,133 is considered restricted for parks and $215,932 is committed for capital projects. Unassigned fund balance totaled $5,705,117 as of year-end. The General Fund saw a significant increase in property taxes when compared to the prior year. This directly relates to the addition of new properties to the tax roll, as well as an increase in property values. The Capital Projects Fund had an ending fund balance of $29,456,663 at year-end for a decrease of $3,476,985 due primarily to an increase in current capital projects. 11 The Debt Service Fund had an ending fund balance of $89,877 at year-end for a decrease of $191,930 due primarily to increases in principal and interest charges for outstanding debt. The PID Capital Projects Fund had an ending fund balance of $7,504,779 at year-end. This fund was new this year, and the increase in fund balance was from a contribution of bonds issued for the PID that are not liabilities of the City, but are payable by assessments within the public improvement district. Proprietary Funds - The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. CAPITAL ASSETS As of the end of the year, the City’s governmental activities funds had invested $40,208,990 in a variety of capital assets and infrastructure, net of accumulated depreciation. The City’s business-type activities funds had invested $51,614,559 in a variety of capital assets and infrastructure, net of accumulated depreciation. Major capital asset events during the current year include the following:  Street contributions of $5,241,497 relating to paving and drainage.  Water & Sewer improvements totaling $2,780,138.  Construction in progress for various water and sewer projects totaling $973,101. More detailed information about the City’s capital assets is presented in Note 5 to the financial statements. LONG-TERM DEBT At September 30, 2019, the City had total bonds, contractual obligations, and capital leases outstanding of $58,317,439. During the year, the City made payments on long-term debt totaling $1,718,665. More detailed information about the City’s long-term liabilities is presented in Note 6 to the financial statements. ECONOMIC FACTORS AND NEXT YEAR’S BUDGET The economy remains strong for the City of Anna and the North Texas region. The City continues to focus on economic development and working toward providing a balanced community. The City is taking a more proactive and aggressive approach to economic development with its business recruitment efforts, as well as continued development of residential housing options. In addition, the City continues to conservatively manage its budget. The fiscal year 2018-19 budget reflects the commitment of the City Council and staff to focus on enhancing the quality of existing services to our neighbors and respond to our city’s continuing growth and development, while maintaining a strong financial position. Since property values stabilized in 2013 following the 2008-2011 housing recession, the City has continued to see healthy increases in the value of existing properties. For the tax year 2018, the City saw existing property values increase just over 12% and $116,176,921 in new value was added to the tax roll. Again, for the 2019 tax year, the City saw existing property values increase just over 10% and $73,451,007 in new value was added to the tax roll. We remain cautiously optimistic that we will experience modest, but slowing, appreciation in the value of existing properties and additional value will continue to be added to the tax roll, as a result of new residential and commercial construction in the near term. In FY 2020, Chick-fil-A, Whataburger, Starbucks, a surgery center and a free-standing emergency room will be completed. However, the City will not see the full valuation increase reflected in the property tax appraised values until FY 2021 due to the values being set in January of each year. 12 However, in preparation of the passage of Senate Bill 2, the Texas Property Tax Reform and Transparency Act of 2019, the City Council held the current year tax rate of $.591288 per $100 in valuation. Senate Bill 2 compresses the capability of a local government to generate revenue and provide services by lowering the tax rate a city can adopt without a mandatory election. SB 2 will also change the way property tax rates are calculated, make changes to the appraisal process, and reduce the previously called “rollback rate” of 8% to a new rate of 3.5% now called “the voter-approval rate”. This tax rate is the maximum a City can set the tax rate above the “effective tax rate”, now known as the “no-new-revenue rate”, without voter approval. This bill will tremendously impact growing cities such as Anna into the future. As the City begins to see the impact of the reduction of the amount of property tax a city can levy, sales tax will become increasingly important for growing communities. Sales tax was up approximately 22% in FY 2019 largely due to the continued growth of the City. A conservative 4.13% increase was budgeted for sales tax for FY 2020. As new commercial development occurs, the City expects to once again see sizable increases in sales tax. In FY 2020, Starbucks, Chick-fil-A, Whataburger, Salsa TexMex, and Sunrise Cafe will be opening. The City will not see the full impact of the sales tax from these restaurants opening until FY 2021. The growth in both sales tax and taxable value of real property corresponds to a significant increase in residential growth and population over the past 36 months. According to the most recent population estimates published by the North Central Texas Council of Governments, the City of Anna population as of January 1, 2019 was 15,010. However, the population is believed to be well above this estimate due to the number of new utility accounts established and single-family permits which have been issued. The City is striving to reach out to its neighbors to encourage them to complete the 2020 Census to receive a more accurate population count. Reflecting the City’s continued high growth in population will be key to attracting additional commercial and retail businesses the City lacks and needs in order to sustain the City into the future to provide the funding for expenditures needed in a rapidly growing community. Furthermore, with the growth in population comes a proportional increase in demand for municipal services that are funded primarily by property taxes. As stated previously, in order to fund the FY 2020 budget, the City adopted a tax rate of $0.591288 per $100 valuation which is equivalent to the tax rate adopted in FY 2019. When compared with other cities in our area, the City of Anna still has one of lowest per-capita property tax levies. Rapid population growth has also resulted in significant investment over the past 10 to 15 years in the City’s water and sewer system. Currently the Water and Sewer Fund holds just under $21.5 million in outstanding debt. The City has worked closely with our financial advisors, Hilltop Securities, to develop a sound debt management plan for the Water and Sewer Fund. Over the past several years, in order to appropriately manage this debt, the City and Hilltop Securities developed a plan to take advantage of call dates and pursue advance refunding of the City’s outstanding debt. Every effort has been made to minimize the present value costs to the City. The City of Anna, along with the cities of Melissa, Van Alstyne, and Howe, belongs to a strategic alliance called the Collin Grayson Municipal Alliance (CGMA). The alliance (CGMA) purchases treated surface water from the North Texas Municipal Water District (NTMWD) through a contract with the Greater Texoma Utility Authority (GTUA). The CMGA purchases a minimum take or pay (MT/P) allocation of water through GTUA from NTMWD. Currently, each city is responsible for the percentage of the total MT/P amount that corresponds to the total amount of water each city uses. This treated surface water supplements the City’s water supply especially during the summer months when water consumption is highest. As our population has grown and water demand has increased, we have been required to increasingly supplement our well water with treated surface water. As we have forecasted consumption and production of our wells, it appears that the CGMA as a group will likely exceed the MT/P allocation in FY 2020. When this happens, MT/P amount will reset at the new consumption level, and the City of Anna will be responsible for the cost of all the water we consume above the current MT/P amount. 13 Due to this continued increase in water cost, treatment and transportation cost, the growing needs for infrastructure improvements and additions, as well as staffing needs for a growing community, the City will be working with a water rate consultant in FY 2020 in order to evaluate rates and establish a five- year rate model. The City of Anna’s budget continues to be impacted by both moderately strong growth and conservative fiscal management. The 2019-2020 budget reflects the efforts of the governing body and city staff to address the need to provide services to support our growing community. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This financial report is designed to provide a general overview of the City of Anna’s finances for all those with an interest in the City’s finances. Questions concerning this report or requests for additional financial information should be directed to the City Finance Director, 101 S. Powell Parkway, Anna, Texas 75409. 14 15 Basic Financial Statements 16 City of Anna, Texas Statement of Net Position September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 17 Governmental Business-type Activities Activities Total CDC EDC ASSETS Cash and cash equivalents 16,394,698$ 2,785,022$ 19,179,720$ 755,946$ 591,617$ Investments 1,897,948 1,897,948 3,795,896 - - Receivables, net 640,776 1,320,755 1,961,531 279,769 89,476 Due from other governments 111,518 - 111,518 - - Prepaids 8,242 - 8,242 - - Inventories - 14,150 14,150 - - Restricted assets: Restricted cash and cash equivalents 21,056,952 8,813,124 29,870,076 - - Restricted investments 8,131,824 - 8,131,824 - - GTUA prepaid reserves - 825,513 825,513 - - Capital assets: Non-depreciable 7,374,286 2,113,896 9,488,182 2,757,904 90,346 Net depreciable capital assets 32,834,704 49,500,663 82,335,367 - 246,838 Total assets 88,450,948 67,271,071 155,722,019 3,793,619 1,018,277 DEFERRED OUTFLOWS OF RESOURCES Deferred loss on bond refunding - 117,616 117,616 - - Deferred outflows - pension 647,999 207,360 855,359 8,640 - Deferred outflows - OPEB 6,680 2,138 8,818 89 - Total deferred outflows of resources 654,679 327,114 981,793 8,729 - LIABILITIES Accounts payable and other liabilities 1,857,975 1,362,641 3,220,616 13,857 3,370 Accrued salaries 94,997 28,194 123,191 1,817 - Customer deposits - 970,106 970,106 - - Due to other governments - 7,433 7,433 - - Accrued interest payable 166,485 85,136 251,621 14,252 - Long-term obligations: Due within one year 537,791 1,163,573 1,701,364 215,000 - Due in more than one year 34,895,804 21,982,357 56,878,161 2,870,000 - Net pension liability 977,249 312,720 1,289,969 13,030 - Total OPEB liability 43,372 13,879 57,251 578 - Total liabilities 38,573,673 25,926,039 64,499,712 3,128,534 3,370 DEFERRED INFLOWS OF RESOURCES Deferred inflows - pension 107,945 34,542 142,487 1,439 - Deferred inflows - OPEB 5,957 1,906 7,863 79 - Total deferred inflows of resources 113,902 36,448 150,350 1,518 - NET POSITION Net investment in capital assets 33,525,898 28,632,597 62,158,495 (327,096) 337,184 Restricted for: Water and sewer improvements - 8,813,124 8,813,124 - - Capital projects 10,463,367 - 10,463,367 - - GTUA deposits - 825,513 825,513 - - Culture and recreation 13,133 - 13,133 - - Public safety 204,598 - 204,598 - - Community and economic development - - - 999,392 677,723 Unrestricted 6,211,056 3,364,464 9,575,520 - - TOTAL NET POSITION 50,418,052$ 41,635,698$ 92,053,750$ 672,296$ 1,014,907$ Primary Government Component Units City of Anna, Texas Statement of Activities For the Fiscal Year Ended September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 18 Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions PRIMARY GOVERNMENT Governmental activities: General government 1,954,083$ 236,673$ 49,800$ -$ Culture and recreation 877,455 900,150 - - Community services 1,289,798 1,314,178 - - Public safety 3,972,445 16,995 133,143 - Public works 4,113,592 666,873 - 15,179,885 Interest and fiscal charges 2,420,375 - - - Total governmental activities 14,627,748 3,134,869 182,943 15,179,885 Business-type activities: Water and sewer 11,664,343 9,021,096 - 8,244,205 Total business-type activities 11,664,343 9,021,096 - 8,244,205 TOTAL PRIMARY GOVERNMENT 26,292,091$ 12,155,965$ 182,943$ 23,424,090$ Component units Community Development Corporation 667,531$ -$ -$ -$ Economic Development Corporation 70,683 - - - Total component units 738,214$ -$ -$ -$ General revenues: Property taxes Sales taxes Franchise and local taxes Investment income Other revenue Gain on sale of capital assets Transfers Total general revenues and transfers Change in net position Net position, beginning NET POSITION, ENDING Program Revenues 19 Community Economic Governmental Business-type Development Development Activities Activities Total Corporation Corporation (1,667,610)$ -$ (1,667,610)$ 22,695 - 22,695 24,380 - 24,380 (3,822,307) - (3,822,307) 11,733,166 - 11,733,166 (2,420,375) - (2,420,375) 3,869,949 - 3,869,949 - 5,600,958 5,600,958 - 5,600,958 5,600,958 3,869,949 5,600,958 9,470,907 (667,531)$ -$ - (70,683) (667,531) (70,683) 6,728,848 - 6,728,848 - - 1,835,421 - 1,835,421 1,101,253 - 612,332 - 612,332 - - 1,044,444 276,200 1,320,644 12,591 4,669 84,132 1,028,735 1,112,867 - 42,045 135,910 - 135,910 - 371,925 (48,542) 48,542 - - - 10,392,545 1,353,477 11,746,022 1,113,844 418,639 14,262,494 6,954,435 21,216,929 446,313 347,956 36,155,558 34,681,263 70,836,821 225,983 666,951 50,418,052$ 41,635,698$ 92,053,750$ 672,296$ 1,014,907$ Net (Expense) Revenue and Changes in Net Position Component UnitsPrimary Government City of Anna, Texas Balance Sheet - Governmental Funds September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 20 Total Governmental Funds ASSETS Cash and cash equivalents 3,680,777$ 9,187,957$ 89,877$ -$ 3,436,087$ 16,394,698$ Investments 1,897,948 - - - - 1,897,948 Receivables, net 566,995 16,346 36,320 - 21,115 640,776 Due from other governments - - - - 111,518 111,518 Due from other funds 727,195 - - - - 727,195 Prepaids 7,242 - - - 1,000 8,242 Restricted cash 13,133 13,328,013 - 7,715,806 - 21,056,952 Restricted investments - 8,131,824 - - - 8,131,824 TOTAL ASSETS 6,893,290$ 30,664,140$ 126,197$ 7,715,806$ 3,569,720$ 48,969,153$ LIABILITIES Accounts payable and other liabilities 763,510$ 601,618$ -$ 211,027$ 281,820$ 1,857,975$ Accrued salaries 93,057 - - - 1,940 94,997 Due to other funds - 605,859 - - 121,336 727,195 Total liabilities 856,567 1,207,477 - 211,027 405,096 2,680,167 DEFERRED INFLOWS OF RESOURCES: Unavailable revenue - property taxes 95,299 - 36,320 - - 131,619 Unavailable revenue - grants - - - - 112,956 112,956 Total deferred inflows of resources 95,299 - 36,320 - 112,956 244,575 FUND BALANCES Nonspendable Prepaids 7,242 - - - 1,000 8,242 Restricted for: Culture and recreation 13,133 - - - - 13,133 Debt service - - 89,877 - - 89,877 Public safety - - - - 204,598 204,598 Capital projects - 29,456,663 - 7,504,779 2,958,588 39,920,030 Committed for: Capital projects 215,932 - - - - 215,932 Unassigned 5,705,117 - - - (112,518) 5,592,599 Total fund balances 5,941,424 29,456,663 89,877 7,504,779 3,051,668 46,044,411 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES 6,893,290$ 30,664,140$ 126,197$ 7,715,806$ 3,569,720$ 48,969,153$ Nonmajor GovernmentalGeneral Fund Capital Projects PID Capital Projects Debt Service Fund City of Anna, Texas Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 21 FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 46,044,411$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not current financial resources and, therefore not reported in the governmental funds. Capital assets - non-depreciable 7,374,286 Capital assets - net depreciable 32,834,704 Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the governmental funds. 244,575 Deferred outflows or resources, represent a consumption of net position that applies to a future period(s) and is not recognized as an outflow of resources (expenditure). Deferred outflows - pension 647,999 Deferred outflows - OPEB 6,680 Deferred inflows of resources, represent an acquisition of net position that applies to a future period(s) and will not be recognized as an inflow of resources (revenue) until that time. Deferred inflows - pension (107,945) Deferred outflows - OPEB (5,957) Some liabilities, including bonds payable and accrued interest, are not reported as liabilities in the governmental funds. Accrued interest payable (166,485) General obligation bonds (1,922,000) Certificates of Obligation (30,820,000) Combination tax and revenue refunding bonds (615,000) Unamortized premiums (1,433,211) Capital lease (429,217) Net pension liability (977,249) Total OPEB liability (43,372) Compensated absences (214,167) NET POSITION OF GOVERNMENTAL ACTIVITIES 50,418,052$ City of Anna, Texas Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds For the Fiscal Year Ended September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 22 Total Governmental Funds REVENUES Property taxes 4,876,783$ -$ 1,842,459$ -$ -$ 6,719,242$ Sales taxes 1,835,421 - - - - 1,835,421 Charges for services 145,592 - - - 1,567,023 1,712,615 License and permits 1,334,823 - - - - 1,334,823 Franchise and local taxes 612,332 - - - - 612,332 Investment income 138,658 763,743 13,820 67,506 60,717 1,044,444 Other revenues 41,749 - - - 124,711 166,460 Intergovernmental 93,190 - - - - 93,190 Fines and forfeitures 87,431 - - - - 87,431 Contributions and donations 7,425 - - 9,816,212 - 9,823,637 Total revenues 9,173,404 763,743 1,856,279 9,883,718 1,752,451 23,429,595 EXPENDITURES Current: General government 1,918,254 - - - - 1,918,254 Culture and recreation 472,605 - - - 46,091 518,696 Community services 1,286,794 - - - - 1,286,794 Public safety 3,574,722 - - - 147,030 3,721,752 Public works 636,515 1,029,415 - 490,480 9,950 2,166,360 Debt service: Principal 55,851 - 371,000 - - 426,851 Interest and fiscal charges 1,508 - 1,677,209 911,257 - 2,589,974 Capital outlay 660,043 3,250,886 - 977,202 526,589 5,414,720 Total expenditures 8,606,292 4,280,301 2,048,209 2,378,939 729,660 18,043,401 Excess (deficiency) of revenues over (under) expenditures 567,112 (3,516,558) (191,930) 7,504,779 1,022,791 5,386,194 OTHER FINANCING SOURCES (USES) Transfers in - 88,115 - - 33,522 121,637 Transfers out (33,522) (48,542) - - (88,115) (170,179) Inception of capital lease 485,068 - - - - 485,068 Proceeds from sale of capital assets 209,000 - - - 3,608 212,608 Total 660,546 39,573 - - (50,985) 649,134 Net change in fund balances 1,227,658 (3,476,985) (191,930) 7,504,779 971,806 6,035,328 FUND BALANCES, BEGINNING OF YEAR 4,713,766 32,933,648 281,807 - 2,079,862 40,009,083 FUND BALANCES, END OF YEAR 5,941,424$ 29,456,663$ 89,877$ 7,504,779$ 3,051,668$ 46,044,411$ General Capital Projects Nonmajor Governmental Funds PID Capital Projects Debt Service Fund City of Anna, Texas Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 23 NET CHANGE IN FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 6,035,328$ Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. Capital contributions are only recognized on the statement of activities. Capital outlay 5,415,321 Depreciation expense (2,585,831) Capital contributions 5,252,155 Net effect of proceeds from the sale of capital assets and gains on disposal (76,698) Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Increase in compensated absences (16,035) Decrease in accrued interest 85,259 Changes to net pension liability and pension related deferred outflows and inflows of resources do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. 12,186 Changes to other postemployment benefits liability and related deferred outflows and inflows of resources do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds.(6,438) Various other reclassification and eliminations are necessary to convert from the modified accrual basis of accounting to accrual basis of accounting. This includes the realization of changes in unavailable revenues from the prior year. 121,124 The issuance of long-term debt (e.g., bonds, leases, certificates of obligation) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of issuance costs, premiums, discounts, and similar items when debt is first issued, whereas the amounts are deferred and amortized in the statement of activities. This amount is the net effect of these differences in the treatment of long-term debt and related items. Inception of capital lease (485,068) Amortization of debt premium 84,340 Principal payments 371,000 Capital lease payments 55,851 CHANGE IN NET POSITION OF GOVERNMENTAL ACTIVITIES 14,262,494$ City of Anna, Texas Statement of Net Position Proprietary Fund September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 24 Utility Fund ASSETS Current assets Cash and cash equivalents 2,785,022$ Certificate of deposit 1,897,948 Receivables, net 1,320,755 Inventories 14,150 Total current assets 6,017,875 Noncurrent assets Restricted cash and pooled investments 8,813,124 GTUA prepaid reserves 825,513 Capital assets Non-depreciable 2,113,896 Net depreciable capital assets 49,500,663 Total noncurrent assets 61,253,196 Total assets 67,271,071 DEFERRED OUTFLOWS OF RESOURCES Deferred charges on bond refunding 117,616 Deferred outflows - pension 207,360 Deferred outflows - OPEB 2,138 Total deferred outflows of resources 327,114 City of Anna, Texas Statement of Net Position – Continued Proprietary Fund September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 25 Utility Fund LIABILITIES Current liabilities Accounts payable 1,326,155$ Salaries payable 28,194 Other liabilities 36,486 Bond interest payable 85,136 Due to other governments 7,433 Customer deposits 970,106 Total current liabilities 2,453,510 Noncurrent liabilities Due within one year 1,163,573 Due in more than one year 21,982,357 Net pension liability 312,720 Total OPEB liability 13,879 Total noncurrent liabilities 23,472,529 Total liabilities 25,926,039 DEFERRED INFLOWS OF RESOURCES Deferred inflows - pension 34,542 Deferred inflows - OPEB 1,906 Total deferred inflows of resources 36,448 NET POSITION Net investment in capital assets 28,632,597 Restricted for: GTUA deposits 825,513 Water and sewer improvements 8,813,124 Unrestricted 3,364,464 TOTAL NET POSITION 41,635,698$ City of Anna, Texas Statement of Revenues, Expenses, and Changes in Net Position - Proprietary Fund For the Fiscal Year Ended September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 26 OPERATING REVENUES Water 4,291,024$ Sewer 2,681,152 Sanitation 1,102,883 Service char ges 569,215 Connection fees 315,805 Miscellaneous 61,017 Total operating revenues 9,021,096 OPERATING EXPENSES Personnel services 1,666,327 Contracted services 4,823,327 Maintenance 691,593 Supplies 139,703 Utilities 383,888 Depreciation 2,182,344 Other expenses 278,411 Total operating expenses 10,165,593 Operating loss (1,144,497) NONOPERATING REVENUES (EXPENSES) Investment income 276,200 Interest expense (899,950) Other revenue 1,028,735 Developer and impact fees 5,496,345 Reimbursed developer fees (598,800) Total nonoperating revenues (expenses)5,302,530 Income before transfers and capital contributions 4,158,033 Transfers in 48,542 Contributed capital 2,747,860 Change in net position 6,954,435 Net position, beginning of year 34,681,263 NET POSITION, END OF YEAR $ 41,635,698 Utility Fund City of Anna, Texas Statement of Cash Flows - Proprietary Fund For the Fiscal Year Ended September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 27 Utility Fund OPERATING ACTIVITIES Receipts from customers and users 9,614,611$ Payments to suppliers (6,589,879) Payments to employees (1,653,090) Net cash provided by operating activities 1,371,642 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Cash to GTUA reserve accounts 88,535 Developer and impact fees 4,897,545 Interest correction 951,337 Cash paid for acquisition and construction of capital assets (1,121,865) Interest and fees paid on long-term debt (1,903,394) Principal payments on debt (1,131,810) Net cash provided by capital and related financing activities 1,780,348 NONCAPITAL AND RELATED FINANCING ACTIVITIES Nonoperating revenue 77,398 Transfers in from other funds 48,542 Net cash provided by noncapital financing activities 125,940 INVESTING ACTIVITIES Purchase of investment securities (1,522,948) Interest received 276,200 Net cash used by investing activities (1,246,748) Net increase in cash and cash equivalents 2,031,182 Cash and cash equivalents, beginning of year 9,566,964 Cash and cash equivalents, end of year 11,598,146$ RECONCILIATION TO STATEMENT OF NET POSITION Cash and cash equivalents 2,785,022$ Restritcted cash and cash equivalents 8,813,124 11,598,146$ City of Anna, Texas Statement of Cash Flows - Proprietary Fund – Continued For the Fiscal Year Ended September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 28 Utility Fund RECONCILIATION OF OPERATING LOSS TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating loss (1,144,497)$ Adjustments to reconcile operating loss to cash provided by operating activities: Depreciation expense 2,182,344 Decrease in accounts receivable 48,122 Decrease in inventories 22,785 Decrease in due from other funds 445,435 Increase in deferred outflows - pension and OPEB (98,015) Decrease in deferred inflows - pension and OPEB (48,461) Increase in net pension and total OPEB liability 144,775 Decrease in accounts payable (295,742) Increase in salaries payable 5,607 Increase in customer deposits 99,958 Increase in accrued compensated absences 9,331 NET CASH PROVIDED BY OPERATING ACTIVITIES 1,371,642$ NON-CASH CAPITAL ACTIVITIES Contributions of capital assets 2,747,860$ City of Anna, Texas Statement of Fiduciary Net Position Agency Fund September 30, 2019 The Notes to Financial Statements are an integral part of this statement. 29 PID Agency Fund ASSETS Cash and cash equivalents 1,799,220$ Total assets 1,799,220$ LIABILITIES Accounts payable 1,799,220$ Total liabilities 1,799,220$ 30 City of Anna, Texas Notes to Financial Statements 31 Note 1. Summary of Significant Accounting Policies A. Reporting Entity The City of Anna, Texas (the "City") is a home rule charter city that operates under a Council-Manager form of government. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs of the City. The City Manager is responsible for the appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The City provides the following services: public safety, ambulance, streets, sanitation, planning and zoning, and general administrative services. Other services include water, sewer, and sanitation operations. The City is an independent political subdivision of the State of Texas governed by an elected council and a mayor and is considered a primary government. As required by generally accepted accounting principles, these basic financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City's financial reporting entity. The component units listed below, although legally separate, are considered part of the reporting entity. No other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are that it has a separately elected governing body, it is legally separate, and it is fiscally independent of other state and local governments. Additionally, prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable and considerations pertaining to organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. Discretely Presented Component Units Some organizations are included as component units because of their fiscal dependency on the primary government. An organization is fiscally dependent on the primary government if it is unable to adopt its budget, levy taxes, set rates or charges, or issue bonded debt without the approval by the primary government. The following entities were found to be component units of the City and are included in the basic financial statements: Anna Economic Development Corporation The Anna Economic Development Corporation (EDC) fund was incorporated in the state of Texas as a nonprofit industrial development corporation under Section 4B of the Development Corporation Act of 1979. The purpose of the EDC is to promote economic development within the City of Anna. Anna Community Development Corporation The Anna Community Development Corporation (CDC) fund was incorporated in the state of Texas as a nonprofit industrial development corporation under Section 4A of the Development Corporation Act of 1979. The purpose of the CDC is to promote community development within the City of Anna. City of Anna, Texas Notes to Financial Statements 32 The members of both the EDC and CDC’s board of seven directors are appointed by the City Council. Both the EDC and CDC are fiscally dependent upon the City as the City Council approves their budgets and must approve any debt issuance. However, the component units do not qualify for blending because the component services directly benefit the community rather than the City itself. The EDC and CDC are discretely presented as governmental fund types and do not issue separate financial statements. B. Government-wide Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the primary government. Governmental activities, which normally are supported by taxes, intergovernmental revenues, and other nonexchange transactions, are reported separately from business-type activities, which rely to a significant extent on fees and charges to external customers for support. C. Basis of Presentation – Government-wide Financial Statements While government-wide and fund financial statements are presented separately, they are interrelated. The governmental activities column incorporates data from governmental funds and internal service funds, while business-type activities incorporate data from the City’s enterprise funds. Separate financial statements are provided for governmental funds and proprietary funds. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are payments in lieu of taxes where the amounts are reasonably equivalent in value to the interfund services provided and other charges between the City's water and wastewater functions and various other functions of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. D. Basis of Presentation – Fund Financial Statements The fund financial statements provide information about the City’s funds. Separate statements for each fund category - governmental and proprietary - are presented. The emphasis of fund financial statements is on major governmental and enterprise funds, each displayed in a separate column. All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. The City reports the following major governmental funds: The general fund is used to account for and report all financial resources not accounted for and reported in other funds. The principal sources of revenues include local property taxes, sales and franchise taxes, licenses and permits, fines and forfeitures, and charges for services. Expenditures include general government, public safety, public works, and culture and recreation. The general fund is always considered a major fund for reporting purposes. The capital projects fund is used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets. The capital projects fund is considered a major fund for reporting purposes. The debt service fund is used to account for the accumulation of resources that are restricted, committed, or assigned for the payment of principal and interest on long-term obligations of governmental funds. The primary source of revenue for debt service is local property taxes. The debt service fund is considered a nonmajor fund for reporting purposes. City of Anna, Texas Notes to Financial Statements 33 The PID capital projects fund is used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets relating to the Hurricane Creeks PID. Additionally, the City reports the following nonmajor governmental funds: The City accounts for resources restricted to, or designated for, specific purposes in Special Revenue Funds. These funds consist of the roadway impact fee service area one and two, and road capital developer agreements fund, police seizure fund, park development fund, fire department capital improvement fund, grant fund, and other special revenue fund. The City reports the following enterprise fund: The Utility Fund is used to account for the provision of water, sewer, and solid waste collection services and wastewater treatment operations. Activities of the fund include administration, operations and maintenance of the water system, and billing and collection activities. The fund also accounts for the accumulation of resources for, and the payment of, long-term debt principal and interest. All costs are financed through charges to utility customers with rates reviewed regularly and adjusted if necessary to ensure integrity of the fund. The City reports the following fiduciary fund: The Public Improvement District (PID) Agency Fund accounts for bond proceeds, assessments, and related debt associated with the issuance of bonds issued by the City as an agent for the Public Improvement District. During the course of operations the City has activity between funds for various purposes. Any residual balances outstanding at year end are reported as due from/to other funds and advances to/from other funds. While these balances are reported in fund financial statements, certain eliminations are made in the preparation of the government-wide financial statements. Balances between the funds included in governmental activities (i.e., the governmental and internal service funds) are eliminated so that only the net amount is included as internal balances in the governmental activities column. Similarly, balances between the funds included in business-type activities (i.e., the enterprise funds) are eliminated so that only the net amount is included as internal balances in the business-type activities column. Further, certain activity occurs during the year involving transfers of resources between funds. In fund financial statements these amounts are reported at gross amounts as transfers in/out. While reported in fund financial statements, certain eliminations are made in the preparation of the government-wide financial statements. Transfers between the funds included in governmental activities are eliminated so that only the net amount is included as transfers in the governmental activities column. Similarly, balances between the funds included in business-type activities are eliminated so that only the net amount is included as transfers in the business-type activities column. E. Measurement Focus and Basis of Accounting The accounting and financial reporting treatment is determined by the applicable measurement focus and basis of accounting. Measurement focus indicates the type of resources being measured such as current financial resources or economic resources. The basis of accounting indicates the timing of transactions or events for recognition in the financial statements. City of Anna, Texas Notes to Financial Statements 34 The government-wide and proprietary fund financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures are recorded only when payment is due. General capital asset acquisitions are reported as expenditures in governmental funds. Issuance of long-term debt and acquisitions under capital leases are reported as other financing sources. The City considers revenues available if they are collected within 60 days of the end of the current period. Property taxes, sales taxes, franchise taxes, and interest associated with the current period are all considered to be susceptible to accrual and so have been recognized as revenues of the current period. Other receipts and other taxes become measurable and available when cash is received by the government and are recognized as revenue at that time. Generally, the effect of interfund activity has been eliminated from the government- wide financial statements. F. Assets, Liabilities, Deferred Outflows/Inflows of Resources, and Net Position/Fund Balance 1. Cash and Cash Equivalents The City's cash and cash equivalents are considered to be cash on hand, demand deposits, balances in local government investment pools, and short-term investments with original maturities of three months or less from the date of acquisition. For the purpose of the statement of cash flows, the proprietary fund types consider temporary investments with maturity of three months or less when purchased to be cash equivalents. The City maintains pooled cash and investment accounts. Each fund whose monies are deposited in the pooled cash and investment accounts has equity therein, and interest earned on the investment of these monies is allocated based upon relative equity at the previous month end. 2. Investments Investments, with certain exceptions, are reported at fair value. The exceptions are investments in external investment pools and nonparticipating interest earning contracts, such as certificates of deposit, which are reported at amortized cost and a cost-based measure, respectively. The City has adopted a written investment policy regarding the investment of its funds as defined in the Public Funds Investment Act, Chapter 2256, Texas Government Code. In summary, the City is authorized to invest in the following: Direct obligations of the U.S. government, its agencies and instrumentalities Certificates of deposit that meet certain criteria Money market mutual funds that meet certain criteria Local government investment pools City of Anna, Texas Notes to Financial Statements 35 3. Receivables and Interfund Transactions Transactions between funds that are representative of lending/borrowing arrangements outstanding at the end of the year are referred to as either “interfund receivables/payables” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the noncurrent portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds” in the fund financial statements. If the transactions are between the primary government and its component unit, these receivables and payables are classified as “due to/from component unit/primary government.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” 4. Inventories and Prepaid Items Inventories are valued at cost using the first-in/first-out (FIFO) method. The cost of such inventories is recorded as expenditures/expenses when the related liability is incurred, (i.e., the purchase method). Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both the government-wide and fund financial statements. The cost of prepaid items is recorded as expenditures/expenses when consumed rather than when purchased. 5. Capital Assets Capital assets, which include land and improvements, construction in progress, buildings and improvements, machinery and equipment, infrastructure (e.g. roads, bridges, sidewalks, and similar items), and water and sewer systems are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000, and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. Major outlays for capital assets and improvements are capitalized as projects are constructed. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets' lives are not capitalized. Interest costs incurred during the construction phase of capital assets of business-type activities acquired with tax-exempt debt is included as part of the capitalized value of the assets constructed. Land and improvements and construction in progress are not depreciated. Buildings and improvements, machinery and equipment, infrastructure, and water and sewer systems of the primary government are depreciated using the straight-line method over the following estimated useful lives: Asset Description Estimated Useful Life Buildings 20 years Water and sewer system 35 years Equipment 3-20 years Streets 20 years City of Anna, Texas Notes to Financial Statements 36 6. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has the following items that qualify for reporting in this category: In the government-wide and proprietary fund statements of net position:  A deferred charge on refunding bonds results from the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt.  Deferred outflows related to net pension and other postemployment benefit liabilities result from differences in projected and actual earnings on plan investments, expected and actual economic experience, changes in actuarial assumptions and other inputs, and contributions made subsequent to the measurement date of each plan. These activities are amortized over the weighted average remaining service life of all participants in the respective qualified pension and OPEB plan, except for projected and actual earnings differences on investments, which are amortized on a closed basis over a 5-year period, and contributions made subsequent to the measurement date of each plan, which are recognized in the subsequent fiscal year. In addition to liabilities, the statement of financial position (or balance sheet) will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position (or fund balance) that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has the following items that qualify for reporting in this category: In the governmental funds balance sheet:  Unavailable revenues from property taxes and grants are deferred and recognized as an inflow of resources in the period that the amounts become available. In the government-wide and proprietary fund statements of net position:  Deferred inflows related to net pension and other postemployment benefit liabilities results from differences in projected and actual earnings on plan investments, expected and actual economic experience, changes in actuarial assumptions and other inputs. These activities are amortized over the weighted average remaining service life of all participants in the respective qualified pension plan, except for projected and actual earnings differences on investments, which are amortized on a closed basis over a 5-year period. 7. Compensated Absences The City maintains formal programs for vacation and sick leave. Eligible employees are granted vacation pay benefits in varying amounts to specified maximums depending on tenure with the City. The City’s personnel policy permits its eligible employees to accumulate earned but unused vacation pay benefits. There is no liability for unpaid accumulated sick leave as the City will not pay any unused amounts when employees separate from service with the City. The estimated amount of accrued vacation and sick pay benefits that is expected to be liquidated with expendable available financial resources is reported as an expenditure and a fund liability of the governmental fund that will pay it upon maturity. Amounts of accrued vacation pay benefits that are not expected to be liquidated with expendable available financial resources are maintained separately and represent a reconciling item between the fund and government-wide presentations. City of Anna, Texas Notes to Financial Statements 37 8. Long-Term Obligations The government-wide financial statements and proprietary fund type fund financial statements report long-term debt and other long-term liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are amortized over the life of the bonds using the effective interest method, if material. Bonds payable are reported net of the applicable bond premiums or discounts. The fund financial statements report bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Long-term debt is recognized as a liability of a governmental fund when due, or when resources have been accumulated in the debt service fund for payment early in the following year. For other long-term obligations, only that portion expected to be paid from expendable available financial resources is reported as a fund liability of a governmental fund. Long-term liabilities expected to be paid from proprietary fund operations are accounted for in those funds. Assets acquired under the terms of a capital lease are recorded as liabilities and capitalized in the government-wide financial statements at the present value of net minimum lease payments at inception of the lease. In the year of acquisition, capital lease transactions are recorded as other financing sources and as capital outlay expenditures in the applicable fund. Lease payments representing both principal and interest are recorded as expenditures in the general fund upon payment with an appropriate reduction of principal recorded in the government-wide financial statements. 9. Pensions For purposes of measuring the net pension liability, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the Fiduciary Net Position of the Texas Municipal Retirement System (TMRS) and additions to/deductions from TMRS’s Fiduciary Net Position have been determined on the same basis as they are reported by TMRS. For this purpose, plan contributions are recognized in the period that compensation is reported for the employee, which is when contributions are legally due. Benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 10. Other Postemployment Benefits (OPEB) The City offers one OPEB plan, a defined benefit group-term life insurance plan known as the Supplemental Death Benefits Fund (“SDBF”) administered by TMRS. Total OPEB liability, deferred outflows of resources and deferred inflows of resources related to total OPEB liability, and total OPEB expense have been determined on the same basis as they are reported by TMRS. For this purpose, plan contributions are recognized in the period that compensation is reported for the employee, which is when contributions are legally due. Benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 11. Net Position Flow Assumptions Sometimes the City will fund outlays for a particular purpose from both restricted (e.g., restricted bond or grant proceeds) and unrestricted resources. In order to calculate the amounts to report as restricted – net position and unrestricted – net position in the government-wide and proprietary fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City’s policy to consider restricted – net position to have been depleted before unrestricted – net position is applied. City of Anna, Texas Notes to Financial Statements 38 12. Fund Balance Flow Assumptions Sometimes the City will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned, and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned, and unassigned fund balance in the governmental fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City’s policy to consider restricted fund balance to have been depleted before using any of the components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. 13. Fund Balance Policies Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The City itself can establish limitations on the use of resources through either a commitment (committed fund balance) or an assignment (assigned fund balance). The City reports the following classifications of fund balance: Nonspendable fund balance – includes amounts that are not in spendable form or are legally or contractually required to be maintained intact. Restricted fund balance – includes amounts that have external constraints imposed upon the use of the resources by creditors, grantors, contributors, laws or regulations of other governments or imposed by law through constitutional provisions or enabling legislation. Committed fund balance - includes amounts that can be used only for the specific purposes pursuant to constraints imposed by a formal action of the City’s highest level of decision-making authority. The City Council is the highest level of decision-making authority for the City that can, by approval of a resolution prior to the end of the fiscal year, commit fund balance. Once approved, the limitation imposed by the resolution remains in place until a similar action is taken (the approval of another resolution) to remove or revise the limitation. Assigned fund balance – includes amounts that are intended to be used by the City for specific purposes but do not meet the criteria to be classified as committed. The City Council has, by resolution, authorized the City’s Finance Director to assign fund balance to a specific purpose as approved by the City’s fund balance policy. Unlike commitments, assignments generally only exist temporarily. In other words, an additional action does not normally have to be taken for the removal of an assignment. Conversely, as discussed above, an additional action is essential to either remove or revise a commitment. Unassigned fund balance – the residual classification for the government’s General Fund and includes all spendable amounts not contained in the other classifications, and other funds that have total negative fund balances. 14. Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and deferred outflows and inflows of resources, and the disclosure of contingent assets and liabilities at the date of the financial statements, and the reported amounts of revenues and expenditures/expenses during the reporting period. Actual results could differ from those estimates. City of Anna, Texas Notes to Financial Statements 39 G. Revenues and Expenditures/Expenses 1. Program Revenues Amounts reported as program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions (including special assessments) that are restricted to meeting the operational or capital requirements of a particular function or segment. All taxes, including those dedicated for specific purposes, and other internally dedicated resources are reported as general revenues rather than as program revenues. 2. Property Taxes Property taxes are levied by October 1 on the assessed value listed as of the prior January 1 for all real and business personal property in conformity with Subtitle E, Texas Property Tax Code. Taxes are due on receipt of the tax bill and are delinquent if not paid before February 1 of the year following the year in which imposed. Penalties are calculated after February 1 up to the date collected by the government at the rate of 6% for the first month and increased 1% per month up to a total of 12%. Interest is calculated after February 1 at the rate of 1% per month up to the date collected by the government. Under state law, property taxes levied on real property constitute a lien on the real property which cannot be forgiven without specific approval of the State Legislature. The lien expires at the end of twenty years. Taxes levied on personal property can be deemed uncollectible by the City. 3. Proprietary Funds Operating and Nonoperating Revenues and Expenses Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the utility fund is charges to customers for sales and services. The utility fund also recognizes as operating revenue the portion of tap fees intended to recover the cost of connecting new customers to the system. Operating expenses for the utility fund includes the operating cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Note 2. Stewardship, Compliance and Accountability Budgetary Information Annual budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP) for the General, Debt Service, and Utility Fund. The original budget is adopted by the City Council prior to the beginning of the year. The legal level of control is defined at the fund level. No funds can be transferred or added to a budgeted fund without Council approval. Appropriations lapse at the end of the year. City of Anna, Texas Notes to Financial Statements 40 Note 3. Deposits and Investments Deposits – State statutes require that all deposits be fully collateralized by U.S. Government obligations or obligations of Texas and its agencies that have a market value of not less than the principal amount of the deposits. The City’s demand deposits and certificates of deposit were fully insured or collateralized at September 30, 2019, with collateral required by state statutes. At year-end, the carrying amount of the City’s deposits (including component units and fiduciary funds) was $14,713,301 and the bank balance was $14,721,563. Of the bank balance, federal depository insurance covered $250,000 and the remainder was covered by collateral held by the pledging financial institution’s agent in the City’s name. Cash and cash equivalents as of September 30, 2019 consist of and are classified in the accompanying financial statements as follows: Statement of net position: Primary government: Cash and cash equivalents 19,179,720$ Restricted cash and cash equivalents 29,870,076 Total primary government 49,049,796 Fiduciary Fund: Cash and cash equivalents 1,799,220 Component units: Cash and cash equivalents 1,347,563 Total cash and investments 52,196,579$ Cash on hand 2,000$ Deposits with financial institution 14,713,301 Investment pools / money market 37,481,278 Total cash and investments 52,196,579$ As of September 30, 2019, the City had the following investments: Value Weighted Average Maturity (Years) Certificates of deposit 11,927,720$ 0.6104 TexPool 30,330,446 0.0767 Money market accounts 7,150,831 0.0767 Total 49,408,997$ City of Anna, Texas Notes to Financial Statements 41 Interest rate risk Interest rate risk is the risk that changes in interest rates may adversely affect the value of an investment. The City structures its investment portfolio so that securities mature to meet cash requirements for ongoing operations, and monitors interest rate risk using weighted average maturity analysis. In accordance with its investment policy, the City manages its exposure to declines in fair values by limiting the weighted average maturity of its investment portfolio as a whole to no more than 365 days. Credit risk The City's policy requires that investments are limited to only certain instruments that are authorized by the Public Funds Investment Act. Further specifications are that external investment pools must be rated no lower than "AAA" or an equivalent rating by at least one nationally recognized rating service, United States Treasury and agency investments are guaranteed (either express or implied) and backed by the full faith and credit of the United States or its respective agencies, and certificates of deposit are guaranteed or insured by the Federal Deposit Insurance Corporation (FDIC) or fully collateralized under an approved pledge agreement. As of September 30, 2019, the City's investment in TexPool was rated "AAAm" by Standard & Poor’s. The certificates of deposit are unrated but were fully collateralized. Custodial credit risk – deposits In the case of deposits, this is the risk that in the event of a bank failure, the City's deposits may not be returned. The City's investment policy requires funds on deposit at the depository bank to be collateralized by securities, to the extent the deposits exceed FDIC coverage. As of September 30, 2019, the combined values of pledged securities and FDIC coverage exceeded bank balances for the City. Custodial credit risk – investments For an investment, this is the risk that, in the event of the failure of the counterparty, the City will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. The City's investment policy requires that custody of securities is maintained at financial institutions, avoiding physical possession, and that securities owned by the City shall be held in the City’s account. Concentration of credit risk The risk is the risk of loss attributed to the magnitude of a City’s investment in a single issuer. The City’s investment policy specifies undue concentrations of assets in a specific maturity sector shall be avoided. The City’s investments are stated at fair value, with certain exceptions described below. The City categorizes its fair value measurements within the fair value hierarchy established by GASB Statement No. 72, Fair Value Measurement and Application, which provides a framework for measuring fair value and establishes a three-level fair value hierarchy that describes the inputs that are used to measure assets and liabilities. • Level 1 inputs are quoted prices (unadjusted) for identical assets or liabilities in active markets that a government can access at the measurement date. • Level 2 inputs are inputs, other than quoted prices within Level 1, that are observable for an asset or liability, either directly or indirectly. • Level 3 inputs are unobservable inputs for an asset or liability. City of Anna, Texas Notes to Financial Statements 42 The fair value hierarchy gives the highest priority to Level 1 inputs and the lowest priority to Level 3 inputs. If a price for an identical asset or liability is not observable, a government should measure fair value using another valuation technique that maximizes the use of relevant observable inputs and minimizes the use of unobservable inputs. If the fair value of an asset or a liability is measured using inputs from more than one level of the fair value hierarchy, the measurement is considered to be based on the lowest priority level input that is significant to the entire measurement. Certain investments are not required to be measured at fair value; these include its investment in the TexPool external investment pool, which is measured at amortized cost and is included in cash equivalents, and its investments in certificates of deposit, which are measured based on cost. These instruments are exempt from categorization within the fair value hierarchy. TexPool TexPool is a local government investment pool, duly chartered and overseen by the State Comptroller’s Office, and administered and managed by Federated Investors, Inc. State Street Bank serves as the custodial bank. TexPool’s investment portfolio consists of U.S. Government securities; collateralized repurchase and reverse repurchase agreements; and AAA-rated money market mutual funds. The pool’s investments are highly rated by nationally recognized statistical rating organizations, have no more than five percent concentrated in one issuer (excluding U.S. government securities), and are sufficiently liquid to meet reasonably foreseeable redemptions. TexPool transacts at a net asset value of $1.00 per share, and maintains a weighted average maturity of 60 days or less and a weighted average life of 120 days or less. TexPool has a redemption notice period of one day and investors may redeem daily. TexPool's authority may only impose restrictions on redemptions in the event of a general suspension of trading on major securities markets, general banking moratorium, or national state of emergency that affects TexPool's liquidity. Note 4. Receivables The following comprise receivable balances of the primary government as of September 30, 2019: General Capital Projects Debt Service Fund Nonmajor Governmental Utility Fund Property taxes 95,299$ -$ 36,320$ -$ -$ Sales taxes 314,099 - - - 8,588 Accounts 155,155 - - 21,115 1,538,503 Interest 2,442 16,346 - - 16,820 Less: Allowance - - - - (243,156) Totals 566,995$ 16,346$ 36,320$ 21,115$ 1,320,755$ City of Anna, Texas Notes to Financial Statements 43 Note 5. Capital Assets The following is a summary of changes in capital assets for governmental activities for the year ended September 30, 2019: Beginning Ending Balance Additions Dispositions Balance Governmental activities: Capital assets, not being depreciated: Land 2,610,951$ 1,367,350$ (3,958)$ -$ 3,974,343$ Construction in progress 675,430 3,231,351 - (506,838) 3,399,943 Total capital assets, not being depreciated 3,286,381 4,598,701 (3,958) (506,838) 7,374,286 Depreciable assets: Park improvements 5,712,526 43,449 - 177,860 5,933,835 Buildings 1,542,758 - - - 1,542,758 Furniture and fixtures 26,541 7,370 - - 33,911 Streets and drainage 33,359,745 5,258,404 - 328,978 38,947,127 Machinery and equipment 3,246,243 759,552 (180,713) - 3,825,082 Total depreciable assets 43,887,813 6,068,775 (180,713) 506,838 50,282,713 Less accumulated depreciation for: Park improvements 2,043,493 294,127 - - 2,337,620 Buildings 493,984 82,499 - - 576,483 Furniture and fixtures 26,841 238 - - 27,079 Streets and drainage 10,337,685 1,872,809 - - 12,210,494 Machinery and equipment 2,068,148 336,158 (107,973) - 2,296,333 Total accumulated depreciation 14,970,151 2,585,831 (107,973) - 17,448,009 Total depreciable assets, net 28,917,662 3,482,944 (72,740) 506,838 32,834,704 Governmental activities capital assets, net 32,204,043$ 8,081,645$ (76,698)$ -$ 40,208,990$ Adjustments / Transfers Depreciation expense was charged to governmental functions as follows: Governmental activities: General government 30,359$ Culture and recreation 358,171 Community services 2,845 Public safety 255,413 Public works 1,939,043 Total governmental activities depreciation expense 2,585,831$ City of Anna, Texas Notes to Financial Statements 44 The following is a summary of changes in capital assets for business-type activities for the year ended September 30, 2019: Beginning Ending Balance Additions Dispositions Balance Business-type activities: Capital assets, not being depreciated: Land 1,045,097$ 13,000$ (1,470)$ -$ 1,056,627$ Construction in progress 2,512,531 973,101 - (2,428,363) 1,057,269 Total capital assets, not being depreciated 3,557,628 986,101 (1,470) (2,428,363) 2,113,896 Depreciable assets: Furniture and fixtures 5,620 - - - 5,620 Buildings and improvements 486,244 - - - 486,244 Machinery and equipment 1,824,049 104,956 - - 1,929,005 Water treatment system 13,351,529 1,591,971 - - 14,943,500 GTUA water improvements 17,185,804 3,375 - - 17,189,179 GTUA sewer improvements 939,796 - - - 939,796 Water and sewer system 27,841,981 1,184,792 - 2,428,363 31,455,136 Total depreciable assets 61,635,023 2,885,094 - 2,428,363 66,948,480 Less accumulated depreciation for: Furniture and fixtures 5,620 - - - 5,620 Buildings and improvements 194,756 23,567 - - 218,323 Machinery and equipment 1,212,882 196,081 - - 1,408,963 Water treatment system 2,953,812 409,975 - - 3,363,787 GTUA water improvements 4,537,322 556,200 - - 5,093,522 GTUA sewer improvements 237,186 26,851 - - 264,037 Water and sewer system 6,123,895 969,670 - - 7,093,565 Total accumulated depreciation 15,265,473 2,182,344 - - 17,447,817 Total depreciable assets, net 46,369,550 702,750 - 2,428,363 49,500,663 Business-type activities capital assets, net 49,927,178$ 1,688,851$ (1,470)$ -$ 51,614,559$ Adjustments / Transfers Depreciation expense was charged to business-type functions as follows: Water and sewer 2,182,344$ Total business-type activities depreciation expense 2,182,344$ City of Anna, Texas Notes to Financial Statements 45 The following is a summary of changes in capital assets for component units for the year ended September 30, 2019: Beginning Ending Balance Additions Dispositions Balance Community Development Corporation: Capital assets, not being depreciated: Land 2,757,904$ -$ -$ 2,757,904$ Total capital assets, not being depreciated 2,757,904 - - 2,757,904 Community Development Corporation capital assets, net 2,757,904$ -$ -$ 2,757,904$ Beginning Ending Balance Additions Dispositions Balance Economic Development Corporation: Capital assets, not being depreciated: Land 96,914$ -$ (6,568)$ 90,346$ Total capital assets, not being depreciated 96,914 - (6,568) 90,346 Depreciable assets: Buildings and improvements 366,589 - - 366,589 Furniture and fixtures 13,871 - - 13,871 Total depreciable assets 380,460 - - 380,460 Less accumulated depreciation for: Buildings and improvements 111,504 18,329 - 129,833 Furniture and fixtures 2,402 1,387 - 3,789 Total accumulated depreciation 113,906 19,716 - 133,622 Total depreciable assets, net 266,554 (19,716) - 246,838 Economic Development Corporation capital assets, net 363,468$ (19,716)$ (6,568)$ 337,184$ Remaining commitments under related construction contracts for general government and utility construction projects at year end were as follows: Approved Stored and Opinion Construction Completed Remaining Projects Unit Budget To Date Commitment City Hall Municpal Complex General government 27,340,952$ 1,547,981$ 25,792,971$ Rosamund Parkway Extension General government 696,500 248,385 448,115 East Fork Regional Sewer Utility Fund 973,257 546,357 426,900 E/W Collector Water Line Utility Fund 373,633 54,630 319,003 Total 29,384,342$ 2,397,353$ 26,986,989$ The remaining commitments above will be primarily financed through completion of construction with the resources of the capital projects funds, supplemented by the general fund and issuance of debt, as needed. City of Anna, Texas Notes to Financial Statements 46 Note 6. Long-term Liabilities The following is a summary of changes in the City's total long-term liabilities for the year ended September 30, 2019. In general, the City uses the general and debt service funds to liquidate governmental long-term liabilities. Amounts Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities: Bonds, notes and other payables: General obligation bonds 2,018,000$ -$ (96,000)$ 1,922,000$ 107,000$ Certificates of obligation 30,910,000 - (90,000) 30,820,000 200,000 Combination tax and revenue refunding bonds 800,000 - (185,000) 615,000 190,000 Capital lease payable - 485,068 (55,851) 429,217 40,791 Unamortized premiums 1,517,551 - (84,340) 1,433,211 - Total bonds, notes and other payables, net 35,245,551 485,068 (511,191) 35,219,428 537,791 Other liabilities: Compensated absences 198,132 142,464 (126,429) 214,167 - Net pension liability 533,341 1,131,410 (687,502) 977,249 - Other postemployment benefit liability 42,437 7,657 (6,722) 43,372 - Total governmental activities 36,019,461$ 1,766,599$ (1,331,844)$ 36,454,216$ 537,791$ Amounts Beginning Ending Due Within Balance Additions Reductions Balance One Year Business-type activities: Bonds, notes and other payables: Contract revenue bonds 3,723,750$ -$ (277,083)$ 3,446,667$ 286,250$ TWDB participation agreement 2,168,750 - - 2,168,750 - Combination tax and revenue certificates of obligation 7,855,000 - (160,000) 7,695,000 160,000 Combination tax and revenue refunding bonds 8,697,000 - (575,000) 8,122,000 590,000 Capital leases 1,217,631 - (123,060) 1,094,571 127,323 Unamortized premiums (discounts) 643,354 - (72,331) 571,023 - Total bonds, notes and other payables, net 24,305,485 - (1,207,474) 23,098,011 1,163,573 Other liabilities: Compensated absences 38,588 35,006 (25,675) 47,919 - Net pension liability 168,423 364,297 (220,000) 312,720 - Other postemployment benefit liability 13,401 2,629 (2,151) 13,879 - Total business-type activities 24,525,897$ 401,932$ (1,455,300)$ 23,472,529$ 1,163,573$ Amounts Beginning Ending Due Within Balance Additions Reductions Balance One Year Component Units - CDC: Bonds, notes and other payables: Sales tax revenue bonds 3,295,000$ -$ (210,000)$ 3,085,000$ 215,000$ Other liabilities: Net pension liability - 22,196 (9,166) 13,030 - Other postemployment benefit liability - 668 (90) 578 - Total component units 3,295,000$ 22,864$ (219,256)$ 3,098,608$ 215,000$ City of Anna, Texas Notes to Financial Statements 47 Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period and, accordingly, are not reported as fund liabilities in the governmental funds. The governmental activities compensated absences, OPEB liability, and net pension liability are generally liquidated by the general fund. Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. Long-term debt at year end was comprised of the following debt issues: Interest Description Rates Balance Governmental activities: General obligation refunding bonds Series 2014B 0.30 - 2.40 %1,278,000$ Series 2016 1.90 - 4.50 %644,000 Total general obligation bonds 1,922,000 Certificates of obligation Series 2018 3.00 - 4.00 %30,820,000 Total certificates of obligation 30,820,000 Combination tax and revenue refunding bonds Series 2017 2.00 - 4.00 %615,000 Total certificates of obligation 615,000 Total governmental activities long-term debt 33,357,000$ Business-type activities: Contract revenue and revenue refunding bonds Series 2006 GTUA Contract Revenue Bonds (12 &15)2.95 - 3.75 % 925,000$ 2007 GTUA Contract 2.95 - 4.10 % 1,275,000 CGMA Pipeline Project Phase I 2.29 - 5.74 % 370,417 CGMA Pipeline Project Phase III 2.67 - 5.62 % 876,250 Total contract revenue and revenue refunding bonds 3,446,667 TWDB state participation agreement CGMA Pipeline Project Phase II 5.68 - 5.83 % 2,168,750 Total TWDB state participation agreement 2,168,750 Combination tax & revenue certificates of obligation Series 2012 1.50 - 2.50 % 3,805,000 Series 2014 2.00 - 2.65 % 3,890,000 Total combination tax & revenue certificates of obligation 7,695,000 Combination tax and revenue refunding bonds Series 2014A 2.11% 2,107,000 Series 2017 2.00 - 4.00 % 6,015,000 Total combination tax and revenue refunding bonds 8,122,000 Capital Leases 2017 AMI Meters 2.00% 1,094,571 Total capital leases 1,094,571 Total business-type activities long-term debt 22,526,988$ Component units: Sales Tax Revenue Bonds CDC - Sales Tax Revenue Bonds - Series 2012B 3.30% 1,470,000$ CDC - Sales Tax Revenue Bonds - Series 2016 1.9% - 4.5% 1,615,000 Total CDC long-term debt 3,085,000$ City of Anna, Texas Notes to Financial Statements 48 The annual requirements to amortize general obligation bonds, certificates of obligation outstanding, and sales tax revenue bonds at year end were as follows: Year Ending September 30, Principal Interest Principal Interest Principal Interest 2020 107,000$ 38,782$ 200,000$ 1,263,550$ 190,000$ 20,800$ 2021 259,000 35,538 195,000 1,256,625 50,000 16,000 2022 265,000 30,689 215,000 1,250,475 40,000 14,200 2023 285,000 25,189 215,000 1,242,950 35,000 12,700 2024 286,000 19,112 235,000 1,233,950 35,000 11,300 2025-2029 720,000 19,139 2,100,000 5,956,050 265,000 31,700 2030-2034 - - 6,075,000 4,968,325 - - 2035-2039 - - 7,140,000 3,602,000 - - 2040-2044 - - 7,380,000 2,174,600 - - 2045-2048 - - 7,065,000 579,500 - - Totals 1,922,000$ 168,449$ 30,820,000$ 23,528,025$ 615,000$ 106,700$ Governmental Activities GO Bonds CO Bonds Combination Tax and Revenue Year Ending September 30, Principal Interest Principal Interest Principal Interest 2020 286,250$ 152,647$ -$ 125,206$ 160,000$ 226,888$ 2021 298,750 141,401 - 125,206 170,000 223,388 2022 306,250 129,434 - 125,206 170,000 219,588 2023 320,000 117,005 - 125,206 175,000 215,300 2024 332,500 103,924 - 125,206 210,000 210,000 2025-2029 1,288,750 307,756 413,750 413,750 2,955,000 857,214 2030-2034 416,250 117,491 666,250 435,602 3,855,000 281,569 2035-2039 201,250 11,485 881,250 881,250 - - 2040 - - 207,500 12,097 - - Totals 3,450,000$ 1,081,143$ 2,168,750$ 2,368,729$ 7,695,000$ 2,233,947$ Year Ending September 30,Principal Interest 2020 590,000$ 296,481$ 2021 607,000 276,714 2022 635,000 255,300 2023 654,000 232,313 2024 649,000 208,528 2025-2029 2,452,000 738,528 2030-2033 2,535,000 205,900 Totals 8,122,000$ 2,213,764$ Business-type Activities TWDB State Participation Combination Tax and Revenue Certificates of ObligationAgreementContract Revenue Bonds Combination Tax and Revenue City of Anna, Texas Notes to Financial Statements 49 Year Endin g September 30,Principal Interest 2020 215,000$ 110,876$ 2021 225,000 104,250 2022 160,000 167,463 2023 100,000 226,660 2024 115,000 211,080 2025-2029 855,000 781,463 2030-2033 1,015,000 249,300 2034-2037 400,000 27,675 Totals 3,085,000$ 1,878,767$ Combination Tax and Revenue Contractual Obligations with Greater Texoma Utility Authority Under the terms of long term water supply and sewer service contracts between the City and Greater Texoma Utility Authority (GTUA), the City recognizes that GTUA has an undivided ownership interest in the City's water system and sewer collection and treatment facility equivalent to the percentage of the total cost of the facility provided by GTUA through the issuance of GTUA bonds. The City has a contractual obligation to make payments specified by the contract to GTUA to pay the principal and interest on the bonds, maintain a Reserve Fund for the security and payment of bonds similarly secured, pay the administrative and overhead expenses of GTUA directly attributable to the bonds, and pay any extraordinary expenses incurred by GTUA in connection with the bonds. Under terms of the contracts the City's obligation to make payments to GTUA, as well as GTUA's ownership interest in the facilities terminates, when all of GTUA's bonds issued in connection with construction of the facilities have been paid in full, are retired, and are no longer outstanding. Collin Grayson Municipal Alliance Transmission Water Pipeline In 2004, the City, along with the City of Van Alstyne, Howe, and Melissa, formed a group called the Collin Grayson Municipal Alliance ("CGMA"). CGMA entered into a long-term contractual obligation with GTUA for the purpose of providing funds for the construction of a transmission water pipeline that will provide water to CGMA cities. The cost of the pipeline is being funded in four phases. Each CMGA city was required to make payments to GTUA in an amount equivalent to 25% of the total obligation to cover their portion of the cost of the obligation until the pipeline project was completed. As water continues to flow to each CGMA city, the City shall be charged it's percentage or fraction share of debt service on the obligation based upon the amount of water to be paid by the City under its water contract (i.e. the greater of its minimum take-or-pay amount or the actual amount of water taken) divided by the total amount of water to be paid by all CGMA cities. The sum of the four (4) fractional amounts shall always equal 100% of the debt service on the contractual obligation with GTUA. The billing rates for each City will be calculated to provide funds necessary to cover the contractual obligation, interest, repairs, maintenance, and production costs. At the end of the contractual obligation with GTUA, the City will own an undivided interest in the transmission water pipeline based on the percentage of water it utilized and paid for during the contract term. The contract will expire and the transfer of ownership will occur during the fiscal year ended September 30, 2040, as long as no new debt is issued. City of Anna, Texas Notes to Financial Statements 50 Capital Leases On October 9, 2018, the City entered into a new lease agreement as lessee for financing the acquisition of a fire apparatus which is payable from the general fund. This lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of their future minimum lease payments as of the inception date. On November 28, 2016, the City entered into a capital lease to finance the acquisition of water meters which is payable from the utility fund. The assets acquired through the capital leases as of September 30, 2019 are as follows: Governmental Business-type Activities Activities Assets: Fire apparatus 485,068$ -$ Water meters - 1,340,010 Less: Accumulated depreciation (38,407) (268,002) Total 446,661$ 1,072,008$ The future minimum lease obligations and the net present value of these minimum lease payments as of September 30, 2019 are as follows: Year Endin g Governmental Business-type September 30, Activities Activities 2020 57,359$ 149,179$ 2021 57,359 149,179 2022 57,359 149,179 2023 57,359 149,179 2024 57,359 149,179 2025-2028 229,436 449,300 Total minimum future lease payments 516,231 1,195,195 Less: amount representing interest (87,014) (100,624) Present value of minimum lease payments 429,217$ 1,094,571$ City of Anna, Texas Notes to Financial Statements 51 Note 7. Interfund Balances and Activity 1. Interfund Receivables and Payables Interfund receivables and payables of the various funds at September 30, 2019 were as follows: Interfund Interfund Receivables Payables General Fund 727,195$ -$ Capital Projects Fund - 605,859 Nonmajor Funds - 121,336 Totals 727,195$ 727,195$ Interfund balances consist of short-term lending/borrowing arrangements that have resulted primarily from expenditures that are paid by one fund and then charged back to the appropriate other fund. Additionally, some lending/borrowing may occur between two or more governmental funds due to earned revenues not being received from outside agencies until the subsequent year. 2. Interfund Transfers Transfers between funds during the year were as follows: Transfers Out Transfers In Amounts General Fund Nonmajor Funds 33,522$ Capital Projects Fund Utility Fund 48,542 Nonmajor Funds Capital Projects Fund 88,115 Totals 170,179$ Transfers to the special revenue fund were for year-end budgeted transfers to the grant fund. Transfers to the utility fund were for utility relocations for the new City Hall building. Transfers to the capital project fund were for the road project. Note 8. Other Information A. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; and natural disasters for which the City participates along with approximately 2,800 other entities in the Texas Municipal League's Intergovernmental Risk Pools (the "Pool"). The Pool purchases commercial insurance at group rates for participants in the Pool. The City has no additional risk or responsibility to the Pool, outside of the payment of insurance premiums. The City has not significantly reduced insurance coverage or had settlements that exceeded coverage amounts for the past three years. City of Anna, Texas Notes to Financial Statements 52 Note 9. Defined Benefit Pension Plan Plan Description The City participates in one of 887 plans in the nontraditional, joint contributory, hybrid defined benefit pension plan administered by the Texas Municipal Retirement System (TMRS). TMRS is an agency created by the State of Texas and administered in accordance with the TMRS Act, Subtitle G, Title 8, Texas Government Code (the TMRS Act) as an agent multiple-employer retirement system for municipal employees in the State of Texas. The TMRS Act places the general administration and management of the System with a six-member Board of Trustees. Although the Governor, with the advice and consent of the Senate, appoints the Board, TMRS is not fiscally dependent on the State of Texas. TMRS’s defined benefit pension plan is a tax-qualified plan under Section 401(a) of the Internal Revenue Code. TMRS issues a publicly available comprehensive annual financial report (CAFR) that can be obtained at www.tmrs.com. All eligible employees of the City are required to participate in TMRS. Benefits Provided TMRS provides retirement, disability, and death benefits. Benefit provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS. At retirement, the benefit is calculated as if the sum of the employee’s contributions, with interest, and the city-financed monetary credits with interest were used to purchase an annuity. Members may choose to receive their retirement benefit in one of seven payments options. Members may also choose to receive a portion of their benefit as a partial lump sum distribution in an amount equal to 12, 24, or 36 monthly payments, which cannot exceed 75% of the member’s deposits and interest. The plan provisions are adopted by City were as follows: 2018 2017 Employee deposit rate 7.00% 7.00% Matching ratio (City to employee) 2 to 1 2 to 1 Years required for vesting 5 5 Service requirement eligibility (expresed as age/years of service) 60/5, 0/20 60/5, 0/20 Updated service credit 100% Repeating, 100% Repeating, Transfers Transfers Annuity increase (to retirees) 70% of CPI Repeating 70% of CPI Repeating Employees Covered by Benefit Terms At the December 31, 2018 valuation and measurement date, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefits 10 Inactive employees entitled to but not yet receiving benefits 40 Active employees 76 Total 126 City of Anna, Texas Notes to Financial Statements 53 Contributions The contribution rates for employees in TMRS are either 5%, 6%, or 7% of employee gross earnings, and the City matching percentages are either 100%, 150%, or 200%, both as adopted by the governing body of the City. Under the state law governing TMRS, the contribution rate for each city is determined annually by the actuary, using the Entry Age Normal (EAN) actuarial cost method. The actuarially determined rate is the estimated amount necessary to finance the cost of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Employees for the City were required to contribute 7% of their annual gross earnings during the fiscal year. The contribution rates for the City were 14.27% and 14.67% in calendar years 2018 and 2019, respectively. The City’s contributions to TMRS for the year ended September 30, 2019, were $701,932, and were equal to the required contributions. Net Pension Liability The City’s Net Pension Liability (NPL) was measured as of December 31, 2017, and the Total Pension Liability (TPL) used to calculate the NPL was determined by an actuarial valuation as of that date. Actuarial Assumptions The total pension liability in the December 31, 2018 actuarial valuation was determined using the following actuarial assumptions: Inflation 2.5% per year Overall payroll growth 3.0% per year Investment rate of return 6.75%, net of pension plan investment expense, including infla Salary increases were based on a service-related table. Mortality rates for active members, retirees, and beneficiaries were based on the gender-distinct RP2000 Combined Healthy Mortality Table, with Blue Collar Adjustment, with male rates multiplied by 109% and female rates multiplied by 103%. Based on the size of the City, rates are multiplied by an additional factor of 100%. The rates are projected on a fully generational basis by scale BB to account for future mortality improvements. For disabled annuitants, the gender-distinct RP2000 Combined Healthy Mortality Tables with Blue Collar Adjustment are used with males rates multiplied by 109% and female rates multiplied by 103%. Based on the size of the City, rates are multiplied by an additional factor of 100%. The rates are projected on a fully generational basis by scale BB to account for future mortality improvements. The actuarial assumptions were developed primarily from the actuarial investigation of the experience of TMRS over the four year period from December 31, 2010 to December 31, 2014. They were adopted in 2015 and first used in the December 31, 2015 actuarial valuation. The post-retirement mortality assumption for healthy annuitants and Annuity Purchase Rate (APRs) are based on the Mortality Experience Investigation Study covering 2009 through 2011 and dated December 31, 2013. In conjunction with these changes first used in the December 31, 2013 valuation, the TMRS system adopted the Entry Age Normal actuarial cost method and a one-time change to the amortization policy. Plan assets are managed on a total return basis with an emphasis on both capital appreciation as well as the production of income, in order to satisfy the short-term and long-term funding needs of TMRS. City of Anna, Texas Notes to Financial Statements 54 The long-term expected rate of return on pension plan investments was determined using a building- block method in which best estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. In determining their best estimate of a recommended investment return assumption under the various alternative asset allocation portfolios, the actuary focused on the area between (1) arithmetic mean (aggressive) without an adjustment for time (conservative) and (2) the geometric mean (conservative) with an adjustment for time (aggressive). The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: Long-term Expected Real Target Rate of Return Asset Class Allocation (Arithmetic) Domestic equity 17.5% 4.30% International equity 17.5% 6.10% Core fixed income 10.0% 1.00% Non-core fixed income 20.0% 3.39% Real return 10.0% 3.78% Real estate 10.0% 4.44% Absolute return 10.0% 356.00% Private equity 5.0% 7.75% Total 100% Discount Rate The discount rate used to measure the Total Pension Liability was 6.75%. The projection of cash flows used to determine the discount rate assumed that employee and employer contributions will be made at the rates specified in statute. Based on that assumption, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the Total Pension Liability. City of Anna, Texas Notes to Financial Statements 55 Changes in Net Pension Liability Total Pension Plan Fiduciary Net Pension Liability Net Position Liability (a) (b) (a) - (b) Balance at December 31, 2017 6,556,473$ 5,854,709$ 701,764$ Changes for the year: Service cost 860,365 - 860,365 Interest 464,692 - 464,692 Change of benefit terms - - - Difference between expected and actual experience 13,331 - 13,331 Changes of assumptions - - - Contributions - employer - 618,080 (618,080) Contributions - employee - 298,589 (298,589) Net investment income - (175,951) 175,951 Benefit payments, including refunds of employee contributions (204,657) (204,657) - Administrative expense - (3,389) 3,389 Other changes - (176) 176 Net changes 1,133,731 532,496 601,235 Balance at December 31, 2018 7,690,204$ 6,387,205$ 1,302,999$ Increase (Decrease) Sensitivity of the Net Pension Liability to Changes in the Discount Rate The following presents the NPL of the City, calculated using the discount rate of 6.75%, as well as what the City’s net pension liability would be if it were calculated using a discount rate that is 1-percentage- point lower (5.75%) or 1-percentage-point higher (7.75%) than the current rate: 1% Decrease in 1% Increase in Discount Rate (5.75%) Discount Rate (6.75%) Discount Rate (7.75%) Net pension liability 2,687,484$ 1,302,999$ 202,800$ Pension Plan Fiduciary Net Position Detailed information about the pension plan’s fiduciary net position is available in a separately-issued TMRS financial report. That report may be obtained on the Internet at www.tmrs.com. City of Anna, Texas Notes to Financial Statements 56 Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended September 30, 2019, the City recognized pension expense of $691,663. At September 30, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual economic experience 11,098$ 143,926$ Changes in actuarial assumptions 8,309 - Difference between projected and actual investment earnings 304,418 - Contributions subsequent to the measurement date 540,174 - Totals 863,999$ 143,926$ $540,173 reported as deferred outflows of resources related to pensions resulting from contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability for the year ending September 30, 2020. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Year Ending December 31, 2019 49,451$ 2020 3,828 2021 20,130 2022 106,493 2023 (3) Totals 179,899$ Note 10. Other Postemployment Benefits Plan Plan Description Texas Municipal Retirement System (TMRS) administers a defined benefit group-term life insurance plan known as the Supplemental Death Benefits Fund (SDBF). This is a voluntary program in which participating member cities may elect, by ordinance, to provide group-term life insurance coverage for their active members, including or not including retirees. Employers may terminate coverage under and discontinue participation in the SDBF by adopting an ordinance before November 1 of any year to be effective the following January 1. The City has elected to participate in the SDBF for its active members including retirees. As the SDBF covers both active and retiree participants, with no segregation of assets, the SDBF is considered to be an unfunded single-employer OPEB plan (i.e. no assets are accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75) for City reporting. City of Anna, Texas Notes to Financial Statements 57 Benefits Provided The death benefit for active employees provides a lump-sum payment approximately equal to the employee’s annual salary (calculated based on the employee’s actual earnings, for the 12-month period preceding the month of death). The death benefit for retirees is considered an other postemployment benefit (OPEB) and is a fixed amount of $7,500. At the December 31, 2018 valuation and measurement date, the following employees were covered by the benefit terms: Inactive employees currently receiving benefits 6 Inactive employees entitled to but not yet receiving benefit 5 Active employees 76 Total 87 Contributions The member city contributes to the SDBF at a contractually required rate as determined by an annual actuarial valuation. The rate is equal to the cost of providing one-year term life insurance. The funding policy for the SDBF program is to assure that adequate resources are available to meet all death benefit payments for the upcoming year. The intent is not to pre-fund retiree term life insurance during employees’ entire careers. Contributions are made monthly based on the covered payroll of employee members of the participating member city. The contractually required contribution rate is determined annually for each city. The rate is based on the mortality and service experience of all employees covered by the SDBF and the demographics specific to the workforce of the city. There is a one-year delay between the actuarial valuation that serves as the basis for the employer contribution rate and the calendar year when the rate goes into effect. The funding policy of this plan is to assure that adequate resources are available to meet all death benefit payments for the upcoming year. The retiree portion of contribution rates to the SDBF for the City was 0.00% and 0.01% in calendar years 2018 and 2019 respectively. The City’s contributions to the SDBF for the year ended September 30, 2019 were $6,238, and were equal to the required contributions. Total OPEB Liability The City’s Total OPEB Liability was measured as of December 31, 2018 and was determined by an actuarial valuation as of that date. Actuarial Assumptions The Total OPEB Liability In the December 31, 2018 actuarial valuation was determined using the following actuarial assumptions: Inflation 2.5% per year Salary increases 3.5% to 10.5% including inflation Discount rate 3.71% City of Anna, Texas Notes to Financial Statements 58 Salary increases were based on a service-related table. Mortality rates for service retirees were based on the RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109% and female rates multiplied by 103% and projected on a fully generational basis with scale BB. Mortality rates for disabled retirees were based on the RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109% and female rates multiplied by 103%. Based on the size of the City, rates are multiplied by an additional factor of 100.0%. The rates are projected on a fully generational basis by scale BB to account for future mortality improvements. The actuarial assumptions used in the December 31, 2018,valuation were developed primarily from an actuarial experience study of the four-year period from December 31, 2010 through December 31, 2014. The post-mortality assumption for healthy annuitants and Annuity Purchase Rate (APRs) are based on the Mortality Experience Investigation Study covering 2009 through 2011 and dated December 31, 2013. In conjunction with these changes first used in the December 31, 2013 valuation, TMRS adopted the Entry Age Normal Actuarial Cost Method. The discount rate (3.71%) was based on the Fidelity Index’s “20-Year Municipal GO AA Index” rate as of December 31, 2018. Changes in Total OPEB Liability Total OPEB Liability Balance at December 31, 2017 55,838$ Changes for the year: Service cost 8,958 Interest on Total OPEB Liability 1,996 Change of benefit terms - Difference between expected and actual experience (3,622) Changes of assumptions or other inputs (5,341) Benefit payments - Net changes 1,991 Balance at December 31, 2018 57,829$ Sensitivity of the Total OPEB Liability to Changes in the Discount Rate The following presents the total OPEB liability, calculated using the discount rate of 3.71%, as well as what the City’s total OPEB liability would be if it were calculated using a discount rate that is 1 percentage-point lower (2.31%) or 1 percentage-point higher (4.31%) than the current rate: 1% Decrease in 1% Increase in Discount Rate (2.71%) Discount Rate (3.71%) Discount Rate (4.71%) 72,416$ 57,829$ 46,777$ City of Anna, Texas Notes to Financial Statements 59 OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended September 30, 2019, the City recognized OPEB expense of $10,541. At September 30, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience -$ 3,210$ Changes in actuarial assumptions and other inputs 4,120 4,732 Contributions made subsequent to the measurement date 4,787 - Totals 8,907$ 7,942$ The $4,787 reported as deferred outflows of resources resulting from contributions subsequent to the measurement date will reduce the Total OPEB liability during the year ending September 30, 2020. The other amounts reported as deferred outflows and inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ending December 31, 2019 (413)$ 2020 (413) 2021 (413) 2022 (413) 2023 (413) Thereafter (1,757) Totals (3,822)$ Note 11. Villages of Hurricane Creek Public Improvement District On November 13, 2018, the City of Anna City Council approved Ordinance No. 2018-01-506 authorizing the creation of a Public Improvement District. The Hurricane Creek Public Improvement District consists of approximately 368.20 acres within the jurisdictions of the City. This district was created in accordance with Chapter 372.003 of the Texas Local Government Code, as amended. On March 28, 2019 the City of Anna City Council approved the issuance and sale of two Special Assessment Revenue Bonds in the amounts of $7,735,000 and $3,535,000 known as Hurricane Creek Public Improvement District Improvement Area #1 Project and Hurricane Creeks Public Improvement District Improvement Major Improvement Area Project, respectively. These bonds were authorized in order to finance the projects benefiting the entire Hurricane Creek Public Improvement District including certain roadway, water, sewer, and drainage improvements. 60 61 Required Supplementary Information City of Anna, Texas Schedule of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual General Fund For the Year Ended September 30, 2019 62 Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES Property taxes 4,774,602$ 4,774,602$ 4,876,783$ 102,181$ Sales taxes 1,645,698 1,645,698 1,835,421 189,723 Charges for services 103,220 103,220 145,592 42,372 License and permits 724,000 1,088,260 1,334,823 246,563 Franchise and local taxes 510,200 510,200 612,332 102,132 Investment income 55,000 55,000 138,658 83,658 Other revenues 28,450 28,450 41,749 13,299 Intergovernmental 95,273 95,273 93,190 (2,083) Fines and forfeitures 52,500 52,500 87,431 34,931 Contributions and donations 2,000 2,000 7,425 5,425 Total revenues 7,990,943 8,355,203 9,173,404 818,201 EXPENDITURES Current: General government 2,006,211 2,016,288 1,918,254 98,034 Culture and recreation 512,523 512,523 472,605 39,918 Community services 854,646 1,125,212 1,286,794 (161,582) Public safety 3,971,470 3,960,426 3,574,722 385,704 Public works 746,498 702,417 636,515 65,902 Debt service Principal 55,851 55,851 55,851 - Interest and fiscal charges 1,508 1,508 1,508 - Capital outlay 187,500 672,568 660,043 12,525 Total expenditures 8,336,207 9,046,793 8,606,292 440,501 Excess (deficiency) of revenues over (under) expenditures (345,264) (691,590) 567,112 1,258,702 OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets 3,000 3,000 209,000 206,000 Transfers in 375,118 375,118 - (375,118) Transfers out (32,854) (33,522) (33,522) - Capital lease - 485,068 485,068 - Total other financing sources (uses)345,264 829,664 660,546 (169,118) Net change in fund balance - 138,074 1,227,658 1,089,584 Beginning fund balance 4,713,766 4,713,766 4,713,766 - ENDING FUND BALANCE 4,713,766$ 4,851,840$ 5,941,424$ 1,089,584$ Notes to Schedule 1. Annual budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP) City of Anna, Texas Schedule of Changes in the Net Pension Liability and Related Ratios – TMRS Last Five Measurement Periods 63 2018 2017 2016 2015 2014 TOTAL PENSION LIABILITY Service cost 860,365$ 698,771$ 608,067$ 527,867$ 429,268$ Interest 464,692 398,225 343,924 309,015 277,884 Changes of benefit terms - - - - - Differences between expected and actual experience 13,331 (9,109) (60,518) (110,141) (173,824) Change of assumptions - - - 19,349 - Benefit payments, including refunds of employee contributions (204,657) (163,326) (101,394) (109,637) (166,160) Net change in total pension liability 1,133,731 924,561 790,079 636,453 367,168 Total pension liability - beginning 6,556,473 5,631,912 4,841,833 4,205,380 3,838,212 TOTAL PENSION LIABILITY - ENDING (a)7,690,204$ 6,556,473$ 5,631,912$ 4,841,833$ 4,205,380$ PLAN FIDUCIARY NET POSITION Contributions - employer 618,080$ 516,066$ 442,230$ 386,733$ 270,279$ Contributions - employee 298,589 249,306 217,388 194,478 170,293 Net investment income (loss) (175,951) 641,130 257,535 4,915 165,488 Benefit payments, including refunds of employee contributions (204,657) (163,326) (101,394) (109,637) (166,160) Administrative expense (3,389) (3,315) (2,902) (2,992) (1,727) Other (176) (169) (156) (148) (142) Net change in plan fiduciary net position 532,496 1,239,692 812,701 473,349 438,031 Plan fiduciary net position - beginning 5,854,709 4,615,017 3,802,316 3,328,967 2,890,936 PLAN FIDUCIARY NET POSITION - ENDING (b)6,387,205$ 5,854,709$ 4,615,017$ 3,802,316$ 3,328,967$ NET PENSION LIABILITY - ENDING (a)-(b)1,302,999$ 701,764$ 1,016,895$ 1,039,517$ 876,413$ Plan fiduciary net position as a percentage of total pension liability 83% 89% 82% 79% 79% Covered payroll 4,265,561$ 3,561,515$ 1,194,348$ 2,778,260$ 2,432,756$ Net pension liability as a percentage of covered payroll 31% 20% 85% 37% 36% Notes to Schedule 1. This schedule is presented to illustrate the requirement to show information for ten years. However, until a full ten-year trend is compiled, only available information is shown. City of Anna, Texas Schedule of Employer Contributions to Pension Plan - TMRS Last Five Fiscal Years 64 2019 2018 2017 2016 2015 Actuarially determined contribution 701,932$ 592,188$ 490,248$ 444,631$ 353,170$ Contributions in relation to the actuarially determined contribution 701,932 592,188 490,248 444,631 353,170 Contribution deficiency (excess)-$ -$ -$ -$ -$ Covered payroll 4,798,511$ 4,086,822$ 3,396,686$ 3,140,567$ 2,881,090$ Contributions as a percentage of covered payroll 14.63% 14.49% 14.43% 14.16% 12.26% Notes to Schedule 1. This schedule is presented to illustrate the requirement to show information for ten years. However, until a full ten-year trend is compiled, only available information is shown. 2. GASB 68, paragraph 81.2.b requires that the data in this schedule be presented as of the City's fiscal year as opposed to the time period covered by the measurement date. City of Anna, Texas Schedule of Changes in Total OPEB Liability and Related Ratios – TMRS Last Two Measurement Periods 65 2018 2017 TOTAL OPEB LIABILITY Service cost 8,958$ 6,767$ Interest (on the Total OPEB Liability)1,996 1,716 Change of benefit terms - - Differences between expected and actual experience (3,622) - Changes in assumptions or other imputs (5,341) 5,334 Benefit payments - - Net change in total OPEB liability 1,991 13,817 Total OPEB liability - beginning 55,838 42,021 TOTAL OPEB LIABILITY - ENDING (a)57,829$ 55,838$ Covered payroll 4,265,563$ 3,561,515$ Total OPEB liability as a percentage of covered payroll 1.36% 1.57% Notes to Schedule 1. This schedule is presented to illustrate the requirement to show information for 10 years. However, recalculations of prior years are not reported in accordance with the standards of GASB 74/75 and should not be shown here. Therefore, only years for which the new GASB statements have been implemented have been shown and ultimately ten years will be presented. City of Anna, Texas Schedule of OPEB Contributions - TMRS Last Two Fiscal Years 66 2019 2018 Actuarially determined contribution 6,238$ 4,496$ Contributions in relation to the actuarially determined contribution 6,238 4,496 Contribution deficiency (excess)-$ -$ Covered payroll 4,798,511 4,086,822 Contributions as a percentage of covered payroll 0.13% 0.11% Notes to Schedule 1. This schedule is presented to illustrate the requirement to show for 10 years. However, recalculations of prior years are not reported in accordance with the standards of GASB 74/75 and should not be shown here. Therefore, only years for which the new GASB statements have been implemented will be shown and ultimately ten years will be presented. 2. GASB 75 paragraph 57 requires that the data in this schedule be presented as of the City's fiscal year as opposed to the time period covered by the measurement date. 67 Combining and Individual Fund Financial Statements and Schedule 68 69 Nonmajor Governmental Funds Special Revenue Funds Roadway Impact Fee Service Area 1 Accounts for revenue and expenditures from developer impact fees for future strategic roadway improvements for service area 1. Roadway Impact Fee Service Area 2 Accounts for revenue and expenditures from developer impact fees for future strategic roadway improvements for service area 2. Road Capital Development Agreement Fund Accounts for negotiated developer agreements for road and street impact fees. Police Seizure Fund Accounts for revenues generated from property seized in connection with illegal activity once the property is forfeited after prosecution that can only be used in accordance with applicable state and federal laws. Park Development Fund Accounts for park development fees from developer agreements or the subdivision ordinance in support of the City's parks master plan. Fire Department Capital Improvement Fund Accounts for voluntary fees negotiated with developers in support of the Anna Fire Department for fire capital projects. Grant Fund Accounts for proceeds and expenditures relating to all grants. Other Special Revenue Fund Accounts for all other miscellaneous restricted funds not described in other special revenue funds. City of Anna, Texas Combining Balance Sheet Nonmajor Governmental Funds September 30, 2019 70 ASSETS Cash and cash equivalents 768,097$ 535,791$ 550,519$ 3,112$ 1,379,707$ Receivables, net - - - - - Due from other governments - - - - - Prepaids - - - - - Total assets 768,097$ 535,791$ 550,519$ 3,112$ 1,379,707$ LIABILITIES Accounts payable and other liabilities -$ -$ 88,775$ -$ 186,751$ Accrued salaries - - - - - Due to other funds - - - - - Total liabilities - - 88,775 - 186,751 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - grants - - - - - Total deferred inflows of resources - - - - - FUND BALANCES Nonspendable - - - - - Restricted for: Public safety - - - 3,112 - Capital projects 768,097 535,791 461,744 - 1,192,956 Unassigned - - - - - Total fund balances 768,097 535,791 461,744 3,112 1,192,956 TOTAL LIABILITIES AND FUND BALANCES 768,097$ 535,791$ 550,519$ 3,112$ 1,379,707$ Police Seizure Fund Park Development Fund Roadway Impact Fee SVC Area 1 Roadway Impact Fee SVC Area 2 Road Capital Dev. Agr. Fund 71 77,563$ -$ 121,298$ 3,436,087$ - 15,947 5,168 21,115 - 111,518 - 111,518 - 1,000 - 1,000 77,563$ 128,465$ 126,466$ 3,569,720$ 2,543$ 3,751$ -$ 281,820$ - 1,940 - 1,940 - 121,336 - 121,336 2,543 127,027 - 405,096 - 112,956 - 112,956 - 112,956 - 112,956 - 1,000 - 1,000 75,020 - 126,466 204,598 - - - 2,958,588 - (112,518) - (112,518) 75,020 (111,518) 126,466 3,051,668 77,563$ 128,465$ 126,466$ 3,569,720$ Other Special Revenue FundGrant Fund Fire Dept. Capital Impr. Fund Total Nonmajor Governmental Funds City of Anna, Texas Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For the Year Ended September 30, 2019 72 REVENUES Char ges for services 331,328$ 297,145$ -$ -$ 900,150$ Investment income 14,274 8,015 10,799 198 23,689 Other revenue - - - 2,400 15,494 Total revenues 345,602 305,160 10,799 2,598 939,333 EXPENDITURES Current: Culture and recreation - - - - 46,091 Public safety - - - 10,110 - Public works 4,142 5,808 - - - Capital outlay - - - 2,400 403,103 Total expenditures 4,142 5,808 - 12,510 449,194 Excess (deficiency) of revenues over (under ) expenditures 341,460 299,352 10,799 (9,912) 490,139 OTHER FINANCING SOURCES (USES) Transfers in - - - - - Transfers out (88,115) - - - - Proceeds from sale of capital assets - - - 3,608 - Total other financing (uses)(88,115) - - 3,608 - Net change in fund balances 253,345 299,352 10,799 (6,304) 490,139 Fund balances, beginning of year 514,752 236,439 450,945 9,416 702,817 FUND BALANCES, END OF YEAR 768,097$ 535,791$ 461,744$ 3,112$ 1,192,956$ Roadway Impact Fee SVC Area 1 Roadway Impact Fee SVC Area 2 Road Capital Dev. Agr. Fund Police Seizure Fund Park Development Fund 73 38,400$ -$ -$ 1,567,023$ 1,392 - 2,350 60,717 - 82,328 24,489 124,711 39,792 82,328 26,839 1,752,451 - - - 46,091 7,906 118,696 10,318 147,030 - - - 9,950 9,568 111,518 - 526,589 17,474 230,214 10,318 729,660 22,318 (147,886) 16,521 1,022,791 - 33,522 - 33,522 - - - (88,115) - - - 3,608 - 33,522 - (50,985) 22,318 (114,364) 16,521 971,806 52,702 2,846 109,945 2,079,862 75,020$ (111,518)$ 126,466$ 3,051,668$ Other Special Revenue Fund Fire Dept. Capital Impr. Fund Grant Fund Total Nonmajor Governmental Funds City of Anna, Texas Balance Sheet Community Development Corporation September 30, 2019 74 Anna Community Development Corporation ASSETS Cash and cash equivalents 755,946$ Receivables, net 279,769 TOTAL ASSETS 1,035,715$ LIABILITIES Accounts payable 13,857$ Accrued salaries 1,817 Total liabilities 15,674 DEFERRED INFLOWS OF RESOURCES Local business loans 41,310 Total deferred inflows of resources 41,310 FUND BALANCES Restricted for: Community Development 978,731 Total fund balances 978,731 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 1,035,715$ City of Anna, Texas Reconciliation of Governmental Funds Balance Sheet to the Statement of Net Position Community Development Corporation September 30, 2019 75 FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 978,731$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. 2,757,904 The following deferred outflows of resources and deferred inflows of resources are not reported in governmental funds: Deferred outflows of resources - OPEB 89 Deferred outflows of resources - pension 8,640 Deferred inflows of resources - OPEB (79) Deferred inflows of resources - pension (1,439) Long-term liabilities, including bonds payable, are not due and payable in the current period and, therefore, are not reported in the fund financial statements. Long-term liabilities consist of: Sales tax revenue bonds (3,085,000) Accrued interest (14,252) Total OPEB liability (578) Net pension liability (13,030) Unavailable revenues are removed for the statement of net position. 41,310 NET POSITION OF GOVERNMENTAL ACTIVITIES 672,296$ City of Anna, Texas Statement of Revenues, Expenditures, and Changes in Fund Balances Community Development Corporation For the Year Ended September 30, 2019 76 Anna Community Development Corporation REVENUES Sales taxes 1,101,253$ Investment income 12,591 Total rev enues 1,113,844 EXPENDITURES Current: Community and economic development 547,081 Debt service: Principal retirement 210,000 Interest and fiscal charges 116,883 Total expenditures 873,964 Excess (deficiency) of revenues over (under) expenditures 239,880 Net change in fund balances 239,880 Fund balance, beginning of year 738,851 Fund balance, end of year 978,731$ City of Anna, Texas Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities Community Development Corporation For the Year Ended September 30, 2019 77 NET CHANGE IN FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 239,880$ Amounts reported for governmental activities in the statement of activities are different because: Current year long-term debt principal payments on tax notes payable are expenditures in the fund financial statements but are shown as reductions in long-term debt in the government-wide financial statements. 210,000 Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Decrease in accrued interest:716 Decrease in accrued compensated absences: 2,114 Increase in net pension liability:(5,829) Increase in total OPEB liability:(568) CHANGE IN NET POSITION OF GOVERNMENTAL ACTIVITIES 446,313$ City of Anna, Texas Balance Sheet Economic Development Corporation September 30, 2019 78 Anna Economic Development Corporation ASSETS Cash and cash equivalents 591,617$ Receivables, net 89,476 TOTAL ASSETS 681,093$ LIABILITIES Accounts payable 3,370$ Total liabilities 3,370 DEFERRED INFLOWS OF RESOURCES Unavailable revenue: Local business loans 89,027 Total deferred inflows of resources 89,027 FUND BALANCES Restricted for: Economic Development 588,696 Total fund balances 588,696 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 681,093$ City of Anna, Texas Reconciliation of Governmental Fund Balance Sheet to the Statement of Net Position Economic Development Corporation September 30, 2019 79 FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 588,696$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. 337,184 Unavailable revenues are not included in the government-wide financial statements. 89,027 NET POSITION OF GOVERNMENTAL ACTIVITIES 1,014,907$ City of Anna, Texas Statement of Revenues, Expenditures, and Changes in Fund Balance Economic Development Corporation For the Year Ended September 30, 2019 80 Anna Economic Development Corporation REVENUES Char ges for services 17,045$ Investment income 4,669 Miscellaneous income 27,900 Total rev enues 49,614 EXPENDITURES Current: Community and economic development 50,966 Total expenditures 50,966 Excess (deficiency) of revenues over (under) expenditures (1,352) Other Financing Sources (Uses) Proceeds from the sale of capital assets 378,493 Total other financing sources (uses)378,493 Net change in fund balances 377,141 Fund balance, beginning of year 211,555 Fund balance, end of year 588,696$ City of Anna, Texas Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balance of the Governmental Fund to the Statement of Activities Economic Development Corporation For the Year Ended September 30, 2019 81 NET CHANGE IN FUND BALANCES - TOTAL GOVERNMENTAL FUNDS 377,141$ Amounts reported for governmental activities in the statement of activities are different because: Depreciation is not recognized as an expense in governmental funds since it does not require the use of current financial resources (19,717) In the governmental fund financial statements, the proceeds from sale of assets are shown as an increase in financial resources. However, in the statement of activities, a loss from the transaction is reported (6,568) Various other reclassification and eliminations are necessary to convert from the modified accrual basis of accounting to accrual basis of accounting. This includes the change in unavailable revenue from the prior year (2,900) CHANGE IN NET POSITION OF GOVERNMENTAL ACTIVITIES 347,956$ City of Anna, Texas Schedule of Revenues, Expenditures, and Changes In Fund Balances – Budget and Actual Community Development Corporation For the Year Ended September 30, 2019 82 Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES Sales and use tax 898,227$ 898,227$ 1,101,253$ 203,026$ Investment income 2,474 2,474 12,591 10,117 Total revenues 900,701 900,701 1,113,844 213,143 EXPENDITURES Current: Community and economic development 573,818 594,131 547,081 47,050 Debt Service: Principal retirement 210,000 210,000 210,000 - Interest and fiscal charges 116,883 116,883 116,883 - Total expenditures 900,701 921,014 873,964 47,050 Excess (deficiency) of revenues over (under) expenditures - (20,313) 239,880 260,193 Net change in fund balance - (20,313) 239,880 260,193 Fund balances, beginning of year 738,851 738,851 738,851 - FUND BALANCES, END OF YEAR 738,851$ 718,538$ 978,731$ 260,193$ Notes to Required Supplementary Information 1. Annual budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP) City of Anna, Texas Statement of Revenues, Expenditures, and Changes In Fund Balances – Budget and Actual Economic Development Corporation For the Year Ended September 30, 2019 83 Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES Char ges for services - rentals 23,952$ 23,952$ 17,045$ (6,907)$ Investment income 660 660 4,669 4,009 Other income 30,612 30,612 27,900 (2,712) Total revenues 55,224 55,224 49,614 (5,610) EXPENDITURES Current: Community and economic development 80,250 100,263 50,966 49,297 Total expenditures 80,250 100,263 50,966 49,297 Excess (deficiency) of revenues over (under ) expenditures (25,026) (45,039) (1,352) 43,687 Other Financing Sources (Uses) Proceeds on the sale of capital assets - - 378,493 378,493 Total other financing sources (uses)- - 378,493 378,493 Net change in fund balance (25,026) (45,039) 377,141 422,180 Fund balances, beginning of year 211,555 211,555 211,555 - FUND BALANCES, END OF YEAR 186,529$ 166,516$ 588,696$ 422,180$ Notes to Required Supplementary Information 1. Annual budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP) City of Anna, Texas Statement of Revenues, Expenditures, and Changes In Fund Balances – Budget and Actual Debt Service Fund For the Year Ended September 30, 2019 84 Final Budget Original Final Positive Budget Budget Actual (Negative) REVENUES Property taxes 1,819,909$ 1,819,909$ 1,842,459$ 22,550$ Investment income 8,000 8,000 13,820 5,820 Total revenues 1,827,909 1,827,909 1,856,279 28,370 EXPENDITURES Principal retirement 371,000 371,000 371,000 - Interest and fiscal charges 1,678,417 1,678,417 1,677,209 1,208 Total expenditures 2,049,417 2,049,417 2,048,209 1,208 Excess (deficiency) of revenues over (under) expenditures (221,508) (221,508) (191,930) 29,578 Net change in fund balances (221,508) (221,508) (191,930) 29,578 Fund balances, beginning of year 281,807 281,807 281,807 - FUND BALANCES, END OF YEAR 60,299$ 60,299$ 89,877$ 29,578$ 85 86 Agency Funds PID Agency Fund To account for bond proceeds, assessments, and related debt associated with bonds issued by the City as an agent for the Hurricane Creek public improvement district. City of Anna, Texas Statement of Changes in Assets and Liabilities PID Agency Fund For the Year Ended September 30, 2019 87 Balance at Balance at Beginning End of Year Additions Deletions of Year ASSETS Restricted cash and cash equivalents -$ 2,108,200$ 308,980$ 1,799,220$ Total assets -$ 2,108,200$ 308,980$ 1,799,220$ LIABILITIES Liability to bond holders -$ 2,108,200$ 308,980$ 1,799,220$ Total liabilities -$ 2,108,200$ 308,980$ 1,799,220$ 88 89 Statistical Section 90 91 Statistical Section (Unaudited) This part of the City's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and Required Supplementary Information says about the City's overall financial health. Tables Financial Trends 1, 2, 3 & 4 These schedules contain trend information to help the reader understand how the City’s financial performance and well-being have changed over time. Revenue Capacity 5, 6, 7 & 8 These schedules contain information to help the reader assess the City’s most significant local revenue source, property tax. Debt Capacity 9, 10, 11 & 12 These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future. Demographic and Economic Information 13 & 14 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place. Operating Information 15, 16 & 17 These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. City of Anna, Texas Table 1 Net Position by Component Last Ten Fiscal Years (Unaudited) (accrual basis of accounting) 92 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010GOVERNMENTAL ACTIVITIESNet investment in capital assets 33,525,898$ 29,892,142$ 20,398,968$ 13,466,866$ 13,288,789$ 12,463,939$ 11,698,639$ 10,749,210$ 11,048,398$ 10,763,659$ Restricted10,681,098 469,607 1,489,057 1,550,067 1,781,301 1,265,399 983,464 444,340 156,274 206,256 Unrestricted6,211,056 5,793,809 3,844,285 3,052,331 2,073,139 2,272,911 2,427,826 2,338,621 2,636,598 2,611,930 TOTAL GOVERNMENTAL ACTIVITIES NET POSITION50,418,052$ 36,155,558$ 25,732,310$ 18,069,264$ 17,143,229$ 16,002,249$ 15,109,929$ 13,532,171$ 13,841,270$ 13,581,845$ BUSINESS-TYPE ACTIVITIESNet investment in capital assets 28,632,597$ 25,064,065$ 17,356,378$ 12,878,858$ 9,150,846$ 7,161,432$ 9,228,796$ 11,584,537$ 11,657,252$ 10,990,672$ Restricted9,638,637 6,761,991 6,407,402 7,349,941 10,029,856 11,632,410 8,358,837 3,809,923 3,260,968 3,125,129 Unrestricted (deficit)3,364,464 2,855,207 2,930,232 762,189 595,738 642,688 1,470,698 1,233,119 1,352,162 485,641 TOTAL BUSINESS-TYPE ACTIVITIES NET POSITION41,635,698$ 34,681,263$ 26,694,012$ 20,990,988$ 19,776,440$ 19,436,530$ 19,058,331$ 16,627,579$ 16,270,382$ 14,601,442$ PRIMARY GOVERNMENTNet investment in capital assets 62,158,495$ 54,956,207$ 37,755,346$ 26,345,724$ 22,439,635$ 19,625,371$ 20,927,435$ 22,333,747$ 22,705,650$ 21,754,331$ Restricted20,319,735 7,231,598 7,896,459 8,900,008 11,811,157 12,897,809 9,342,301 4,254,263 3,417,242 3,331,385 Unrestricted9,575,520 8,649,016 6,774,517 3,814,520 2,668,877 2,915,599 3,898,524 3,571,740 3,988,760 3,097,571 TOTAL PRIMARY GOVERNMENT NET POSITION92,053,750$ 70,836,821$ 52,426,322$ 39,060,252$ 36,919,669$ 35,438,779$ 34,168,260$ 30,159,750$ 30,111,652$ 28,183,287$ Source: Comprehensive Annual Financial Report City of Anna, Texas Table 2 Changes in Net Position Last Ten Fiscal Years (Unaudited) (accrual basis of accounting) 93 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010EXPENSESGovernmental activities:General government 1,954,083$ 1,758,159$ 1,405,085$ 1,393,256$ 1,058,719$ 963,243$ 885,833$ 1,047,147$ 979,107$ 1,091,501$ Culture and recreation877,455 799,378 665,430 584,676 573,249 432,133 303,607 290,907 264,779 200,431 Community services1,289,798 810,369 904,227 690,842 558,541 619,465 560,983 530,649 412,775 274,589 Public safety3,972,445 3,730,871 3,062,333 2,727,997 2,511,931 2,272,660 2,278,515 1,841,980 1,802,720 1,563,583 Public works4,113,592 2,013,096 1,502,775 1,261,514 1,053,123 954,932 940,941 888,763 853,980 880,894 Interest on long-term debt2,420,375 670,789 132,433 174,446 316,079 258,663 270,057 196,169 208,551 220,033 Total governmental activities expenses 14,627,748 9,782,662 7,672,283 6,832,731 6,071,642 5,501,096 5,239,936 4,795,615 4,521,912 4,231,031 Business-type activities:Water and sewer11,664,343 8,893,526 7,443,593 7,371,352 6,487,099 5,453,831 5,307,272 4,928,084 4,400,065 4,261,246 Total business-type activities expenses 11,664,343 8,893,526 7,443,593 7,371,352 6,487,099 5,453,831 5,307,272 4,928,084 4,400,065 4,261,246 TOTAL PRIMARY GOVERNMENT EXPENSES26,292,091$ 18,676,188$ 15,115,876$ 14,204,083$ 12,558,741$ 10,954,927$ 10,547,208$ 9,723,699$ 8,921,977$ 8,492,277$ PROGRAM REVENUESGovernmental activities:Charges for services:General government 236,673$ 90,890$ 136,465$ 48,181$ 30,000$ 30,000$ 20,839$ 97,951$ 99,065$ 130,824$ Culture and recreation900,150 315,933 553,511 117,990 63,265 71,905 63,421 10,295 9,798 5,014Public safety16,995 94,244 49,950 768,988 218,973 183,533 194,379 69,200 84,134 4,542Public works666,873 641,119 382,390 129,914 - - - - - - Community services1,314,178 873,397 1,173,516 236,694 748,212 772,501 839,349 743,906 278,051 126,728 Operating grants and contributions182,943 4,225 351,482 333,948 15,053 11,525 10,531 76,729 52,548 182,847 Capital grants and contributions15,179,885 9,338,204 6,489,958 - 1,417,514 783,182 2,665,841 382,003 648,296 889,152 Total governmental activities program revenues 18,497,697 11,358,012 9,137,272 1,635,715 2,493,017 1,852,646 3,794,360 1,380,084 1,171,892 1,339,107 Business-type activities:Charges for services:Water and sewer9,021,096 11,416,192 9,805,662 7,523,193 6,194,327 5,980,176 5,573,401 4,880,931 4,329,000 3,653,989 Capital grants and contributions8,244,205 5,348,481 3,298,737 776,416 755,508 486,155 484,704 - 1,233,559 - Total business-type activities program revenues 17,265,301 16,764,673 13,104,399 8,299,609 6,949,835 6,466,331 6,058,105 4,880,931 5,562,559 3,653,989 TOTAL PRIMARY GOVERNMENT PROGRAM REVENUES35,762,998$ 28,122,685$ 22,241,671$ 9,935,324$ 9,442,852$ 8,318,977$ 9,852,465$ 6,261,015$ 6,734,451$ 4,993,096$ Source: Comprehensive Annual Financial Report City of Anna, Texas Table 2 Changes in Net Position – Continued Last Ten Fiscal Years (Unaudited) (accrual basis of accounting) 94 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010NET (EXPENSE) REVENUEGovernmental activities 3,869,949$ 1,575,350$ 1,464,989$ (5,197,016)$ (3,578,625)$ (3,648,450)$ (1,445,576)$ (3,415,531)$ (3,350,020)$ (2,891,924)$ Business-type activities 5,600,958 7,871,147 5,660,806 928,257 462,736 1,012,500 750,833 (47,153) 1,162,494 (607,257) TOTAL PRIMARY GOVERNMENT NET EXPENSE9,470,907$ 9,446,497$ 7,125,795$ (4,268,759)$ (3,115,889)$ (2,635,950)$ (694,743)$ (3,462,684)$ (2,187,526)$ (3,499,181)$ GENERAL REVENUES AND OTHER CHANGES IN NET POSITIONGovernmental activities:Taxes:Property taxes 6,728,848$ 5,579,490$ 4,619,461$ 3,973,028$ 3,322,054$ 2,807,140$ 2,483,857$ 2,392,504$ 2,418,445$ 2,407,914$ Sales taxes 1,835,421 1,502,079 1,203,749 1,542,309 1,473,097 1,350,896 1,149,297 522,840 537,544 438,071 Franchise taxes 612,332 573,517 505,571 447,498 450,799 416,175 353,482 363,970 333,936 358,732 Investment earnings 1,044,444 327,200 26,199 31,816 23,685 22,295 39,256 25,939 26,484 15,981 Gain on sale of capital assets 135,910 276,970 - - 39,160 11,960 - 3,339 - - Miscellaneous 84,132 314,750 241,719 166,773 316,688 140,596 39,399 162,422 135,518 56,029 Intergovernmental- 142,273 - - - - - - - - Transfers(48,542) 159,500 - 108,556 (649) 279,707 (1,489,156) (364,582) (59,138) (366,799) Total governmental activities 10,392,545 8,875,779 6,596,699 6,269,980 5,624,834 5,028,769 2,576,135 3,106,432 3,392,789 2,909,928 Business-type activities:Investment earnings276,200 136,261 63,607 69,608 77,064 73,451 34,636 34,450 51,375 48,480 Gain on sale of capital assets- - - - - - - 5,318 - - Miscellaneous1,028,735 148,148 69,610 29,193 - - 156,127 - 185,569 88,842 Transfers48,542 (159,500) - (108,556) 649 (279,707) 1,489,156 364,582 59,138 366,799 Total business-type activities 1,353,477 124,909 133,217 (9,755) 77,713 (206,256) 1,679,919 404,350 296,082 504,121 TOTAL PRIMARY GOVERNMENT11,746,022$ 9,000,688$ 6,729,916$ 6,260,225$ 5,702,547$ 4,822,513$ 4,256,054$ 3,510,782$ 3,688,871$ 3,414,049$ CHANGE IN NET POSITIONGovernmental activities 14,262,494$ 10,451,129$ 8,061,688$ 1,072,964$ 2,046,209$ 1,380,319$ 1,130,559$ (309,099)$ 42,769$ 18,004$ Business-type activities 6,954,435 7,996,056 5,794,023 918,502 540,449 806,244 2,430,752 357,197 1,458,576 (103,136) TOTAL PRIMARY GOVERNMENT21,216,929$ 18,447,185$ 13,855,711$ 1,991,466$ 2,586,658$ 2,186,563$ 3,561,311$ 48,098$ 1,501,345$ (85,132)$ Source: Comprehensive Annual Financial Report City of Anna, Texas Table 3 Fund Balances of Governmental Funds Last Ten Fiscal Years (Unaudited) (modified accrual basis of accounting) 95 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010GENERAL FUNDNonspendable 7,242$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Restricted 13,133 12,891 12,768 19,580 523,192 394,002 232,160 356,686 156,274 206,256 Committed 215,932 215,932 740,768 185,788 157,476 161,510 558,127 110,894 - - Assigned - - - - - 144,175 - - 52,383 - Unassigned 5,705,117 4,484,943 3,741,504 3,114,627 2,617,940 2,351,029 1,830,457 2,178,670 2,097,832 2,016,980 TOTAL GENERAL FUND5,941,424$ 4,713,766$ 4,495,040$ 3,319,995$ 3,298,608$ 3,050,716$ 2,620,744$ 2,646,250$ 2,306,489$ 2,223,236$ ALL OTHER GOVERNMENTAL FUNDSNonspendable 1,000$ -$ -$ -$ -$ 35,642$ 88,353$ -$ -$ -$ Restricted 40,214,505 35,295,317 1,476,290 2,284,212 1,100,633 871,397 662,951 87,654 315,321 - Committed - - - - - - - - - - Assigned - - - - - - - - - - Unassigned(112,518) - (7,694) (574,937) (203,139) (371,273) (87,717) - - 241,216 TOTAL ALL OTHER GOVERNMENTAL FUNDS40,102,987$ 35,295,317$ 1,468,596$ 1,709,275$ 897,494$ 535,766$ 663,587$ 87,654$ 315,321$ 241,216$ Notes: The City implemented GASB Statement No. 54 "Fund Balance Reporting and Governmental Fund TypeDefinitions" in fiscal year 2011.Source: Comprehensive Annual Financial Report City of Anna, Texas Table 4 Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Unaudited) (modified accrual basis of accounting) 96 2019201820172016201520142013201220112010REVENUESTaxes 9,166,995$ 7,592,708$ 6,338,940$ 5,965,724$ 5,241,413$ 4,571,535$ 3,999,758$ 3,282,978$ 3,276,278$ 3,194,899$ Licenses, permits, and fees 1,331,173 824,186 1,115,294 711,462 748,212 772,501 839,349 743,906 278,051 126,728 Charges for services 1,716,265 1,113,856 1,106,620 - 158,491 166,242 139,646 82,834 93,932 9,556 Fines and forfeitures 87,431 77,541 73,918 84,360 115,027 100,055 133,018 98,446 87,877 122,947 Intergovernmental 93,190 142,273 185,392 287,614 114,200 106,600 1,463,430 126,900 91,400 51,650 Investment earnings1,044,444 327,200 26,199 31,816 23,685 22,295 39,256 25,939 26,484 15,981 Other revenues 166,460 314,750 117,932 1,164,183 126,393 122,579 74,738 35,522 44,119 56,029 Contributions 9,823,637 4,225 351,482 135,949 29,085 674,398 458,732 290,908 747,733 Total revenues 23,429,595 10,396,739 9,315,777 8,245,159 6,663,370 5,890,892 7,363,593 4,855,257 4,189,049 4,325,523 EXPENDITURESCurrent:General government 1,918,254 1,553,102 1,339,668 1,507,324 1,181,679 1,048,004 967,299 985,070 957,021 950,697 Culture and recreation 518,696 473,477 332,249 268,538 246,808 196,502 120,030 116,883 101,444 61,852 Community development 1,286,794 809,682 902,552 689,308 896,419 1,001,631 737,119 529,080 411,206 271,639 Public safety 3,721,752 3,649,049 2,842,470 2,509,795 2,182,617 1,951,681 1,964,502 1,669,196 1,612,809 1,451,188 Public works 2,166,360 541,968 463,780 539,049 200,188 170,830 201,294 163,518 155,894 203,484 Debt service:Principal retirement 426,851 342,000 328,000 779,842 466,776 415,662 430,877 327,914 323,737 298,576 Interest and fiscal changes 2,589,974 71,273 97,376 182,942 200,331 259,080 271,485 204,552 200,071 232,044 Bond issuance costs - 443,009 - - 38,350 - - - - - Capital outlay 5,414,720 1,771,045 565,974 1,094,445 755,535 837,018 2,917,945 382,368 610,853 938,213 Total expenditures 18,043,401 9,654,605 6,872,069 7,571,243 6,168,703 5,880,408 7,610,551 4,378,581 4,373,035 4,407,693 Excess of revenues over (under) expenditures 5,386,194 742,134 2,443,708 673,916 494,667 10,484 (246,958) 476,676 (183,986) (82,170) OTHER FINANCING SOURCES (USES)Transfers in 121,637 1,455,713 585,209 298,419 335,134 316,507 1,755,532 213,753 107,636 186,338 Transfers (out)(170,179) (1,296,213) (585,209) (189,863) (335,783) (36,800) (3,244,688) (578,335) (166,774) (553,138) Sale of capital assets 212,608 700,082 34,974 17,054 65,000 11,960 - - - - Debt issuance - 31,795,000 (23,350) - 1,462,000 - - - 360,000 - Premium on debt issuance - 1,601,891 850,000 - - - - - - - Lease issuance 485,068 - - - - - - - - 70,578 Payments to escrow agent - (953,160) (820,899) - (1,411,398) - - - - - Total other financing sources (uses)649,134 33,303,313 40,725 125,610 114,953 291,667 (1,489,156) (364,582) 300,862 (296,222) NET CHANGE IN FUND BALANCE6,035,328$ 34,045,447$ 2,484,433$ 799,526$ 609,620$ 302,151$ (1,736,114)$ 112,094$ 116,876$ (378,392)$ DEBT SERVICE AS A PERCENTAGE OF NONCAPITAL EXPENDITURES23.9% 5.2% 6.7% 14.9% 12.3% 13.4% 15.0% 13.3% 13.9% 15.3%Source: Comprehensive Annual Financial Report City of Anna, Texas Table 5 Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (Unaudited) 97 Fiscal Real Personal Less: Tax Exempt Total Taxable Total Direct Year Property Property Property Assessed Value Tax Rate2010 452,408,378$ 14,428,711$ 82,726,997$ 384,110,092$ 0.62273 2011 426,150,871 14,570,908 75,476,975 365,244,804 0.65033 2012 446,019,189 14,755,531 95,551,181 365,223,539 0.65033 2013 457,390,078 16,753,543 97,610,313 376,533,308 0.65033 2014 514,337,648 21,674,172 105,177,246 430,834,574 0.65033 2015 649,209,461 22,743,852 161,376,609 510,576,704 0.64900 2016 817,578,552 27,290,010 236,173,968 608,694,594 0.63900 2017 941,525,839 32,134,958 247,017,901 726,642,896 0.62900 2018 1,173,598,307 40,865,863 303,651,595 910,812,575 0.60129 2019 1,440,753,873 51,949,576 352,310,696 1,140,392,753 0.59129 Source: Collin County Appraisal DistrictEstimated Market Value City of Anna, Texas Table 6 Direct and Overlapping Property Tax Rates Last Ten Fiscal Years (Unaudited) 98 Anna Collin CountyFiscal Debt Total Independent Collin Community TotalYear Operating Service Direct Rate School District County College District Rate2010 0.52994 0.09280 0.622739 1.540050 0.242500 0.086300 1.86885 2011 0.55423 0.09611 0.650332 1.540000 0.240000 0.086300 1.86630 2012 0.55938 0.09097 0.650341 1.540000 0.240000 0.086300 1.86630 2013 0.55937 0.09097 0.650332 1.540000 0.240000 0.086299 1.86630 2014 0.55937 0.09097 0.650332 1.540000 0.237500 0.083643 1.86114 2015 0.54583 0.10317 0.649000 1.540000 0.235000 0.081960 1.85696 2016 0.53234 0.10666 0.639000 1.670000 0.225000 0.081960 1.97696 2017 0.50658 0.12242 0.629000 1.670000 0.208395 0.081222 1.95962 2018 0.47887 0.12242 0.601288 1.670000 0.192246 0.798100 2.66035 2019 0.42812 0.16317 0.591288 1.670000 0.180785 0.081222 1.93201 Source: Collin County Central Appraisal DistrictNote: The entire City was located in Collin County and within the Anna Independent School District.City Direct Rates Overlapping Rates City of Anna, Texas Table 7 Principal Property Tax Payers Current and Nine Years Ago (Unaudited) 99 Taxable Percentage of Taxable Percentage ofAssessed Total City Assessed Total CityTaxpayer Valuation Assessed Valuation Taxpayer Value Assessed ValuationWal-Mart Real Estate Business Trust 20,460,245$ 1.56% Brookshire Grocery Company 7,401,924$ 2.14%Lennar Homes of Texas 14,492,890 1.11% Anna Eagle Retail LP 3,324,119 0.96%Bloomfield Homes LP 12,505,748 0.95% Anna West/2004 Ltd. 2,833,748 0.82%LGI Homes Texas LLC 10,847,605 0.83% Aahi-Antoninne LLC 2,800,000 0.81%Wal-Mart Stores Texas LLC 10,377,449 0.79% Anna Commerical Partners LLC 2,458,662 0.71%RR LI Enterprise LP 6,149,225 0.47% UDF Northpointe II LP 2,275,151 0.66%Anna Crossing Phase VII LNRD Ltd. 5,585,135 0.43% Hwy 75/Anna Property LP 2,036,553 0.59%DR Horton - Texas Ltd. 5,510,287 0.42% Bronco MFC Machine Shop 1,964,189 0.57%Palladium Anna Ltd. 5,044,222 0.38% Love's Country Stores Inc. 1,932,557 0.56%Burnco Texas LLC 4,878,913 0.37% First National Bank of Van Alstyne 1,867,631 0.54%Total95,851,719 7.31% 28,894,534 8.36%Source: Collin County Tax CollectorNotes: aTaxpayers are assessed on January 1, 2018 (2018 tax year) for the 2019 fiscal year.20102019 bTaxpayers are assessed on January 1, 2009 (2009 tax year) for the 2010 fiscal year. City of Anna, Texas Table 8 Property Tax Levies and Collections Last Ten Fiscal Years (Unaudited) 100 Taxes Levied CollectionsFiscal for the Percentage in Subsequent PercentageYear Fiscal Year Amount of Tax Levy Years Amount of Tax Levy2010 2,354,795$ 2,310,499$ 98.1% 42,875$ 2,353,374$ 99.9%2011 2,377,408 2,330,562 98.0% 44,562 2,375,124 99.9%2012 2,365,624 2,314,801 97.9% 47,482 2,362,283 99.9%2013 2,483,972 2,420,674 97.5% 58,076 2,478,750 99.8%2014 2,851,672 2,771,670 97.2% 67,311 2,838,981 99.6%2015 3,373,239 3,290,905 97.6% 67,134 3,358,039 99.5%2016 3,966,064 3,881,905 97.9% 68,059 3,949,964 99.6%2017 4,606,565 4,541,224 98.6% 45,590 4,586,814 99.6%2018 5,495,607 5,348,790 97.3% 14,529 5,363,319 97.6%2019 6,772,700 6,569,608 97.0% - 6,569,608 97.0%Source: Collin County Tax AssessorCollected within theFiscal Year of the Levy Total Collections to Date City of Anna, Texas Table 9 Ratios of Outstanding Debt by Type Last Ten Fiscal Years (Unaudited) 101 General Certificates Combination Capital Waterworks & Combination Contract General Capital Total Percentage Fiscal Obligation of Tax & Revenue Lease Sewer System Tax & Revenue Revenue Obligation Lease Primary of Personal PerYear Bonds Obligation Bonds & Certificates Payable Revenue Bonds Bonds & Certificates Bonds Bonds Payable Government Income Capita2010 310,000$ 4,280,000$ -$ 228,916$ 19,500$ 4,140,000$ 15,746,250$ 29,000$ 63,372$ 24,817,038$ N/A 3,064 2011 290,000 4,435,000 - 979,759 15,000 4,115,000 15,428,750 24,500 46,382 25,334,391 13.00% 3,052 2012 270,000 4,215,000 - 2,686,726 10,000 4,090,000 15,086,250 20,000 28,526 26,406,502 13.38% 3,078 2013 250,000 3,985,000 - 2,513,847 5,000 8,275,000 14,698,750 15,000 9,747 29,752,344 13.30% 3,179 2014 230,000 3,755,000 - 2,354,618 - 12,430,000 14,201,250 10,000 - 32,980,868 12.58% 3,187 2015 1,615,000 2,525,000 - 2,204,882 - 12,561,000 13,675,000 5,000 - 32,585,882 11.90% 2,968 2016 1,563,000 2,270,000 - 1,732,000 - 12,359,000 13,140,000 - - 31,064,000 10.99% 2,744 2017 2,145,000 1,045,000 - - - 12,212,619 12,503,750 - 1,340,010 29,246,379 8.63% 2,360 2018 2,018,000 32,351,142 876,409 - - 17,195,354 5,892,500 - 1,217,631 59,551,036 16.54% 4,350 2019 1,922,000 32,253,211 615,000 429,217 - 16,388,023 5,618,750 - 1,092,805 58,319,006 14.97% 3,885 Notes: Details regarding the City's outstanding debt can be found in the notes to financial statements.Business-type ActivitiesGovernmental ActivitiesBusiness-type Activities (continued) City of Anna, Texas Table 10 Ratios of General Bonded Debt Outstanding Last Ten Fiscal Years (Unaudited) 102 Percentage ofActualCombination TaxableFiscal General Obligation Certificates of Tax & Revenue Value¹ of PerYear Bonds ObligationBonds & Certificates3Total PropertyCapita22010 310,000$ 4,280,000$ 4,140,000$ 8,730,000$ 0.0023% 1,078 2011 290,000 4,435,000 4,115,000 8,840,000 0.0024% 1,065 2012 270,000 4,215,000 4,090,000 8,575,000 0.0023% 999 2013 250,000 3,985,000 8,275,000 12,510,000 0.0033% 1,337 2014 230,000 3,755,000 12,430,000 16,415,000 0.0038% 1,586 2015 1,615,000 2,525,000 12,561,000 16,701,000 0.0033% 1,521 2016 1,563,000 2,270,000 12,359,000 16,192,000 0.0027% 1,430 2017 2,145,000 1,045,000 12,212,619 15,402,619 0.0021% 1,243 2018 2,018,000 32,351,142 18,071,763 52,440,905 0.0058% 3,831 2019 1,922,000 32,253,211 17,003,023 51,178,234 0.0045% 3,410 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements.¹See the Schedule of Assessed and Estimated Actual Value of Taxable Property for property value data.2Population data can be found in the Schedule of Demographic and Economic Statistics.3Bonds are payable from levy and collecton of a direct and continuing ad valorem tax and from a pledge of surplus revenues from water and sewer. City of Anna, Texas Table 11 Direct and Overlapping Governmental Activities Debt As of September 30, 2019 (Unaudited) 103 EstimatedEstimated Share ofDebt Percentage OverlappingOutstandingApplicable1DebtGOVERNMENTAL UNITDebt repaid with property taxes:Collin County392,565,000$ 0.65% 2,551,673$ Collin College239,445,000 0.65% 1,556,393 Anna ISD141,445,024 77.42% 109,506,738 113,614,803 Subtotal, overlapping debtCity of Anna35,219,428 TOTAL DIRECT AND OVERLAPPING DEBT148,834,231$ Source: Net bonded debt and percentage of debt provided by Municipal Advisory of TexasNotes: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion ofthe outstanding debt of those overlapping by the residents and businesses of Statistical. This process recognizes that, when considering the City'sabilitygovernments that is borne to issue and repay long-teim debt, the entire debt burden borne by the residents and businesses should be taken into account.However, this does not imply that every taxpayer is a resident--and therefore responsible for repaying the debt--of each overlapping government.1For debt repaid with property taxes, the percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicablepercentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries anddividing it by each unit's total taxable assessed value. City of Anna, Texas Table 12 Pledged-Revenue Coverage Last Ten Fiscal Years (Unaudited) 104 Less: NetFiscal Total Operating Available TimesYearRevenuesaExpensesbRevenue Principal Interest Coverage2010 3,791,310$ 2,498,178$ 1,293,132$ 336,000$ 787,293$ 1.15 2011 4,565,944 2,547,615 2,018,329 365,526 782,174 1.76 2012 4,920,699 2,899,257 2,021,442 416,826 906,240 1.53 2013 5,764,164 3,161,627 2,602,537 446,279 955,154 1.86 2014 6,053,627 3,151,655 2,901,972 542,247 1,054,947 1.82 2015 6,271,391 3,987,255 2,284,136 663,250 1,125,983 1.28 2016 8,371,878 5,137,343 3,234,535 742,000 1,056,647 1.80 2017 9,938,880 6,490,261 3,448,619 772,500 1,028,814 1.91 2018 11,700,601 6,146,505 5,554,096 1,015,628 912,272 2.88 2019 15,822,376 8,582,049 7,240,327 1,131,810 1,903,394 2.39 Note: aIncludes both operating and non-operating revenues. bIncludes operating expenses minus depreciation. Details regarding the City's outstanding debt can be found in the notes to the financial statements.Debt ServiceWater Revenue Bonds City of Anna, Texas Table 13 Demographic and Economic Statistics Last Ten Fiscal Years (Unaudited) 105 Fiscal PersonalPer Capita4School UnemploymentYearPopulation1Income Personal IncomeEnrollment3Rate22010 8,100 N/A N/A N/A 7.0%2011 8,300 194,842,500$ 23,475$ 2,339 6.9%2012 8,580 197,374,320 23,004 2,519 5.6%2013 9,360 223,657,200 23,895 2,579 5.4%2014 10,350 262,082,700 25,322 2,855 4.4%2015 10,980 273,808,260 24,937 3,051 3.6%2016 11,320 282,705,680 24,974 3,214 3.8%2017 12,390 338,916,060 27,354 3,438 3.8%2018 13,690 359,992,240 26,296 3,602 3.0%2019 15,010 389,614,570 25,957 3,837 2.9%Sources:1North Central Texas Council of Governements (NCTCOG)2State Department of Labor and homefacts.com3Anna Independent School District4U. S. Census Bureau American Fact Finder & North Central Texas Council of Governments(NCTCOG)Note: The requirement is for 10 years worth of data. The City will present a full 10 year schedule as theinformation becomes available. Areas where information could not be obtained are listed as N/A. City of Anna, Texas Table 14 Principal Employers Current and Nine Years Ago (Unaudited) 106 Percentage of Percentage ofNo. Total City No. Total CityEmployer Employees Employment Employer Employees EmploymentAnna ISD 543 39.46% Anna ISD N/A N/AWalmart 270 19.62% Pate Rehab N/A N/APate Rehab 162 11.77% Brookshire's N/A N/ACity of Anna 104 7.56% Bronco N/A N/ABrookshire's 85 6.18% Hurricane Creek Country Club N/A N/ABronco Manufacturing 51 3.71% City of Anna N/A N/AHurricane Creek County Club 45 3.27% KFC/Taco Bell N/A N/ALoves Travel Stop 45 3.27% Crow's Country Café N/A N/AMcDonalds 40 2.91% Mudpies and Lullabies N/A N/ATri-County Vet 31 2.25% Highland Fire Protection N/A N/ATotal 1,376 - Source: 1Top ten employers and employee count provided by Anna Econcomic Deveopment Corporation.Note: Data not available for 2010 at the time of this publication. The City will present this information for future years' as theinformation becomes available. 20192010 City of Anna, Texas Table 15 Full-Time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years (Unaudited) 107 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010FUNCTION/PROGRAMGeneral Government andAdministration 23.5 15.5 12.5 13.5 13.5 12.5 12.5 13.5 12.5 12.5Public Safety 33.0 28.0 24.0 22.0 21.0 18.0 18.0 16.0 16.0 16.0Public Works 6.0 8.0 7.0 7.0 4.0 1.0 1.0 1.0 1.0 1.0Culture and Recreation 7.0 10.0 4.0 4.0 2.0 3.0 1.0 2.0 2.0 2.0Water and Sewer 16.0 13.0 11.0 8.0 10.0 12.0 10.0 10.0 9.0 9.0Community Development 8.0 4.0 4.0 3.0 3.0 3.0 2.0 2.0 3.0 3.0Economic Development 2.0 1.0 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5TOTAL ALL GOVERNMENT FUNDS95.5 79.5 63.0 58.0 54.0 50.0 45.0 45.0 44.0 44.0 Source: Finance and Human Resouces Department City of Anna, Texas Table 16 Operating Indicators by Function/Program Last Ten Fiscal Years (Unaudited) 108 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010FUNCTION/PROGRAMGeneral governmentBuilding permits issued-residential 579 342 440 273 216 290 305 351 100 26 Building permits issued-commerical 12 11 11 4 1 5 - 13 15 10 Building inspections conducted 15,416 14,718 16,046 9,474 7,493 12,584 10,566 8,604 3,310 1,183 Public SafetyPolice:Physical arrests 357 428 337 311 309 208 197 187 164 119 Accidents 323 336 265 261 231 182 155 139 129 121 Traffic violations 2,421 3,153 2,404 3,962 4,235 3,491 2,539 3,694 2,342 2,069 Fire:Emergency responses 1,783 1,703 1,502 1,234 1,256 1,065 1,070 1,021 1,066 855 Fires extinguished 81 59 19 79 62 43 41 99 33 59 Inspections 186 284 132 115 107 79 77 55 34 37 Highways and streetsStreet resurfacing (miles)2 1 0.4 1 - - - - - - Potholes repaired 1,100 1,250 940 3,900 1,600 - - - - - RecreationReservations issued 156 164 92 53 59 17 - - - - Waster and SewerNumber of Active Accounts 5,979 5,470 5,102 4,935 4,596 4,423 4,166 3,720 3,104 N/AAverage daily consumption (gallons) wells 1,122,943 1,097,062 1,018,025 1,007,258 1,115,682 1,061,013 772,487 1,200,000 1,093,365 N/AAverage daily consumption (gallons) NTMWD 1,025,503 679,857 679,857 355,970 - - - - - - Source: City departmentsNote: Some data not available for 10 years at the time of this publication. The City will present thisinformation for future years' as the information becomes available. City of Anna, Texas Table 17 Capital Asset Statistics by Function/Program Last Ten Fiscal Years (Unaudited) 109 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010FUNCTIONPublic SafetyNumber of police stations 1 1 1 1 1 1 1 1 1 1 Number of patrol units 8 8 11 9 9 7 7 6 6 6 Number of fire stations 1 1 1 1 1 1 1 1 1 1 Streets and GroundsStreets (miles)73.8 67.5 65 50 - - - - - - Streetlights 908 800 625 570 - - - - - - Traffic signals 4 4 3 1 - - - - - - RecreationAcreage 201.0 201 197.06 197.06 179.67 177.09 177.09 177.09 177.09 177.09 Playgrounds 3 2 2 2 2 2 2 2 2 2 Baseball/softball diamonds 6 6 6 7 7 7 7 5 5 5 Water and SewerWater mains 69 55 55 - - - - - - Fire hydrants 862 804 570 570 - - - - - - Sanitary Sewer (miles)67.9 62.4 50 50 Storage capacity (millions of gallons)2.5 2.5 2.5 2.5 - - - - - - WastewaterTrealnient capacity 9.1 9.1 9.1 9.1 - - - - - - Sanitary sewer (miles)67.9 62.4 60 50 - - - - - - Storm sewers (miles)59.9 57.4 55 50 - - - - - - Source: City DepartmentsNote: Some data not available for 10 years at the time of this publication. The City will present this information for future years' as the information becomes available.